Major Shareholding Notification • Nov 27, 2019
Major Shareholding Notification
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| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | |||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Identification number 0505-640-808 | Name BIOCARTIS | |||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights | ||||||
| 4) Notification by | ||||||
| A parent undertaking or a controlling person | ||||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| Johnson & Johnson | 1 J&J Plaza, New Brunswick, NJ, 08901 USA | |||||
| Johnson & Johnson Innovation - JJDC, Inc. | 410 George Street, New Brunswick, NJ 08901 USA | |||||
| Name Please continue entering the information in part II concerning the |
Address (for legal entities) | |||||
| 7) Date on which the threshold is crossed | persons referred to in Sections 5 and 6 | 20/11/2019 (DD/MM/YYYY) | Part II | |||
| 8) Threshold that is crossed (in %) | ||||||
| 10 | ||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Soction 10 | ||||||
| 9) Denominator | ||||||
| 56,382,088 | ||||||
| 10) Notified details | Please enter the denominator before filling in the data | |||||
| A) Voting rights | Previous notification | After the transaction | ||||
| # of voting rights | # of voting rights Not linked to the |
% of voting rights Not linked to the |
||||
| Holders of voting rights | Linked to securities | securities | Linked to securities | securities | ||
| Johnson & Johnson Johnson & Johnson Innovation - JJDC, |
0 | 0 | 0.00% | |||
| Inc. | 6,107,518 | 5,481,128 | 9.72% |
5,481,128
5,481,128
a 1780
9.72%
9.72%
0.00%
Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alono".
For groups, start with the ultimate controlling natural person or l
6,107,518
TOTAL
Sublotal
| B) Equivalent financial instruments | After the transaction | |||||||
|---|---|---|---|---|---|---|---|---|
| Holders of equivalent financial Instruments |
Type of financial instrument | Expiration date | Exercise period or dato |
# of voting rights that may bo acquired if the instrument is exercised |
% of voting rights | Sottlemont | ||
| TOTAL | 0 | 0.00% | ||||||
| 45 13 | The totals will be updated once you have clicked on |
|||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | ||||||
| CALCULATE | 5,481,128 | 9.72% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| (DD/MM/YYYY) | |
|---|---|
| will cease to hold / will hold again |
voting rights as of 0 |
| 12) In case of proxy voting for only one GM Holder 13) Additional information |
| Done at New Brunswick, NJ USA | ||
|---|---|---|
| On | 25/11/2019 (DD/MM/YYYY) | |
| Name & capacity Sergio Calvo, CFO, Johnson & Johnson Innovation - JJDC, Inc. | Signature | |
| Office of Corporate Secretary, Johnson & Johnson | Signature |
| B) Equivalent financial instruments | After the transaction | |||||||
|---|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| TOTAL | 0 | 0.00% | ||||||
| 15-10 | The totals will be updated once you have clicked on |
|||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | ||||||
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| entity. | Johnson & Johnson Innovation - JJDC, Inc. is a wholly ovened subsidiary of Johnson & Johnson & Johnson is not a confrolled | |||
|---|---|---|---|---|
| 12) In case of proxy voting for only one GM Holder |
will cease to hold / will hold again |
voting rights as of | (DD/MM/YYYY) | |
| 13) Additional information | ||||
| Done at New Brunswick, NJ USA |
| On | 25/11/2019 (DD/MM/YYYY) | ||
|---|---|---|---|
| Name & capacity Sergio Calvo, CFO. Johnson & Johnson Innovation - JJDC, Inc. | Signature | ||
| Office of Corporate Secretary, Johnson & Johnson | Signature |
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