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DVA - JJDC - Biocartis - Transparency Notification Form - Final - 27 September 2023 - Executed.pdf

Company: Biocartis Group NV Date: 2023-10-03 Language: English Register to download
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**Start with "groups" of holders. Add subtotals with**  S**, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on** *<CALCULATE>.*

95

| B) Equivalent financial instruments                             | After the transaction        |  |                                            |                                                                                    |                                       |  |   |
|-----------------------------------------------------------------|------------------------------|--|--------------------------------------------|------------------------------------------------------------------------------------|---------------------------------------|--|---|
| Holders of equivalent<br>financial instruments                  | Type of financial instrument |  | Expiration date Exercise period or<br>date | # of voting rights<br>that may be<br>acquired if the<br>instrument is<br>exercised | % of voting rights Settlement         |  |   |
|                                                                 |                              |  |                                            |                                                                                    |                                       |  | + |
|                                                                 | TOTAL                        |  |                                            | 0                                                                                  | 0,00%                                 |  |   |
| The totals will be updated once you have clicked on <CALCULATE> |                              |  |                                            |                                                                                    |                                       |  |   |
|                                                                 | TOTAL (A & B)                |  |                                            |                                                                                    | # of voting rights % of voting rights |  |   |
|                                                                 |                              |  | CALCULATE                                  | 3.843.804                                                                          | 4,09%                                 |  |   |

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Jill McManus, Assistant Treasurer, Johnson &

![](_page_1_Figure_2.jpeg)

Johnson Innovation - JJDC, Inc. **Signature +** 

## DocuSign Envelope ID: 585E5FB4-F352-4D79-A26B-4247F3D445AC

|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | Form TR-1 BE<br>PART I                  | Transparency notification                                                                                                    |                                               |                                                |                  |
|----------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------|------------------------------------------------|------------------|
| 1) Status of the notification                                                                |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Final                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |                                         |                                                                                                                              |                                               |                                                |                  |
| 2) Issuer                                                                                    |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
| Identification number 0505-640-808                                                           | Name BIOCARTIS                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                | 0                |
| 3) Reason for the notification                                                               |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Acquisition or disposal of voting securities or voting rights                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       |                                         |                                                                                                                              |                                               |                                                | +<br>2           |
| 4) Notification by                                                                           |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                | 0                |
|                                                                                              | A parent undertaking or a controlling person                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        |                                         |                                                                                                                              |                                               |                                                | +<br>2           |
| 5) Persons subject to the notification requirement                                           |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                | 0                |
|                                                                                              | Name                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Johnson & Johnson<br>Johnson & Johnson Innovation - JJDC, Inc.<br>(Delaware)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        |                                         | One Johnson & Johnson Plaza, New Brunswick, New Jersey, USA 08933<br>410 George Street, New Brunswick, New Jersey, USA 08901 |                                               |                                                | -<br>+           |
|                                                                                              | 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Name                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                |                                         | Address (for legal entities)                                                                                                 |                                               |                                                | +<br>A           |
|                                                                                              | Please continue entering the information in part II concerning the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  |                                         | Part II                                                                                                                      |                                               |                                                |                  |
|                                                                                              | persons referred to in Sections 5 and 6                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |                                         |                                                                                                                              |                                               |                                                |                  |
| 7) Date on which the threshold is crossed                                                    |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | 15/09/2023 (DD/MM/YYYY)                 |                                                                                                                              |                                               |                                                |                  |
| 8) Threshold that is crossed (in %)                                                          |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | 3                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 |                                         |                                                                                                                              |                                               |                                                |                  |
| 9) Denominator                                                                               |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | 93.915.910<br>Please enter the denominator before filling in the data                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |                                         |                                                                                                                              |                                               |                                                |                  |
| 10) Notified details                                                                         |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
| A) Voting rights                                                                             | Previous notification<br># of voting rights                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         |                                         | After the transaction<br># of voting rights                                                                                  |                                               | % of voting rights                             |                  |
| Holders of voting rights                                                                     |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         | Linked to securities Not linked to the<br>securities                                                                         | Linked to<br>securities                       | Not linked to the<br>securities                | S                |
| Johnson & Johnson<br>Johnson & Johnson Innovation - JJDC,<br>Inc. (New Jersey) (no longer in | 0<br>3.843.804                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      | 0<br>0                                  | 0<br>0                                                                                                                       | 0,00%<br>0,00%                                | 0,00%<br>0,00%                                 | -<br>1<br>-<br>1 |
| existence)<br>Johnson & Johnson Innovation - JJDC,<br>Inc. (Delaware)                        |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | 3.843.804                               | 0                                                                                                                            | 4,09%                                         | 0,00%                                          | +<br>1           |
|                                                                                              | TOTAL                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | 3.843.804                               | 0                                                                                                                            | 4,09%                                         | 0,00%                                          |                  |
|                                                                                              | Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".<br>For groups, start with the ultimate controlling natural person or legal entity.<br>The totals, subtotals and % will be updated once you have clicked on <CALCULATE>.                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
| B) Equivalent financial instruments                                                          |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         | After the transaction                                                                                                        |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              | # of voting rights<br>that may be             |                                                |                  |
| Holders of equivalent<br>financial instruments                                               | Type of financial instrument                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        |                                         | Expiration date Exercise period or<br>date                                                                                   | acquired if the<br>instrument is<br>exercised | % of voting rights                             | Settlement       |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                | +                |
|                                                                                              | TOTAL<br>The totals will be updated once you have clicked on <CALCULATE>                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            |                                         |                                                                                                                              | 0                                             | 0,00%                                          |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | TOTAL (A & B)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       |                                         | CALCULATE                                                                                                                    | 3.843.804                                     | # of voting rights % of voting rights<br>4,09% |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | 11) Full chain of controlled undertakings through which the holding is effectively held, if applicable                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Johnson & Johnson Innovation - JJDC, Inc. (Delaware) is a wholly owned subsidiary of Johnson & Johnson (NYSE: JNJ). Johnson &<br>Johnson is not a controlled entity.                                                                                                                                                                                                                                                                                                                                                                                                                                                |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
| 12) In case of proxy voting for only one GM                                                  |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                | (DD/MM/YYYY)     |
| Holder                                                                                       |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | will cease to hold /<br>will hold again | 0                                                                                                                            |                                               | voting rights as of                            |                  |
| 13) Additional information                                                                   |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | On 12 November 2021, Johnson & Johnson (NYSE: JNJ), the parent company of (former entity) Johnson & Johnson Innovation – JJDC, Inc. ("Old JJDC"), announced its intent to separate and spin off its<br>consumer health business into a new publicly traded company, Kenvue Inc., which completed its initial public offering on 8 May 2023. In connection with this separation, Old JJDC (which was organized as<br>a New Jersey corporation) has merged with and into a newly-formed Delaware corporation (which has the same name as Old JJDC, such name being "Johnson & Johnson Innovation – JJDC, Inc."), with |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | such Delaware corporation being the surviving entity under the merger ("New JJDC"). As a result of the aforementioned merger, Old JJDC's equity interests in Biocartis Group NV have been transfered to<br>New JJDC by operation of law. The aforementioned merger has taken place on 15 September 2023.                                                                                                                                                                                                                                                                                                            |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Done at New Brunswick, NJ USA                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       |                                         |                                                                                                                              |                                               |                                                |                  |
| On                                                                                           |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | 27/09/2023 (DD/MM/YYYY)                 |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | Marc Larkins, Office of Corporate Secretary, Johnson                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              | & Johnson                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           |                                         | Signature                                                                                                                    |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |
|                                                                                              |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                         |                                                                                                                              |                                               |                                                |                  |