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Biocartis Group NV

Major Shareholding Notification Jan 4, 2023

3919_rns_2023-01-04_51de8e2d-49be-413f-844b-4c0a06815d56.pdf

Major Shareholding Notification

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FSMA FINANCIAL SERVICES AND
MARKETS AUTHORITY
Transparency notification
Form TR-1 BE
PART I
1) Status of the notification
Final
2) Issuer
Name BIOCARTIS
Identification number 0505-640-808
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
Name Address (for legal entities)
Heights Capital Management, Inc.
CVI Investments. Inc.
Bay Road, Grand Cayman, KY1 - 1103, Cayman Islands 401 E City Ave, Bala Cynwyd, PA 19004 USA
THE R&H TRUST CO. LTD, P.O. Box 897, Windward1, Regatta Office Park, West
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Name Address (for legal entities)
Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II
7) Date on which the threshold is crossed
01/12/2022 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
w If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
92,061,563
Please enter the denominator before filling in the data
10) Notified details
A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights
Not linked to the
Linked to % of voting rights
Not linked to the
Holders of voting rights Linked to securities securities securities securities
Heights Capital Management
CVI Investments, Inc.
$\boldsymbol{0}$
4,818.207
$\boldsymbol{0}$ 0.00% 0.00%
Subtotal 4,818,207 $\boldsymbol{0}$ 5.23%
5 23%
0.00%

$\delta$

$\sim$ $^{-1}$

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
TOTAL 0.00%
TOTAL (A & B) # of voting rights % of voting rights

CALCULATE
4,818,207 5.23%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

12) In case of proxy voting for only one GM

folde - will cease to hold /
hold again
will
voting rights as of

13) Additional information

CVI Investments Inc. is the investment management company that exercises the voting rights at its discretion in the absence of specific instructions
.
25.552553
12/10/2010 12:55:55
------------
TO SAN THE REPORT OF THE RESERVED ON A HOME POWER OF THE TIME OF THE REPORT OF THE STATE OF THE REPORT OF THE
A 4000000000000000000000000000000000000
.
wate macroecological in three parameters and control of the local control of the local control of the local co
21/12/2022 (DD/MM/YYYY)

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