Major Shareholding Notification • Oct 4, 2019
Major Shareholding Notification
Open in ViewerOpens in native device viewer
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PARTI |
Transparency notification | |||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Identification number 0505-640-808 | Name BIOCARTIS | |||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights | + | |||||
| 4) Notification by | ||||||
| A parent undertaking or a controlling person | ||||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| Debiopharm Innovation Fund S.A. | Rue de Levant 146, 1920 Martigny, Switzerland | |||||
| Après-demain Holding S.A. (formerly Debiopharm Holding S.A.) |
Rue de Levant 146, 1920 Martigny, Switzerland | |||||
| Thierry Mauvernay | Chemin du Praz-Buchilly 113, 1000 Lausanne 25, Switzerland | 4 | ||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||||
| Name | Address (for legal entities) | |||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |||||
| 7) Date on which the threshold is crossed | ||||||
| 23.05.2019 (DD/MM/YYYY) | ||||||
| 8) Threshold that is crossed (in %) | ||||||
| 5 | ||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | ||||||
| 9) Denominator | ||||||
| 56 382 088 | ||||||
| Please enter the denominator before filling in the data | ||||||
| 10) Notified details | ||||||
| A) Voting rights | Previous notification | After the transaction | ||||
| # of voting rights | # of voting rights Not linked to the |
Linked to | % of voting rights Not linked to the |
|||
| Holders of voting rights | Linked to securities | securities | securities | securities | ||
| Thierry Mauvernay Après-demain Holding S.A. (formerly |
0 | 0 | 0.00% | |||
| Debiopharm Holding S.A.) | 0 240 707 |
0 2 750 30 |
0.00% 1 200 |
Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or l
2 750 304
2 750 304
0
4.88%
4.88%
0.00%
4 249 707
TOTAL
Sublotal
+
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| The totale will be undated ange you have alieked on <CALCULATCs |
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 2 750 304 | 4.88% |
| Thierry Mauvernay | ||||
|---|---|---|---|---|
12) In case of proxy voting for only one GM
| will cease to hold / | STER CARD OF COURSELVERS | voting rights as of ----------- | ||
|---|---|---|---|---|
| will hold again |
13) Additional information


Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.