Major Shareholding Notification • May 29, 2019
Major Shareholding Notification
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2) Issuer
| Final | |
|---|---|
| Name BIOCARTIS | ||
|---|---|---|
| Identification number 0505-640-808 |
| Acquisition or disposal of voting securities or voting rights | |
|---|---|
| Downward crossing of the lowest threshold |
| A person that notifies alone |
|---|
| Name | Address (for legal entities) |
|---|---|
| OppenheimerFunds, Inc. | The Corporation Company / 1675 Broadway / Suite 1200, CO 80202 Denver, USA |
| Name | Address (for legal entities) |
|---|---|
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
12
+
十
819

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
3]
56,382,088
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| Holders of voting rights | # of voting rights | # of voting rights | % of voting rights | ||
| Linked to securities | Not linked to the securities |
Linked to secunities |
Not linked to the securities |
||
| OppenheimerFunds, Inc. | 5.649.788 | O | 0.00% | ||
| TOTAL | 0 | 0 | 0.00% | 0.00% |
Start with "groups" of holders. Add subtotals with 2, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| 4 | |||||||
| TOTAL | 0 | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | o | 0.00% |
| Holder | will cease to hold / will hold again |
(DD/MM/YYYY) voting rights as of |
|---|---|---|
| 13) Additional information | ||
| Massechusets Mutual Life Insurance Conparte parent of Opportieiner Group (1075) and Its subscidirins, sold OFF I o inveso Ltd ("Inveso") in a lransacion for closed on May 24, 2019. As a result, investment deservasy exercised by OF i over is various mulual lunds and other accurits has been transfered b heess. O'i no icroger holds any disclosable position in the issuer. |
||
| 24/05/2019 (DD/MM/YYYY) | |
|---|---|
| Name & capacity Stephen Volpe, VP - Compliance | Signature |
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