Major Shareholding Notification • Jan 10, 2024
Major Shareholding Notification
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2) Issuer
| Final | |
|---|---|
| Name BIOCARTIS | |
| Identification number 0505-640-808 | |
| Acquisition or disposal of voting securities or voting rights | 2 | + | |
|---|---|---|---|
| 4) Notification by | 0 | ||
| A parent undertaking or a controlling person | 2 | + |
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| JPMorgan Chase & Co. | c/o CT Corporation, 1209 Orange Street, Wilmington, DE19801, USA | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| A | Name | Address (for legal entities) | |
|---|---|---|---|
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
Part II
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
5
93,915,910
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| JPMorgan Chase & Co. | 0 | 0 | 0 | 0.00% | 0.00% |
| J.P. Morgan Securities PLC | 0 | 4,837,106 | 0 | 5.15% | 0.00% |
| J.P. Morgan Securities LLC | 0 | 5,000 | 0 | 0.01% | 0.00% |
| Subtotal | 4,842,106 | 5.16% | |||
| TOTAL | 4,842,106 | 0 | 5.16% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| # of voting rights that may be Holders of equivalent Expiration date Exercise period or Type of financial instrument acquired if the financial instruments date instrument is exercised |
% of voting rights | Settlement | |||||
| J.P. Morgan Securities PLC Equity SWAP 04/03/2024 - 04/02/2025 |
84,927 | 0.09% | cash | - | |||
| J.P. Morgan Securities PLC | Right to recall shares lent out | 15,712 | 0.02% | physical | + | ||
| 100,639 TOTAL 0.11% |
|||||||
| The totals will be updated once you have clicked on |
|||||||
| TOTAL (A & B) # of voting rights % of voting rights |
| JPMorgan Chase & Co. | |
|---|---|
| JPMorgan Chase Bank, National Association (100%) | |
| J.P. Morgan International Finance Limited (100%) | |
| J.P. Morgan Capital Holdings Limited (100%) | |
| J.P. Morgan Securities plc (100%) | |
| JPMorgan Chase & Co. | |
| JPMorgan Chase Holdings LLC (100%) | |
| J.P. Morgan Broker-Dealer Holdings Inc. (100%) | |
| J.P. Morgan Securities LLC (100%) | |
CALCULATE 4,942,745 5.26%
| Done at London | |||
|---|---|---|---|
| On | 05/01/2024 (DD/MM/YYYY) | ||
| Name & capacity Hetvi Shah & Associate | Signature |
For security reasons, the unsigned form in xlsx format should be transmitted to [email protected]. You can do this manually OR if you have MS Outlook at your disposal via the "Save & Send" button.
In addition, a signed copy in PDF format should also be transmitted.
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