Major Shareholding Notification • Aug 30, 2021
Major Shareholding Notification
Open in ViewerOpens in native device viewer
| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PART I |
Transparency notification | ||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| Name BIOCARTIS | |||||||
| Identification number 0505-640-808 | |||||||
| 3) Reason for the notification | |||||||
| Acquisition or disposal of voting securities or voting rights | |||||||
| 4) Notification by | |||||||
| A parent undertaking or a controlling person | |||||||
| 5) Persons subject to the notification requirement | |||||||
| Name | Address (for legal entities) | ||||||
| Credit Suisse Group AG | Paradeplatz 8, CH-8001 Zürich | ||||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||||
| Name | Address (for legal entities) | ||||||
| Please continue entering the information in part II concerning the Part II TIP persons referred to in Sections 5 and 6 |
|||||||
| 7) Date on which the threshold is crossed | |||||||
| 23.08.2021 (DD/MM/YYYY) | |||||||
| 8) Threshold that is crossed (in %) | |||||||
| 3 | |||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||||
| 9) Denominator | |||||||
| 57'545'663 | |||||||
| Please enter the denominator before filling in the data | |||||||
| 10) Notified details | |||||||
| A) Voting rights | Previous notification | After the transaction | |||||
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|||
| Credit Suisse AG, Dublin Branch | 6'871 | 0.01% | |||||
| Credit Suisse Fund Management S.A. | 1,806,351 | 3.14% | |||||
| Credit Suisse International | 153 | 0.00% | 1 | ||||
| Subtotal | 1'813'375 | 3.15% | + | ||||
| TOTAL | 1'813'375 | 0 | 3.15% | 0.00% |
Start with "groups" of holders. Add subtotals with
| B} Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| Credit Suisse International | Equity Swap | 22.09.2023 any time | 91'871 | 0.16% | + | ||
| TOTAL | 91'871 | 0.16% | |||||
| 1 | The totals will be updated once you have clicked on |
||||||
| TOTAL (A & B) | # of voting rights | % of voting rights | |||||
| CALCULATE | 1'905'246 | 3.31% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM
| Holder | will cease to hold / will hold again |
voting rights as of | |
|---|---|---|---|
13) Additional information
| Done at Zürich On |
26.08.2021 {DD/MM/YYYYY) | Christian Pascual CREDIT/SULSSE |
||
|---|---|---|---|---|
| Name & capacity Christian Pascual / RSR EMEA (ex. UK,IRL, France) | Signature | Christian Pascual | ||
| Name & capacity Robert Andric / Global Regulatory Shareholding Reporting | Signature | Robert Andric | ||
| 10 gobert |
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.