Major Shareholding Notification • Dec 2, 2022
Major Shareholding Notification
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2) Issuer
Credit Suisse Group AG +
Paradeplatz 8, CH-8001 Zürich
| Final |
|---|
| Name BIOCARTIS |
Identification number 0505-640-808
| Acquisition or disposal of voting securities or voting rights | 2 | + | ||
|---|---|---|---|---|
| 4) Notification by | 0 | |||
| A parent undertaking or a controlling person | 2 | + | ||
| 5) Persons subject to the notification requirement | ||||
| Name | Address (for legal entities) | 0 |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Name
| Name | Address (for legal entities) |
|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II |
7) Date on which the threshold is crossed
8) Threshold that is crossed (in %)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
58'416'956 Please enter the denominator before filling in the data
| A) Voting rights | Previous notification After the transaction |
|||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
||
| Credit Suisse Group AG | 0 | 0 | 0.00% | |||
| Credit Suisse (Schweiz) AG | 0 | 244'206 | 0.42% | |||
| Credit Suisse Fund Management S.A. | 1'272'919 | 0 | 0.00% | |||
| Credit Suisse International | 3'448 | 0 | 0.00% | |||
| Subtotal | 1'276'367 | 244'206 | 0.42% | |||
| TOTAL | 244'206 | 0 | 0.42% | 0.00% |
A +
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| Credit Suisse (Schweiz) AG | Right-to-recall | anytime | 1'867'878 | 3.20% | physical | + | |
| TOTAL | 1'867'878 | 3.20% | |||||
| The totals will be updated once you have clicked on |
|||||||
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 2'112'084 | 3.62% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Credit Suisse Group AG, Credit Suisse AG, Credit Suisse (Schweiz) AG | ||
|---|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
13) Additional information
| Group notification with threshold crossing at subsidiary level – Credit Suisse (Schweiz) AG (3.67%) | ||||||
|---|---|---|---|---|---|---|
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