Major Shareholding Notification • Dec 9, 2022
Major Shareholding Notification
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| Form TR-1 BE PART I |
Transparency notification | ||||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| Name BIOCARTIS | |||||||
| Identification number 0505-640-808 | |||||||
| 3) Reason for the notification | 0 | ||||||
| Passive crossing of a threshold | + 5 |
||||||
| 4) Notification by | 0 | ||||||
| A parent undertaking or a controlling person | + 2 |
||||||
| 5) Persons subject to the notification requirement | |||||||
| 0 | |||||||
| Name | Address (for legal entities) | ||||||
| Johnson & Johnson | 1 J&J Plaza, New Brunswich, NJ, 08901 USA | ‐ | |||||
| Johnson & Johnson Innovation - JJDC, Inc. | 410 George Street, New Brunswich, NJ 08901 USA | + | |||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | |||||||
| Name | Address (for legal entities) | ||||||
| + A |
|||||||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||||||
| 7) Date on which the threshold is crossed | |||||||
| 02/12/2022 (DD/MM/YYYY) | |||||||
| 8) Threshold that is crossed (in %) | |||||||
| 5 | |||||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||||
| 9) Denominator | |||||||
| 92,061,563 | |||||||
| Please enter the denominator before filling in the data | |||||||
| 10) Notified details | |||||||
| A) Voting rights | Previous notification | After the transaction | |||||
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
S | ||
| Johnson & Johnson Johnson & Johnson Innovation - JJDC, |
0 | 0 | 0.00% | ‐ 1 |
Start with "groups" of holders. Add subtotals with , and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
Subtotal 5,481,128 3,843,804 4.18% S + TOTAL 3,843,804 0 4.18% 0.00%
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 3,843,804 | 4.18% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Johnson & Johnson Innovation - JJDC, Inc. Is a wholly owned subsidiary of Johnson & Johnson. Johnson & Johnson is not a controlled entity. | |||
|---|---|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of | |
13) Additional information
| Done at New Bruwnswich, NJ USA | |
|---|---|
| On 08/12/2022 (DD/MM/YYYY) |
|
| Name & capacity Jill McManus, Assistant Treasurer, Johnson & Johnson Innovation - JJDC, Inc | Signature |
| Bi Equivalent finarici.al instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders ol equivalent financial Instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voling rights that may be acquired if the instrument 1s exercised |
% of voting rights | Settlement | |
| + | |||||||
| TOTAL |
The totals all bse updated on+ you have tucked on
| 'TOTAL (A & B) | # of voting rights %of voting rights | ||
|---|---|---|---|
| CALCULATE I |
3.843,804 |
11) Full chain of controlled undertakings throual1 which the holding is effectively held, if applicable
Johnson & Johnson Innovation - JJDC. Inc. Is a wholly owned subsidiary of Johnson & Johnson. Johnson & Johnson is not a controlled entity.
12) In case of proxy voting for only one GM
| (00/MMNYYY) | |||||
|---|---|---|---|---|---|
| Holder | ~--------------~ | will cease to hold / I will hotd again |
~-----~ | ol voting rights as olLl |
~I |
13)Additional information

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