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Biocartis Group NV

Major Shareholding Notification Oct 12, 2021

3919_rns_2021-10-12_1fd9bc6f-b666-4b0b-945e-fdc8af477eb4.pdf

Major Shareholding Notification

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2) Issuer

1) Status of the notification

Final
Name BIOCARTIS

Identification number 0505-640-808

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights 2 +
4) Notification by 0
A parent undertaking or a controlling person 2 +
5) Persons subject to the notification requirement
Name Address (for legal entities) 0

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II

Paradeplatz 8, CH-8001 Zürich

Credit Suisse Group AG +

7) Date on which the threshold is crossed

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

9) Denominator

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
Credit Suisse Group AG 0 0 0.00%
Credit Suisse AG, Dublin Branch 6'871 62 0.00%
Credit Suisse Fund Management S.A. 1'719'451 1'771'253 3.08%
Subtotal 1'726'322 1'771'315 3.08%
TOTAL 1'771'315 0 3.08% 0.00%

0

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".

For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
Credit Suisse International Equity Swap 22.09.2023 any time 91'871 0.16% cash -
Credit Suisse International Equity Swap 22.07.2022 any time 121 0.00% cash -
+
TOTAL 91'992 0.16%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 1'863'307 3.24%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Credit Suisse Group AG, Credit Suisse AG, Credit Suisse AG, Dublin Branch / Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Asset Management International Holding Ltd., Credit Suisse Asset Management & Investor Service (Schweiz) Holding AG, Credit Suisse Fund Management S.A.

12) In case of proxy voting for only one GM

(DD/MM/YYYY)
Holder will cease to hold /
will hold again
0 voting rights as of

13) Additional information

Done at Zürich
On 11.10.2021 (DD/MM/YYYY)
Name & capacity Christian Pascual / RSR EMEA (ex. UK,IRL, France) Signature Christian Pascual
Robert Andric / Global Regulatory Shareholding Reporting Signature Robert Andric

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