Declaration of Voting Results & Voting Rights Announcements • Sep 13, 2021
Declaration of Voting Results & Voting Rights Announcements
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Final
| Name BIOCARTIS | |
|---|---|
| Identification number 0505-640-808 |
0
2 +
0
2 +
0
A +

7) Date on which the threshold is crossed

3

| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Credit Suisse Group AG | 0 | 0 | 0.00% | ||
| Credit Suisse AG, Dublin Branch | 6'871 | 6'871 | 0.01% | ||
| Credit Suisse Fund Management S.A. | 1'806'351 | 1'719'451 | 2.99% | ||
| Credit Suisse International | 153 | 0 | 0.00% |
Name Address (for legal entities)
| Name | Address (for legal entities) | |
|---|---|---|
| Credit Suisse Group AG | Paradeplatz 8, CH-8001 Zürich | + |
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
Please enter the denominator before filling in the data

Transparency notification Form TR-1 BE PART I
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
2) Issuer
5) Persons subject to the notification requirement
4) Notification by
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
A parent undertaking or a controlling person
Acquisition or disposal of voting securities or voting rights
| Subtotal | 1'813'375 | 1'726'322 | 3.00% | S | + | ||
|---|---|---|---|---|---|---|---|
| TOTAL | 1'726'322 | 0 | 3.00% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 1'818'193 | 3.16% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| Credit Suisse International | Equity Swap | 22.09.2023 any time | 91'871 | 0.16% | cash | + | |
| TOTAL | 91'871 | 0.16% |
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |

| Credit Suisse Group AG, Credit Suisse AG, Credit Suisse AG, Dublin Branch / Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Asset Management International Holding Ltd., Credit Suisse Asset Management & Investor Service (Schweiz) Holding AG, Credit Suisse Fund |
|||
|---|---|---|---|
| Management S.A. / Credit Suisse Group AG, Credit Suisse AG, Credit Suisse International | |||
13) Additional information
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
The totals will be updated once you have clicked on
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