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ad pepper media International N.V.

Annual Report Mar 25, 2021

9317_10-k_2021-03-25-114700_28eab394-b2fa-4c09-901b-607772fff760.pdf

Annual Report

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ANNUAL REPORT

01 Letter from the Board of Directors 7
02 Report of the Supervisory Board 11
03 Remuneration Report 17
04 Report of the Board of Directors 23
04.1 Governance 25
Our Governance Structure 26
Comply or Explain 30
Decree Article 10 Takeover Directive (Besluit Artikel 10 Overnamerichtlijn) 32
04.2 The ad pepper Share 37
04.3 Business Activity 41
Disclaimer regarding Forward-looking Statements 42
The ad pepper Group 42
Segments of the ad pepper Group 44
Employees and Values 47
04.4 Economic Development 49
Macroeconomic Framework 50
Presentation of Earnings Position 51
Presentation of Financial and Net Asset Position 52
04.5 Risk Report 55
Foreword 56
Risk Classification 56
Operational risk 56
Strategic risk 59
Financial risk 60
Compliance risk 63
Risk Appetite 64
Evaluation of Risk Management System Effectiveness 66
Opportunities and Outlook 67
04.6 Responsibility Statement 69
05 Consolidated Financial Statements 73
06 Notes to the Consolidated Financial Statements 85
07 Statutory Financial 127
08 Other Information 141
09 At a Glance 153

CONTENT KEY FIGURES AT A GLANCE

Gross sales
1
(kEUR)
101,344 83,774
Revenue 25,615 21,787
Gross profit (kEUR) 24,687 20,967
Gross margin (percent) in relation to gross sales 24.4 25.0
Gross margin (percent) in relation to revenue 96.4 96.2
2
(kEUR)
EBITDA
6,559 3,512
EBIT
3
(Operating profit) (kEUR)
5,448 2,519
EBT
4
(Income before taxes) (kEUR)
5,332 2,310
Net income (kEUR) 4,341 1,920
Earnings per share (basic, EUR) 0.17 0.06
Total assets (kEUR) 48,841 44,052
Shareholders' equity (kEUR) 20,838 18,040
Equity ratio
5
(percent)
42.7 41.0
Liquid funds
6
(kEUR)
25,342 25,229
2020 2019
Gross sales
1
(kEUR)
101,344 83,774
Revenue 25,615 21,787
Gross profit (kEUR) 24,687 20,967
Gross margin (percent) in relation to gross sales 24.4 25.0
Gross margin (percent) in relation to revenue 96.4 96.2
EBITDA
2
(kEUR)
6,559 3,512
EBIT
3
(Operating profit) (kEUR)
5,448 2,519
EBT
4
(Income before taxes) (kEUR)
5,332 2,310
Net income (kEUR) 4,341 1,920
Earnings per share (basic, EUR) 0.17 0.06
Total assets (kEUR) 48,841 44,052
Shareholders' equity (kEUR) 20,838 18,040
Equity ratio
5
(percent)
42.7 41.0
Liquid funds
6
(kEUR)
25,342 25,229
Number of employees (as at 31 December) 231 216

1 Gross sales represent the total amount billed and billable to clients by the Group, net of discounts, VAT and other sales-related taxes. Disclosure of gross sales information is not required under IFRS; however, it is voluntarily disclosed from 1 January 2018 onwards in the Consolidated Income Statement since management has concluded that the information is useful for users of the financial statements. Please refer to Note [6].

  • 2 Income before Interest, Tax, Depreciation and Amortisation
  • 3 Income before Interest and Tax
  • 4 Income before Tax
  • 5 Shareholders' Equity / Total Assets 6 Cash & cash equivalents including listed debt securities

BOARD OF DIRECTORS

DEAR STAKEHOLDERS,

Please allow me to start by giving you a brief historical perspective: ad pepper managed its successful IPO at the end of 2000 as one of the last companies of the so-called Neuer Markt. This was followed by one of the worst economic crises in decades, with the dot-com bubble bursting and the 9/11-driven recession starting in 2001.

This economic downturn saw the emergence of broadband connectivity and its pervasiveness. Seven years later, we all embraced the social web, and then the mobile and app revolution. Today, we are seeing a wholesale digital transformation in a compressed time frame. And each economic setback creates a craving for convenience and technological innovation.

It's now been 20 years since we went public, and during this period we have built a company which is at the forefront of digitalisation and the fourth industrial revolution. Two decades of experience as of one of the leading performance marketing companies in Europe have also made us vigilant and prepared for unprecedented situations.

And 2020 has indeed been a year of unprecedented change. From one day to the next, e-commerce and digitalisation became more than abstract topics of the future for many of our customers and in fact turned into concrete missions of paramount importance for their survival. While this development has also taken us by surprise, it has not caught us unprepared. After all, we have been "digital by nature" from the very start and assumed an industry-leading position in terms of growth, profitability and balance sheet resilience: in terms of gross sales we exceeded the important EUR 100 million threshold for the first time, generated revenue of EUR 25,615k and EBITDA of EUR 6,559k in 2020. The past financial year was therefore again the best since the Company was founded in 1999. We raised our guidance twice during the year and managed to surpass these targets with record-breaking figures.

All three operating segments doing well

While the Group achieved new records, not all our business areas benefitted alike from the trends observed in 2020. The Webgains segment clearly stood out where we saw unprecedented levels of e-commerce activity fuelled by worldwide contact restrictions and quarantine measures. Here, revenue rose by 27.9 percent to a new record figure of EUR 13,224k. EBITDA of EUR 4,004k achieved in the past financial year was not only significantly higher than in the previous financial year but also marks a new record in the segment's history. Revenue in the ad agents segment also increased significantly by 18.7 percent to a total of EUR 7,064k and the EBITDA of EUR 1,497k achieved in the reporting year clearly exceeded the previous year's figure. The profitability levels achieved in this segment are also the best we have ever seen. Finally, our third operating segment, ad pepper, saw a small revenue decline of 3.2 percent to EUR 5,331k. EBITDA generated in this segment amounted to EUR 987k.

Underlying trends are here to stay

The post-coronavirus retail industry will draw heavily from the online shopping trends already seen in Southeast Asia. We therefore strongly believe digitalisation is an ongoing, unstoppable trend. And we believe that the so-called "stay-at-home economy" is here to stay. Consumers have become more used to online behaviour and media owners will accelerate the analogue to digital process. As with many businesses, COVID-19 served as a catalyst to accelerate the pace of change and innovation. Performance marketing is no different in this respect. Digitalisation and e-commerce will therefore also remain the main topic in the year ahead and we believe digital marketing will play a central role for every business leader, a discipline in which the ad pepper Group is specialised in with its three operating segments ad agents, ad pepper and Webgains. Defending and expanding our market position will therefore continue to be our key task in the coming year. All in all, we are confident that we will once again generate profitable growth in the financial year ahead.

Strong balance sheet and financial resources

Our balance sheet is strong and our financial resources are considerable: our cash reserves reached a new high of EUR 25.3m despite the still ongoing share repurchase program and our equity ratio stands at solid 42.7 percent. The Company continues to have no liabilities to banks and we plan to continue financing our growth from our operating cashflow in the coming financial year. We carefully review acquisitions and are more inclined to pursue them when they offer potential synergies.

The announcement of our financial numbers along with the share-buy back program, helped achieving share price levels last seen some 15 years ago. This and the solid financial foundation provide us with the flexibility needed for the further development of our operating business in the financial year ahead. Based on the strong balance sheet and on the financial expectations for 2021, we therefore believe it is justified to assume that the Company's continued existence as a going concern is assured. But not only that, we also believe disruptions, crises, and recessions make the weak weaker and the strong stronger. It was true in the past, and it is true today.

It only remains for me to thank our customers, shareholders and other stakeholders for their continued support. And to thank all our employees for their tremendous commitment and hard work over the past year which certainly was a year for the history books.

Yours faithfully,

The Board of Directors ad pepper media International N.V.

Dr Jens Körner, CEO

Nuremberg, 25 March 2021

SUPERVISORY BOARD

DEAR SHAREHOLDERS,

In the 2020 financial year, the Supervisory Board performed its duties pursuant to the law and the Articles of Association. It advised the Board of Directors on a regular basis, monitored the Board of Directors in its management of the business, and was involved in decisions of key importance for the Company and the Group.

Meetings in 2020

The Supervisory Board held five meetings in 2020. Moreover, we collectively and individually interacted with the CEO and with the senior management outside the formal Supervisory Board meetings. The Chairman of the Supervisory Board and the CEO met regularly for bilateral discussions about the progress of the Company on a variety of matters. The Supervisory Board meetings were well attended in 2020 with an attendance rate of 100 percent of each Supervisory Board member. Due to COVID-19, meetings were mostly held online. On 24 November 2020 the audit committee reported to the Supervisory Board on the functioning, and the development of, the relationship with the external auditor. The Board of Directors kept the Supervisory Board informed about the status of discussions around the development and implementation of the strategy for 2020 and beyond. The Supervisory Board discussed the status of the implementation with the Board of Directors in its meetings and also discussed it with the senior management regularly, e.g. after a meeting of the Supervisory Board. The Supervisory Board discussed the manner in which the Board of Directors implemented the long-term value creation strategy, i.e. improving our financial performance, and the principal risks associated with it. The Supervisory Board approved the financial plan for 2020 and 2021 and discussed (potential) acquisitions and disposals with the Board of Directors. Topics discussed included annual and interim results, business implications of the COVID-19 pandemic, technological developments, the organisation of sales and marketing activities, Corporate Governance, investor relations, compensation and human resources. The Supervisory Board also met and engaged Ernst & Young Accountants LLP, appointed as independent auditor for the financial year 2020 by the Annual General Meeting of Shareholders (the "General Meeting") held on 19 May 2020 and discussed the outcome of the 2019 audit procedures on 25 March 2020.

In addition, the Supervisory Board discussed the general and financial risks of the business and the findings of an assessment of the internal risk management and control systems. Consistent with the requirements of the Dutch Corporate Governance Code, the work of the Supervisory Board and of the Board of Directors, as well as the work of the individual members of both boards, was discussed in the absence of the members of the Board of Directors.

The evaluation of the Supervisory Board is carried out by following a detailed questionnaire. The review and discussion included reviews of the composition and expertise of the Supervisory Board, its time management, its effectiveness, its dynamics and succession planning, as well as its organisation and meeting procedures, provision of information and performance of the Chairman and the individual members. The evaluation has shown that the Supervisory Board is functioning well and will continue to also regularly discuss its own effectiveness and value for the Company. The evaluation of the Board of Directors is based on an by individual evaluation and discussion of its strength and weaknesses among the members of the Supervisory Board, including core abilities, risk assessment, business culture and human resources management.

Also in the past financial year, the Supervisory Board decided to be informed in greater detail by the management of each business unit (who attended the meetings of the Supervisory Board in rotating order) – among other things – about technical matters, clients, market trends and, once a year, by a Dutch law firm about the requirements of the Dutch Corporate Governance Code.

Remuneration of the Board of Directors (see also Remuneration Report)

On the basis of the Company's Articles of Association in their currently valid version, the compensation paid to members of the Board of Directors is determined by the General Meeting following submission of corresponding proposals by the Supervisory Board. Board of Directors' compensation consists of fixed and variable components. Variable compensation consists of annual performance-based payments (bonus), as well as long-term incentives such as stock options. The fixed compensation component is regularly determined in January/February of each year with retrospective effect as of 1 January of the respective year. The variable compensation component is pegged to previously agreed and measurable targets which can be controlled. The consolidated earnings budgeted for the following year are taken as the target.

Members of the Board of Directors do not receive any guaranteed minimum bonus payments. In the past five years, bonuses paid to members of the Board of Directors ranged between 7 percent and 99 percent of their annual fixed salaries. Variable bonuses are usually paid during the first quarter following publication of the consolidated annual results.

In 2000, the ad pepper Group introduced a long-term incentive model in the form of stock option plans for employees in key positions, including members of the Board of Directors. Company stock options become exercisable once ad pepper's share price exceeds specified threshold, but only vest one year after issue. Option plan tranches were issued to members of the Board of Directors in 2000, 2001, 2002, 2003, 2008, 2013, 2017 and 2020. The ad pepper Group has no pension obligations to members of the Board of Directors.

The total sum and structure of Board of Directors' compensation are designed to enable the Company to attract and retain suitably qualified executives. The compensation structure, pension scheme payments, and other financial obligations are designed to promote the Company's medium to long-term interests. The details of the compensation structure disclosed in this Annual Report reflect the size of the Company and take into consideration the fact that the Board of Directors currently consists of one member only (see also Note [39]). Consequently, the Supervisory Board did not conduct a scenario analysis whereby different performance assumptions and corporate actions were examined. The compensation policy is expected to remain largely unchanged in 2021.

Composition of the Supervisory Board

The profile and composition of the Supervisory Board as a whole must be aligned with the profile and strategy of the Company. The Supervisory Board strives for a balanced distribution of specific expertise in relation to the business activities, strategy and long-term goals of the Company. Each member of the Supervisory Board must be capable of assessing the broad outline of the Supervisory Board's overall policy objectives. Given the size of the Company, the profile of the Supervisory Board provides, that the Supervisory Board shall at least have three members. The General Meeting of Shareholders on 19 May 2020 resolved to elect Mrs. Dagmar Bottenbruch as an additional member of the Supervisory Board. Consequently, the Supervisory Board currently consists of four members since the last General Meeting of Shareholders. One Supervisory Board member holds longterm share positions. The following table shows the current composition of the Supervisory Board:

  • Michael Oschmann (male, born 1969; German citizen) Supervisory Board Chairman throughout the entire financial year up to and including 31 December 2020 Graduate in Business Administration, Managing Director of Telefonbuchverlag Hans Müller GmbH & Co. KG, Nuremberg Supervisory Board member since 10 January 2000; appointed until General Meeting 2021
  • • Thomas Bauer (male, born 1963; German citizen) Supervisory Board member throughout the entire financial year up to and including 31 December 2020 CEO of Apotheker Walter Bouhon GmbH, Managing Director of Thomas Bauer GmbH, Nuremberg Supervisory Board member since 20 March 2013; appointed until General Meeting 2023
  • • Dr Stephan Roppel (male, born 1964; German citizen) Supervisory Board member throughout the entire financial year up to and including 31 December 2020 Managing Director of baby-walz GmbH, Munich Supervisory Board member since 20 March 2013; appointed until General Meeting 2024
  • • Dagmar Bottenbruch (female, born 1960; German and US citizen) Supervisory Board member from 19 May 2020 up to and including 31 December 2020 Managing Director of DC&F Capital Partners GP GmbH, Hannover Supervisory Board member since 19 May 2020; appointed until General Meeting 2024

In view of Dr Stephan Roppels knowledge and experience in management functions, especially his expertise in digital media, entrepreneurship, finance and his experience in human resources as well as the way he fulfils his role as a member of the Supervisory Board, he was re-appointed at the 2020 General Meeting, in deviation of best practice provision 2.2.2 of the Dutch Corporate Governance Code, for a further period of another four year. In view of Michael Oschmann's knowledge and experience in management functions, especially his expertise in digital media, entrepreneurship, finance and his experience as an entrepreneur in online-marketing and services as well as the way he fulfils his role as a member of the Supervisory Board, the agenda for the upcoming 2021 General Meeting will include a proposal to re-appoint Michael Oschmann as member of the Supervisory Board for an additional term of four years.

The Supervisory Board is a separate corporate body that is independent of the Board of Directors. Its independent character is also reflected in the requirement that members of the Supervisory Board can be neither a member of the Board of Directors nor an employee of the Company. In accordance with best practice provision 2.1.10 of the Dutch Corporate Governance Code the Supervisory Board declares that the independence requirements in best practice provisions 2.1.7 to 2.1.9 have been fulfilled, except that one of its members, Michael Oschmann, is not independent pursuant to best practice provision 2.1.8 vii. because he is Director of EMA Electronic Media Advertising International B.V., which holds more than 10 percent of the Company's share capital. On 30 March 2018, the Supervisory Board formed an audit committee currently consisting of Michael Oschmann, Dr Stephan Roppel and Thomas Bauer (chairman). The Supervisory Board is aware of the fact that the ad pepper Group does not yet have an internal audit function and has discussed this with the Board of Directors. The Supervisory Board came to the conclusion that due to the size of the Company and the size of the Supervisory Board, the Company currently does not need an internal audit function, which may change in the future, however, depending on further Company growth. The Supervisory Board annually considers the need to establish an internal audit function.

Unqualified independent auditor's report on the Financial Statements

The independent auditor Ernst & Young Accountants LLP audited the financial statements of ad pepper media International N.V. for the 2020 financial year and issued an unqualified independent auditor's report.

The financial statements, the Report of the Board of Directors and the independent auditor's report were made available to the Supervisory Board for review. Meetings were held between the Company's audit committee and the auditors, who presented the draft audit plan and key findings of their audit and answered related questions. The Supervisory Board acknowledged and approved the findings of the audit. The Supervisory Board acknowledged and approved the audit results.

On 25 March 2021, the Supervisory Board discussed and approved the Consolidated Financial Statements prepared by the Board of Directors for the 2020 financial year.

Corporate Governance

ad pepper media International N.V. is a company under Dutch law with subsidiaries in various countries. All business activities are performed in accordance with Dutch company law and German capital market law, in particular the German Securities Trading Act (WpHG). Common shares are admitted to trading on the Prime Standard at of Frankfurt Stock Exchange. The Supervisory Board is committed to increasing shareholder value in the interests of all shareholders and has always set the highest standards for the Company's Corporate Governance principles. Although, consistent with its proprietary guidelines, the Company basically applies the requirements laid down in the Dutch Corporate Governance Code, deviations may nevertheless result on account of the legal requirements applicable to the ad pepper Group. In the Governance section of this annual report, the ad pepper Group reports in detail on compliance with the Dutch Corporate Governance Code.

The Supervisory Board has played a key role in supporting ad pepper Group's growth strategy during the year, as defined by the Board of Directors. We have assisted in evaluating acquisitions and refining the long-term value creation strategy. On behalf of the Supervisory Board, I would like to express our appreciation to all of the employees of ad pepper for their efforts and achievements throughout 2020.

For the Supervisory Board

Michael Oschmann, Supervisory Board Chairman

Nuremberg, 25 March 2021

General

The Supervisory Board carefully studied the Dutch Act aimed to implement the Shareholder Rights Directive, as adopted by the Dutch Senate in November 2019, to identify any potential gap in our remuneration policy. In line with the requirements of the new legislation we have submitted for approval to the 2020 General Meeting a revised remuneration policy.

The Supervisory Board is also mindful of the recommended changes to remuneration disclosure that form part of the Draft Guidelines to the Shareholder Rights Directive. These changes are intended to drive greater transparency and consistency of reporting regarding executive remuneration and may result in further updates to our remuneration disclosure in the Remuneration Report once the Guidelines are finalised. During the 2020 General Meeting no changes have been proposed.

The 2020 remuneration report will be submitted to the 2021 General Meeting for their advisory vote.

In the absence of a remuneration committee, the Supervisory Board in its entirety evaluates the remuneration policy on a routine basis to review its efficiency and effectiveness in supporting ad pepper's longterm strategy compared to relevant market practices and adjusts if and where appropriate. On an annual basis, the Supervisory Board sets the performance targets for the members of the Board of Directors, reviews their performance against these predetermined targets and determines the remuneration and benefits in line with contractual terms. The structure of the remuneration package for the Managing Board members is designed to balance incentives for short-term operational performance with incentives for long-term sustainable value creation while taking into account the interests of shareholders and other stakeholders. The remuneration policy is clear and understandable, focuses on long-term value creation for the Group, and takes into account the internal pay ratios within the Company. The full policy can be found on the Company's website.

The remuneration system is based on three pillars: firstly, a periodically paid remuneration designed to attract, retain and motivate the members of the Management Board as top-tier managers of an international company in a fast-moving commercial environment. Secondly, a clear performance-based remuneration and a highly detailed assessment based on ambitious internal financial targets ensure the focus is on the Company's goal of profitable growth on a long-term basis. Thirdly, a stock option based remuneration system promotes a strong, long-term equity culture and, in this way, helps align the interests of shareholders, management and other stakeholders.

Medium- and long-term performance-related variable remuneration (stock options)

The Company aims for a business policy which takes into account the interests of the shareholders and its other stakeholders. The Company wishes to promote commitment of the members of the Management Board to build the shareholders' value on a long-term basis. The Company may therefore introduce one or more stock option plans for the members of the Management Board, which may or may not be linked to the performance of the Company. The exercise price of the stock options, the number of stock options and the other terms and conditions shall be laid down in the stock option plans. In October 2020, a new stock option plan was issued by the Company. Under the stock option plan, the Board of Directors granted 250,000 options, which will vest in equal annual installements over the next four years. (see also Note [38] to the Consolidated Financial Statements)

Other benefits

The Company shall indemnify each (former) member of the Management Board who was or is involved, or threatens to become involved, in his/ her capacity as (former) member of the Management Board, as a party to any past, present or anticipated future actions or proceedings of any nature whatsoever, against all conceivable financial loss or harm that he/ she has in fact and in all reasonableness suffered in connection with the actions or proceedings. In addition, the company has taken out insurance cover for them, such as personal accident insurance and directors & officers (D&O) insurance.

Other benefits may include but are not limited to life insurance, disability insurance, long-term health care insurance, company vehicle (with the tax on the pecuniary benefit from personal use being payable by the member concerned), cell phone usage and contributions to private pensions. However, the ad pepper Group has no pension obligations towards members of the Board of Directors.

Severance payment

If the current Managing Director's service agreement is terminated by the Company without cause, the Managing Director shall be entitled to receive 75 percent of the capitalised base salary (i.e. without any performance-related components to which he would be entitled for the remainder of the term of his service agreement). No severance payment shall be made if the service agreement is terminated early at the initiative of the Managing Director, or in the event of seriously culpable or negligent behaviour on the part of the Managing Director concerned.

The present remuneration policy also takes account of the identity, mission and values of the Company and public support, by designing the policy and its implementation in such a way that the members of the Management Board receive a remuneration that is in accordance with the identity of the Company, with the main focus being the creation of long-term value for all stakeholders involved in the Company. In doing so, an explicit focus is placed on the social context and the society of which the Company is a part, taking into account the required competitiveness of the Company.

Periodically paid fixed remuneration (base salary)

The Board of Directors receive a fixed base salary, which is payable in twelve equal monthly instalments. The base salary of the members of the Management Board is determined on an annual basis by the Supervisory Board. The fixed remuneration is determined by the Supervisory Board, usually within the first three months of each calendar year and with retrospective effect as at 1 January of that year. The fixed remuneration is typically increased in line with the inflation rate, but the Supervisory Board may decide otherwise.

Performance-based variable remuneration (bonus)

The bonus of the Management Board is determined by the Supervisory Board. Consistent with the Management Board's remuneration policy, the Supervisory Board can choose from a number of financial as well as non-financial targets to use as measure for performance based variable remuneration. For 2020, in-line with the service agreement entered into with the Management Board, the Supervisory Board decided to use earnings before interest, taxation, depreciation and amortisation (EBITDA) as sole measure. In preceding years, earnings before taxation (EBT) was used as the key performance indicator. By using EBITDA, the Supervisory Board has now opted for a KPI that more closely reflects the Company's ability to generate operating cash flows.

The performance-based variance remuneration consists of two parts; a lump-sum part in the range of EUR 70k – EUR 110k based on the Company reaching the pre-set EBITDA target and a variable part, which is a percentage of EBITDA. The EBITDA target for 2020 was exceeded and based on the performance over 2020 the maximum lump-sum part was awarded and an extra amount of EUR 162k was attributable to the variable part.

The remuneration of the Management Board complied with the remuneration policy.

In line with the Dutch Corporate Governance Code, appointments of Board of Directors will take place for a period of four years. The CEO's current term ends on 31 December 2022.

Change of control

In the event of a change of control, the CEO has the option of extraordinary termination of his employment contract for a period of 12 months after the change of control takes effect. In the event of extraordinary termination of his contract, the CEO is entitled to receive payment of compensation amounting to his respective annual target income through to the end of the contractually agreed term, amounting to a minimum of 150 percent of his current annual target income. A change of control in this respect arises when a shareholder gains control over the Company as defined by Paragraph 29 of the German Securities Acquisition and Takeover Act (WpÜG), i.e. acquisition of at least 30 percent of the voting rights in the Company.

Loans

Members of the Managing Board and Supervisory Board have not been provided with any loans.

Clawback Provisions

Performance-based variable remuneration is subject to claw back provisions pursuant to Dutch law.

Total Director's remuneration, broken down into its various components

J. Körner,
CEO (2020)
J. Körner,
CEO (2019)
kEUR kEUR
Fixed remuneration
Base salary 275 275
Fees - -
Other benefits1 20 20
Variable remuneration
On-year variable 272 202
Multi-year variable2 211 99
Extraordinary items - -
Pension expenses - -
Total remuneration 778 596
Proportion of fixed and variable
remuneration3
38%/ 62% 49%/ 51%

1 contributions to private pension plan and health insurance

  • 2 Board of Directors holds cash-settled SOP which are measured at the end of each reporting period at the fair value, see also Note [38].
  • 3 higher share of 2020 variable remuneration is driven by the 87 percent increase of EBITDA, see also table "five year comparison"

The amounts shown in the tables are those recognised in profit or loss during the reporting period. Income resulting from the share based payments is due to the decreased fair value of the cash-settled stock option plan and the corresponding adjustment of the liability through profit or loss.

Total remuneration for members of the Supervisory Board amounted to EUR 22k in the past financial year (2019: EUR 24k).

Five-Year Comparison

Annual change
2016
vs
2015
2017
vs
2016
2018
vs
2017
2019
vs
2018
2020
vs
2019
2020
kEUR
Director's
remuneration
J. Körner,
CEO*
+128% -39% -59% +226% +29% 778
Remuneration
of the
Supervisory
Board
0% 0% 0% 0% -8,33% 22
Company's
performance
EBITDA +224% +26% -39% +158% +87% 6,559

Year 2015 2016 2017 2018 2019 2020

73 42 61
56 69 66
4,5 17,7 7,4 3,3 8,6 11,7
10 10 10 11 11 13

1 ad pepper media International N.V.

2 increase in 2020 is largely driven by higher CEO's variable remuneration

The average employee remuneration is obtained by dividing the total personnel expenses as stated in the notes of the respective Company's annual report (after subtracting the CEO's remuneration), by the reported average number of Full Time Equivalents ("FTE") (minus one).

Remuneration in Share Options to Board of Directors and members of Supervisory Board

The main conditions of stock option plans Information regarding the reported financial year
Plan Grant date Share
options
granted
Exercise
Price (EUR)
Number
of options
outstanding
Number
of options
awarded
Number
of options
forfeited
Number
of options
exercised
Number
of options
outstanding
01/01/2020 2020 2020 2020 31/12/2020
Board of
Directors
J. Körner BoD 2017 04/2017 300,000 1.9751 150,000 75,000 75,000
BoD 2020 10/2020 250,000 3.50 250,000 250,000
Supervisory
Board
T. Bauer SB 2017 04/2017 10,000 1.9751 10,000 10,000
S. Roppel SB 2017 04/2017 10,000 1.9751 10,000 10,000

The options granted under the SB 2017 and BoD 2017 plan expire 7 years after granting. The options grant the right to purchase shares at the exercise price (EUR 1.9751). These options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The options forfeit, if the holder terminates his employment contract with the Company for whatever reason, or if the employment contract is expiring and will not be prolonged by the parties. The options also forfeit, if the Company terminates the employment contract for an important reason or if a member of the Supervisory Board resigns. The options granted under the BoD 2020 plan expire 7 years after granting. The options grant the right to purchase shares at the exercise price (EUR 3.50). These options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The options forfeit, if the holder terminates his employment contract with the Company for whatever reason, or if the employment contract is expiring and will not be prolonged by the parties. The options also forfeit, if the Company terminates the employment contract for an important reason.

In the financial year 2020, a total of 252,527 shares of the Company have been repurchased and no shares have been issued in relation to exercise of the aforementioned rights. A new stock option plan was issued to members of the Board of Directors (SOP 2020 BoD) in the financial year under review amounting to 250,000 stock options (see also note [38]). In addition, the following Supervisory Board members were granted 10,000 stock options each (Executive SOP 2017 SB): Thomas Bauer and Dr Stephan Roppel.

Supervisory Board Compensation 2020 2019
EUR EUR
Michael Oschmann 6,000 6,000
Thomas Bauer 6,000 6,000
Dr Stephan Roppel 6,000 6,000
Dagmar Bottenbruch* 4,000 0

*joined 19 May 2020

BOARD OF DIRECTORS

OUR GOVERNANCE STRUCTURE

Corporate information

ad pepper media International N.V. is a "naamloze vennootschap" (N.V.), a Dutch limited liability company, and is the parent company of the ad pepper Group (the "Group"). The Company's registered office address is Frankenstrasse 150C, 90461 Nuremberg, Germany. Its registration number with the Dutch trade register is 27182121.

The Company's Corporate Governance structure is based on the requirements of Dutch corporate law, the Dutch Act on Financial Supervision, and the Dutch Corporate Governance Code (the "Code").

The Company has a two-tier board structure consisting of a Board of Directors and a Supervisory Board. It is in the interest of the Group and all of its stakeholders that there is a clear division of responsibilities between the Board of Directors, the Supervisory Board and the General Meeting in a well-functioning system of checks and balances.

In this section, we address our overall Corporate Governance, and provide information on our compliance with the best practice provisions of the Code. Occasional deviations from the Code are explained and information on the reasons for any such deviations are provided at the end of this section. In case of any substantial changes to the Corporate Governance structure of the Company and its compliance with the Code, the shareholders shall be informed at a General Meeting.

Board of Directors

The Board of Directors is entrusted with the management of the Company, which means that, among other responsibilities, it defines the strategic direction, establishes the policies, and manages the Company's day-to-day operations under the supervision of the Supervisory Board. The members of the Board of Directors collectively manage the Company and are accountable to the Supervisory Board and to the General Meeting. In performing its duties, the Board of Directors is guided by the interests of the Company and its enterprise. The Board of Directors follows its own rules determined in the profile of the Board of Directors, which defines responsibilities, competencies and decision-making processes.

The Board of Directors provides the Supervisory Board timely with information and, if necessary, consults with the Supervisory Board on important matters and submits certain important decisions to the Supervisory Board for approval.

The Supervisory Board passes its resolutions, inside as well as outside meetings, with an absolute majority of the votes of all the Supervisory Directors in office. In the event of an equal division of votes, the Chairman of the Supervisory Board has the casting vote.

The Chairman of the Supervisory Board determines the agenda and chairs the meetings of the Supervisory Board, monitors the proper functioning of the Supervisory Board, arranges for the adequate provision of information to the members of the Supervisory Board and acts on behalf of the Supervisory Board as the main contact for the Board of Directors. Important topics and upcoming decisions are also dealt with in regular discussions and meetings between the Chairman of the Supervisory Board and the CEO. The Chairman of the Supervisory Board informs the other members of the Supervisory Board regularly on the outcome of his discussions and meetings. He also initiates the evaluation of the functioning of the Supervisory Board and the Board of Directors. All members have had sufficient time available for their duties relating to their membership of the Supervisory Board. Their availability for ad hoc calls, prompt response on emails and the fact that the members prepared the meetings well, regardless of their attendance at the meetings, and actively participated in the meeting discussions, demonstrate that they were all able to devote adequate attention to the Company.

On 10 December 2019, the Supervisory Board formed an audit committee currently consisting of Michael Oschmann, Dr Stephan Roppel and Thomas Bauer (chairman).

General Meeting

At least one General Meeting shall be held each year, at the latest six months after the close of the financial year. The agenda and the explanatory notes to the agenda are published in advance and posted on the Company's corporate website. The explanatory notes to the agenda contain all relevant information with respect to the proposed resolutions. All resolutions are made on the basis of the "one share, one vote" principle. The General Meeting reviews the Annual Report and decides on adoption of the financial statements and the dividend proposal, as well as on the discharge of the members of the Supervisory Board and the Board of Directors. The Board of Directors may add other items to the agenda of the General Meeting.

The Board of Directors shall be obliged to convene a General Meeting if one or more of the persons with meeting rights who alone or jointly represent(s) at least 10 percent of the issued share capital request(s) this in writing, stating the issues to be discussed. An extraordinary General Meeting may be convened by the Supervisory Board or the Board of Directors if deemed necessary.

Members of the Board of Directors are appointed by the General Meeting, subject to the right of the Supervisory Board to make a binding nomination to appoint a Board of Directors member in accordance with the relevant best practice provisions of the Dutch Civil Code and the articles of association (the "Articles of Association"). Since 28 February 2017, the Company's Board of Directors consists of one "Director" (Chairman of the Board of Directors and CEO). The CEO has powers to represent the Company. However, in addition to the cases that legally require Supervisory Board, certain resolutions of the Board of Directors require approval by the Supervisory Board as laid out in the rules governing the internal organisation of the Board of Directors. Resolutions of Board of Directors that require the approval of the Supervisory Board are only adopted after the Supervisory Board has given its approval to such proposed resolution.

Dutch law provides that a member of the Board of Directors of a Dutch public limited liability company may not participate in the adoption of resolutions (including deliberations in respect hereof) if he or she has a direct or indirect personal interest conflicting with the interests of that company or its enterprise. Pursuant to the Board of Directors by-laws, each member of the Board of Directors must immediately report any (potential) personal conflict of interest to the Supervisory Board and to the other members of the Board of Directors and must provide all information relevant to the conflict. The Board of Directors by-laws provide detailed rules under which circumstances a conflict of interest of a member of the Board of Directors exists, and determines that the Board of Directors member may not be present at the meeting discussing such matters. During 2020 no conflicts of interest were reported. There were furthermore no transactions as referred to in the best practice provisions 2.7.4 and 2.7.5.

Supervisory Board

The Supervisory Board should supervise the policies carried out by the Board of Directors and the general affairs of the Company and its affiliated enterprise. In so doing, the Supervisory Board should also focus on the effectiveness of the Company's internal risk management and control systems and the integrity and quality of the financial reporting. It offers advice to the Board of Directors. In discharging its duties, the Supervisory Board has regard for the interests of the Company and the business enterprise connected with it. The Supervisory Board meets at least four times a year and whenever a majority of its board members or its chairman considers this to be necessary. Resolutions of the Supervisory Board may, instead of at a meeting, be passed in writing – including by telegram, facsimile or telex transmission, or in the form of a message transmitted by any accepted means of communication and received or capable of being produced in writing – provided that all Supervisory Board members are familiar with the resolution to be passed and none of them objects to this decision-making process.

Furthermore, General Meetings shall be held in the event referred to in Article 2:108a of the Dutch Civil Code and as often as a member of the Board of Directors or a Supervisory Board member considers it necessary.

The resolutions proposed in the agenda were adopted at the General Meeting of ad pepper media International N.V. held in Amsterdam on 19 May 2020 via video conferencing. In all, 10,042,565 voting rights, or 46.71 percent of the issued share capital and 47.82 percent of all shares with voting rights were represented at the General Meeting.

Alongside the presentation of the annual financial statements for the 2019 financial year, key agenda items also included the discharge of the members of management and the Supervisory Board, the election of Dagmar Bottenbruch as new member of the Supervisory Board, the re-appointment of Thomas Bauer as member of the Supervisory Board and the re-election of the auditor for the 2020 financial year as well as the authorisation to buy back treasury stock.

Long-term value creation

By bringing together three individual, strong segments in the area of performance marketing – each focused on advising, supporting and enabling its clients in their digital marketing strategy – and further developing these assets into relevant players – the Company focusses on above market average organic growth of these existing business lines and expanding the footprint of new services and products offered by those segments. At the same time, the Company strives to strengthen its operational and financial position, i.e. growing both top-line revenue and EBITDA as well as generating positive operative cash-flows each year. In the past financial year, the ad pepper Group showed positive revenue growth with record EBITDA-levels as well as positive operative cashflows and hence, the past financial year 2020 clearly contributed to the Company's long-term value target.

Diversity

We aim for diversity on every level. We do not see diversity as merely a matter of gender or ethnicity but also of personality, skills and knowledge. We need men and women, people from different backgrounds and cultures. The ad pepper Group values this diversity and believes it contributes positively to the way we evaluate situations and make decisions. The more we utilise the differences between us and the more we can cooperate and learn from each other, the stronger we will be as a company that serves a highly diverse society and stakeholders. The Supervisory Board and the Board of Directors are fully aware that both boards currently lack gender diversity, we therefore do not have an even distribution of seats between men and women and that we do not have a diversity policy.

We will take greater board-level gender diversity into account for future appointments without compromising our commitment to hiring the best qualified individuals for positions. In any future vacancies that arise, however, gender diversity will subsist to be one of the criteria in the selection process, and the Company shall continue to strive towards achieving a diverse composition of its boards within the next years.

Conflicts of interest

Under the criteria set out in the Dutch Corporate Governance Code, three of the four current members of the Company's Supervisory Board count as independent. Michael Oschmann, Supervisory Board Chairman of the Group, is not counted as independent in this respect as he is Managing Director of EMA Electronic Media Advertising International B.V., which holds more than 10 percent of the Company's share capital.

During 2020 no conflicts of interest were reported.

Insider trading policy

The ad pepper Group has a strict Code of Conduct on insider trading. The insider trading policy with regard to inside information and securities trading was adopted by the Board of Directors. This policy is publicly available on the Company's website. In accordance with applicable law and regulations (including the EU Market Abuse Regulation), the Company maintains insider lists and exercises controls around the dissemination and disclosure of potentially price-sensitive information. Transactions in the Company's shares carried out by the Board of Directors and the Supervisory Board members (including their closely associated persons) are as and when required, notified to the Dutch Authority for the Financial Markets (AFM), in accordance with the applicable provisions of the EU Market Abuse Regulation.

Substantial shareholdings

Shareholders owning 3 percent or more of the issued share capital of a listed company (a substantial shareholding or short position) must report this to the AFM as soon as this threshold is reached or exceeded. Subsequently, notifications to the AFM must be made as soon as a substantial shareholding or short position reaches, exceeds or falls below set thresholds. The thresholds are 3 percent, 5 percent, 10 percent, 15 percent, 20 percent, 25 percent, 30 percent, 40 percent, 50 percent, 60 percent, 75 percent and 95 percent of the Company's issued share capital.

Statement by the Board of Directors (Dutch Corporate Governance Code)

For the purpose of complying with best practice provision 1.4.3 of the Code the Management Board believes that, to the best of its knowledge:

  • the Company's internal risk management and control organisation provides reasonable assurance that its financial reporting does not contain any errors of material importance;
  • the internal risk management and control processes in relation to financial reporting functioned properly in 2020;
  • the report provides sufficient insights into failings, if any (no failings in 2020), in the effectiveness of the internal risk management and control systems;
  • the aforementioned systems provide reasonable assurance that the financial reporting does not contain any material inaccuracies;
  • based on the strong balance sheet it is justified that the financial reporting is prepared on a going concern basis; and
  • the report states those material risks and uncertainties that are relevant to the expectation of the Company's continuity for the period of twelve months after the preparation of the report.

The Board of Management is responsible for the establishment and adequate functioning of a system of governance, risk management and internal controls in the Company. It reports on and is accountable for internal risk management and control systems to the Supervisory Board and its Audit Committee.

The Company has implemented a risk management and internal controls designed to provide reasonable assurance that strategic objectives are met by creating focus, integrating management control over the Company's operations, ensuring compliance with applicable laws and regulations and by safeguarding its assets and the reliability of its financial reporting and its disclosures. The Company's risk management approach is embedded in its periodic business planning and review cycle and forms an integral part of business management.

With respect to financial reporting a structured self-assessment and monitoring process is used company-wide to assess, document, review and monitor compliance with internal control over financial reporting.

It should be noted that the above does not imply that these systems and procedures provide certainty as to the realisation of operational and financial business objectives, nor can they prevent all misstatements, inaccuracies, errors, fraud and non-compliance with rules and regulations.

Shareholder's disclosures can be inspected in the register kept by the AFM and for the ad pepper Group the shareholdings as at 31 December 2020 are also disclosed on page 37 of this Annual Report.

Publication requirements under German law

In accordance with Section 26 (1) of the German Securities Trading Act ("Wertpapierhandelsgesetz"), the Company, in its capacity as a socalled domestic issuer ("Inlandsemittent") under the German Securities Trading Act, must publish any shareholding notifications under Dutch law immediately, but no later than three trading days after receiving them, via qualified media outlets. The Company must also transmit the notice to the German Federal Financial Supervisory Authority (BaFin) and to the German Company Register ("Unternehmensregister").

Internal audit function

The Supervisory Board annually considers the need to establish an internal audit function and following these discussions makes a recommendation to the Board of Directors. Considering the current size of the operations of the Company and taking into account its risk profile, the Supervisory Board advised to the Board of Directors that it does not yet deem it necessary to create an internal audit function.

Auditor

The independent auditor is appointed by the General Meeting. The Supervisory Board can nominate a candidate for this appointment, for which purpose the Board of Directors advises the Supervisory Board. The compensation of the independent auditor and any commissioning of the external auditor must be approved by the Supervisory Board following consultation with the Board of Directors. The independent auditor is required to attend the General Meeting and the Supervisory Board meeting at which the independent auditor's report on its audit of the financial statements is discussed.

Remuneration Policy (see also chapter Remuneration Report)

General

The remuneration and the contracts between the Company and the members of its Management Board are determined by the Supervisory Board within the scope of the remuneration policy that has been adopted by the General Meeting.

The objective of the remuneration policy is to attract, retain and motivate the members of the Management Board as top-tier managers of an international company in a fast-moving commercial environment, while protecting and promoting the objectives of the Company and shareholders' value.

The remuneration for the members of the Management Board may consist of the following items:

  • Periodically paid remuneration (fixed base salary)
  • Short-term performance-related variable remuneration (bonus)
  • Medium- and long-term performance-related variable remuneration (stock options)
  • Remuneration payable in instalments
  • Other benefits

Periodically paid fixed remuneration (base salary)

The base salary of the members of the Management Board is determined on an annual basis by the Supervisory Board. The fixed remuneration is determined by the Supervisory Board, usually within the first three months of each calendar year and with retrospective effect as at 1 January of that year. The fixed remuneration is typically increased in line with the inflation rate, but the Supervisory Board may decide otherwise.

Short-term performance-related variable remuneration (bonus)

Due to the business environment of the Company, it is difficult to link the variable remuneration to previously determined and influenceable long-term targets. The short-term variable remuneration for members of the Management Board should in principle consist of an annual performance-related bonus. The bonus is determined by the Supervisory Board on the basis of measurable and controllable targets such as the Company's income before taxation (EBITDA) or other financial or operational targets, as determined by the Supervisory Board.

Medium- and long-term performance-related variable remuneration (stock options)

The Company aims for a business policy which takes into account the interests of the shareholders and its other stakeholders. The Company wishes to promote commitment of the members of the Management Board to build the shareholders' value on a long-term basis. The Company may therefore introduce one or more stock option plans for the members of the Management Board, which may or may not be linked to the performance of the Company. The exercise price of the stock options, the number of stock options and the other terms and conditions shall be laid down in the stock option plans.

Remuneration payable in instalments

The members of the Management Board have entered into part-time employment contracts with the Company. Upon dismissal of a member of the Management Board, the Company is in principle obliged to pay his/her fixed and variable salary and other benefits for the remaining term of the contract, but the Supervisory Board is authorised to deviate from this principle.

Other benefits

The Company shall indemnify each (former) member of the Management Board who was or is involved, or threatens to become involved, in his/ her capacity as (former) member of the Management Board, as a party to any past, present or anticipated future actions or proceedings of any nature whatsoever, against all conceivable financial loss or harm that he/ she has in fact and in all reasonableness suffered in connection with the actions or proceedings.

Other benefits may include but are not limited to life insurance, disability insurance, long-term health care insurance, company vehicle and cell phone usage.

In general, the Company, its subsidiaries and the companies whose financial details are consolidated by the Company shall not grant loans, advances or guarantees to members of the Management Board, but the Supervisory Board may resolve that the Company shall do so if the Supervisory Board deems that the granting of loans, advances or guarantees is in the interest of the Company.

During 2020 the Company was in compliance with the remuneration policy.

COMPLY OR EXPLAIN

Introduction

The Corporate Governance structure and compliance with the Code is the joint responsibility of the Board of Directors and the Supervisory Board. They are accountable for this responsibility to the General Meeting. We continue to seek ways to improve our Corporate Governance by measuring it against international best practice. The Code was last amended on 8 December 2016. The new Code took effect on 1 January 2017, and code can be found at www.mccg.nl.

Non-application of specific best practice provisions is not in itself considered objectionable by the Code and may well be justified because of particular circumstances relevant to a company. In accordance with Dutch law, we disclose in our Report of the Board of Directors the application of the Code's best practice provisions. To the extent that we do not apply certain best practice provisions, we state the reasons. We take a positive view of the Code and apply most of the best practice provisions. The following provides an overview of exceptions that we have identified:

Principle 1.3 Internal audit function

Given the size of the Company and its risk profile, the Company does not have an internal auditor function of its own. Nevertheless, the Board of Directors and the Supervisory Board may implement internal audits on a case-by-case decision using internal and external resources. This has not occurred during 2020. The Company thus does not fully comply with best practice provisions 1.3.1, 1.3.2, 1.3.3, 1.3.4, 1.3.5 and 1.3.6 of the Code.

Principle 2.1 Composition and size

The profile of the Supervisory Board is not posted on the Company's website. Our opinion is that the Annual Report provides sufficient information in this respect. The Company therefore does not comply with best practice provision 2.1.1. This provision also states that the Supervisory Board should strive for a diverse composition with respect to nationality, age, gender, and educational and work background and should define specific targets to achieve this. The Supervisory Board believes that both the Board of Directors and the Supervisory Board are and will be composed in such a manner that the combination of experience, expertise and independence of its members satisfies the requirements set out in its profile. We believe that the composition of our boards allows them to properly and effectively carry out their duties. Our focus for new board members is on experience and education instead of explicit gender, age or nationality diversity targets. We therefore do not comply with best practice provision 2.1.5 of the Code. Finally, Michael Oschmann, Chairman of the Supervisory Board of the Group, cannot be regarded as independent as he is Managing Director of EMA Electronic Media Advertising International B.V. This company holds more than 10 percent of the Company's share capital.

Principle 2.2 Appointment, succession and evaluation

The current member of the Board of Directors is appointed for an indefinite period. The Company does not comply with best practice provision 2.2.1. Members of the Supervisory Board are appointed for a term of four years and can be re-appointed. The Company has adopted a policy of remaining open to the possibility that a Supervisory Board member will be re-appointed after the maximum term contained in provision 2.2.2 due to his or her great knowledge of the Company and high level of involvement. In addition, the Supervisory Board will retire by rotation and may be re-appointed in order to ensure that the lowest possible number of Supervisory Board members retire from the Board at the same time. The latter is not posted on the Company's website. The Company therefore does not comply with best practice provisions 2.2.2 and 2.2.4. The Company does not have a selection and appointment committee and does not comply with provision 2.2.5. As the Supervisory Board currently has just four members, the number of committees must be reduced to the minimum required.

Principle 2.3 Organisation of the Supervisory Board and reports

If the Supervisory Board considers it necessary, it can, according to the Company's Articles of Association, install committees from among its members, such as an audit committee, remuneration committee, and a selection and appointment committee and shall draw up a set of regulations for each committee. The Supervisory Board consists of four members. The Company decided to not form a remuneration committee and a selection and appointment committee and it is instead the collegiate responsibility of the Supervisory Board to prepare the decision-making of the Supervisory Board and perform the tasks of these committees as set out in the Code, unless stated otherwise herein. The Company does therefore not fully comply with best practice provisions 2.3.2, 2.3.3, 2.3.4 and 2.3.5. The Supervisory Board, due to its size, did not nominate a vice-chairman and does therefore not fully comply with best practice provisions 2.3.6 and 2.3.7.

Principle 2.4 Decision-making and functioning

Due to its size, the Supervisory Board did not nominate a vice-chairman and does therefore not fully comply with best practice provision 2.4.3.

Principle 2.6 Misconduct and irregularities

The Company has no plans to establish "whistleblower" guidelines governing the reporting of misconduct by Company employees. Given the Company's small size, there are short lines of communication and the Board of Directors is highly involved in the day-to-day business and employees already have the possibility of reporting suspected irregularities at the Company on a general, operational and informal level without jeopardising their legal position. The Company therefore does not fully comply with best practice provision 2.6.1. However, a Code of Conduct, setting out business principles for our employees and rules of conduct, was adopted in 2007 which allows for the possibility of anonymously reporting concerns about actual or suspected noncompliance with the Company's standards stipulated in its Code of Conduct.

Principle 3.1 Remuneration policy – Management Board

In deviation of best practice provision 3.1.2 of the Code, options granted to members of the Board of Directors under stock option plan do not contain performance conditions and can be partly exercised after a period of one year. Although deviating from the code, the Company

believes that the structure of the stock option plans serve its purpose to retain members of the board of directors and to align the interests of shareholders, management and other stakeholders. In addition, the Supervisory Board did not conduct scenario analyses whereby the impact of different performance assumptions and corporate actions on variable remuneration of the board of directors was examined. The Supervisory Board concluded this is not necessary due to the simple structure of variable compensation.

Principle 3.2.1 Remuneration committee proposal

A remuneration policy has been implemented and approved by the General Meeting. However, given the size of the Company and the Supervisory Board, a remuneration committee has not been and is not intended to be established.

Principle 3.2.3 Severance payments

The compensation paid in the event of dismissal of Mr Körner may exceed one year's salary, however, severance pay will not be awarded if the agreement is terminated early at the initiative of the Board member, or in the event of seriously culpable or negligent behaviour on the part of the Management Board member. In the event of his contract being terminated without cause as defined by the applicable law, the Company would remain obliged to compensate such member for the remaining term of his employment agreement. The Company believes that the contractual arrangement is well justified due to the long tenure of this board member. The Company does therefore not comply with best practice provision 3.2.3. See also page 38 "payments to employees on termination of employment in connection with a public takeover bid".

Principle 3.3 Remuneration Supervisory Board

Supervisory Board members have been granted stock options. The Company does not comply with best practice provision 3.3.2 of the Code and deems this appropriate given the size of the Group and long-term involvement of the members of the Supervisory Board. Furthermore, the grant of 10,000 SOP for two Supervisory Board Members is regarded to be more symbolic rather than part of a regular remuneration.

Obligation of shareholders to disclose share ownership

The Dutch authority for the financial markets ("AFM") has to be notified of major shareholdings in respect of the Company in accordance with the Financial Market Supervision Act (Wet op het financieel toezicht), and the Ordinance to Disclose Major Shareholdings and Capital Investments in Institutions Issuing Securities (Besluit melding zeggenschap en kapitaalbelang in uitgevende instellingen).

Due to the listing of the shares on the German Frankfurt Stock Exchange, the Company must also in its capacity as a so-called domestic issuer ("Inlandsemittent") under the German Securities Trading Act publish any shareholding notifications under Dutch law immediately, but no later than three trading days after receiving them, via qualified media outlets in accordance with Section 26 (1) of the German Securities Trading Act ("Wertpapierhandelsgesetz"). The Company must also transmit the notice to the German Federal Financial Supervisory Authority (BaFin) and to the German Company Register ("Unternehmensregister").

Michael Oschmann, Supervisory Board Chairman of the Group, holds more than 10 percent of the Company's share capital via EMA Electronic Media Advertising International B.V. and Euro Serve Media GmbH. On 10 December 2020 it came to our notice, that D. Koppitz' voting rights in the Company has fallen below the 3 percent threshold.

Share ownership as at 31 December 2020:

Shares Shares
Number Percentage
EMA Electronic Media
Advertising International B.V.*
9,486,402 44.12
Treasury stock 579,819 2.70
Euro Serve Media GmbH* 556,163 2.59
Subtotal 10,622,384 49.41
Free float 10,877,616 50.59
Total 21,500,000 100.00

*as reported to the Company

Principle 3.4. Agreement of Board of Directors member

The existing contract with the Board of Directors does not contain any extraordinary elements; the remuneration essentially consists of fixed and variable remuneration. In the event of more complex contracts being concluded in the future, the Company will consider publishing a disclosure on its website.

Principle 4.2 Provision of information

While the Company focusses on the corporate calendar that covers all publication dates and planned conferences and will update investor presentations posted on the Company's website whenever new information is available so that no single investor can gain an information advantage, due to the size of the Company and owing to the large number of meetings not every single meeting with or presentation to analysts, investors and institutional investors can be made available to follow in real time. The Company also does not post a policy on bilateral contacts with the shareholders on its website. This is in deviation from best practice provisions 4.2.2 and 4.2.3.

DECREE ARTICLE 10 TAKEOVER DIRECTIVE (BESLUIT ARTIKEL 10 OVERNAMERICHTLIJN)

Introduction

In accordance with Article 10 of the Takeover Directive (Dertiende Richtlijn), companies with securities that are admitted to trading on a regulated market are obliged to disclose certain information in their board reports. This obligation has been implemented in Dutch law through Decree Article 10 Takeover Directive. The Group must disclose certain information that might be relevant for companies considering making a public offer with respect to the Group. The information which the Group is required to disclose, including a corresponding explanatory section, is presented below.

Capital structure

The Company has only one class of shares (ordinary shares) which carry equal rights. As at 31 December 2020, the issued share capital amounts to EUR 1,075,000 and is divided into 21,500,000 common bearer shares with a nominal value of EUR 0.05 each.

Appointment and dismissal of members of the Board of Directors

The members of the Board of Directors are appointed on the basis of binding nomination made by the Supervisory Board. Where no binding nominations have been made, the General Meeting is free to select. The General Meeting may at any time resolve that the list of candidates is not binding by adopting a resolution passed with an absolute majority of the votes cast, representing more than one-third of the issued capital. If at least an absolute majority of the valid votes cast supports the resolution to render the nomination non-binding, but the required quorum of one-third of the issued capital is not represented, then this resolution may nevertheless be adopted at a second meeting to be convened. At such meeting, the resolution may then be adopted with at least an absolute majority of the valid votes cast, but without any quorum requirement.

The General Meeting may at any time suspend or dismiss any member of the Board of Directors. The Supervisory Board is entitled to suspend any member of the Board of Directors, and is obliged to notify the member of the Board of Directors in writing and without delay of this suspension, stating the reasons for such move. Furthermore, the Supervisory Board is then obliged to convene a General Meeting to pass a resolution either on lifting the suspension of the member of the Board of Directors or on his dismissal.

Shareholders' agreement on limitations on exercise of voting rights

Each share issued by the Company entitles its bearer to one vote. There are no special statutory rights attached to the shares of the Company and no restrictions on the voting rights of the Company's shares exist. There is also no employee participation in capital that does not allow employees to directly exercise their controlling rights. As far as is known to the Group, there is no agreement involving a shareholder of the Group that could lead to any restriction on the transferability of shares or of voting rights on shares.

Appointment and suspension of Supervisory Board members

The General Meeting appoints Supervisory Board members and is entitled at any time to suspend or dismiss any Supervisory Board member. The appointment, dismissal, or suspension of a Supervisory Board member is decided by the General Meeting by way of an absolute majority of votes cast. The Supervisory Board consists of no fewer than three members, including a Chairman, who will retire by rotation as defined in writing by the Supervisory Board and may be re-appointed in line with the respective legal requirements. In principle, the lowest possible number of Supervisory Board members should retire from the Board at the same time.

Amendments to Articles of Association

The Articles of Association may only be amended by a resolution of the General Meeting in response to a proposal submitted by the Board of Directors with the approval of the Supervisory Board. Where the Board of Directors has not submitted any such proposal, any resolution to amend the Articles of Association may only be adopted with a majority of at least two-thirds of the votes validly cast in a meeting in which at least three quarters of the issued share capital is represented.

Buyback of treasury stock by the Company

On 19 May 2020, the General Meeting authorised the Board of Directors for a period of 18 months to buy back stock shares up to a maximum amount of 50 percent of the share capital outstanding at that time. The purchase price per share must amount to no less than 80 percent and no more than 120 percent of the opening share price on the date of the respective buyback. The Board of Directors has passed a resolution on 19 October 2020 to make partly use of the authorisation of the Annual General Shareholders' Meeting by repurchasing up to a maximum of 500,000 of its own shares for a total maximum amount of up to EUR 2,250,000. The share buy-back is supposed to take place between 19 October 2020 and 19 November 2021.

Payments to employees on termination of employment in connection with a public takeover bid

In the event of a change of control, there is the option of extraordinary termination for Mr Körner 12 months after the change of control takes effect. In the event of extraordinary termination of his contract, Mr Körner is entitled to receive payment of compensation amounting to his respective annual target income through to the end of the contractually agreed term, amounting to a minimum of 150 percent of his current annual target income. A change of control in this respect arises when a shareholder gains control over the Company as defined by Paragraph 29 of the German Securities Acquisition and Takeover Act (WpÜG), i.e. acquisition of at least 30 percent of the voting rights in the Company.

In 2000, the ad pepper Group introduced a long-term incentive model in the form of stock option plans for employees in key positions, including members of the Board of Directors.

THE AD PEPPER SHARE

Capital structure

The Company's shares are traded on the Prime Standard of the Frankfurt Stock Exchange under the symbol "APM" and the ISIN code NL0000238145. The issued capital of ad pepper media International N.V. as at 31 December 2020 amounts to EUR 1,075,000 and is divided into 21,500,000 common bearer shares with a nominal value of EUR 0.05 each. As at 31 December 2020, the Company held 579,819 own shares (2019: 499,292).

The authorised share capital of the Company amounts to EUR 4,000,000, divided into 80,000,000 shares, with a par value of EUR 0.05 each. The Board of Directors is authorised, upon approval by the Supervisory Board, to issue shares until 15 May 2023, or to grant rights to subscribe for shares until the issued share capital amounts to EUR 2,000,000. No changes in share capital occurred during the year in review.

Key share figures 2020 2019
Outstanding shares* 20,920,181 21,000,708
Market capitalisation (in EUR) 105.8m 64.3m
Year end (in EUR) 4.92 2.99
Year high (in EUR) 5.10 2.99
Year low (in EUR) 2.30 2.10

*total number of issued shares less own shares

The ad pepper share performed well in the past calendar year, reaching a yearly high of EUR 5.10 on 14 December. We raised our guidance on 16 October 2020 and on 10 December 2020. In addition, we announced a share-buy-back program on 19 October 2020.

General Meeting

The resolutions proposed in the agenda were adopted at the General Meeting of ad pepper media International N.V. held in Amsterdam on 19 May 2020 via video conferencing. In all, 10,042,565 voting rights, or 46.71 percent of the issued share capital and 47.82 percent of all shares with voting rights were represented at the General Meeting.

Alongside the presentation of the annual financial statements for the 2019 financial year, key agenda items also included the discharge of the members of management and the Supervisory Board, the appointment of Dagmar Bottenbruch as member of the Supervisory Board, the reappointment of Thomas Bauer as member of the Supervisory Board and the re-election of the auditor for the 2020 financial year as well as the authorisation to buy back treasury stock.

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DISCLAIMER REGARDING FORWARD-LOOKING STATEMENTS

This report of the Board of Directors includes forward-looking statements that are based on management estimations, which are valid as of the time when this management report was prepared. Such statements relate to future periods, or are characterised by terms such as "expect", "forecast", "predict", "intend", "plan", "estimate" and "anticipate". Forward-looking statements can entail risks and uncertainties. Many such risks and uncertainties are determined by factors that cannot be influenced by the ad pepper Group. As a consequence, actual results may differ significantly from those described below.

THE AD PEPPER GROUP

ad pepper media International N.V. is the holding company of one of the leading international performance marketing groups. It was founded in 1999 and is thus one of the pioneers in the online marketing business. With ten offices in Germany, Italy, France, Spain, Switzerland, and the United Kingdom the ad pepper Group globally develops performance marketing solutions for our customers.

The Company operates within the dynamic environment of digital commerce, which is characterised by dynamic growth in both consumer and advertising expenditure. Channels such as social media, search, video and mobile – to name just a few – continue to expand their market share.

The ad pepper Group works for large corporations and major SMEs based in Europe and abroad. Our clients operate primarily in the "Trade & Consumer Goods", "Financial Services", "Telecommunication & Technology" and "Transport and Tourism" sectors. The ad pepper Group aims for long-term client relationships: for some of its clients, the Company has been working for more than ten years.

As part of our long-term value creation strategy, we are focusing on organic growth in the existing business segments, while evaluating opportunities for inorganic growth through value-accretive acquisitions. Today, the Group divides its business into three reporting segments that work in close cooperation with the holding company and operate independently on the market: ad pepper (lead generation and audience targeting), ad agents (digital marketing agency), and Webgains (affiliate network). Within the framework of the overall governance of the Group, the holding company (admin) takes responsibility for knowhow transfer between the segments, the strategic focus, as well as financing and liquidity. Part of our overall strategy is to support and strengthen each segment individually, as each business has its own distinctive culture, clients, product range and regional focus. The common umbrella across the three business segments is that we offer our clients performance-based solutions. This means that the advertiser only pays if there are measurable results (completion of specific actions). The most common models in performance-based marketing are: CPM (cost-per-mile), CPC (cost-per-click), CPL (cost-perlead) and CPA (cost-per-acquisition).

ad pepper also offers a broad range of services such as consulting and the development of strategies for the use of digital technology, the conception, implementation and execution of digital marketing and communication measures as well as consulting on digital media strategies and digital media technologies and tools. It can therefore not be ignored that due to the growing importance of digital processes for businesses, the sheer volume of budgets allocated to these, the rising amount of data and the ever-growing importance of analysing it (preferably in real time), a successful company in the field of digital marketing has to develop competencies that go beyond the effective allocation of digital media spend across multiple channels and managing the respective campaigns. It is therefore not surprising that – in some areas of our business – ad pepper is competing more and more with well-known strategy and IT consultancies.

Lead generation Audience targeting

Germany / Spain

Affiliate network

UK / Germany / France / Spain / Italy

Webgains

Webgains joined the ad pepper Group in 2006. Today, over 1,800 customers worldwide, from start-ups to global brands, rely on the services of Webgains registered and approved affiliate network to deliver sales in over 170 global markets. When it comes to designing local and international campaigns, Webgains not only benefits from its strong publisher network, but also, the extensive experience of over 100 highly motivated experts with excellent market knowledge and a work ethic to never stop learning.

Thanks to partnerships with over 250,000 publishers, Webgains' customers have access to one of the world's leading, performance affiliate marketing networks – offering the largest possible reach. Furthermore, Webgains has recently launched the Affiliate Discovery product to make smarter connections.

Richard Dennys Chief Executive Officer Webgains

The current strategy focuses on a service-oriented and performancedifferentiated approach. By investing in talent and technology, Webgains has created the optimum blend of human and artificial intelligence. High-tech advances make it easy to quickly roll out scalable, international campaigns. Meanwhile, customers can count on outstanding data security at all times and benefit from near real-time performance reporting.

Offices: Nuremberg / Madrid / Munich / Bristol / London / Paris

Iñigo Abrisqueta Chief Executive Officer ad pepper Spain

Susanne Pilz Managing Director ad pepper Germany

SEGMENTS OF THE AD PEPPER GROUP

ad pepper

The Group's success story began with ad pepper in 1999. As a leading performance marketing company, it specialises in lead generation and targeting specific audiences. ad pepper works with its customers to develop online marketing strategies for over 50 countries worldwide. ad pepper also applies the latest technologies to each project. Whether at the local, national or international level, ad pepper helps its customers meet their goals by developing the most efficient online marketing strategies for their budget. By taking local conditions into consideration, ad pepper is able to optimise campaigns for the target markets. Whether they are working with an agency or a direct customer, their aim is always the same: to deliver the best possible results for the customer. What makes ad pepper different from its competitors? Many years of experience – and iLead. This unique platform enables them to generate customised campaigns that are adapted to their customers' markets in next to no time. And ad pepper designed the platform themselves. So far, they have used iLead to successfully launch and manage over 30,000 campaigns worldwide and generate millions of qualified leads.

Offices: Nuremberg / Madrid

EMPLOYEES AND VALUES

2020 has been a year of business-oriented headcount growth for the ad pepper Group. A total of 231 employees work in the three business units and the Group's holding company as at 31 December 2020 which is an increase of 7 percent or 15 employees compared to the figure at the end of December 2019.

Number of employees 31/12/20 31/12/19
Number Number
ad pepper 30 27
Webgains 100 92
ad agents 84 82
Administration 17 15

ad pepper's employees are the key to the Company's success. ad pepper strives to attract, develop and retain qualified and motivated people in a professional, safe and healthy work environment. ad pepper complies with all local laws relating to working hours, vacation laws and occupational health laws, also taking into account the psychosocial work environment. Regular team activities as well as physical activity are encouraged.

In our Code of Conduct, ad pepper defined a set of joined, equally important values that best express our focus on service/product leadership through innovation, long-term value creation and the creation of a fair, inspiring work environment for all our employees:

  • Respect for people. We respect people, honour diversity, and treat each other fairly. These are the cornerstones of our culture and key to our ability to work successfully as a global team.
  • Integrity. We operate with the highest standards of honesty and responsibility – as individuals and as a corporation – to be a role model through our business practices, community involvement and environmental stewardship.
  • Our customers' success. We ensure our customers' continuous success by forging deep relationships founded on our commitment to meeting their diverse technology needs and a shared passion for excellence.
  • Initiative and accountability. We deliver on our promises to our customers, stakeholders, and to each other by taking risks, seeking proactive solutions, and assuming ownership of the results.

The Management Board promotes and applies these values thoroughly in all personnel related processes such as hiring, promotions and the review of employee performance.

To the best of our knowledge, we have not identified incidences of noncompliance.

ad agents

ad agents joined the ad pepper Group in 2007. Today it is one of Germany's most successful online and performance marketing agencies – and for a good reason. Their strategies are as unique as their personalised consulting and support services, which are always optimised to suit the situation and the specific requirements of ad agents' customers. ad agents maintains an overview of the entire digital advertising market and adapts their comprehensive service portfolio accordingly. Concept, management and optimisation: these factors are crucial for delivering an efficient marketing and sales solution. ad agents' digital marketing experts always find the perfect strategy for increasing our customers' brand awareness and turnover – across all digital channels and on all devices.

Dirk Lajosbanyai Managing Director ad agents

Wolfgang Schilling Managing Director ad agents

Customers benefit from their sixth sense for trends, their extensive experience and transparent reporting. For years, national and international companies from virtually every industry have relied on ad agents for their digital marketing activities. Why? Because their campaigns deliver outstanding results.

Exceptional quality always pays off: ad agents is a certified Google Premier Partner, Microsoft Advertising Elite Agency as well as a Facebook Marketing Partner and maintains strong partnerships with leading-edge technology providers.

Offices: Herrenberg / Pontresina

MACROECONOMIC FRAMEWORK

The ad pepper Group's core markets: Eurozone and UK

According to a report published by the International Monetary Fund (IMF) in October 2020, the global economy is climbing out from the depths to which it had plummeted during the lockdown measures introduced in April 2020. But with the COVID-19 pandemic continuing to spread, many countries have slowed reopening and in the course of the fourth quarter 2020 have in fact reinstating lockdowns to protect susceptible populations. This is in particular the case in Europe. Global growth is projected at -4.4 percent in 2020. After the rebound in 2021, global growth is expected to gradually slow to about 3.5 percent into the medium term.

A deep contraction of 8.3 percent is projected by the IMF for the euro area in 2020, reflecting a sharper downturn than in other developed economies (like for instance the United States). The growth bounce-back of 5.2 percent projected for 2021 is accordingly stronger from a lower base.

Likewise, the United Kingdom is expected to contract by as much as 9.8 percent in 2020, followed by a rebound forecasted at 5.9 percent in 2021.

According to the IMF, the risk of worse growth outcomes than projected remains sizable. If the virus resurges, progress on treatments and vaccines is slower than anticipated, or countries' access to them remains unequal, economic activity could be lower than expected, with renewed social distancing and tighter lockdowns. Considering the severity of the recession and the possible withdrawal of emergency support in some countries, rising bankruptcies could compound job and income losses. Deteriorating financial sentiment could trigger a sudden stop in new lending (or failure to roll over existing debt) to vulnerable economies. And cross-border spillovers from weaker external demand could amplify the impact of country-specific shocks, according to the IMF.

Online advertising market

With global ad spending forecast to grow 14 percent year-on-year to USD 395 billion, the rising trend is expected to continue in 2021, according to data presented by Buy Shares.

In 2019, brands and media buyers had spent USD 335.7 billion on digital advertising worldwide, according to Statista Digital Market Outlook. Until 2024, this figure is expected to jump to USD 470.3 billion.

PRESENTATION OF EARNINGS POSITION

Development in gross sales, revenue and gross profit

The ad pepper Group increased its gross sales to EUR 101,344k in the 2020 financial year (2019: EUR 83,774k), equivalent to year-onyear growth of 21.0 percent. Revenue reached a record level and amounted to EUR 25,615k in 2020 (2019: EUR 21,787k). Gross profit – alongside revenue our second most important key figure – showed group-wide growth of 17.7 percent and amounted to EUR 24,687k in 2020 (2019: EUR 20,967k).

The Webgains segment saw unprecedented levels of e-commerce activity fuelled by worldwide contact restrictions and quarantine measures and was thus the main revenue driver in 2020. The segment saw revenue growth of 27.9 percent to EUR 13,220k (2019: EUR 10,333k). Webgains benefitted from a continued sector-wide consolidation process as well as on-going product initiatives. For Webgains, the past financial year was also successful in terms of its gross profit. This came to EUR 12,733k in the past financial year (2019: EUR 10,101k), equivalent to growth of 26.1 percent.

Likewise, ad agents once again positioned itself as a full-service digital agency with increased business activity in all areas. Revenue increased by EUR 1,119k or 18.8 percent to EUR 7,068k (2019: EUR 5,949k). In terms of gross profit EUR 6,765k for the 2020 financial year could be posted in the ad agents segment. This corresponds to an increase of 20.7 percent compared with the previous year (2019: EUR 5,604k) and thus clearly outpaced the growth of the other two segments.

The ad pepper segment reported a slight decrease in revenue to EUR 5,343k (2019: EUR 5,523k). Gross profit was stable compared to last year with EUR 4,787k (2019: EUR 4,821k). Exposure to travel clients (largely in Spain) is the main reason for the development of this segment in the business year 2020.

Development in operating expenses

Operating expenses at the ad pepper Group increased by 4.3 percent to EUR 19,239k (2019: EUR 18,448k). Operating cost at ad pepper Group largely consist of employment cost typically amounting to around 75 percent of total cost. In 2020 employment cost, largely driven by new hires, rose by 7.8 percent to EUR 15,005k (2019: EUR 13,823k). The increase of employment cost corresponds with the increase of headcount from 216 as at end of 2019 to 231 as at end of 2020. (+6.9 percent)

EBIT, EBITDA, and EBT

The Group's earnings before interest and taxes (EBIT) amounted to EUR 5,448k in the past financial year (2019: EUR 2,519k). Earnings before taxes (EBT) amounted to EUR 5,332k (2019: EUR 2,310k). Earnings before interest, taxes, depreciation and amortisation (EBITDA) at the Group came to EUR 6,559k in the past financial year (2019: EUR 3,512k). This is – once again – the best operating earnings figure in the Company's history.

In terms of individual segments, both Webgains and ad agents posted new record results. Starting with Webgains, this segment's EBITDA grew by around 158 percent to EUR 4,702k (2019: EUR 1,860k). This was due to growth dynamics we saw in 2020 already outlined above. Webgains delivered strong EBITDA's throughout the year and more than doubled its EBITDA margin to 35.6 percent in 2020 (in relation to revenue) (2019: 16.1 percent).

Moving on to the next segment, ad agents achieved an EBITDA of EUR 1,497k and thus significantly higher than the previous year (2019: EUR 811k). Strong business activity in all quarters of the business year 2020 is the reason for this excellent development. EBITDA margin of the ad agents segment for 2020 was 21.1 percent (in relation to revenue) (2019: 13.6 percent). The third operating segment, ad pepper, achieved an EBITDA of EUR 1,867k (2019: EUR 2,057k). The EBITDA is a reflection of a business year which saw budget cuts of companies active in the travel, leisure and hotel sector. Both markets in which the ad pepper segment is active in (Germany and Spain) were affected by this development, in particular ad pepper Spain though. Nevertheless, EBITDA levels achieved by this segment in 2020 are satisfactory given the unprecedented circumstances and EBITDA margin of 34.8 percent in 2020 was still superb (in relation to revenue) (2019: 37.2 percent).

Digital advertising spending worldwide from 2017 to 2024, by format (in million U.S. dollars)

Digital advertising spending in selected countries worldwide in 2020 (in million U.S. dollars)

Source: Statista Digital Market Outlook

However, the COVID-19 pandemic triggered a sharp fall in ad spending between January and March 2020, as a quarter of media buyers and brands paused their budgets in times of economic uncertainty. Nevertheless, many of them adapted to a new environment where businesses and consumers are getting used to living with COVID-19 and adjusted their budgets in response. As a result, global digital ad spending is expected to grow 3 percent year-on-year to USD 345.9 billion in 2020.

Banner ad spending is expected to amount to USD 58.6 billion in 2021, a USD 6.5 billion increase year-on-year.

Statista data indicates that search advertising spend will see the highest boost and grow from USD 148.5 billion in 2020 to USD 172.2 billion in 2021, a 16 percent jump year-on-year. Social media ad spending follows with a 15 percent increase year-on-year to USD 113.6 billion in 2021.Statistics show that global digital ad spending will continue to grow in the following years, reaching a value of USD 447.4 billion by 2023. Combined ad spending in the top five digital advertising markets is expected to jump by 14.5 percent year-on-year and hit a value of USD 291.5 billion in 2021.

PRESENTATION OF FINANCIAL AND NET ASSET POSITION

Cash flow

The gross cash flow amounted to EUR 5,475k (2019: EUR 2,675k) while a figure of EUR 3,382k (2019: EUR 6,482k) was reported for cash flow from operations. The higher gross inflow of funds is particulary due to the increase in net income for the period. Key factor driving the operational cashflow was the increase in trade receivables and trade payables due to the strong last quarter revenue. The net cash flow from investing activities came to EUR -1,771k in the past financial year (2019: EUR 1,636k), mainly for investments made for software for operational and administrative purpose as well as in listed debt securities. The cash flow from financing activities amounted to EUR -2,278k in 2020, as against EUR -1,173k in the 2019 financial year. It included outgoing cash of EUR 455k (2019: EUR 486k) occurred for dividends paid to non-controlling interests, cash outflow for share buyback of EUR 1,141k (2019: EUR 0k) as well as lease payments of EUR 763k (2019: EUR 687k).

Balance sheet structure

Total assets increased by EUR 4,789k to EUR 48,841k at 31 December 2020 (31 December 2019: EUR 44,052k). Current assets increased by EUR 3,988k to EUR 44,718k and non-current assets increased by EUR 802k to EUR 4,123k. Right-of-use assets for capitalised leasing contracts for offices and vehicles amount to EUR 1,568k (31 December 2019: EUR 2,129k). Cash and cash equivalents amount to EUR 24,330k at 31 December 2020 (31 December 2019: EUR 25,229k), investments in listed debt securities amount to EUR 1,012k (31 December 2019: EUR 0k). Trade receivables increased by EUR 4,830k to EUR 19,727k (31 December 2019: EUR 14,897k).

On the equity and liabilities side, the Company's equity showed an increase of EUR 2,798k to EUR 20,838k (31 December 2019: EUR 18,040k) which corresponds to an equity ratio of 42.7 percent (2019: 41.0 percent). Trade payables increased by EUR 2,146k to EUR 20,738k (31 December 2019: EUR 18,593k). Long-term liabilities amount to EUR 1,242k (31 December 2019: EUR 1,713k). Of these, EUR 905k (31 December 2019: EUR 1,447k) relate to the lease liability for capitalised right-of-use assets. Current liabilities amount to EUR 26,761k (31 December 2019: EUR 24,299k). Of these, EUR 744k (31 December 2019: EUR 799k) relate to the lease liability for capitalised right-of-use assets. Liability for cash settled stock option plan amounts to EUR 293k (31 December 2019: EUR 225k).

The ad pepper Group was internally financed as of the balance sheet date. Its liquid funds (including securities measured at fair value) totalled EUR 25,342k at the end of December 2020 (31 December 2019: EUR 25,229k). The Company still has no liabilities to banks.

FOREWORD

The German Corporate Sector Supervision and Transparency Act and the Dutch Corporate Governance Code lay down key requirements and obligations regarding risk management and control systems. In line with these requirements applicable in Germany and the Netherlands, the ad pepper Group operates a comprehensive and adequate risk management system. The regulations require the Board of Directors to ensure that the Company complies with all applicable laws and requirements, and to report to the Supervisory Board regularly on the internal risk management and control systems. The risk management system at the ad pepper Group identifies significant risks which could have implications for the Company. These risks are quantified and evaluated in terms of their potential implications. Finally, suitable measures are identified in order to counteract the risks in question.

Internal risk management and control system

The ad pepper Group is managed by a Board of Directors and Supervisory Board appointed by the General Meeting. The Supervisory Board responsibility is the oversight of the risk management system. Consistent with the requirements of the Dutch Corporate Governance Code, the Company has established a procedure for reporting actual or suspected irregularities within the Company and its affiliated enterprises. In addition, the Board of Directors has developed and implemented strategies, controls and mitigation measures to identify current and developing risks as part of the risk management system. Risk management policies and procedures are embodied in our Corporate Governance, Code of Conduct, and financial reporting controls and procedures. A variety of functional experts evaluate these business risks, and aim to mitigate and manage these risks on an ongoing basis.

Identified risks are divided into four types:

  • Catastrophic (loss of ability to achieve business objectives, e.g. worst-case scenario)
  • Major (reduced ability to achieve business objectives)
  • Moderate (disruption to normal planning with a limited effect on achievement of business strategy and objectives)
  • Low (no material impact on the achievement of business strategy and objectives)

forbidding the use of their infrastructure for our products and services, or they could charge us or our users higher fees.

This could lead to a loss of members in our advertising network as well as advertising customers, and ultimately to increasing costs. This could impair our ability to win new users and advertising customers and thereby adversely affect our revenues and our growth. The availability of our products and services is dependent on the uninterrupted operation of our IT and communication systems. Any damage to or failure in our systems could interrupt our services, which could reduce our revenues and profits, and damage our brand. Our systems could be damaged by flood, fire, power outage, telecommunication failure, computer viruses, terrorist attacks, attacks preventing computers from accessing services, and other forms of attack on our systems. Our data centres could become the target of intrusion, sabotage or wilful vandalism, or they could be affected by faults occurring as a result of financial difficulties on the part of operators of data centres. Not all our systems are fully redundant and our natural disaster recovery plans cannot account for all eventualities. Natural disasters of this kind or operators of facilities we use deciding to shut down for financial reasons without reasonable notice and/or other unexpected problems at our data centres could lead to prolonged interruptions to our services.

In addition, in order to be successful, our network infrastructure must be efficient and reliable. The higher the user frequency and the complexity of our products and services, the more CPU performance we will need. We have invested heavily in acquiring and leasing data centres and equipment, and updating our technology and the infrastructure of our network in order to cope with growing traffic and the launch of new products and services, and we expect to continue doing so. These investments are costly and complex and can lead to efficiency losses or downtime. If we fail to expand successfully or if efficiency losses or downtime occur, the quality of our products and services as well as customer satisfaction could suffer. This could damage our reputation and result in a loss of existing and potential customers, advertising clients, and members of our network. Cost increases, a lower frequency of use on the part of our partners in the advertising network, failure to adapt to new technologies, or changed business requirements could adversely affect our revenue and financial strength.

We also use other IT suppliers, including data centres and broadband providers. Any disturbance in network access or colocation services by these providers, or their inability to process current or larger data volumes could seriously damage our business. Furthermore, financial or other difficulties on the part of our providers could have an adverse impact on our business. We have witnessed interruptions and delays in these services and in these the availability of IT infrastructure and expect these in future, too. Faults, interruptions or delays in conjunction with these technologies and information services could harm our

All identified risks are evaluated based on their likelihood of occurring and their potential impact (estimated in monetary terms) in disrupting our progress toward achieving our business objectives. The overall risk management goal is to identify risks that could significantly threaten our success and to allow management sufficient opportunity to successfully implement mitigation actions. The results of the risk assessment and any updates are reported to the Supervisory Board on a regular basis. A detailed review of all underlying business risks is completed every year. At least once a year, the Supervisory Board discusses the corporate strategy and business risks as well as the results of an assessment by the Board of Directors of the structure and operations of the internal risk management and control systems, including any significant changes.

In addition to the dedicated risk management system outlined above, the following elements also serve to identify risks within the Group:

  • Operational planning, including updated intra-year forecasts
  • Quarterly financial statements
  • Monthly and quarterly reporting by subsidiaries (comparing target and actual results) to the Group

RISK CLASSIFICATION

Risks are classified as operational, strategic, financial risks, compliance and assessed according to their probability of occurrence and their potential financial impact. The major risks for each classification are described below:

OPERATIONAL RISK

Infrastructure risk

Our products and services are dependent on users having access to the internet and in some cases also require substantial bandwidth. This access is at present made available by companies that have significant and growing influence on the market for broadband and Internet access, such as telephone companies, cable companies, and mobile communication providers. Some of these providers could start adopting measures to interrupt or impair user access to certain products, or they could increase the costs of user access to such products by limiting or relations with users, adversely affect our brand, and expose us to liability risks. Finally, our systems are extremely dependent upon power supply. In the case of major power outage, we would have to resort to emergency power units. It may happen that such emergency power units do not work correctly and that there is insufficient in the case of a major power outage.

Technology risk

It is conceivable that technologies will be developed that block or suppress the display of our advertising on the internet. Most of our revenues are generated in such a manner that advertising customers pay for their advertising to appear on websites. Technologies designed to block or suppress Internet advertising could thus have an adverse effect on our operating results. For instance, major players in the market such as the mobile operators or the providers of application ecosystems such as Apple and Google may decide to introduce ad blockers to their systems. These could seriously obstruct the delivery of advertisements to users of mobile apps and thus harm the business of the ad pepper Group.

In general, the market for Internet advertising is characterised by rapid technological change, developing industry standards, frequent introduction of new products and services, and changing customer behaviour. The introduction of new products and services, and the emergence of new industry standards can render existing products and services obsolete and impossible to sell, or require unexpected investment in new technology. Our success will depend on our ability to adapt to rapid technological changes, to improve existing solutions, and to develop and launch a host of new solutions in order to meet our customers' and partners' continuously changing demands. Advertising customers, for instance, are increasingly demanding online advertising networks and advertising that go beyond pure stills, integrating "rich media", such as audio and video, interactivity and methods for more accurately targeted consumer contacts.

Our systems do not support all types of advertising formats. Equally, certain website operators within our network do not accept all of the advertising formats offered by us. Moreover, a further increase in fast and powerful Internet access could generate new products and services which are only possible with increasing bandwidth. If we fail to successfully adapt to such developments, there is a risk that we could lose customers and/or parts of the advertising space marketed by us. We procure most of the software used at our Company externally and we plan to continue buying technologies from third-party suppliers in future as well. We cannot definitively say whether such technologies will continue to be available in future either at all or on commercially reasonable terms.

It is also possible that the trend towards marketing online advertising space via automated so-called ad exchanges will intensify further. By establishing and optimising demand-side platforms (DSPs) and/or supply-side platforms (SSPs), online networks such as the ad pepper Group may in future lose further relevance or even lose the basis of their business operations. We may also encounter problems which delay or prevent the successful design, development, introduction, or marketing of new solutions. Any solutions or improvements newly developed by us will have to fulfil the requirements of our present customers and prospective clients, and there is a risk that these will not meet with the desired acceptance on the market. If we fail to keep pace with technological developments and the launch of new industry standards at a reasonable cost, there is a risk that our expenditure will increase and that we will lose customers and advertising space.

Moreover, the number of people accessing the Internet using devices other than PCs, including mobile phones, PDAs and e-mail assistants, as well as TV receivers, has grown dramatically in recent years. If we do not succeed in future in securing an appropriate number of users of alternative devices and gaining the loyalty of these users for our products and services, or if we are too slow in developing products and technologies compatible with communication devices other than PCs, we will miss out on an increasingly important share of the market for online services.

Cybercrime, hacking, identity theft and risk of fraud

Increasing international networking and the related possibility of IT system abuse are resulting in cybercrime risks for the ad pepper Group, such as the failure of central IT systems, the disclosure or loss of the data integrity of confidential data from business activities, the manipulation of IT systems in process control, or an increased burden or adverse impact on IT systems as a result of virus attacks. In addition, complications with the changeover of IT systems could negatively impact the earnings situation. Cyber incidents, in general, may cause disruption and impact business operations, potentially resulting in financial losses, impediments of trading, violations of applicable privacy and other laws, regulatory fines, penalties, reputational damage, reimbursement of other compensation costs, or additional compliance cost.

In addition, the Group may be subject to fraudulent and malicious activities undertaken by persons seeking to use its platforms to divert or artificially inflate the buyer purchases through its platform, mainly through fraudulently generated advertising impressions overstating the performance of advertising impressions. As we do not own content, we rely in part on publishers for controls with respect to such activities. If fraudulent or other malicious activity is perpetrated by others, and

STRATEGIC RISK

Personnel risk

Our future success is to a significant degree dependent on the continued service of the (single) member of our Board of Directors. If we lose the service of the (single) member of the Board of Directors, we may not be able to recruit suitable or qualified replacements and may incur additional expenses to recruit and train new staff, which could severely disrupt our business and growth.

In general, highly qualified employees and management staff form the basis of any company's long-term economic success. Retaining employees at the Company on a long-term basis is a factor of the utmost importance for the ad pepper Group, as is attracting new, highly qualified employees. Any departure of large numbers of these employees over a short period and subsequent inability to find adequate replacements may inhibit the Company's business performance. Specifically, the Company cannot guarantee that it will be able to retain key top performers in the event of any further intensification in the competition for highly qualified employees, especially in the IT and Internet sectors.

A lack of qualified and motivated personnel could negatively impact our development and growth, increase our costs and harm our reputation. We face competition for qualified personnel, for example those in IT and marketing positions. In addition, to attract or retain qualified personnel, we might have to offer more competitive compensation packages and other benefits, which could lead to higher personnel costs.

The ad pepper Group continues to closely monitor the development around COVID-19. The wellbeing of our employees and partners is our highest priority in this situation. Since early March 2020 we have encouraged all employees to work from home which works out well given the nature of our business. Also for the current business year, we do not expect major disruptions caused by COVID-19 in that respect.

Market risk

Our offering for advertisers and web publishers on the internet covers products and services where pricing is largely based on cost per action (CPA), cost per lead (CPL), cost per download (CPD), cost per thousand impressions (CPM), or cost per click (CPC). Every field of our business is exposed to strong competition, mainly from large media and/or performance (digital) agencies or other advertising and affiliate networks offering similar online services and products. Beside this group of companies, we also compete with search engine providers, social media channels and market places, such as Google, Facebook and Amazon, as

the Group fails to detect or prevent it, the affected advertisers may experience or perceive a reduced return on their investment resulting in dissatisfaction with the Group's solution, refusal to pay, refund demands or loss of confidence of advertisers or publishers and ultimately withdrawal of future business.

Intellectual property rights

Our patents, trademarks, business secrets, copyrights, and other intellectual property rights constitute important assets for us. Various events beyond our control constitute a potential risk for our intellectual property rights. The same applies to our products and services.

Effective protection of intellectual property may not be available in every country where our products and services are distributed or offered via the Internet. Furthermore, the efforts which we have made to protect our property rights may be insufficient or ineffective. Any significant impairment of our intellectual property rights can adversely affect our business or our competitiveness. Moreover, the protection of our intellectual property rights is costly and time-consuming. Any increase in the unauthorised use of our intellectual property could lead to increased administrative costs and work, and adversely affect our results. Although we aim to obtain protection for our intellectual property, it is conceivable that we may not be able to adequately protect some of our innovations. Moreover, in view of the often considerable costs of patent and/or intellectual property protection, we may refrain from protecting certain innovations and/or intellectual property which could prove to be important at a later date.

It is also possible that the scope of patent and/or intellectual property protection could turn out to be insufficient or that a previously granted patent is deemed to be invalid or non-enforceable. Furthermore, as our Company grows, there is a growing probability that lawsuits related to intellectual property issues will be filed against us. Our products, services, and technologies may fail to fulfil the demands of third parties, and irrespective of their validity, defending such claims can be time-consuming and costly, whether in or out of court. Furthermore, in the event that claims against us are successfully upheld, it we may have to pay significant damages, or discontinue services or practices, which may result in be violations of third-party rights. We may also need to obtain licenses to continue our existing business operations; this may also involve considerable additional costs.

well as large ad exchanges, i.e. marketplaces in which advertising space is auctioned in real time, similar to other market exchanges. Apart from this, we also compete with traditional advertising channels, such as direct marketing, TV, radio, cable, and print media, which are all striving to win a share of the total advertising budget for themselves.

Many existing and potential advertisers have competitive advantages over our Company due to such factors as longer company histories, higher public awareness levels, larger customer bases, better access to popular websites and significantly larger resources in terms of staff, finance, equipment, sales and marketing. These companies use their experience and resources in competition with us in different ways, such as pursuing more active M&A strategies, investing more in research and development, or competing more aggressively for advertising customers and websites. If our competitors succeed in offering similar or better services or more relevant advertising, this could lead to a significant loss of advertisers and web publishers and hence adversely affect our revenues.

Likewise, there is a risk to the Group's business (or parts thereof) if any or all of Google, Amazon, Facebook and other relevant players (i) cease to be a market leader in the online advertising industry (ii) were subject to adverse publicity or action impeding its provision of advertising services and infrastructure (iii) were to cease to regard the Group as a preferred partner (iv) were to expand its operations such that it competed directly with the Group or (v) otherwise ceased to be available as a technology provider to the Group. Moreover, Google recently announced that thirdparty cookies would be blocked in Chrome by 2022. As a result, third-party cookies will become effectively unusable for advertising measurement and many forms of third-party data already challenged by GDPR since May 2018, will cease to exist. While we expect the vast majority of our services and products to be unaffected, it can therefore not be excluded, that some of our business activities will not work beyond 2022. Unless we adapt to these changes, these businesses will be negatively affected.

In addition, the possibility of in-house handling of advertising network functions can represent a possible risk for the ad pepper Group both at the level of the attractiveness of its offering vis-à-vis advertisers as well as to its negotiating power vis-à-vis the providers of online advertising inventory.

Finally, online advertising markets are characterised by rapid technological change, the establishment of new industry standards, regular launches of new products and services, and rapidly changing customer requirements. The introduction of new products and services based on innovative technologies and the resultant establishment of new industry standards could mean that our existing products and services become obsolete and unsellable, thus forcing us to make unforeseen and unplanned investments. Insufficient flexibility in adapting to these changes can have adverse effects on our revenue, finance and asset position.

In general, we expect our sales growth to decline over the course of time as a result of base effects and increasingly tough competition. We also expect growing pressure on our operating margins as a result of increasingly tough competition and a general increase in expenditure in other areas of our business. Furthermore, the margin could fall as a result of our Company having to pay a higher share of our advertising revenue to our website partners within our website portfolio and/or affiliate network.

Dependency risk

The ad pepper Group and its segments have significant customer concentration, in terms of both advertisers and publishers (website owners), so economic difficulties or changes in the purchasing policies or patterns of its key customers could have a significant impact on the ad pepper Group's business and operating results. This applies specifically to one client. While the concentration of our business on a relatively small number of customers may provide certain benefits to us, such as potentially more efficient handling / decreased cost of sales, this concentration may expose the ad pepper Group to a material adverse effect if one or more of our large customers were to significantly reduce their business with us for any reason, or to favour competitors or new entrants. Customers do not make binding long-term commitments to the ad pepper Group regarding booking volumes and could seek to materially change the terms of their business relationship at any time. Any such change could significantly harm the ad pepper Group's business and operating results.

Platform risk

The Group's revenue growth depends partly on the ability to develop a reliable, scalable, secure, high-performance technology infrastructure that can efficiently handle increased usage globally. The platforms are scalable in principle. However, only the actual future expansion of the business will prove whether there is enough business available and the platforms scales well enough to cover the fixed cost base that has been built. Unability to develop a scalable platform may have significantly adverse consequences for our revenue as well as our asset and finance position.

Areas in which we may face risks in this context include:

  • implementation or modification of controls, processes, and strategies of acquired businesses
  • diversion of management attention away from other business matters
  • overvaluation of businesses acquired, acceptance of the acquired business's products and services by our customers
  • cultural problems associated with the integration of the staff of acquired businesses into our Group
  • continued employment of staff companies which we acquire
  • integration of the accounting, management, and information systems as well as of the human resources administration and other administration systems of acquired businesses.

The integration of companies, products and personnel can constitute a considerable burden to our management and our internal resources. Acquisitions of foreign companies, in particular, are subject to additional risks. These include risks associated with integrating companies with different cultures and languages, exchange rate risks, and other country-specific economic, political and legal risks. In view of the number of acquisitions which we have completed in past years, the different customers and technological functionalities of the products and services acquired, future acquisitions may pose significantly bigger challenges with respect to products, sales, marketing, customer support, research and development, buildings, information systems, accounting, human resources and other integration aspects, and may delay or threaten the complete integration of the businesses acquired.

Likewise, divestment of companies and/or businesses can lead to liability vis-à-vis the buyer, or additional expenses, for instance through indemnity clauses and guarantee commitments or long-term supply contracts.

Currency risk

Since the ad pepper Group conducts a significant share of its business outside the euro area, exchange rate fluctuations can have a significant impact on results. Currency risks from financial instruments can impact accounts receivable, accounts payable, as well as cash and cash equivalents in a currency other than a company's functional currency. For the ad pepper Group, the currency risk from financial instruments is particularly relevant for GBP and USD. No financial instruments are used to hedge currency risks.

FINANCIAL RISK

Low profitability

We are exposed to risks that could prevent us from generating net profits in the future. These risks depend on several factors, including our ability to:

  • maintain and expand our existing advertising space on websites of publishers and affiliates, owners of e-mail lists and newsletter publishers
  • maintain and increase the number of advertising customers who use our products and services
  • increase the number of products and services we offered
  • adjust to changes in needs and habits of online advertising customers, also with a view to the technologies in demand on the market
  • respond to challenges resulting from the large and growing number of competitors in the industry
  • adapt to legal or regulatory changes with a view to the Internet as far as these concern use, advertising, and trade
  • achieve sales targets for partners with whom we have agreed minimum guarantees
  • generate revenue from services in which we have invested significant time and resources
  • give priority to long-term goals over short-term results when necessary
  • adapt to technological changes designed to obfuscate or block online advertising on desktop PCs or mobile devices
  • adapt to changes in the competitive environment
  • achieve sufficient profitability and reputation in the market on the basis of our investments in new technologies and related products/services.

Should we fail to successfully handle these risks and uncertainties, this could have significantly adverse consequences for our revenue as well as our asset and finance position, see also Note [40].

Risks of our M&A strategy

Historically, part of our Company's growth has resulted from mergers and acquisitions, and we will continue to consider acquisitions in future as well. Furthermore, we will continually review our portfolio of shareholdings to assess whether company acquisitions might be appropriate. Every acquisition or sale can have material consequences for our revenue and financial position. Furthermore, the integration of an acquired business or technology can cause unforeseen operational problems, expenditure, and risks.

Brexit uncertainty

On 30 December 2020 the EU-UK Trade and Cooperation Agreement (TCA) has been signed between the European Union (EU), the European Atomic Energy Community (Euratom) and the United Kingdom (UK). It has been applied provisionally since 1 January 2021, when the Brexit transition period ended. Among other things, it has been agreed that for the duration of the specified period, transmission of personal data from the Union to the UK shall not be considered as transfer to a third country under Union law. The "specified period" begins on the date of entry into force of the TCA and ends: (a) on the date on which adequacy decisions in relation to the UK are adopted by the European Commission or (b) on the date four months after the specified period begins, which period shall be extended by two further months unless one of the Parties objects.

While we are confident that subsequent agreements will be brought about, it cannot be excluded that, should, the transmission of personal data from the EU to the UK be considered as transfer to a third country after the specified period, in this situation our clients will have to agree on Standard Contractual Clauses to legalise a data transfer to UK. This in turn will lead to additional efforts for them and may herefore have an adverse effect on our financial, revenue, and asset situation.

Tax risk

Our future income tax payments may be adversely affected by lowerthan-expected profits in jurisdictions with lower tax rates and higher profits in jurisdictions with higher tax rates. If the valuation of our deferred tax receivables and payables changes this could also mean additional tax expenditure.

Furthermore, the determination of our tax provisions and other tax liabilities worldwide is a highly complex process, and in many instances the final amount of tax to be paid is uncertain. Although we consider our estimates to be realistic, the actual tax result can differ from the amounts shown in our financial statements and significantly influence our financial results in the period or periods to which such tax assessment applies. Our tax liability forecast can be examined by the responsible tax authorities at any time. Any negative outcome of such an examination can have an adverse effect on our financial, revenue, and asset situation. Additionally, all of our tax positions are subject to changes in tax laws, regulations, jurisdiction as well as tax-related accounting standards and their interpretations.

New accounting standards

The International Accounting Standards Board (IASB) or other organisations may publish new or revised directives, interpretations, or other guidelines which could influence International Financial Reporting Standards (IFRS). As a result, it may happen that an accounting rule is adopted for which no rules previously existed, or that an accounting rule previously open for interpretation is declared to be generally valid. It is also conceivable that valid methods may be replaced entirely. Such IFRS-related changes can have a significant impact on our finance, revenue and asset positions. Moreover, inability to adopt new accounting standards in time may severely damage our reputation.

Liquidity and cash flow risk

All of the Company's liquid funds and short-term marketable securities are essentially managed by financial institutions. Based on the development of our business, the liquidity of ad pepper media International N.V. can at present be regarded as secure and, despite future investment in new companies, sufficient to meet all future payment obligations. A moderate decline in liquid funds may arise if further investments are required in the future. Furthermore, the Company is dependent upon its customers' payment discipline. Our receivables are typically unsecured and result from sales which are predominantly generated with customers based in Europe. The Company checks its customers' creditworthiness on an ongoing basis and has made provisions for potential cases of default. Finally, negative developments on the capital markets can restrict our ability to obtain financing. The past economic and financial crisis during 2008/2009 led to certain restrictions on the availability of corporate finance and created a scenario such as that outlined above. Looking ahead, it is not possible to completely exclude future restrictions on our liquidity situation, especially in the case of a return to a scenario described above. Should one or more financial institution go bankrupt in such a scenario, this may have severe consequences for the Company's assets and financial position.

Working capital risk

The Group's operating results and cash flow vary from quarter to quarter due to the seasonal nature of advertising spending. In contrast to the higher advertising budgets spent during the fourth quarter, the third quarter of the calendar year is typically the slowest in terms of advertising spend (summer quarter). This affects the Group's operating results, cash flow and cash requirements. In addition, digital advertising spend is volatile and unpredictable. In periods of lower advertising spending this may have a material adverse effect on the shareholders, including the election of board members, important Company transactions, such as mergers or the sale of the Company as a whole or in part. This concentration of control limits our shareholders' ability to influence Company matters and affects the liquidity of the ad pepper share traded on the stock exchange. In view of this, we may implement measures that our shareholders do not deem expedient. This in turn may have a lasting negative impact on our share price.

COMPLIANCE RISK

Governance risk

Besides operational and fiscal risks, our business activity harbours a wide range of legal risks. Legal disputes and other proceedings may cause considerable damage to our business, our reputation or our brands, and entail high costs. We are subject to a variety of laws and regulations, many of which are not yet firmly established or are still developing. This includes wide-reaching legislation covering consumer protection, data protection, e-commerce and competition. Antitrust and competition claims or investigations may also require changes to our business operations. Any such risks are counteracted by internal and external law experts who thoroughly examine all contractual and regulatory matters. We endeavour to fulfil our obligations through constant monitoring and by avoiding conflicts arising from the violation of third-party rights or breach of regulatory provisions. No substantial litigation risks currently exist within the ad pepper Group.

Data risk

Websites usually install small files with an ID to identify a user, generally called "cookies", on a device. Cookies usually collect information about users so that websites can adapt their contents to user needs. The Internet user's browser software forwards the cookie information to the website. Our business depends on the use of cookies to track the traffic of Internet users on the websites of our advertising customers, and to monitor and prevent fraud in our networks. Most of the latest Internet browsers enable Internet users to change their browser settings to prevent the storage of cookies on their hard disks. Internet users can also remove cookies from their hard disks at any time.

According to the General Data Protection Regulation ("GDPR"), which came into effect in May 2018 in Europe, and to the EU Privacy and Electronic Communications Directive, the consent of data subjects is required for storing information like cookies for tracking or targeting purposes on a device. Therefore, the effectiveness of our technology may be impaired by regulations limiting or prohibiting the use of cookies. Furthermore, on the basis of the requirements set up by data privacy regulators, software manufacturers may provide new Internet browsers bearing default settings where cookies are not accepted and the user has to actively change such settings to accept cookies ("privacy by default"). If the use or effect of cookies were restricted, we would have to switch to other technologies in order to collect geographic or behaviour-related information. Although such technologies exist, they are far less effective than cookies. Furthermore, we would have to develop or buy new technologies in order to prevent fraud in our networks. Replacing cookies could become time-consuming and requires considerable investment. Their development could turn out to be economically pointless or it may not be possible to implement them early enough in order to prevent the loss of customers or advertising space. The use of cookie technology or a comparable technology to collect information about Internet usage patterns may lead to lawsuits or investigations in future. Furthermore, many jurisdictions have detailed provisions concerning both the collection of personal data and the use of such data for direct marketing campaigns.

In 2020 the German High Court has outlined consent requirements for storing cookies on devices following a decision of the European Court of Justice on this issue. According to these decisions, companies need consent for storing cookies on user devices irrespective whether this Cookie-ID is personal data or not. The German legislator started an initiative to amend German data protection law to transform the EU-Directive on Privacy and Electronic Communications into national law as the German High Court has criticised the present regulation as insufficient. All in all, this leads to stricter data protection requirements that may have a negative impact on our business model. Namely, the upcoming European ePrivacy Regulation may introduce stricter requirements. If adopted, such regulations would have a thorough impact on our business model.

In addition to this, a general consent requirement for any advertising delivered by electronic means to an identifiable user has been discussed in the context of the EU's proposed ePrivacy Regulation (Regulation on Privacy and Electronic Communications). This would have a negative impact as any advertising on the Internet would require the prior consent of data subjects. If this requirement becomes applicable, the available market for advertisers and overall online sales could greatly reduce, along with the Company's revenues and profitability.

Furthermore, we depend on an easy way to transfer personal data from the EU to UK. The Brexit-Agreement introduces a transition period, and we are expecting an adequacy decision of the European Commission up to July 2021 regarding UK-GDPR. This will facilitate a data transfer to UK. Otherwise, our clients will have to agree on Standard Contractual Clauses to legalise a data transfer to UK. This will lead to additional efforts for them.

Group's revenue. Similarly, if faced with spikes in advertising spend and traffic, the Group's platforms must be able to support increased traffic volumes and variety of advertising formats whilst maintaining a stable and effective infrastructure and reliable service to customers. This flexibility and stability require significant investments in both the Company's organisation and technology, which increase the cost base.

Capital risk

The price of our share at times experienced considerable fluctuation since its initial listing and will continue remain volatile in the future. The share price may move rapidly in response to factors beyond our control, including:

  • fluctuations in our quarterly results or in the results of our competitors
  • announcements of company sales and takeovers, new products, major contracts, business relationships or provision of capital
  • recommendations by equity analysts or changed profit expectations
  • publication of profits inconsistent with analysts' expectations
  • number of shares outstanding
  • share sales by us or our shareholders
  • short-selling, hedging or other derivative transactions with shares

Furthermore, the stock market in general and the market for technology companies in particular have witnessed extreme share price and trading volume fluctuations often unrelated or disproportionate to the operational performance of these companies. These general market and industry factors can seriously damage the price of our share irrespective of our actual performance.

Lower (or volatile) share prices may lead to an inability to attract strong long-term investors and limit our ability to raise new equity and attract key personnel.

In addition, in the past, lawsuits have been filed against such companies after times of high price fluctuations on the overall market or in individual shares. In the event that such lawsuits are filed against us, this could lead to significant costs and distract management time and resources.

Finally, as at 31 December 2020, EMA Electronic Media Advertising International B.V., one of the Company's founding shareholders, owns shares representing around 44 percent of the share capital and typically more than 80 percent of the voting rights at the General Meeting. For the foreseeable future, EMA Electronic Media Advertising International B.V. will therefore continue to have significant influence on the management and on all matters requiring approval by the

Although we abide by the applicable laws in the different jurisdictions, we cannot rule out the possibility that changes in legislation may have significant repercussions for our business models and revenues. Any litigation or governmental action against us could become costly and time-consuming, or compel us to change our business practice and divert management attention away from other business fields.

In addition, the regulatory environment in Europe is ever changing. With the GDPR, which came into effect in May 2018 in Europe, as well as the EU e-commerce Directive, compliance obligations and financial penalties for non-compliance are increasing significantly and could potentially harm our business. The ad pepper Group has set up working groups in close cooperation with its external data privacy officer to continuously identify adjustment needs to ensure compliance with GDPR requirements. Nevertheless, the security measures which have been or will be implemented may not be effective, and ad pepper's systems may be vulnerable to theft, loss, damage or interruption from a number of potential sources or events, including unauthorised access or security breaches, cyber-attacks, computer viruses, power loss, or other disruptive events. The ad pepper Group may not have the resources or technical sophistication to anticipate or prevent rapidly evolving forms of cyber-attacks.

Moreover, GDPR not only imposes new compliance obligations regarding the handling of personal data, it has also significantly increased financial penalties for non-compliance. Failure to comply with GDPR may lead to regulatory enforcement proceedings, which can result in monetary penalties of up to 20 percent of worldwide revenue, orders to discontinue certain data processing operations, private lawsuits, or reputational damage. If any person, including any of our employees, negligently disregards or intentionally breaches our established controls with respect to client or ad pepper data, or otherwise mismanages or misappropriates that data, we could be subject to significant litigation, monetary damages, regulatory enforcement proceedings, fines and/or criminal prosecution in one or more jurisdictions. These monetary damages may not be subject to contractual limit of liability or exclusion of consequential or indirect damages and could be substantial. In addition, our liability insurance may not cover us against claims related to security breaches, cyberattacks or other breaches.

Violations of other legal requirements

The aim of compliance is to ensure irreproachable business conduct at all times and in all respects. Any failure to fulfil legal requirements and report obligations, any violation of the Corporate Governance code or insufficient management transparency may pose a risk to the required compliance.

For this reason, the ad pepper Group established a Group-wide Code of Conduct as well as an insider trading policy, which provides for the safety and support of employees in various professional situations. Despite comprehensive measures taken within the realignment of the compliance program and our compliance organisation, it is impossible for us to protect us against all risks.

More generally, from time to time we are or may become involved in private actions, investigations and various other legal proceedings by employees, suppliers, competitors, government agencies or others. Failure to comply with laws and regulations can damage our reputation and have negative financial and operational consequences.

RISK APPETITE

This section highlights those risks that the Group is willing to take, as well as those that are unacceptable. It includes a series of risk assertions which are aligned to our strategy, together with the risk parameters within which we expect to work. The Group operates in markets with high growth potential that are subject to volatility and intense competition. We will pursue ambitious growth targets and we are willing to accept certain levels of risk to increase the likelihood of achieving or exceeding our strategic objectives, subject to the parameters below.

The Board's appetite for risk varies depending on the risk type. The Group measures risk by estimating the potential for loss of profit, staff turnover and reputational damage. The Board has a low tolerance for financeand compliance-related risk. Conversely, it has a higher tolerance for operational and strategic risk:

Operational risks are managed through the ongoing budgeting, forecasting and reporting process as well as training activities to constantly improve and update employees' skills. Infrastructure risks are mitigated by regular backups, redundant server structures and moving to the cloud. To reduce fraud risk, anti-fraud teams are tasked with identifying unusual patterns, ideally in the design phase of advertising campaigns.

The cost of these measures and control systems must be commensurate with the benefits achieved. Management generally considers the likelihood of risks in the operational and technology area as moderate while evaluating the financial impact of each event depending on the specific risk field. Management's risk appetite in this field is moderate and we seek to mitigate risks through contracts, service level agreements, insurance and cooperation with established partners.

As far as strategic risks are concerned, we try to mitigate the personnel risk by providing attractive remuneration package, creation of a positive working environment and structured individual development plan. We try to manage the dependency risks and platform risks by building and maintaining customer relationships. We develop online advertising strategies and regularly monitor progress for existing clients and identify and build relationships with new customers.

In general, management addresses market risks by actively monitoring the developments and evaluating the actual exposure to these risks. This includes participation in industry events, gaining information from analysts and research firms as well as creating business cases for new product developments. The ad pepper Group has a track record of identifying market changes early and investing into winning products and services ahead of time. We will, however, not pursue growth at all costs and expect sufficient margins. We will primarily pursue organic growth strategies to meet our growth objectives. We aim for sufficient operating margins whilst protecting the long-term viability of the Group. In general, management's risk appetite in this field is moderate.

In the field of financial risks, management addresses the low profitability risk mainly through transparency and the permanent review process in connection with monthly results, forecasting and budgeting. In the event of M&A, a dedicated program management team will be established for the accelerating shareholder value creation transformation. Through strong due diligence processes and closely managed integration processes, we seek to reduce the probability of M&A-related risk. Currency risks, on the other hand, are sought to be minimised through natural hedging by increasing the Company's cost base in EUR. As far as Brexit uncertainty and political instability, in general, is concerned, the breadth of our service portfolio and our geographic reach help to mitigate our exposure to any particular localised risk. We monitor proposed changes in taxation legislation and new accounting standards to ensure these are taken into account when we consider our future business plans. We try to manage the working capital risk by increasing and diversifying our client base in a way, which allows us to become less dependent on fourth quarter gross sales. While the Group continues to be independent on external funding, the risk of not finding these funds is not regarded as imminent. Matters of substantial significance are also reviewed with the Supervisory Board through the two-tier board structure. Management realises that the expansion of the business does require some risk taking and evaluates its risk appetite as medium. Management therefore estimates this overall financial risk to be low.

As far as compliance risks are concerned, as the Group is growing in a complex and rapidly changing environment and is in an ongoing process of establishing and improving its processes, regulatory violations may occur. Management's risk appetite is generally low and matters

of substantial significance are also reviewed with the Supervisory Board through the two-tier board structure. The ad pepper Group is committed to complying with the laws and regulations of the countries in which we operate. However, with the General Data Protection and ePrivacy Regulation, compliance obligations and financial penalties for noncompliance are increasing significantly. Should the risk materialise, it would have a very high, potentially critical impact. We mitigate the risk by working with well-established external partners such as tax, legal and audit advisors in all countries we are operating, as well as building in-house capabilities through training and qualification measures for existing staff.

The following overview table shows a summary of risk type and respective risk appetite:

Risk category Risk Appetite
Operational risk Infrastructure risk Moderate
Technology risk Moderate
Cybercrime, hacking, identity
theft and risk of fraud
Low
Intellectual property rights risk Low
Strategic risk Personnel risk Low
Market risk Low
Dependency risk Moderate
Platform risk Moderate
Financial risk Low profitability Low
Risks of our M&A strategy Low
Currency risk Moderate
Brexit uncertainty Moderate
Tax risk Low
New accounting standards Low
Liquidity and cash flow risks Low
Working capital risk Moderate
Capital risk Low
Compliance risk Governance risk Low
Data risk Low
Violations of other legal
requirements
Low

EVALUATION OF RISK MANAGEMENT SYSTEM EFFECTIVENESS

The ad pepper Group's long-term strategy is focused on creating value for our shareholders and stakeholders through profitable growth. In implementing this strategy the Company has evaluated the relevant operational, strategic, financial and compliance risks as well as the risks and opportunities of future market trends for e-commerce in general and for digital advertising providers in particular. The Board of Directors is responsible for identifying and managing risks with appropriate measures. Significant issues are also reviewed with the Supervisory Board through the two-tier board structure. Internal controls have a high priority and are continuously assessed and further improved. Separation between executive and controlling functions and compliance with directives and operating instructions are an integral part of the internal control system and no risk with a significant impact were identified. The risk management and internal control systems, however, cannot provide absolute assurance that errors, fraud losses, or unlawful acts will not occur. During the 2020 financial year, no significant shortcomings were found in the internal risk management and control system, and no risk with a significant impact were identified. From a current perspective, we foresee no risks that, even in conjunction with other risks, could threaten the continued existence of the ad pepper Group. Please also refer to the disclosure on page 81 in the Consolidated Financial Statements.

We are convinced that risk management has to be part of the mindset and working methods of our staff, and retaining control is of prime importance to us. The Company continued to work on optimising its risk management and internal control systems in 2020 while acknowledging that such systems cannot offer absolute assurance against errors of material importance. The Board of Directors is conscious that the Company does not yet have an internal audit function, and has discussed this with the Supervisory Board. After an in-depth discussion the Board of Directors and the Supervisory Board concluded that the Company does not currently require an internal audit function, although this may change in future depending on further company growth. From its evaluations, the Board of Directors concludes that the risk management system as well as the control of the business processes and the internal control within the Company are sufficient, professional, appropriate and effective. The Board of Directors is of the opinion that the risk management system with its controls and processes provides an adequate level of assurance on the reliability of financial information and control information in accordance with relevant laws and regulations.

In the past financial year, the ad pepper Group and its external data privacy officer worked closely to ensure fulfilment of the obligations imposed by the European legislator through the GDPR. Regular meetings were held and results presented to the Board of Directors as well as the Supervisory Board.

The ad pepper Group operates an information protection management system based on ISO 27001 comprising security guidelines as well as organisational and technical measures to prevent and address IT security incidents. In 2020, ad pepper Group also implemented regular cyber security awareness trainings for all Group staff due to higher frequency of so-called fake-president-fraud attempts. The Group repeatedly pointed out that no employees, including Management Board members, are allowed to ask for payments/money transfers via email and nobody in the Group is allowed to circumvent the foureyes-principle. As mistakes are always possible, the Company is aware that there is a risk that an employee might execute a payment within the maximum available overdraft limit. Furthermore, an external IT consulting firm specialised in penetration testing, cybersecurity and IT governance was mandated end of 2020 in order to assess selected IT systems and infrastructures of the Group.

OPPORTUNITIES AND OUTLOOK

In 2020, the ad pepper Group achieved record financial results. Driven by a solid growth, we exceeded the important EUR 100 million threshold (gross sales), generated consolidated revenue of EUR 25,615k and EBITDA of EUR 6,559k. The ongoing digital transformation, focusing on the right customers with the right set of services and products and thanks to the hard work of more than 231 staff members helped once again achieving the best financial performance in the Company's history.

As mentioned before, we believe digitalisation is an ongoing, unstoppable trend. Accelerated digital transformation is inevitable, given the impact of COVID-19. And the pandemic has exposed one harsh truth: digital channels are more flexible and faster to adapt to change than physical channels. As a digital only company, focusing on performance marketing and going to market with a unitary one p&l and balance sheet structure, we will be ideally positioned to capitalise on accelerated digital transformation. An improved macroeconomic outlook for the business year ahead should also help achieve satisfying growth levels.

However, negative effects on the wider market based on the spread and impact of COVID-19 cannot be excluded and may be outside of the Company's influence. The financial year 2020 showed a substantial increase in user time spent on the Internet and on mobile devices along with increased e-commerce transactions and volumes, as outlined above. But we have also seen a decrease in advertising spend in some areas of our business, in particular from clients and sectors affected most by the pandemic (e.g. travel). In addition, despite substantial advances in vaccine production and development, a dampening of consumer confidence and more cautious customer purchasing behaviour cannot be excluded in the short to mid-term.

All in all, we are optimistic to achieve double-digit growth also in the year 2021. For our organic growth strategy, no additional financing is needed given the strong balance sheet. We will continue to hire new staff, invest in new products, services and markets. We will concentrate on lucrative customer groups, as well as on broadening and diversifying these customer groups, which was key also in the past financial year.

RESPONSIBILITY STATEMENT

In accordance with the EU Transparency Directive, as incorporated in Chapter 5.1A of the Dutch Financial Supervision Act (Wet op het financieel toezicht), the Board of Directors declares that, to the best of its knowledge:

  • The Consolidated Financial Statements for the year ended 31 December 2020 give a true and fair view of the assets, liabilities, financial position and profit or loss of ad pepper media International N.V. and its consolidated companies.
  • The report of the Board of Directors gives a true and fair view of the position as of the balance sheet date and the state of affairs during the 2020 financial year of ad pepper media International N.V. and its affiliated companies, of which the data has been included in the Consolidated Financial Statements.
  • The report of the Board of Directors describes the principal risks that ad pepper media International N.V. faces.

Board of Directors ad pepper media International N.V.

Dr Jens Körner, CEO

Nuremberg, 25 March 2021

CONSOLIDATED INCOME STATEMENT CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME

1/1 - 31/12/2020 1/1 - 31/12/2019
Note kEUR kEUR
Gross sales1 [6] 101,344 83,774
Media cost2 [8] -75,729 -61,987
Revenue 25,615 21,787
Cost of sales [8] -928 -820
Gross profit 24,687 20,967
Selling and marketing expenses [9] -13,411 -12,225
General and administrative expenses [10] -7,108 -6,853
Other operating income [11] 1,514 943
Other operating expenses [12] -234 -313
Operating profit 5,448 2,519
Financial income [13] 5 22
Financial expenses [13] -121 -231
Income before taxes 5,332 2,31
Income taxes [14] -991 -390
Net income 4,341 1,920
attributable to shareholders of the parent company 3,664 1,352
attributable to non-controlling interests 677 568
Basic earnings per share on net income for the year
attributable to shareholders of the parent company [15] 0.17 0.06
Diluted earnings per share on net income for the year
attributable to shareholders of the parent company [15] 0.17 0.06
Weighted average number of shares outstanding (basic) [15] 21,004,055 21,000,708
Weighted average number of shares outstanding (diluted) [15] 21,135,862 21,172,664
1/1 - 31/12/2020 1/1 - 31/12/2019
kEUR kEUR
Net income 4,341 1,920
Other comprehensive income
Items that may be reclassified subsequently to profit or loss:
Currency translation differences -232 51
Revaluation of listed debt securities 18 0
Other comprehensive income, net of tax -214 51
Total comprehensive income 4,127 1,971
Attributable to non-controlling interests 677 568
Attributable to shareholders of the parent company 3,450 1,403

1 Gross sales represent the total amount billed and billable to clients by the Group, net of discounts, VAT and other sales-related taxes. Disclosure of gross revenue information is not required under IFRS; however, it is voluntarily disclosed from 1 January 2018 onwards in the Consolidated Income Statement as management has concluded that the information is useful for users of the financial statements. Please refer to Note [6]

2 Media cost relate to payments made to suppliers of ad inventory (commonly referred to as media buys and publishers). Disclosure of media cost information is not required under IFRS; however, it is voluntarily disclosed from 1 January 2018 onwards in the Consolidated Income Statement as management has concluded that the information is useful for users of the financial statements. Please refer to Note [8]

31/12/2020 31/12/2019
Note kEUR kEUR
Non-current assets
Intangible assets [16], [17] 737 359
Property, plant and equipment [17] 412 391
Right-of-use assets [41] 1,568 2,129
Listed debt securities [18] 1,012 0
Other financial assets [19] 394 442
Total non-current assets 4,123 3,321
Current assets
Trade receivables [20] 19,727 14,897
Other receivables [21] 340 340
Income tax receivables [22] 292 218
Other financial assets [23] 29 47
Cash and cash equivalents [24] 24,330 25,229
Total current assets 44,718 40,731
Total assets 48,841 44,052
31/12/2020 31/12/2019
Note kEUR kEUR
Equity attributable to shareholders of the parent company
Issued capital [25] 1,075 1,075
Share premium [26] 63,782 63,782
Reserves [27] -45,176 -47,752
Total 19,681 17,105
Non-controlling interests [28] 1,157 935
Total equity 20,838 18,040
Non-current liabilities
Deferred tax liabilities [14] 31 41
Other liabilities [29], [41] 1,211 1,672
Total non-current liabilities 1,242 1,713
Current liabilities
Trade payables [30] 20,738 18,593
Contract liabilities [31] 273 146
Other liabilities [2], [32], [40] 2,841 2,982
Other financial liabilities [33], [41] 2,090 2,075
Income tax liabilities [14] 819 503
Total current liabilities 26,761 24,299
Total liabilities 28,003 26,012
Total equity and liabilities 48,841 44,052

CONSOLIDATED STATEMENT OF FINANCIAL POSITION – ASSETS CONSOLIDATED STATEMENT OF FINANCIAL POSITION –

EQUITY AND LIABILITIES

1/1 - 31/12/2020 1/1 - 31/12/2019
Note kEUR kEUR
Net income 4,341 1,920
Adjustments for:
Depreciation and amortisation [16], [17], [41] 1,111 993
Gain/loss on sale of fixed assets [11], [12] -9 -8
Share-based compensation [38] 271 44
Gain/loss on sale of securities and other investments (after bank charges) [18], [13] 0 122
Other financial income and financial expenses 116 86
Income taxes [14] 991 390
Income from the release of accrued liabilities [11], [37] -611 -906
Other non-cash expenses and income -735 34
Gross cash flow 5,475 2,675
Change in trade receivables [20] -4,865 2,811
Change in other assets -273 88
Change in trade payables [30] 2,904 533
Change in other liabilities 677 912
Income taxes received 30 8
Income taxes paid -450 -458
Interest received 5 22
Interest paid -121 -109
1/1 - 31/12/2020 1/1 - 31/12/2019
Note kEUR kEUR
3,382 6,482
[16], [17] -787 -524
[11], [12] 10 8
0 2,152
-994 0
-1,771 1,636
[38] -82 0
163 0
[41] -763 -687
1,141 0
[28] -455 -486
-2,278 -1,173
-667 6,945
25,229 18,233
-232 51
[23] 24,330 25,229

CONSOLIDATED STATEMENT OF CASH FLOWS

Balance at 1/1/2020 Profit for the period Other comprehensive
income
Share-based payment Dividends Purchase of treasury shares Cancellation of treasury share Issuance of shares Balance at 31/12/2020
Note
Issued capital (kEUR) [25] 1,075 1,075
Share Premium (kEUR) [26] 63,782 63,782
Reserves [27]
Treasury reserve (kEUR) -1,438 -1,142 163 -2,417
For employee stock option plans (kEUR) [38] 2,558 105 2,663
Accumulated deficit (kEUR) [2] -47,715 3,664 -44,051
Currency translation differences (kEUR) -1,157 -232 -1,389
Revaluation of listed debt securities (kEUR) [18] 0 18 18
Subtotal reserves (kEUR) -47,751 3,664 -214 105 0 -1,142 0 163 -45,176
Equity attributable to shareholders
of the parent company (kEUR)
17,105 2,987 -214 105 0 -1,142 0 163 19,681
Non-controlling interests (kEUR) [28] 935 677 -455 1,157
Total equity (kEUR) 18,040 4,341 -214 105 -455 -1,142 0 163 20,838

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 2020

Balance at 1/1/2019 Profit for the period Other comprehensive
income
Share-based payment Dividends Purchase of treasury shares Cancellation of treasury share Issuance of shares Balance at 31/12/2019
Note
Issued capital (kEUR) [25] 1,150 -75 1,075
Share Premium (kEUR) [26] 63,782 63,782
Reserves [27]
Treasury reserve (kEUR) -5,299 3,861 -1,438
For employee stock option plans (kEUR) [38] 2,514 44 2,558
Accumulated deficit (kEUR) [2] -45,281 1,352 -3,786 -47,715
Currency translation differences (kEUR) -1,208 51 -1,157
Subtotal reserves (kEUR) -49,274 51 44 75 -47,752
Equity attributable to shareholders
of the parent company (kEUR)
15,658 1,352 51 44 0 17,105
Non-controlling interests (kEUR) [28] 853 568 0 -486 935
Total equity (kEUR) 16,511 1,920 51 44 -486 0 0 0 18,040

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 2019

FINANCIAL STATEMENTS

CORPORATE INFORMATION [1]

The Consolidated Financial Statements of ad pepper media International N.V. (the "Company") for the year ended 31 December 2020 were authorised for issue by the Board of Directors on 25 March 2021. ad pepper media International N.V. is a public company incorporated in the Netherlands, domiciled at Frankenstrasse 150 C, 90461 Nuremberg, Germany and is the ultimate parent and controlling party of the ad pepper Group (the "Group"). The Company's shares are publicly traded under WKN 940883 (ISIN NL0000238145) on the Prime Standard of the Frankfurt Stock Exchange. The business activities of ad pepper media International N.V. involve holding investments in other entities whose objective is to market advertising space on the internet and providing services for the subsidiaries. Since its formation, the Group has been geared towards acting flexibly to meet the requirements of a whole range of different markets as an international Group.

The ad pepper Group is an international provider of interactive products and services for websites and advertisers. The Company currently markets campaigns and websites in more than 50 countries and operates from ten offices in six European countries. The ad pepper Group uses state-of-the-art technology to link thousands of small, medium and large websites to form a top-quality advertising network with global reach and a precise focus on its target groups. In addition to a regional, national and international marketing presence, website partners receive a large number of other important products and services such as traffic analysis and performance optimisation, provided by the ad pepper Group and its affiliated entities in a localised form.

The COVID-19 pandemic is affecting all aspects of personal and professional lives and global economic development, including the sector for digital advertising/services. Despite all these uncertainties, the ad pepper Group is very well prepared for this situation. In fact, one of the legacies of the pandemic that has shaped 2020 and will shape 2021 (and the following years) is accelerated digitalisation: online shopping, e-commerce, digital processes and distribution channels will continue to become more relevant. In the light of these macro tailwinds, our outlook for 2020 was revised upwards numerous times throughout the year. At the same time, business continuity remains a focus area. The implementation of a new work model is key and basically all ad pepper Group staff worked from home since March 2020 without any significant disruptions to the normal course of conducting business. In order to protect the real economy, many governments, particularly European Union member states, established temporary state and employee support schemes, none of which the ad pepper Group made use of.

In doing so, all identifiable assets, liabilities and contingent liabilities are recognised at fair value and measured accordingly in the consolidated balance sheet. Following adjustments to the fair values of assets acquired and liabilities assumed, any resulting positive difference is capitalised in the balance sheet as goodwill. Situations in which the fair value of net assets is greater than the purchase price paid result in a negative difference. In the event that such difference remains following reassessment of the allocation of the purchase price or determining the fair value of acquired assets, liabilities and contingent liabilities, this is recognised immediately as income. The proportion of assets, liabilities and contingent liabilities of the subsidiary applicable to non-controlling interest is also recognised at fair value. All intra-group balances, transactions, income and expenses, and profits and losses resulting from intra-group transactions that are recognised in assets are eliminated in full.

Consolidated Group

The subsidiaries included in consolidation are as follows:

Entity 31/12/2020 31/12/2019
Share in percent Share in percent
ad pepper media GmbH,
Nuremberg, Germany
100 100
ad pepper media France S.A.R.L.,
Paris, France
100 100
ad pepper media USA LLC,
New York, USA
100 100
ad pepper media Spain S.A.,
Madrid, Spain
65 65
Webgains S.L.,
Madrid, Spain*
65 0
Webgains Ltd,
London, United Kingdom
100 100
ad agents GmbH,
Herrenberg, Germany
60 60
ad agents AG,
Pontresina, Switzerland*
60 0
Webgains Italy S.r.l.,
Milan, Italy*
100 0
Webgains GmbH,
Nuremberg, Germany
100 100

*Refer to Note [4]

Changes in accounting policies and estimates

The accounting policies adopted in the preparation of the Group's annual Consolidated Financial Statements are consistent with those followed in the preparation of the Group's annual Consolidated Financial Statements for the year ended 31 December 2019 except for the adoption of new standards effective as at 1 January 2020.

The Group applies, in course of an early application for the first time as at 1 January 2020, the Amendment to IFRS 16 Leases COVID-19- Related Rent Concessions.

Several other amendments and interpretations apply for the first time in 2020, but do not have an impact on the consolidated financial statements of the Group.

New and amended standards and interpretations

The following further amendments, improvements and interpretations to existing standards were required to or allowed to be applied to 2020 financial statements:

  • • Amendments to IFRS 3 "Business Combinations": These amendments had no impact on the Consolidated Financial Statements.
  • Amendments to IFRS 9, IAS 39 and IFRS 7 "Interest Rate Benchmark Reform": These amendments have no impact on the consolidated financial statements of the Group as it does not have any interest rate hedge relationships.
  • • Amendments to IAS 1 and IAS 8 "Definition of Material": These amendments had no impact on the Consolidated Financial Statements.
  • Amendments to Reference to the Conceptual Framework in IFRS Standards: These amendments had no impact on the Consolidated Financial Statements.
  • Amendment to IFRS 16 "Leases COVID-19 Related Rent Concessions" (publication: October 2020): On 28 May 2020, the IASB issued the COVID-19-Related Rent Concessions – amendment to IFRS 16 Leases. These amendments provide relief to lessees from applying IFRS 16 guidance on lease modification accounting for rent concessions arising as a direct consequence of the COVID-19 pandemic. As a practical expedient, a lessee may elect not to assess whether a COVID-19 related rent concession from a lessor is a lease modification. A lessee that makes this election accounts for any change in lease payments resulting from the COVID-19 related rent concession the same way it would account for the change under IFRS 16, if the change were not a lease modification. The amendment applies to annual reporting periods beginning on or after 1 June 2020. Early application is permitted. These changes had no material impact on the ad pepper Group's financial results or financial position.

ACCOUNTING PRINCIPLES [2]

Basis of preparation

The Consolidated Financial Statements have been prepared on a historical cost basis, except for employee benefit liabilities and financial instruments through other comprehensive income, which have been measured at fair value. The Consolidated Financial Statements are presented in EUR. All values are rounded up or down to the nearest thousand euro (kEUR) or million euro (mEUR) except where indicated otherwise. Due to rounding, individual figures may not add up exactly to the totals stated. Based on the requirements of the Dutch Civil Code, a full Annual Report comprises reports from the Board of Directors and the Supervisory Board, Consolidated Financial Statements, Company financial statements and other information. This report includes the reports from the Board of Directors and the Supervisory Board, Consolidated Financial Statements, Company Financial Statements and other information.

Statement of compliance

The Consolidated and Company Financial Statements of ad pepper media International N.V. and its subsidiaries have been prepared in accordance with International Financial Reporting Standards (IFRS), as adopted by the European Union (EU), in conjunction with Part 9 of Book 2 of the Dutch Civil Code. The same accounting principles may be applied in the Company's Financial Statement and the Consolidated Financial Statements. If the accounting principles of the Company's Financial Statements differ from the accounting principles applied in the Consolidated Financial Statements, this is disclosed.

Basis of consolidation

The Consolidated Financial Statements comprise the financial statements of ad pepper media International N.V. and its subsidiaries as at 31 December each year. The financial statements of the subsidiaries are prepared for the same reporting year as those of the parent Company, using consistent accounting policies. Subsidiaries are all entities over which the Group has control. The Group controls an entity when the Group is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. Subsidiaries are fully consolidated from the date of acquisition, being the date on which the Group obtains control, and continue to be consolidated until the date that such control ceases. All business combinations are accounted for under the acquisition method. In accordance with this method, the purchase price has been allocated to the fair value of the interest held in the net assets of the consolidated subsidiaries at the time of acquisition.

Standards issued but not yet effective:

Certain new and amended standards and interpretations are issued, but are not yet effective up to the date of these financial statements. The impact of these new standards and interpretations are either not expected to be material or not applicable to the Group.

Significant accounting judgements, estimates and assumptions

In the application of the Group's accounting policies, which are described below in Note [3], the directors are required to make judgements, estimates and assumptions about the carrying amounts of assets and liabilities that are not readily apparent from other sources. The estimates and associated assumptions are based on historical experience and other factors that are considered to be relevant. Actual results may differ from these estimates. The estimates and underlying assumptions are reviewed on an ongoing basis. Judgements, estimates and assumptions concerning the future and other key sources of estimation uncertainty at the balance sheet date have been applied in particular to the assessment of revenue from contracts with customers (Note [6]), accrued liabilities for outstanding affiliate payments (Note [30]), incremental borrowing rates of right-of-use liabilities (Note [41]), the provision for expected credit losses of trade receivables (Note [40]), share based payments (Note [38]) and on the measurement of deferred tax assets on losses carried forward (Note [14]).

A) Judgements

Preparing the financial statements in accordance with the IFRS requires the Group management to make judgements in respect to the recognised amounts of revenue in all three operational segments. The Company assesses its revenue arrangement in its business units against specific criteria in order to determine if it is acting as principal or agent. The factors specified by IFRS 15 indicate that the Group does not control services before they are transferred to customers. Therefore, the Group determined that it is an agent in all its customer contracts and is recognising its revenue on a net basis, consequently excluding media cost owed to delivery partners from revenue and cost of sales respectively.

B) Estimates and assumptions

The key assumptions concerning the future and other key sources of estimation uncertainty at the balance sheet date that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities within the next financial year are discussed below.

Accrued liabilities

In measuring accrued liabilities for affiliate credits not yet disbursed in the Webgains segment, reference has been made to assumptions determined with the assistance of various controlling and reporting tools. Based on various evaluations, the ad pepper Group assesses the disbursement of credits for confirmed transactions that have not been called up more than one year after the closure of the program as well as of credits of inactive publishers as unlikely and has reduced the accrued liability by the resultant amounts. Further information is presented in the note on trade payables (Note [30]).

The provision for expected credit losses of trade receivables

An impairment analysis is performed at each reporting date using a matrix to calculate expected credit losses (ECL) for trade receivables. The provision is initially based on the Group's historical observed default rates and potentially adjusted with forward-looking information. At every reporting date, the historical observed default rates are updated, changes in the forward-looking estimates and evidence for impairment are analysed. Further information is presented in the note on financial instruments (Note [40]).

Share based payments

Estimating fair value for share-based payment transactions requires determination of the most appropriate valuation model, which depends on the terms and conditions of the grant. This estimate also requires determination of the most appropriate inputs to the valuation model including the expected life of the share option or appreciation right, volatility and dividend yield, and assumptions about them. For the measurement of the fair value of equity-settled transactions with employees at the grant date, the Group uses a Monte Carlo simulation model. For cash-settled share-based payment transactions, which have been reclassified from equity-settled stock options, the liability must be remeasured at the end of each reporting period up to the date of settlement, with any changes in fair value recognised in profit or loss. The assumptions and models used for estimating fair value for sharebased payment and cash-settled transactions are disclosed in Note [38].

Deferred tax assets

Deferred tax assets are recognised for all unused tax losses to the extent that it is probable that taxable profit will be available, against which the losses can be utilised. Significant management judgement is required to determine the amount of deferred tax assets that can be recognised, based on the likely timing and level of future taxable profits together with future tax planning strategies. Further information is presented in the note on incomes taxes (Note [14]).

Leases – Estimating the incremental borrowing rate

The Group cannot readily determine the interest rate implicit in the lease contracts for offices and cars. Therefore, it uses its incremental borrowing rate (IBR) to measure lease liabilities. The IBR is the rate of interest that the Group would have to pay to borrow over a similar term and with a similar security, the funds necessary to obtain an asset of a similar value to the right-of-use asset in a similar economic environment. The IBR therefore reflects what the Group "would have to pay", which requires estimation when no observable rates are available. The Group estimates the IBR using the market interest rate provided by its bank. Further information is presented in the note on leases (Note [41]).

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES [3]

Foreign currency translation

The Consolidated Financial Statements are presented in EUR, which is the Company's functional and presentation currency. Each entity in the Group determines its own functional currency, and items included in the financial statements of each entity are measured using that functional currency.

Transactions of foreign currencies are initially recorded at the functional currency rate applicable at the date of the transaction. Monetary assets and liabilities denominated in foreign currencies are retranslated at the functional currency rate of exchange applicable at the balance sheet date. All differences are applied as either profit or loss. Non-monetary items that are measured in terms of historical cost in a foreign currency are translated using the exchange rate applicable on the date of the initial transaction.

Non-monetary items measured at fair value in a foreign currency are translated using the exchange rate applicable on the date when the fair value was determined.

As at the reporting date, the assets and liabilities of those subsidiaries that have a functional currency other than the EUR are translated into the presentation currency of ad pepper media International N.V. (EUR) at the rate of exchange applicable at the balance sheet date, and their income statements are translated at the weighted average exchange rates for the year. The exchange differences arising from the translation are applied directly to other comprehensive income. On disposal of a foreign entity, the deferred cumulative amount recognised in other comprehensive income relating to that particular foreign operation is recognised in the income statement.

The significant foreign currency exchange rates developed as follows:

Foreign currency
per EUR 1
Closing
rate
31/12/20
Closing
rate
31/12/19
Average
rate
2020
Average
rate
2019
USD 1.2281 1.1162 1.1250 1.1277
GBP 0.9031 0.8475 0.8874 0.8776

Property, plant and equipment

Property, plant and equipment are stated at historical cost, excluding the costs of day-to-day servicing, less accumulated depreciation and accumulated impairment in value. Subsequent costs are included in the asset's carrying value or recognised as separate asset, as appropriate, only when it is probable that future economic benefits associated with the line item will flow to the Group and the cost of the item can be reliably measured. Depreciation is calculated on a straight-line basis over the useful life of the assets. The estimated useful lives of the assets are between three and ten years. An item recorded under property, plant and equipment is derecognised on disposal or when no future economic benefits are expected from its use or disposal. Any gain or loss arising on derecognition of the asset (calculated as the difference between the net disposal proceeds and the carrying amount of the asset) is included in the income statement in the year the asset is derecognised.

Impairment of non-financial assets

The Group assesses at each reporting date whether there is an indication that a non-monetary asset (property, plant and equipment; intangible assets, right-of-use assets) may be impaired. If any such indication exists, or when annual impairment testing for an asset is required, the Group makes an estimate of the asset's recoverable amount. An asset's recoverable amount is the higher of the fair value of the asset or cash-generating unit less costs to sell and its value in use and is determined for an individual asset, unless the asset does not generate cash inflows that are largely independent of those from other assets or groups of assets. Where the carrying amount of an asset exceeds its recoverable amount, the asset is considered impaired and is written down to its recoverable amount. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the asset. In determining fair value less costs to sell, an appropriate valuation model is used. The valuation model is based on a discounted cash flow method.

Impairment losses are recognised in the income statement in those expense categories consistent with the function of the impaired asset. For assets excluding goodwill, an assessment is made at each reporting date as to whether there is any indication that previously recognised impairment losses may no longer exist or may have decreased. If such indication exists, the Group makes an estimate of the recoverable amount.

A previously recognised impairment loss is reversed only if there has been a change in the estimates used to determine the asset's recoverable amount since the last impairment loss was recognised. If this is the case, the carrying amount of the asset is increased to its recoverable amount. This increased amount shall not exceed the carrying amount that would have been determined, net of depreciation, had no impairment loss been recognised on the asset in prior years. Such reversal is recognised in profit or loss unless the asset is carried at a revalued amount, in which case the reversal is treated as a revaluation increase. Impairment losses recognised for goodwill are not reversed for subsequent increases in its recoverable amount.

Other receivables

Other receivables consist mainly of security deposits made for rental agreements. Upon initial recognition, other receivables are measured at fair value. Subsequently, they are measured at amortised cost, after deduction of any write-downs. A write-down is applied when objective indications suggest that the receivable may not be fully collectible.

Lease liabilities

At the commencement date of the lease, the Group recognises lease liabilities measured at the present value of lease payments to be made over the lease term. The lease payments include fixed payments (including in-substance fixed payments) less any lease incentives receivable, variable lease payments that depend on an index or a rate. Variable lease payments that do not depend on an index or a rate are recognised as expenses (unless they are incurred to produce inventories) in the period in which the event or condition that triggers the payment occurs. In calculating the present value of lease payments, the Group uses its incremental borrowing rate at the lease commencement date because the interest rate implicit in the lease is not readily determinable. After the commencement date, the amount of lease liabilities is increased to reflect the accretion of interest and reduced for the lease payments made. In addition, the carrying amount of lease liabilities is remeasured if there is a modification, a change in the lease term, a change in the lease payments (e.g., changes to future payments resulting from a change in an index or rate used to determine such lease payments) or a change in the assessment of an option to purchase the underlying asset. The Group's lease liabilities are included in other long-term and short-term other financial liabilities.

Short-term leases and leases of low-value assets

The Group applies the short-term lease recognition exemption to its short-term leases of office space and cars (i.e., those leases that have a lease term of 12 months or less from the commencement date and do not contain a purchase option). It also applies the lease of lowvalue assets recognition exemption to leases of office equipment that are considered to be of low value. Lease payments on short-term leases and leases of low value assets are recognised as expense on a straight-line basis over the lease term.

Research and development costs

Research costs are expensed as incurred. An intangible asset resulting from the development of an individual project is only capitalised when it cumulatively meets the criteria for recognition stipulated in IAS 38. During the period of development, the asset is tested for impairment annually. Following the initial recognition of the development expenditure, the cost model is applied requiring the asset to be carried at cost less any accumulated amortisation and accumulated impairment losses. Amortisation of the asset begins when development is complete and the asset is available for use.

Investments and other financial assets

Financial assets within the scope of IFRS 9 Financial Instruments are classified and subsequently measured at fair value through profit or loss, amortised cost, or fair value through OCI, as appropriate. The classification of financial assets at initial recognition depends on the financial asset's contractual cash flow characteristics and the Group's business model for managing them. In order for a financial asset to be classified and measured at amortised cost or fair value through OCI, it needs to give rise to cash flows that are "solely payments of principal and interest (SPPI)" on the principal amount outstanding. This assessment is referred to as the SPPI test and is performed at instrument level. The Group's business model for managing financial assets refers to how it manages its financial assets in order to generate cash flows. The business model determines whether cash flows will result from collecting contractual cash flows, selling the financial assets, or both.

For purposes of subsequent measurement, financial assets are classified in four categories:

  • Financial assets at amortised cost (debt instruments)
  • Financial assets at fair value through OCI with recycling of cumulative gains and losses (debt instruments)
  • Financial assets designated at fair value through OCI with no recycling of cumulative gains and losses upon derecognition (equity instruments)
  • Financial assets at fair value through profit or loss

Currently the most relevant to the group categories are:

  • Financial assets at amortised cost (debt instrument), which includes trade receivables
  • Financial assets at fair value through OCI with recycling of cumulative gains and losses (debt instruments)

Financial assets at amortised cost are subsequently measured using the effective interest (EIR) method and are subject to impairment. Gains and losses are recognised in profit or loss when the asset is derecognised, modified or impaired.

Financial assets at fair value through other comprehensive income are carried in the statement of financial position at fair value with net changes in fair value recognised in the other comprehensive income. This category includes listed debt investments.

Intangible assets

Intangible assets acquired separately are measured on initial recognition at cost. The cost of intangible assets acquired in a business combination is the fair value as at the date of acquisition. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and any accumulated impairment losses. All intangible assets have finite lives and are amortised using the straightline method over the useful economic life and assessed for impairment whenever there is an indication that the intangible asset may be impaired. The amortisation period and the amortisation method for an intangible asset are reviewed at least at each financial year-end. Gains or losses arising from derecognising an intangible asset are measured as the difference between the net disposal proceeds and the carrying amount of the asset and are recognised in the income statement when the asset is derecognised.

Leases

The Group assesses at contract inception whether a contract is, or contains, a lease. That is, if the contract conveys the right to control the use of an identified asset for a period of time in exchange for consideration. The Group applies a single recognition and measurement approach for all leases, except for short-term leases and leases of low-value assets. The Group recognises lease liabilities to make lease payments and right-of-use assets representing the right to use the underlying assets.

Right-of-use assets

The Group recognises right-of-use assets at the commencement date of the lease (i.e., the date the underlying asset is available for use). Rightof-use assets are measured at cost, less any accumulated depreciation and impairment losses, and adjusted for any remeasurement of lease liabilities. The cost of right-of-use assets includes the amount of lease liabilities recognised, initial direct costs incurred and lease payments made at or before the commencement date less any lease incentives received. Right-of-use assets are depreciated on a straight-line basis over the shorter of the lease term and the estimated useful lives of the assets, as follows:

  • • Office space 1 to 5 years
  • Vehicles 3 years

If ownership of the leased asset transfers to the Group at the end of the lease term or the cost reflects the exercise of a purchase option, depreciation is calculated using the estimated useful life of the asset. The right-of-use assets are also subject to impairment.

A financial asset is primarily derecognised (i.e., removed from the Group's consolidated statement of financial position) when:

• The rights to receive cash flows from the asset have expired

Or

• The Group has transferred its rights to receive cash flows from the asset or has assumed an obligation to pay the received cash flows in full without material delay to a third party under a 'pass-through' arrangement; and either (a) the Group has transferred substantially all the risks and rewards of the asset, or (b) the Group has neither transferred nor retained substantially all the risks and rewards of the asset, but has transferred control of the asset.

When the Group has transferred its rights to receive cash flows from an asset, it evaluates if, and to what extent, it has retained the risks and rewards of ownership. When it has neither transferred nor retained substantially all of the risks and rewards of the asset, nor transferred control of the asset, the Group continues to recognise the transferred asset to the extent of its continuing involvement. In that case, the Group also recognises an associated liability. The transferred asset and the associated liability are measured on a basis that reflects the rights and obligations that the Group has retained.

Fair value

The fair value of investments that are actively traded in organised financial markets is determined by reference to quoted market bid prices at the close of business on the balance sheet date. For investments where there is no active market, fair value is determined using valuation techniques. Such techniques include using recent arm's length market transactions; reference to the current market value of another instrument which is substantially the same; discounted cash flow analysis or other valuation models. If the fair value of an unquoted equity instrument cannot be measured reliably, it is carried at cost.

Impairment of financial assets carried at amortised cost

The Group recognises an allowance for expected credit losses (ECL) for all debt instruments not held at fair value through profit or loss. For trade receivables and contract assets, the Group applies a simplified approach in calculating ECL in line with IFRS 9. A default on receivables expected over the respective term (stage 2 of the impairment model) is determined for trade accounts receivable based on historical default rates for a respective customer portfolio, adjusted for forward-looking factors specific to the debtors and the economic environment, based on segment and geographic allocation.

Where discounting is used, the increase in the provision due to the passage of time is recognised as a finance cost. Accrued liabilities are obligations to pay for goods or services received or delivered that have neither been paid, nor invoiced by the suppliers. Even though estimates are occasionally required to determine the amount or timing of accrued liabilities, the degree of uncertainty is generally much lower than for provisions. Accrued liabilities are recognised under trade payables.

Contract liabilities

A contract liability is recognised if a payment is received or a payment is due (whichever is earlier) from a customer before the Group transfers the related goods or services. Contract liabilities are recognised as revenue when the Group performs under the contract.

Financial liabilities

Financial liabilities are liabilities that must be settled in cash or other financial assets. Based on their nature, financial liabilities are measured at amortised costs and are derecognised upon settlement or cancellation.

Share-based payment transactions

Equity-settled transactions

Employees (including senior executives) of the Group receive remuneration in the form of share-based payment transactions, whereby employees render services as consideration for equity instruments ("equity-settled transactions"). The cost of equity-settled transactions with employees is measured by reference to the fair value at the date on which they are granted. The fair value is determined by an external value using an appropriate pricing model, further details of which are given in Note [40]. The cost of equity-settled transactions (remuneration cost) is recognised, together with a corresponding increase in equity, over the period in which the performance and/or service conditions are fulfilled, ending on the date on which the relevant employees become fully entitled to the award (the "vesting date").

The cumulative expense recognised for equity-settled transactions at each reporting date until the vesting date reflects the extent to which the vesting period has expired and the Group's best estimate of the number of equity instruments that will ultimately vest. The income statement charge or credit for a period represents the movement in cumulative expense recognised as at the beginning and end of that period. The dilutive effect of outstanding options is reflected as additional share dilution in the computation of earnings per share (further details are provided in Note [15]).

When actions such as insolvency or comparable proceedings have been initiated or other substantial indications that receivables are impaired become apparent like a deterioration of the payment behaviour, the receivables are individually tested for impairment (stage 3 of the impairment model). All receivables more than 90 days overdue are tested for impairment. Impaired debts are written off when they are deemed uncollectable. In the reporting year, bad debt allowance on trade receivables was applied at a rate of 50 percent after 120 days overdue, 75 percent after 240 days overdue, and 100 percent after one year overdue. However, in certain cases the Group may also consider a financial asset to be uncollectable when external information indicates that the Group is unlikely to receive the outstanding contractual amounts in full, before taking into account any credit enhancements held by the Group.

The carrying amount of the asset is reduced through use of an allowance account. The amount of the loss is recognised in profit or loss. If the amount of the impairment loss decreases in a subsequent period and the decrease can be related objectively to an event occurring after the recognition of impairment, the impairment loss previously recognised is reversed. Any subsequent reversal of an impairment loss is recognised in profit or loss to the extent that the carrying value of the asset does not exceed its amortised cost at the reversal date.

Treasury shares

The Group's own equity instruments that are repurchased (treasury shares) are deducted from equity. No gain or loss is recognised in the income statement on the purchase, sale, issue, or cancellation of the Group's own equity instruments.

Cash and cash equivalents

Cash and cash equivalents in the statement of financial position comprise cash at banks and in hand. For the purpose of the consolidated cash flow statement, cash and cash equivalents consist of cash and cash equivalents as defined above.

Provisions and accrued liabilities

Provisions are recognised when the Group has a present obligation (legal or constructive) as a result of a past event, it is probable that an outflow of resources embodying economic benefits will be required to settle the obligation and a reliable estimate can be made of the amount of the obligation although the respective due date or amount is still uncertain. If the effect of the time value of money is material, long-term provisions are discounted using a current pre-tax rate that reflects, where appropriate, the risks specific to the liability.

Cash-settled transactions

A liability is recognised for the fair value of cash-settled transactions. The fair value is measured at modification date and at each subsequent reporting date up to and including the settlement date, with changes recognised in employee benefits expense in profit or loss.

Revenue from contracts with customers

The Group is in the business of providing performance marketing services, in which third parties provide services to its customers. When another party provides goods or services to its customers, the Group determines whether it is a principal or an agent in these transactions by evaluating the nature of its promise to the customer. The Company has concluded that it is acting as an agent in all of its revenue arrangements, as its role is restricted to arranging a third-party supplying ad inventory to deliver the ad to the end customer. Consequently, the Group records revenue at the net amount that it retains for its services, which is limited to campaign management, while media cost for ad inventory used is excluded from the revenue definition. For further explanations, please refer to Note [2].

Revenue from contracts with customers is recognised when the service is rendered. Depending on the requirements of the specific product, this usually occurs when successful transactions result from user action (CPA), ad impressions are generated (CPC) or personal data is provided (CPL). Gross sales represent the total amount billed and billable to clients by the Group, net of discounts, VAT and other sales-related taxes. Disclosure of gross sales information is not required under IFRS, however, it is voluntarily disclosed in the Consolidated Income Statement, as management has concluded that the information is useful for users of the financial statements.

As all performance obligations have an original expected duration of less than one year and meet the requirement of the right to invoice practical expedient in IFRS 15.B16, the Company does not disclose the amount of the remaining performance obligations.

Rendering of services

Webgains

Revenue in this segment is generated by placing the merchant's advertising on publishers' websites (affiliate marketing). By using the Webgains technology platform, appropriate publishers are selected for placement of the advertisements on websites likely to drive traffic back to the merchant's website and consequently enhance the merchant's transaction values. The merchant pays us on a cost-per-action basis (CPA), which means that the merchant only pays when successful transactions result from the traffic. The price billed to the merchant consists of an override and a commission. The override is considered the amount the Group is entitled to for its services.

The commission is the amount paid to our publishers and is excluded under IFRS 15 from the revenue definition. Consequently, commission to publishers is also not included in the Group's cost of sales. The contractual agreement provides the customer with a recall period, where every occurred transaction can be cancelled within a certain period.

Depending on the industry the transaction occurred in, the recall periods range from 30 days in the fashion and beauty industry up to 360 days for insurance, travel and mobile sales. Based on historical data, the Group calculates at year-end the amount to be recognised as return assets and refund liabilities for transactions in the recall period.

ad pepper

Revenue in the ad pepper segment is generated by marketing internet advertising space. Advertising customers book units (ad impressions, ad clicks, registrations, mail-outs, transactions) via the Company, and these are then supplied over a period defined by the customer. ad pepper customers pay us on the basis of cost per click (CPC), cost per lead (CPL) or cost per impression (CPM). All of the three billing methods consist of media costs owed to ad pepper's delivery partners and a service charge as an amount levied by the Group for its services. The media cost is the amount paid to the delivery partners and is excluded under IFRS 15 from the revenue definition. Consequently, media costs are also not included in the Group's cost of sales.

In cases in which the campaign starts before the balance sheet date and lasts beyond this date, revenue is accounted proportionately based on the stage of completion at the end of the reporting period. Stage of completion is determined as the proportion of the costs incurred until the end of the reporting period in the total costs of the campaign, which can be reliably estimated.

ad agents

Revenue in the ad agents segment is mainly generated by providing search engine advertising. In these contractual agreements with clients where search engine providers are contracted by ad agents, and on its behalf the amounts billed to customers consist of media costs owed by ad agents to the search engine providers and a fee as a percentage of the media cost, the Group levies for its services. In other contractual arrangements, the search engine provider enters a direct contractual agreement with ad agents' client, so that media costs are not invoiced by ad agents but are charged from search engine provider to client directly. In this case, the amount billed to the customer consists only of the fee as a percentage of the media cost.

In both cases, the Group is only entitled to the service charge as a percentage of the media budget. Media costs billed to clients and owed to search engine providers for indirect billing agreements do not constitute revenue according to IFRS 15 and are consequently excluded from cost of sales.

BUSINESS COMBINATIONS [4]

As in 2019, no business combinations occurred in the 2020 financial year.

The following subsidiaries have been incorporated in 2020:

Country of
Incorporation
Date of
Incorporation
Date of Capital
Contribution
Date of Commercial
Register Entry
ad agents AG Switzerland 8 October 2020 8 October 2020 2 November 2020
Webgains Italy S.r.l. Italy 15 January 2020 15 January 2020 15 January 2020
Webgains S.L. Spain 16 October 2020 28 October 2020 15 November 2020

Interest income

Interest income is recognised as it accrues using the effective interest rate method.

Current income tax

Current taxes are determined on the basis of annual earnings with due reference to national tax rates and tax legislation in the various tax jurisdictions valid as of the balance sheet date. Current income tax relating to items recognised directly in other comprehensive income is only recognised there and not in the income statement.

Deferred income tax

Deferred income tax is provided using the liability method on temporary differences at the balance sheet date between the tax bases of assets and liabilities and their carrying amounts for financial reporting purposes. Deferred income tax liabilities are recognised for all taxable temporary differences, except for goodwill, whereon the recognition is not permitted. Deferred income tax assets are recognised for all deductible temporary differences, carry forward of unused tax credits and unused tax losses, to the extent that it is probable that taxable profit will be available against which the deductible temporary differences and the carry forward of unused tax credits and unused tax losses can be utilised. The carrying amount of deferred income tax assets is reviewed at each balance sheet date and reduced to the extent that it is no longer probable that sufficient taxable profit will be available to allow all or part of the deferred income tax asset to be utilised.

Unrecognised deferred income tax assets are reassessed at each balance sheet date and are recognised to the extent that it has become probable that future taxable profit will allow the deferred tax asset to be recovered. Deferred income tax assets and liabilities are measured at the tax rates that are expected to apply to the year when the asset is realised or the liability is settled, based on tax rates (and tax laws) that have been enacted or substantively enacted at the balance sheet date. Deferred income tax relating to items recognised directly in other comprehensive income is only recognised there and not in the income statement. Deferred income tax assets and deferred income tax liabilities are offset if there is a legally enforceable right to set off current tax assets against current income tax liabilities and the deferred income taxes relate to the same taxable entity and the same taxation authority.

REVENUE FROM CONTRACTS WITH CUSTOMERS [5]

Disaggregated revenue information

The following is a breakdown of the Group's revenue from contracts with customers, which is based on the invoicing country:

For the year ended 31 December 2020

Segments ad pepper Webgains ad agents Total
kEUR kEUR kEUR kEUR
Geographical markets
Germany 3,487 2,364 7,064 12,915
United Kingdom 0 9,102 0 9,102
Spain 1,884 1,228 0 3,072
USA 0 278 0 278
Other 0 248 0 248
Revenue 5,331 13,220 7,064 25,615

For the year ended 31 December 2019

Segments ad pepper Webgains ad agents Total
kEUR kEUR kEUR kEUR
Geographical markets
Germany 3,227 2,036 5,949 11,212
United Kingdom 0 6,594 0 6,594
Spain 2,278 848 0 3,127
USA 0 661 0 661
Other 0 193 0 193
Revenue 5,505 10,333 5,949 21,787

As all ads are placed on third-party ad inventory properties, Group has no control over the advertising inventory before it is transferred to our customers, with the Group acting as an agent in all contractual arrangements.

Webgains

The performance obligation is satisfied over time and occurs when successful transactions result from traffic. Contracts with clients are generally concluded for periods of 12 months or less. The invoicing is transaction-based and is carried out monthly.

The contract provides the customer with a recall period, in which any transaction can be cancelled within a certain period. Depending on the industry, the recall periods range from 30 days in the fashion and beauty industry and up to 360 days for insurance, travel and mobile sales. Based on historical data, at year-end the Group calculates the amount to be recognised as return assets and refund liabilities for transactions in the recall period. As at 31 December 2020 and 31 December 2019, the Group's calculation resulted in amounts that have no material impact on the revenue recognised in the financial year.

As all performance obligations have an original expected duration of less than one year and meet the requirement of the right to invoice practical expedient in IFRS 15.B16, the Company does not disclose the amount of the remaining performance obligations.

SEGMENT REPORTING [6]

IFRS 8 requires entities to report financial and descriptive information on their reportable segments. Reportable segments are operating segments or aggregations of operating segments that meet specific criteria. Operating segments are components of an entity for which separate financial information is available that is evaluated regularly by the chief operating decision-maker in deciding how to allocate resources and in assessing performance.

Generally, financial information must be reported on the same basis as it is used internally for evaluating operating segment performance and deciding how to allocate resources to operating segments. Financial information reported to the Group's chief operating decisionmaker for the purposes of resource allocation and assessment of segment performance is focused on the category Segment profit, reflecting the EBIT (Earnings before interest and taxes) or EBITDA (Earnings before interest, taxes, depreciation and amortisation) earned by each segment as stipulated by the IFRS.

Contract balances

Contract liabilities include short-term advances received from customers during 2020 to render SEA (Search Engine Advertising) services in the ad agents segment.

Performance obligations

Information about the Group's performance obligations is summarised below:

ad pepper

Service orders received from clients in accordance with framework agreements are generally short-term in nature. The performance obligation is satisfied over time and usually occurs when the user provides personal data or when an impression is generated on the user's device. Revenue therefore accrues each time the ad is displayed or personal data is entered by the user. Clients are invoiced monthly for the service delivered during the month based on the agreed transaction price multiplied by the delivered amounts. Payment is generally due within 14 days of invoicing.

As basically almost all ads on third-party ad inventory properties, the Group has no control over the advertising inventory before it is transferred to its customers, with the Group acting as an agent in all contractual arrangements.

ad agents

Service orders received from clients in accordance with annual framework agreements are generally short-term in nature. The performance obligation resulting from each service order is satisfied over time and occurs when the user clicks on the phrase created and placed by ad agents on search engines. The customer pays on a CPC basis, which means that the customer pays ad agents only when a user clicks on the ad in the search engine. Clients are invoiced monthly for the services provided during the month as a percentage fee of the media budget used during the month or in case of indirect billing contracts as media budget used for third-party delivery partners plus a percentage fee of the media budget. The payments are due within 0 to 90 days from invoicing.

This is the measure reported to the chief operating decision-maker for the purposes of resource allocation and assessment of segment performance. The basis of accounting for intersegment transactions is the "dealing at arm's length" principle.

ad pepper Webgains ad agents Admin Intersegment
elimination
Group
kEUR kEUR kEUR kEUR kEUR kEUR
10,443 67,834 23,083 417 -433 101,344
10,431 67,834 23,079 0 0 101,344
12 0 4 417 -433 0
5,343 13,220 7,068 417 -433 25,615
5,331 13,220 7,064 0 0 25,615
12 0 4 417 -433 0
4,787 12,733 6,765 417 -16 24,687
-3,649 -8,984 -5,805 -2,147 417 -20,168
-173 -465 -233 -240 0 -1,111
0 -108 -55 0 0 -163
88 1,409 8 4 0 1,509
1,867 4,702 1,497 -1.491 -16 6,559
1,693 4,237 1,264 -1,730 -16 5,448
0 4 0 2 0 6
-14 -22 -19 -67 0 -122
-308 -321 -362 0 0 -991
1,371 3,897 883 -1,795 -16 4,341

*Gross sales represent the total amount billed and billable to clients by the Group, net of discounts, VAT and other sales-related taxes. Disclosure of gross revenue information is not required under IFRS; however, it is voluntarily disclosed from 1 January 2018 onwards in the Consolidated Income Statement since management has concluded that the information is useful for users of the financial statements.

Financial year 2019 ad pepper Webgains ad agents Admin Intersegment
elimination
Group
kEUR kEUR kEUR kEUR kEUR kEUR
Gross sales* 11,472 51,269 21,054 458 -479 83,774
Thereof external 11,451 51,269 21,054 0 0 83,774
Thereof intersegment 21 0 0 458 -479 0
Revenue 5,523 10,333 5,949 458 -476 21,787
Thereof external 5,505 10,333 5,949 0 0 21,787
Thereof intersegment 18 0 0 458 -476 0
Gross profit 4,821 10,101 5,604 458 -18 20,967
Expenses (including cost of sales)
and other income
-3,535 -9,025 -5,320 -1,845 458 -19,268
Thereof amortisation and depreciation -69 -553 -182 -190 0 -993
Thereof other non-cash expenses -16 -42 -8 0 0 -66
Thereof other non-cash income 63 872 2 2 0 939
EBITDA 2,057 1,860 811 -1,198 -18 3,512
Operating Profit 1,988 1,308 629 -1,387 -18 2,519
Financial income 0 8 0 14 0 22
Financial expenses -7 -34 -19 -171 0 -231
Income taxes -376 18 -173 142 0 -390
Net income for the year 1,605 1,299 437 -1,403 -18 1,920

*Gross sales represent the total amount billed and billable to clients by the Group, net of discounts, VAT and other sales-related taxes. Disclosure of gross revenue information is not required under IFRS; however, it is voluntarily disclosed from 1 January 2018 onwards in the Consolidated Income Statement since management has concluded that the information is useful for users of the financial statements.

Geographical information

The Group operates in three principal geographical areas – the United Kingdom, Germany and Spain. The Group's revenue from continuing operations from external customers and information about its noncurrent assets by geographical location are detailed below whereby non-current assets are shown exclusive of financial instruments:

Revenue from external
customers
Non-current assets
Year
ended
2020
Year
ended
2019
2020 2019
kEUR kEUR kEUR kEUR
Germany 12,915 11,212 1,679 1,771
United Kingdom 9,102 6,594 840 989
Spain 3,072 3,127 197 60
USA 278 661 0 1
Other 248 193 1 59
Total 25,615 21,787 2,717 2,880

NOTES TO THE INCOME STATEMENT [7]

The income statement was prepared using the function of expense method. The expenses include personnel expenses of EUR 15,005k (2019: EUR 13,823k) as well as depreciation and amortisation of EUR 1,111k (2019: EUR 993k), thereof EUR 740k (2019: EUR 671k) depreciation on right-of-use assets. Amortisation of intangible assets is included in selling expenses EUR 136k (2019: EUR 125k) and administration expenses EUR 28k (2019: EUR 40k).

The personnel expenses include the employer's contribution to state pension schemes amounting to EUR 791k (2019: EUR 723k), which must be disclosed as employer's contribution to a defined contribution plan.

MEDIA COST AND COST OF SALES [8]

Media cost 2020 2019
kEUR kEUR
ad pepper 5,101 5,946
ad agents 16,014 15,104
Webgains 54,614 40,936
Total Media Cost 75,729 61,987
COS 928 820
Total 76,657 62,807

Cost of sales predominantly comprises third-party data centre services, professional fees and other purchased services.

SELLING AND MARKETING EXPENSES [9]

This item comprises all costs associated with attracting customers and orders. The expenses are broken down as follows:

2020 2019
kEUR kEUR
Personnel costs 10,570 9,906
Facility costs 88 73
Advertising and sales promotion 259 247
Professional and other services 1,293 827
General operating costs
(communication, travel, other supplies)
1,041 1,014
Other 160 158
Total 13,411 12,225

GENERAL AND ADMINISTRATIVE EXPENSES [10]

The expenses are broken down as follows:

Total 7,108 6,853
Other 99 185
General operating costs
(communication, travel, other supplies)
438 759
Professional and other services 795 834
Other facility costs 622 569
Depreciation on RoU Assets 720 671
Personnel costs 4,434 3,835
kEUR kEUR
2020 2019

OTHER OPERATING INCOME [11]

Other operating income consists of the following:

Total 1,514 943
Other 1,032 165
Income from the release
of accrued liabilities
472 770
Gains on sale of property, plant
and equipment
10 8
2020
kEUR
2019
kEUR

Income from the release of accrued liabilities includes reversals of nondisbursed affiliate credits in the Webgains segment that the ad pepper Group believes are unlikely to be paid out of EUR 472k (2019: EUR 770k). Other income includes reversals of EUR 890k in connection with time-barred claims (2019: EUR 88k).

OTHER OPERATING EXPENSES [12]

Other operating expenses consist of the following:

2020 2019
kEUR kEUR
Foreign exchange losses 43 153
Expected credit losses
on trade receivables
162 66
Other 29 94
Total 234 313

FINANCIAL INCOME, NET [13]

Net financial income consists of the following:

2020 2019
kEUR kEUR
Interest income 5 22
Financial income 5 22
Interest expenses -69 -47
Interest on lease liabilities -52 -62
Losses on sale of securities 0 -122
Financial expenses -121 -231
Net financial result -116 -209

INCOME TAXES [14]

Income tax expenses 2020 2019
kEUR kEUR
Current income tax expenses -999 -562
Deferred income tax income/(expense) 8 172
Total -991 -390

The current income taxes reported relate to the taxes paid or payable by individual local entities. The calculation of the deferred taxes was based on the country-specific tax rates. Due to the existing unused tax losses in ad pepper media International N.V., ad pepper media France S.A.R.L. and ad pepper media USA LLC, deferred tax assets of EUR 9,600k (2019: EUR 10,501k) were calculated on the basis of the unused tax losses of EUR 31,090k (2019: EUR 34,209k). Deferred tax assets from unused tax losses were recorded to the extent that it is probable that future taxable profit is available against which they can be utilised within a foreseeable planning period.

An amount of deferred tax assets of EUR 0k (2019: EUR 0k) has been recognised for the tax loss carry forwards as there remains uncertainty about future taxable profits in the jurisdictions in which the Group has carry-forward losses. All of the available tax loss carry forwards are non-expiring.

In addition to the unused tax losses, the following significant deferred tax liabilities result from temporary differences.

2020 2019
kEUR kEUR
0 0
31 41
31 41

Changes in deferred tax liabilities on temporary differences recognised in profit or loss amount to EUR 8k (2019: EUR172k). The change in deferred tax assets on temporary differences is recognised in profit or loss. Deferred tax assets and liabilities are netted if the Company has the legally enforceable right to set off current tax assets against current tax liabilities and if they relate to the same tax authorities and the same taxable entity.

As a result, deferred tax assets of EUR 0k (2019: EUR 0k) and deferred tax liabilities of EUR 31k (2019: EUR 41k) were recognised in the statement of financial position. Deferred tax assets and liabilities are classified as non-current.

Deferred tax assets of EUR 0k (2019: EUR 0k) on tax losses are recognised for companies with a history of losses. No deferred tax liabilities were recognised as at 31 December 2020 (2019: EUR 0k) for taxes on non-distributed profits of subsidiaries. If deferred taxes were to be recognised for these temporary differences, only the source tax rates applicable in each case, where appropriate taking into account the German tax of 5 percent on the distributed dividends, would have to be applied for the computation.

ad pepper media International N.V. has its tax domicile in Germany and forms a fiscal unity with ad pepper media GmbH. The reconciliation between expected income tax expense and actual income tax expense based on the German statutory tax rate (combined corporate income tax and trade tax on income) of 32.17 percent (2019: 32.17 percent) is as follows:

2020 2019
kEUR kEUR
Expected income tax -1,715 -744
Effect of lower tax rate
in other jurisdication
453 134
Foreign tax from limited taxation 0 0
Tax-free gains -13 -14
Prior year income tax 1 -12
Utilisation of previously
unrecognised tax losses
390 242
Current year tax losses not recognised -28 -65
Non-taxable stock option
income/(expense)
-61 36
Non-tax-deductible
expenses and other
-18 33
Actual income tax expenses -991 -390

EARNINGS PER SHARE [15]

Basic earnings per share are calculated by dividing net profit for the year attributable to ordinary equity holders of the parent by the weighted average number of ordinary shares outstanding during the year. Diluted earnings per share are calculated by dividing the net profit attributable to ordinary equity holders of the parent by the weighted average number of ordinary shares outstanding during the year plus the weighted average number of ordinary shares that would be issued on conversion of all the dilutive potential ordinary shares into ordinary shares.

The income and share data used in the computations of basic and diluted earnings per share are as follows:

2020 2019
Net income attributable to shareholders
of the parent company in kEUR
3,664 1,352
Number of shares at the
beginning of the period
21,000,708 21,000,708
Number of shares at
the end of the period
20,920,181 21,000,708
Weighted average number
of shares outstanding (basic)
21,004,055 21,000,708
Basic earnings per share in EUR 0.17 0.06
Weighted average number
of shares outstanding (diluted)
21,135,862 21,172,664
Diluted earnings per share in EUR 0.17 0.06

The weighted average number of shares outstanding in 2020 was calculated on a daily basis. In 2020, the options granted resulted in dilution of an average of 131,808 shares (2019: 171,956 shares). No new shares in ad pepper media International N.V. were admitted for trading on the Frankfurt Stock Exchange in 2020 (2019: 0 shares). In October 2020 the Company started a share repurchase program. Until 31 December 2020 252,527 shares were acquired (2019: 0 shares).

172,000 treasury shares (2019: 0 shares) were sold in connection with the exercise of employee stock options. Diluted earnings per share are computed based on the weighted average number of ordinary shares outstanding, including the dilutive effect of shares to be issued in the future under certain arrangements such as option plans.

NON-CURRENT ASSETS

INTANGIBLE ASSETS [16]

In 2020 and 2019, no software IT solutions were developed in-house for the Company's own use, and therefore none were capitalised. Expenses were related to maintenance. Additions mainly relate to an amount of EUR 549k in connection with the purchase of additional software for operational and administrative purposes. Software and databases are amortised over a useful life of three to five years. Trademarks are amortised over a useful life of 12 years.

MOVEMENT SCHEDULE OF INTANGIBLE ASSETS AND PROPERTY, PLANT AND EQUIPMENT [17]

Historical cost Accumulated depreciation/amortisation/impairment Book value
Financial year 2020 Balance at
1/1/2020
Additions Disposals Exchange
differences
Balance at
31/12/2020
Balance at
1/1/2020
Depreciation/
amortisation
Disposals Exchange
differences
Balance at
31/12/2020
Financial
year
31/12/2020
Previous
year
31/12/2019
kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR
Intangible assets
Software 2,275 549 -1 -37 2,786 1,920 163 -1 -30 2,052 734 355
Brands and customer bases 644 0 0 0 644 640 1 0 0 641 3 4
Total 2,919 549 -1 -37 3,430 2,560 164 -1 -30 2,693 737 359
Property, plant and equipment
Other equipment, operational and office equipment 1,465 238 -227 -35 1,441 1,074 208 -226 -27 1,029 412 391
Total 4,384 787 -228 -72 4,871 3,634 372 -227 -57 3,722 1,149 750
Historical Cost Accumulated depreciation/amortisation/impairment Book value
Financial year 2019
Balance at
1/1/2019
Additions Disposals Exchange
differences
Balance at
31/12/2019
Balance at
1/1/2019
Depreciation/
amortisation
Disposals Exchange
differences
Balance at
31/12/2019
Financial
year
31/12/2019
Previous
year
31/12/2018
kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR
Intangible assets
Software 1,941 303 0 31 2,275 1,729 165 0 26 1,920 355 214
Brands and customer bases 644 0 0 0 644 640 0 0 0 640 4 4
Total 2,585 303 0 31 2,919 2,369 165 0 26 2,560 359 218
Property, plant and equipment
Other equipment, operational and office equipment 1,279 206 -53 33 1,465 949 157 -37 5 1,074 391 330
Total 3,864 509 -53 64 4,384 3,318 322 -37 31 3,634 750 548

NON-CURRENT SECURITIES [18]

Securities
classified at
"fair value through
profit or loss"
Securities
classified at
"fair value through
profit or loss"
2020 2019
kEUR kEUR
Book value 1/1 0 2,274
Unrealised losses
recognised in profit
or loss
0 0
Realised losses 0 -122
Sale 0 -2,152
Book value 31/12 0 0
Securities
classified at "fair
value through other
comprehensive
income"
Securities
classified at "fair
value through other
comprehensive
income"
2020 2019
kEUR kEUR
Book value 1/1 0 0
Purchase 994 0
Unrealised gains
recognised in other
comprehensive income 18 0
Book value 31/12 1,012 0

The security is a listed bond with an interest rate of 0.25 percent p.a. and a credit ranking of Aa3 (Moody's). It matures on 6 June 2023.

CURRENT ASSETS

TRADE RECEIVABLES [20]

Trade receivables are initially measured at fair value and subsequently carried at amortised cost. Trade receivables consist of the following:

31/12/20 31/12/19
kEUR kEUR
Trade receivables, gross 20,228 15,329
Provision -501 -432
Trade receivables, net 19,727 14,897

Trade receivables are only due from third-party customers, are noninterest bearing and generally have a term of 0 to 90 days.

For movement schedule in provision and details on aging, refer to Note [40] Credit Risk Management.

The provision is calculated on the basis of all information available to the Company and includes all expected credit losses on receivables as at 31 December 2020. For further information, please refer to Notes [3] and [40].

As at 31 December 2020, all campaigns were billed to the extent that revenue was recognised. Consequently, the amount of contract assets is nil.

The maturities of the listed debt securities as at the end of the period are as follows:

Fair value 31/12/20 31/12/19
kEUR kEUR
Due within one year 0 0
Due between one and five years 1,012 0
Due in more than five years 0 0
Total 1,012 0

OTHER FINANCIAL ASSETS [19]

Other financial assets consist of the following and are measured at amortised cost:

Total 394 442
Deposits 394 442
kEUR kEUR
31/12/20 31/12/19

The maturities of the other financial assets as at the end of the period are as follows:

31/12/20 31/12/19
kEUR kEUR
Due in between one and five years 394 424
Due in more than five years 0 18
Total 394 442

OTHER RECEIVABLES [21]

Other receivables consist of the following:

Total 340 340
Other 1 1
Prepayments 224 214
Value-added tax receivables 115 125
kEUR kEUR
31/12/20 31/12/19

INCOME TAX RECEIVABLES [22]

Income tax receivables include tax prepayments on capital gains of EUR 108k (2019: EUR 83k).

OTHER CURRENT FINANCIAL ASSETS [23]

Other current financial assets consist of the following:

31/12/20 31/12/19
kEUR kEUR
Interest receivables 1 0
Other 28 47
Total 29 47

CASH AND CASH EQUIVALENTS [24]

This item includes cash at banks and cash in hand. For the purpose of the consolidated cash flow statement, cash and cash equivalents comprise cash at banks and on hand of EUR 24,330k (2019: EUR 25,229k).

EQUITY

ISSUED CAPITAL [25]

No new shares in ad pepper media International N.V. were admitted for trading on the Frankfurt Stock Exchange in 2020 (2019: 0 shares). The issued capital of ad pepper media International N.V. comprises 21,500,000 (2019: 21,500,000) bearer shares each with a nominal value of EUR 0.05 and is fully paid in.

SHARE PREMIUM [26]

The capital reserve mainly comprises the premium paid upon share issues.

RESERVES [27]

Reserves include treasury reserves with a value of EUR 2,417k (2019: EUR 1,438k).

Under the shareholder resolution of 19 May 2020, the ad pepper Group was authorised to repurchase treasury stock of up to 50 percent of the issued capital within the following 18 months. The Company started a share repurchase program in October 2020 and has acquired 252,527 shares (2019: 0 shares). As at 31 December 2020, the Company held 579,819 treasury shares (2019: 499,292) at a nominal value of EUR 0.05 each, which equals 2.70 percent (2019: 2.32 percent) of the share capital. According to a shareholder resolution, those shares can only be used for a stock option plan ("SOP") or the cancellation of shares. 172,000 shares were sold under the employee stock option plan (2019: no shares), no cash settlements of equity settled stock option plans occurred (2019: EUR 0k).

Number of shares outstanding

The number of shares issued and outstanding as at 31 December 2020 totalled 20,920,181 (2019: 21,000,708). Each share has a nominal value of EUR 0.05.

Reserves include also the expenses incurred for stock option plans amounting to EUR 2,663k (2019: EUR 2,558k) and the currency translation reserve amounting to EUR -1,389k (2019: EUR -1,157k).

The total other comprehensive income recognised directly in equity and the corresponding income taxes are as follows:

2020 Before
income
taxes
Income
taxes
After
income
taxes
Currency translation
differences
-232 0 -232
Revaluation of listed
debt securities
18 0 18
Total other
comprehensive income
-214 0 -214
2019 Before
income
taxes
Income
taxes
After
income
taxes
Currency translation
differences
51 0 51
Total other
comprehensive income
51 0 51

The authorised share capital of the Company amounts to EUR 4,000,000, divided into 80,000,000 shares with a par value of EUR 0.05 each. The Board of Directors is authorised, upon approval by the Supervisory Board, to issue shares until 15 May 2023, or to grant rights to subscribe for shares until the issued share capital amounts to EUR 2,000,000.

NON-CONTROLLING INTERESTS [28]

Non-controlling interests comprise non-controlling interests in two subsidiaries as at 31 December 2020 and 2019. They include noncontrolling interests in ad agents GmbH and ad pepper media Spain S.A. These result from the acquisition of 60 percent of the shares in ad agents GmbH and from the sale of a 35 percent share in ad pepper media Spain S.A. in recent years. The net income/loss for the year for ad agents GmbH and ad pepper media Spain S.A. is allocated proportionately to the non-controlling interests. In 2020, non-controlling interests in ad pepper media Spain S.A. received a dividend payment of EUR 395k (2019: EUR 286k), while non-controlling interests of ad agents GmbH received a dividend in 2020 of EUR 60k (2019: EUR 200k).

Summarised financial information in respect of ad pepper's subsidiaries that have material non-controlling interest as at 31 December 2020, reflecting 100 percent of the underlying subsidiary's relevant figures, is set out on the following page:

ad agents GmbH ad pepper media Spain S.A.
31/12/20 31/12/19 31/12/20 31/12/19
kEUR kEUR kEUR kEUR
Non-current assets 704 674 239 66
Current assets 4,364 5,345 3,362 3,597
Total assets 5,068 6,019 3,601 3,663
Non-current liabilities 278 402 146 22
Current liabilities 2,998 4,559 2,172 2,152
Total liabilities 3,276 4,961 2,318 2,174
Net assets 1,792 1,058 1,283 1,489
Equity attributable to
owners of the Company
1,075 635 834 468
Non-controlling interests 717 423 449 521
Non-controlling interests in percent 40 40 35 35

ad agents GmbH ad pepper media Spain S.A.

2020 2019 2020 2019
kEUR kEUR kEUR kEUR
Revenue 7,064 5,949 3,072 3,127
Expenses -6,180 -5,516 -2,149 -1,998
Net profit/(loss) of the year 884 433 923 1,129
Profit attributable
to owners of the Company
530 260 600 734
Profit attributable to
non-controlling interests
354 173 323 395
Other comprehensive income attrib
utable to owners of the Company
0 0 0 0
Other comprehensive income attrib
utable to non-controlling interests
0 0 0 0
Total comprehensive
income/(loss) for the year
884 433 923 1,129
Net cash inflow/(outflow)
from operating activities
-770 2,783 440 1,139
Net cash inflow/(outflow)
from investing activities
-214 -590 -55 -8
Net cash inflow/(outflow)
from financing activities
-308 -636 -1,185 -859
Total net cash inflow/(outflow) -1,292 1,557 -800 273

CURRENT LIABILITIES

TRADE PAYABLES [30]

Trade payables include accrued liabilities and are recognised at amortised cost. Accrued liabilities for affiliate credits not yet disbursed in the Webgains segment amount to EUR 16,928k (2019: EUR 12,846k).

CONTRACT LIABILITIES [31]

Contract liabilities consist of short-term advances for search engine advertising services from clients in the ad agents segment.

2020 2019
kEUR kEUR
At 1 January 146 0
Deferred during the year 387 543
Recognised as revenue
during the year
-260 -397
At 31 December 273 146

NON-CURRENT LIABILITIES

OTHER LONG-TERM LIABILITIES [29]

Other long-term liabilities consist of the following:

31/12/20 31/12/19
kEUR kEUR
Employee benefits liability 305 225
Lease liability 906 1,447
Total 1,211 1,672

The employee benefits liability relates mainly to the obligation resulting from the cash-settled stock option plan. The increase was a non-cash change. For further details on cash-settled stock option plan, please refer to Note [38]. During the year, lease liabilities were paid for an amount of EUR 762k (2019: EUR 687k). Please refer to Note [41] for cash flow and non-cash-flow changes. Reductions in other long-term liabilities resulted in cash-flow changes.

The maturities of the other long-term liabilities as at the end of the period are as follows:

31/12/20 31/12/19
kEUR kEUR
Due in between one and five years 1,211 1,672
Due in more than five years 0 0
Total 1,211 1,672

OTHER LIABILITIES [32]

Other liabilities consist of the following:

31/12/20 31/12/19
kEUR kEUR
Value-added tax liabilities 2,281 1,602
Liabilities for payroll tax and social
security contributions
365 294
Liabilities due to customers from
advanced payments
0 888
Employee holiday accrual 195 198
Total 2,841 2,982

OTHER FINANCIAL LIABILITIES [33]

Other financial liabilities consist of the following:

31/12/20 31/12/19
kEUR kEUR
Bonuses and commissions 920 753
Accrued liabilities for
outstanding invoices
412 417
Severance payments 0 87
Other 745 799
Current lease liabilities 13 19
Total 2,090 2,075

RELATED PARTY DISCLOSURES [34]

Pursuant to the IAS 24 definition, the Board of Directors and members of the Supervisory Board have been identified as related parties. The compensation paid to all members of these boards is based exclusively on their functions as individuals in key positions. Further information about the compensation paid to these individuals can be found in Note [40]. All entities over which the Supervisory Board Chairman Michael Oschmann has significant influence are considered as related parties to the Company.

Sales to
related parties
Amounts owed by
related parties1
Entity with significant
influence over the Group:
2020 2019 2020 2019
Ragnar Tessloff GmbH 0 5 0 2
Fairrank GmbH2 1 13 0 0

1 The amounts are classified as trade receivables (Note [20]).

2 Comparative figures had been adjusted due an typeset error in 2019.

Terms and conditions of transactions with related parties

The sales to related parties are made on terms equivalent to those that prevail in at arm's length transactions. Outstanding balances at the year-end are unsecured and interest free, and settlement occurs in cash. As at 31 December 2020, the Group recognised no provision for expected credit losses in respect of amounts owed by related parties.

LITIGATION AND CLAIMS [35]

Neither the ultimate parent nor any of its subsidiaries are involved in any material litigation with third parties.

CONTINGENT LIABILITIES AND OTHER FINANCIAL OBLIGATIONS [36]

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary, Webgains Ltd (UK Company number: 05353649) as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of Webgains Ltd are exempt from audit under the requirements of Section 479A of the UK Companies Act 2006. As at 31 December 2020, Webgains Ltd's outstanding liabilities amounted to EUR 14,966k (2019: EUR 11,622k).

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary, ad pepper media GmbH (register number: HRB 16494) as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of ad pepper media GmbH are exempt from audit under the requirements of Art. 264 para. 3 of the German Commercial Code (HGB). As at 31 December 2020, ad pepper media GmbH's outstanding liabilities amounted to EUR 6,234k (2019: EUR 4,481k).

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary, ad agents GmbH (register number: HRB 723692) as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of ad agents GmbH are exempt from audit under the requirements of Art. 264 para. 3 of the German Commercial Code (HGB). As at 31 December 2020, ad agents GmbH's outstanding liabilities amounted to EUR 3,992k (2019: EUR 5,384k).

Other financial obligations mainly result from short-term office leases and office equipment.

The future minimum payment obligations resulting from the contracts in place as at 31 December 2020 are as follows:

< 1 year > 1 year
to 5 years
> 5 years Total
kEUR kEUR kEUR kEUR
Other financial
obligations 76 0 0 76

ADDITIONAL CASH FLOW INFORMATION [37]

The following information is provided to supplement the statement of cash flows: Other non-cash expenses and income comprises expenses for allocation to and income from the release of valuation allowances on trade receivables and expenses from writing down receivables. This item also includes write-downs of affiliate credits not yet disbursed and reversals of time-barred claims.

STOCK OPTION PROGRAMS [38]

By doubling the number of options and halving the exercise price, all stock options programs mentioned below were adjusted to the share split on 27 May 2009. Options granted under the Ongoing SOP are subject to the following provisions:

The options are granted to employees of the ad pepper Group. Altogether, 500,000 shares were reserved for the "Ongoing SOP 2001". The subscription ratio is one share per option right. The subscription price is based on the average share price on Xetra during the first ten trading days of May 2001 for the 2001 plan, or the first ten trading days in January for subsequent plans. Options can only be exercised when the share price has risen at least 10 percent above the subscription price, but no sooner than one year after the option has been granted. As a rule, the stock options granted do not expire. However, the options expire if an employee terminates his or her employment contract or if the Company terminates the employment for good cause.

In January 2003, the "Ongoing SOP 2003" for executives was replaced by the "Executive SOP 2003", the aim of which is to encourage executives to remain with the Company. Under this plan, a nonrecurring issue of options was granted to executives; the exercise price for these options is also based on the average share price during the first ten trading days in January. 10 percent of the options may be exercised in each of the following ten years. Pursuant to the resolution of the General Meeting dated 2 May 2005, the exercise of these executive stock options can in particular cases also be settled in cash at the request of the ad pepper Group.

An employee equity-participation program involving 250,000 options was launched for Board of Directors in 2020 ("SOP 2020 BoD"). The plan retains the Company the right to fulfil its commitment to transfer shares by paying to the beneficiary a cash amount equal to the difference between the issue price and the average closing price on Xetra during the last ten trading days before exercising the option. The valuation was carried out by simulation (Monte-Carlo method). The volatility was calculated from the development of the Company's share price between 1 October 2014 and 30 September 2020. The options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The fair value of the individual tranches at the time of granting is between EUR 0.735 and EUR 1.223 per issued option. The maximum cost of the program over the entire period is EUR 250k

The fair value of the stock options was calculated based on the following assumptions:

Ongoing
SOP 2001
Ongoing
SOP 2003
Ongoing
SOP 2004
Executive
SOP 2003
Executive
SOP 2006
Executive
SOP 2008
SOP 2017
(BoD,
MD, SB)
SOP 2020
(BoD)
SOP 2020
(MD)
Share price when granted,
in EUR
1.30 0.89 2.22 0.89 3.80 1.40 1.94 3.56 3.56
Date of grant 18/5/01 15/1/03 16/1/04 15/1/03 16/1/06 15/5/08 11/4/17 02/10/20 02/10/20
Exercise price, in EUR 1.365 0.89 2.225 0.89 3.795 1.50 1.9751 3.50 3.50
Risk-free interest rate,
in percent
4.00 3.50 2.75 4.50 3.48 4.15 -0.36 -0.72 -0.72
Estimated term,
in years
Do not
expire
Do not
expire
Do not
expire
Do not
expire
Do not
expire
10 7 7 7
Future dividend,
in EUR
0 0 0 0 0 0.04-0.06 0.05 0.05 0.05
Estimated volatility,
in percent
93 73 40 53 56 50 51 48 48

The average share price during 2020 was EUR 3.66 (2019: EUR 2.52).

The personnel expense recognised for employee services received during the year is shown in the following table:

2020 2019
Expense arising from equity-settled share-based payment transactions 105 44
Expense/(income) arising from the measurement of the liability for cash-settled share-based
payment transactions
166 67
Total expense/(income) arising from share-based payment transactions 271 111

In 2004, an employee equity-participation program involving 136,100 options was launched for executive employees 16 ("Ongoing SOP 2004"). The valuation was carried out by simulation (Monte-Carlo method). The option rights can be exercised one year after they were granted at the earliest. The fair values at the time of granting amounted to EUR 1.0585 per issued option. The maximum cost of the program over the entire period is EUR 144k.

In 2006, the "Executive SOP 2006" that aimed at binding employees in key positions to the Company was issued. These options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. Similar to the other plans, the exercise prices for these options are based on the average share price during the first ten trading days before grant date. The valuation was carried out by simulation (Monte Carlo method). The volatility for this plan was calculated from the development of the Company's share price between 1 January 2003 and 28 April 2006.

An employee equity-participation program involving 300,000 options was launched for the members of the Board of Directors in 2017 ("Executive SOP 2017 BoD"). The plan retains the Company the right to fulfil its commitment to transfer shares by paying to the beneficiary a cash amount equal to the difference between the issue price and the average closing price on Xetra during the last ten trading days before exercising the option. The valuation was carried out by simulation (Monte-Carlo method). The volatility was calculated from the development of the Company's share price between 1 February 2011 and 28 February 2017. The options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The fair value of the individual tranches at the time of granting is between EUR 0.390 and EUR 0.654 per issued option. The maximum cost of the program over the entire period is EUR 161k. In October 2018 after the first vested tranche was settled in cash, this plan was reclassified from an equity-settled into a cash-settled option plan. At modification date the Company recognised a liability for employee benefits based on the fair value of the cash-settled award, posting the corresponding debit of EUR 313k as equity.

The liability for the cash-settled SOP is measured at the end of each reporting period until settled, at the fair value. The original terms and conditions of Executive SOP 2017 BoD have not changed. The carrying amount of the liability relating to the cash-settled SOP 2017 BoD at 31 December 2020 was EUR 305k (2019: EUR 225k).

Furthermore, an employee equity-participation program involving 150,000 options was launched for executive employees ("Executive SOP 2017 MD"). The plan retains the Company the right to fulfil its commitment to transfer shares by paying to the beneficiary a cash amount equal to the difference between the issue price and the average closing price on Xetra during the last ten trading days before exercising the option. The valuation was carried out by simulation (Monte-Carlo method). The volatility was calculated from the development of the Company's share price between 1 February 2011 and 28 February 2017. The options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The fair value of the individual tranches at the time of granting is between EUR 0.390 and EUR 0.654 per issued option. The maximum cost of the program over the entire period is EUR 80k.

Furthermore, an employee equity-participation program involving 30,000 options was launched for Supervisory Board members ("Executive SOP 2017 SB"). The plan retains the Company the right to fulfil its commitment to transfer shares by paying to the beneficiary a cash amount equal to the difference between the issue price and the average closing price on Xetra during the last ten trading days before exercising the option. The valuation was carried out by simulation (Monte Carlo method). The volatility was calculated from the development of the Company's share price between 1 February 2011 and 28 February 2017. The shares may be exercised over a period of four years, but at the earliest one year after being granted. The fair value of the individual tranches at the time of granting is between EUR 0.390 and EUR 0.654 per issued option. The maximum cost of the program over the entire period is EUR 16k.

An employee equity-participation program involving 440,000 options was launched for executive employees in 2020 ("SOP 2020 MD"). The plan retains the Company the right to fulfil its commitment to transfer shares by paying to the beneficiary a cash amount equal to the difference between the issue price and the average closing price on Xetra during the last ten trading days before exercising the option. The valuation was carried out by simulation (Monte-Carlo method). The volatility was calculated from the development of the Company's share price between 1 October 2014 and 30 September 2020. The options may be exercised over a period of four years at 25 percent each year, but at the earliest one year after being granted. The fair value of the individual tranches at the time of granting is between EUR 0.735 and EUR 1.223 per issued option. The maximum cost of the program over the entire period is EUR 441k.

The following table shows the changes in the options during the financial year 2020:

2020 2019 Weighted
average
exercise price
2020
Weighted
average
exercise price
2019
Options outstanding at the beginning of the financial year 479,400 564,400 1.258 1.694
Options granted during the financial year 690,000 0 3.50 0
Options forfeited during the financial year 0 -10,000 0 1.975
Options exercised during the financial year -247,000 -75,000 1.26 1.975
Options expired during the financial year 0 0 0 0
Options outstanding at the end of the financial year 922,400 479,400 3.14 1.644
Exercisable options as at 31 December 638,650 246,900 3.293 1.258
Range of exercise prices of outstanding options as at 31 December 0.890-3.795 0.890-3.795

The vast majority of options outstanding as at 31 December 2020 relate to share option plans from 2017 and 2020.

The weighted exercise price of stock options exercised during 2020 amounts to EUR 1.26 (2019: EUR 1.975). Stock option program with an outstanding amount of 12,400 options do not have an expiration date. For the remaining stock option program, the average remaining contractual life amounts to 5.9 years.

TOTAL REMUNERATION OF KEY MANAGEMENT [39]

2020 2019
kEUR kEUR
Short-term employee benefits 547 477
Post-employment benefits
(pensions and health insurance)
20 20
Stock options 211 99
Total remuneration
of key management
778 596

The amounts shown in the table above are recognised as expenses during the reporting period. Income resulting from the share-based payments is due to the decreased fair value of the cash settled stock option plan and the corresponding adjustment of the liability through profit or loss. Options to purchase shares of the Company held by the members of the Board of Directors have the following expiration dates and exercise prices:

Expiration Exercise
price
31/12/20 31/12/19
EUR Number Number
Executive
SOP
2017 BoD
11/4/24 1.9751 75,000 150,000
SOP
2020 BoD
02/10/27 3.50 250,000 0

FINANCIAL INSTRUMENTS [40]

The classes of financial instruments within the meaning of IFRS 7.6 are defined in accordance with the categories of financial instruments in IFRS 9. IFRS 9 contains three categories for classifying financial assets: "measured at amortised cost", "measured at fair value through profit or loss" and "measured at fair value through other comprehensive income."

1. Capital risk management

The Group manages its capital with the aim of optimising returns on investments in business entities by optimising the debt equity ratio and maximising its shareholder value by maintaining a high credit rating and a good equity ratio. At the same time, the Group ensures that entities can operate under the going concern assumption. The capital structure of the Group consists of liabilities other than borrowings, cash and cash equivalents, securities measured at fair value through profit or loss and the equity attributable to the parent Company's shareholders, consisting of issued shares in circulation, the capital reserve, retained earnings brought forward and other equity items.

Net indebtedness

The Group manages its capital structure and makes adjustments to it that take into account changes in the general economic environment. In order to maintain or adjust the capital structure, the Group can make dividend payments or pay back capital to the shareholders, issue new shares or buy back its own shares. No changes in the objectives, guidelines and procedures were made as at 31 December 2020 compared to 31 December 2019. Negative net indebtedness means that the Group is debt-free. Net indebtedness at the end of the year was as follows:

31/12/20 31/12/19
kEUR kEUR
Current and non-current
financial liabilities
23,734 22,115
Cash and cash equivalents -24,330 -25,229
Listed debt securities -1,012 0
Net liabilities -1,608 -3,114
Equity per balance sheet including
non-controlling interest
20,838 18,040
Net indebtedness, in percent -8 -17

2. Significant accounting policies

The rent and similar deposits referred to in Note [19], carried at their nominal amount of EUR 137k (2019: EUR 442k), are pledged as collateral for bank guarantees. The Group does not hold any collateral for credit facilities. Detailed information on the main accounting policies applied, including the recognition criteria, the measurement bases and the bases for the recognition of income and expenses, are presented separately for each category of financial assets, financial liabilities and equity instruments in the following section 3.

3. Categories of financial instruments

Carrying amount per category of financial instruments:

Total 45,492 40,615
Debt instruments at fair value through
profit or loss
1,012 0
Debt instruments at amortised cost 44,480 40,615
kEUR kEUR
Financial assets 31/12/20 31/12/19

Debt instruments at amortised cost include trade receivables (Note [20]), other non-current financial assets (Note [19]), current financial assets (Note [23]) and cash and cash equivalents (Note [24]). Debt instruments at fair value through other comprehensive income included investments in listed debt instruments. Fair values of these instruments were determined by reference to published price quotations in an active market.

Financial liabilities 31/12/20 31/12/19
kEUR kEUR
Other financial liabilities
measured at amortised cost
23,734 22,115
Total 23,734 22,115

Other financial liabilities measured at amortised cost include, lease liabilities (Note [41]), trade payables (Note [30]) and other financial liabilities (Note [33]).

Due to the short-term maturities of cash and cash equivalents, trade receivables and payables, current financial assets and liabilities, their respective fair values approximate their carrying amounts. The fair values of non-current financial liabilities consisting exclusively of lease liabilities are based on carrying amounts, which are a reasonable approximation of fair value.

Hierarchical classification of fair values of financial instruments pursuant to IFRS 7 as at 31 December 2020:

Fair Value
31/12/20
Level 1 Level 2 Level 3
Financial assets at
fair value through
other comprehensive
income 1,012 1,012 0 0

Net gains and losses per category of financial instruments (IFRS 7.20 (a)):

Financial assets 31/12/20 31/12/19
kEUR kEUR
At fair value through profit and loss
Realised losses 0 -122
Total 0 -122
At fair value through other
comprehensive income
Unrealised gains 18 0
Total 18 0

Unrealised gains result from the fair value changes of debt security classified at fair value through other comprehensive income.

Interest income and expenses per category of financial instruments (IFRS 7.20 (b)):

Financial assets 31/12/20 31/12/19
kEUR kEUR
Measured at amortised cost -69 0
Measured at fair value
through profit or loss
1 0

4. Objectives of financial risk management

The main financial liabilities used by the Group comprise trade payables and lease liabilities. The primary purpose of these financial liabilities is to finance the Group's business activities. The Group has various financial assets, such as trade receivables, cash and securities.

Group management monitors and manages the financial risks of the Group. These risks include the market risk (including exchange rate risks, interest rate-related fair value risks and price risks), the credit risk, the liquidity risk and interest rate-related cash flow risks. In addition, the management decides on the utilisation of derivative and non-derivative financial transactions and the investment of surplus liquidity in securities. The Group does not enter into any contracts with or deal in financial instruments, including derivative financial instruments, for speculative purposes.

5. Market risk

The Group's activities expose it primarily to financial risks from changes in exchange rates (see 6. below) and interest rates (see 7. below). Market risk positions are determined by means of sensitivity analysis. As no further investments in listed debt instruments are held by the Group, the market risk exposure in conjunction with interest rate risk of the Group decreased significantly. The nature and means of risk management and assessment, however, remain unchanged.

6. Foreign currency risk management

Certain transactions in the Group are denominated in foreign currencies. This can result in risk from fluctuations in exchange rate. The carrying amounts of the monetary assets and liabilities of the Group denominated in foreign currencies are as follows:

Financial assets 31/12/20 31/12/19
kEUR kEUR
USD 3.505 2,056
GBP 15,203 11,414
Total 18,708 13,470
Financial liabilities 31/12/20 31/12/19
kEUR kEUR
USD 1,338 1,538
GBP 11,366 9,041
Total 12,724 10,579

Foreign currency sensitivity analysis

The Group is primarily exposed to exchange rate risk from the currencies USD and GBP. The following table shows the sensitivity from the point of view of the Group, assuming a 10 percent rise or fall in the EUR against the respective foreign currency. The 10 percent shift represents management's assessment with regard to a reasonable possible change in the exchange rate. The sensitivity analysis only includes outstanding monetary positions denominated in foreign currency and adjusts their translation at the end of the period to reflect a 10 percent change in the exchange rates.

Effect of USD
+10%
Effect of USD
+10%
Effect of GBP
+10%
Effect of GBP
+10%
Total Total
31/12/20 31/12/19 31/12/20 31/12/19 31/12/20 31/12/19
kEUR kEUR kEUR kEUR kEUR kEUR
Net income for the year -68 -84 -137 -95 -205 -179
Effect of USD
-10%
Effect of USD
-10%
Effect of GBP
-10%
Effect of GBP
-10%
Total Total
31/12/20 31/12/19 31/12/20 31/12/19 31/12/20 31/12/19
kEUR kEUR kEUR kEUR kEUR kEUR
Net income for the year 83 103 168 116 251 219

7. Interest rate risk management

The Group was exposed to interest rate risks in the period under review, because the parent Company held investments at fixed interest rates.

Interest rate sensitivity analysis

The sensitivity analyses described below were determined on the basis of the interest rate risk exposure for non-derivative financial instruments on the balance sheet date.

In 2020, an increase or decrease in the interest rate of 50 basis points, which was assumed by the management for the interest rate risk, would have increased/decreased the other comprehensive income of the Group by EUR 12k.

In 2019, the Group held no investments in debt instruments and was consequently not exposed to interest rate sensitivities.

8. Credit risk management

Credit risk is the risk of loss for the Group should contractual parties not meet their contractual obligations. Business relationships are only entered into with creditworthy counterparties, and, where appropriate, the Group obtains collateral to reduce the risk of loss due to the non-fulfilment of obligations. The Group only enters into business relationships with entities that are rated "investment grade" or above. If such information is not available, the Group makes use of other available financial information and its own trading records in order to evaluate its major customers. The risk exposure of the Group and the credit ratings are continuously monitored. The Group has trade receivables with a large number of customers spread over various sectors and geographical territories. Continuous credit assessments are carried out with regard to the financial condition of the receivables.

An impairment analysis is performed at each reporting date to measure expected credit losses. The provision rates are based on days past due for every single customer, reflecting reasonable and supportable information that is available at the reporting date about past events and current conditions and customer-specific, forward-looking information from the client-facing account manager. If a customer defaults, all outstanding amounts relating to that counterparty are subject to an allowance calculation. The default is primarily determined on the basis of individual assessment – prompted by noticeable changes in payment behaviour, or application for bankruptcy. Individual assessment is generally supported by the information provided by the client-facing account manager.

Generally, trade receivables are considered at 100 percent in the credit loss allowance if they are past due for more than one year. Trade receivables are written off and derecognised if there is good reason to assume that the outstanding amount is unrecoverable in part or in whole, for example after completion of insolvency proceedings.

The Group is not exposed to any significant credit risks relating to a single contractual party or group of contractual parties with similar characteristics. The majority of cash is held with major European banks, namely Unicredit Group and HSBC. While the first has a deposit rating of BBB+ (Fitch) and A2 (Moodys) the latter has a A+ (Fitch) and A2 (Moodys) rating respectively. In addition, the debt instruments held by the Group has an issuer risk of Aa3 (Moody`s) and hence all ratings are in comfortably in the investment-grade category. The reported carrying amount reflects the maximum credit risk of the Group. The Group defines contractual parties as those with similar characteristics if they are related parties. The concentration of credit risk from customer relationships did not exceed 3.1 percent (2019: 3.5 percent) of the financial gross asset values at any time during the reporting period. The carrying amount of the financial assets included

in the Consolidated Financial Statements less any impairment losses represents the Group's maximum credit risk. Any collateral is ignored. There are no credit derivatives for hedging outstanding amounts from customers, nor have there been.

The expected loss rates (stage 2 of the impairment model) amount to 0 percent for the segments ad agents and ad pepper. The expected loss rate for the Webgains segment is 0.5 percent. The Company abstains from disclosing an ECL table, as the application of the expected loss rates results in immaterial amounts for the Group. The Company tests for impairment (stage 3 of the impairment model) if there are substantial indications that receivables may be uncollectable, e.g. deterioration of payment behaviour or initiation of insolvency proceedings. An account of individual value adjustments is only maintained for trade receivables.

The reconciliation of changes in the loss allowance is as follows:

Loss allowance 2020 2019
kEUR kEUR
Balance at beginning of year 432 676
Allowances in the period
Additions 467 501
Reversals -335 -417
Consumption -63 -328
Balance at end of period 501 432

The analysis shows that allowances were set up on a gross receivables amount of EUR 616k (2019: EUR 595k). For all other financial assets, no material credit losses are anticipated despite trade receivables that are subject to the impairment model acc. to IFRS 9.5.5.

9. Liquidity risk management

The Group monitors the risk of liquidity shortage on a continuous basis with the help of a liquidity planning tool. This tool takes into account the maturities of financial investments and financial assets (e.g. receivables, other financial assets) and expected cash flow from operating activities. The Group's aim is to maintain a balance between continuous coverage of funding needs and the necessity for flexibility.

The maturities of the financial liabilities of the Group as at 31 December 2020 are presented below. The information is based on contractual, undiscounted payments.

Financial liabilities 31/12/20 < 1 mth. > 1 mth.,
< 3 mth.
3 mth. to 1 year 1 to 5 years > 5 years Total
kEUR kEUR kEUR kEUR kEUR kEUR
Lease liabilities 63 125 555 953 0 1,696
Trade payables 20,513 225 0 0 0 20,737
Other financial liabilities
measured at amortised cost
975 890 0 225 0 2,091
Total 21,551 1,240 555 1,178 0 24,524

The lease liabilities disclosed in the above table are the gross amounts.

Financial liabilities 31/12/19 < 1 mth. > 1 mth.,
< 3 mth.
3 mth. to 1 year 1 to 5 years > 5 years Total
kEUR kEUR kEUR kEUR kEUR kEUR
Lease payables 68 137 594 1,496 0 2,295
Trade payables 18,435 158 0 0 0 18,593
Other financial liabilities
measured at amortised cost
326 697 253 0 0 1,276
Total 18,829 992 847 1,496 0 22,164

LEASES [41]

The Group has lease contracts for office space (lease terms between 4 and 9 years) and cars (3 years). The Group's obligations under its leases are secured by the lessor's title to the leased assets. There are several lease contracts that include extension and termination options, which are further discussed below.

The Group also has certain leases for office equipment with low value and/or lease terms of 12 months or less. The Group applies the "shortterm lease" and "lease of low-value assets" recognition exemptions.

Set out below are the carrying amounts of right-of-use assets recognised and the movements during the period:

Right-of-use assets

Office
space
Cars Total Lease
liabilities
kEUR kEUR kEUR kEUR
As at
1 January 2020
2,610 198 2,808 -2,246
Additions 231 40 271 -271
Disposal -159 -17 -176 58
Exchange Rate
Difference
-61 0 -61 48
Subtotal 2,621 222 2,842 -2,412
Depreciation
expense as at
1 January 2020
-624 -56 -680
Depreciation
expense
-667 -73 -740
Disposal 104 15 119
Exchange Rate
Difference
26 0 26
Depreciation
expense as at
31 December 2020
-1,162 -113 -1,275
Payments 815
Interest expense -53
As at
31 December 2020
1,459 108 1,568 1,650

The amounts recognised in profit or loss are as follows:

2020 2019
kEUR kEUR
Depreciation expenses of
right-of-use assets
740 671
Interest expense on lease liabilities 53 62
Expense relating to short-term leases
(included in administrative expense)
24 34
Expenses relating to leases of
low-value assets (included in
administrative expenses)
0 6
Total amount recognised
in profit or loss 817 773

Rental agreements for the office leases in Nuremberg, Herrenberg and Madrid contain extension options on automatic annual renewal terms. These options are negotiated by management to provide flexibility in managing the leased-asset portfolio and align with the Group's business needs. Currently the management determined that it is reasonably certain that none of the existing extension options will be executed due to the fact that during 2020 all staff worked from home. There are no purchase options or restrictions imposed by lease arrangements.

EVENTS AFTER THE BALANCE SHEET DATE [42]

Up until the day of authorisation for issuance, there were no events that would have exerted substantial influence on the net assets, financial position or results of operations as at 31 December 2020.

APPLICATION OF ART. 264 PAR. 3 OF GERMAN COMMERCIAL CODE (HBG) [43]

The following German subsidiaries in the legal form of capital corporation as defined in Art. 264a made use of the exemption clause included in Art. 264 para. 3 of the German Commercial Code:

  • ad pepper media GmbH, Nuremberg
  • Webgains GmbH, Nuremberg
  • ad agents GmbH, Herrenberg

Nuremberg, 25 March 2021

The Board of Directors of ad pepper media International N.V. comprised the following members in the financial year 2020:

Dr Jens Körner, CEO Nuremberg, Germany

The Supervisory Board of ad pepper media International N.V. in the financial year 2020 consisted of:

Michael Oschmann (Chairman) Thomas Bauer Dr Stephan Roppel Dagmar Bottenbruch (appointed 19 May 2020)

BALANCE SHEET OF THE HOLDING COMPANY – ASSETS

STATEMENTS AND NOTES OF THE HOLDING COMPANY AD PEPPER MEDIA INTERNATIONAL N.V. (THE "HOLDING COMPANY")

BALANCE SHEET OF THE HOLDING COMPANY – EQUITY AND LIABILITIES

31/12/20 31/12/19
Note kEUR kEUR
Non-current assets
Intangible fixed assets [2] 243 181
Tangible fixed assets [3] 503 554
Financial fixed assets [4], [5] 7,688 3,836
Total non-current assets 8,434 4,571
Current assets
Receivables due from subsidiaries [6] 2,222 1,660
Prepaid expenses and other current assets [7] 198 140
Cash and cash equivalents [8] 10,408 12,342
Total current assets 12,828 14,142
Total assets 21,262 18,713
31/12/20 31/12/20
Note kEUR kEUR
Equity attributable to shareholders of the parent company
Issued capital [9] 1,075 1,075
Share premium [9] 63,782 63,782
Other reserves [9] -45,176 -47,752
Total equity 19,681 17,105
Non-current liabilities [10] 608 641
Provisions [11] 42 0
Current liabilities [12] 931 968
Total liabilities 1,581 1,609
Total equity and liabilities 21,262 18,713

PROFIT OR LOSS ACCOUNT OF THE HOLDING COMPANY

1/1 - 31/12/20 1/1 - 31/12/19
Note kEUR kEUR
Revenue* 417 458
Other operating income
[14]
2,452 1,827
Selling and marketing expenses -607 -480
General and administrative expenses -2,239 -2,045
Other operating expenses -2 -4
Earnings before interest and tax (EBIT) 22 -243
Interest income 2 17
Interest expenses -67 -171
Loss before taxes -43 -398
Income tax gain/(expense) 0 142
Share in result of subsidiaries and participations 3,707 1,607
Net result for the year 3,664 1,352

*Revenue relates solely to license fee charged to subsidiaries.

NOTES TO THE STATUTORY FINANCIAL STATEMENTS OF THE HOLDING COMPANY

[1] Basis of preparation and significant accounting policies

The Company Financial Statements for ad pepper media International N.V. (Commercial Register No. 27182121) have been prepared in accordance with the statutory provisions of Part 9, Book 2 of the Dutch Civil Code. In accordance with subsection 8 of section 362, Book 2 of the Dutch Civil Code, the same accounting principles may be applied in the Company's financial statement and the consolidated financial statements. The Holding Company's financial data is included in the consolidated financial statements. The notes to the Company's balance sheet and income statement are limited to items that differ from the corresponding items in the consolidated financial statements and that are of material significance.

The Holding Company applies the acquisition method to account for acquiring subsidiaries, consistent with the approach identified in the consolidated financial statements. The consideration transferred for the acquisition of a subsidiary is the fair value of assets transferred to the Holding Company, liabilities incurred to the former owners of the acquired company, and the equity interests issued by the Holding Company. The consideration transferred includes the fair value of any asset or liability resulting from a contingent consideration arrangement. Identifiable assets acquired and liabilities and contingent liabilities assumed in an acquisition are measured initially at their fair values at the acquisition date, and are subsumed in the net asset value of the investment in consolidated subsidiaries. Acquisition-related costs are expensed as incurred.

Investments in consolidated subsidiaries are measured at net asset value. Net asset value is based on the measurement of assets, provisions and liabilities, and determination of profit based on the principles applied in the consolidated financial statements. If the valuation of a subsidiary based on the net asset value is negative, it will be stated at nil. If and insofar as the Holding Company has the firm intention of enabling the participation to settle its debts, a provision is recognised for this. When the Holding Company ceases to have control over a subsidiary, any retained interest is re-measured to fair value, with the change in carrying amount to be accounted for in the income statement. When parts of investments in consolidated subsidiaries are bought or sold, and such transaction does not result in the loss of control, the difference between the consideration paid or received and the carrying amount of the net assets acquired or sold is directly recognised in equity.

Unrealised gains on transactions between the Holding Company and its investments in consolidated subsidiaries are eliminated in full, based on the consolidation principles. The Holding Company Financial Statements are presented in EUR, which is the Holding Company's functional currency. The amounts are in thousands of EUR (rounded to the nearest thousand), unless otherwise stated. There have been no changes to the accounting policies of the Holding Company. Due to rounding up or down, individual figures may not add up exactly to the totals stated.

[2] Intangible fixed assets

Trade-
marks
Software Total
kEUR kEUR kEUR
Book value at 1/1/19 4 93 97
Additions 0 143 143
Disposals 0 0 0
Amortisation 0 -59 -59
Book value at 31/12/19 4 177 181
Purchase value 644 1,574 2,218
Accumulated amortisation -640 -1,397 -2,037
Book value at 1/1/20 4 177 181
Additions 0 153 153
Disposals 0 0 0
Amortisation -1 -90 -91
Book value at 31/12/20 3 240 243
Purchase value 644 1,726 2,370
Accumulated amortisation -641 -1,487 -2,128
Book value at 31/12/20 3 240 243

Intangible assets are amortised over a useful life of three years.

[3] Tangible fixed assets

Tangible fixed assets can be specified as follows:

31/12/20 31/12/19
kEUR kEUR
Tangible fixed assets 79 24
Right-of-use assets 424 530
Total 503 554
Tangible fixed assets 2020 2019
kEUR kEUR
Book value at 1/1 24 17
Additions 80 21
Disposals 0 0
Depreciation -25 -14
Book value at 31/12 79 24
Purchase value 277 253
Accumulated depreciation -198 -229
Book value at 31/12 79 24
Right-of-use assets 2020 2019
kEUR kEUR
Book value at 1/1 530 0
Additions 11 645
Disposals 0 0
Depreciation -117 -115
Book value at 31/12 424 530
Purchase value 652 645
Accumulated depreciation -228 -115
Book value at 31/12 424 530

The movements during the year are as follows:

Subsidiary companies

Invest
ments
Loans Financial
assets
including
invest
ments
Total
kEUR kEUR kEUR kEUR
Book value at
1/1/19
2,816 502 119 3,437
Additions 0 0 0 0
Dividends and
repayments
-831 -502 0 1,333
Share of net profit 1,607 0 0 1,607
Investments in
subsidiaries
79 0 0 79
Translation
adjustments
46 0 0 46
Book value at
1/1/20
3,717 0 119 3,836
Additions 0 100 0 100
Dividends and
repayments
-824 0 0 -824
Share of net profit 3,707 0 0 3,707
Investments in
subsidiaries
50 0 0 50
Translation
adjustments
-235 0 0 -235
Book value at
31/12/20
6,415 100 119 6,634

Loan amounting to EUR 100k at interest rate of 1.12 percent p.a. has been granted to Webgains Italy S.r.l. It shall be repaid until 30 June 2021.

The Group recognises right-of-use assets at the commencement date of the lease (i.e. the date the underlying asset is available for use). Rightof-use assets are measured at cost, less any accumulated depreciation and impairment losses, and adjusted for any re-measurement of lease liabilities. The cost of right-of-use assets includes the amount of lease liabilities recognised, initial direct costs incurred and lease payments made at or before the commencement date, less any lease incentives received. Unless the Group is reasonably certain to obtain ownership of the leased asset at the end of the lease term, the capitalised right-ofuse assets are depreciated on a straight-line basis over the shorter of their estimated useful lives and the lease term. Right-of-use assets are subject to impairment.

The depreciation percentages used for tangible assets range from 12.5 percent to 33.3 percent.

[4] Financial fixed assets

31/12/20 31/12/19
kEUR kEUR
Subsidiaries at net asset value 6,457 3,717
Marketable securities 1,012 0
Loans 100 0
Other 119 119
Total 7,688 3,836

Investments in subsidiary companies consist of the following:

Total 6,415 3,717
Provisions for subsidiaries -42 0
Subsidiaries at net asset value 6,457 3,717
kEUR kEUR
31/12/20 31/12/19

[5] Marketable securities

All marketable financial assets were sold in 2019.

31/12/20 31/12/19
kEUR kEUR
Due within one year 0 0
Due within one and five years 1,012 0
Due in more than five years 0 0
Total 1,012 0

Securities measured at fair value through other comprehensive income

In the reporting period, securities measured at fair value through other comprehensive income were acquired for EUR 994k (2019: EUR 0k). Unrealised gains of EUR 18k (2019: EUR 0k) were recognised in other comprehensive income.

[6] Group companies

The receivables from Group companies mature within one year and are non-interest bearing.

[7] Prepaid expenses and other current assets

31/12/20 31/12/19
kEUR kEUR
Income tax receivables 107 83
Other receivables 91 57
Total 198 140

[8] Cash and cash equivalents

No restrictions on cash exist at balance sheet date.

Balance at 1/1/2020 Profit for the period Total comprehensive income Share-based payment Issuance of shares Cancellation of treasury share Purchase of treasury shares Balance at 31/12/2020
kEUR kEUR kEUR kEUR kEUR kEUR kEUR kEUR
Issued capital (kEUR) 1,075 1,075
Share premium (kEUR) 63,782 63,782
Reserves
Treasury Reserve (kEUR) -1,438 163 -1,142 2,417
For employee stock option plans (kEUR) 2,558 105 2,663
Accumulated deficit (kEUR) -47,715 3,664 -44,051
Currency translation differences (kEUR) -1,157 -232 -1,389
Revaluation of listed debt securities (kEUR) 0 18 18
Subtotal Reserves -47,752 3,664 -214 105 163 0 -1,142 -45,176
Total Equity (kEUR) 17,105 3,664 -214 105 163 0 -1,142 19,681
Balance as at1/1/2019 Profit for the period Total comprehensive income Share-based payment Issuance of shares Cancellation of treasury share Purchase of treasury shares Balance at 31/12/2019
kEUR
Issued capital (kEUR) 1,150 -75 1,075
Share premium (kEUR) 63,782 63,782
Reserves
Treasury Reserve (kEUR) -5,299 3,861 -1,438
For employee stock option plans (kEUR) 2,514 44 2,558
Accumulated deficit (kEUR) -45,281 1,352 -3,786 -47,715
Currency translation differences (kEUR) -1,208 51 -1,157
Subtotal Reserves -49,274 1,352 51 44 75 0 -47,752
Total Equity (kEUR) 15,659 1,352 51 44 0 0 17,105

[9] Shareholders' equity

[12] Current liabilities

31/12/20 31/12/19
kEUR kEUR
Accrued expenses 137 128
Other current liabilities 675 735
Lease liabilities 119 105
Total 934 968

Other current liabilities comprise mainly VAT payables and bonus accruals.

[13] Contingent liabilities

Contingent liabilities mainly result from rented offices and office equipment. The rent deposit for the office facilities in Nuremberg, which is carried at its nominal value of EUR 119k (2019: EUR 119k), is pledged as collateral for bank guarantees.

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary Webgains Ltd (UK registered number: 05353649) that existed as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of Webgains Ltd are exempt from audit under the requirements of section 479A of the UK companies Act 2006. As at 31 December 2020, the outstanding liabilities of Webgains Ltd amount to EUR 14,966k (2019: EUR 11,622k).

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary ad pepper media GmbH (registered number: HRB 16494) that existed as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of ad pepper media GmbH are exempt from audit under the requirements of Art. 264 Par. 3 German Commercial Code (HGB). As at 31 December 2020, the outstanding liabilities of ad pepper media GmbH amount to EUR 6,234k (2019: EUR 4,481k).

ad pepper media International N.V. has provided guarantees for all outstanding liabilities of its subsidiary ad agents GmbH (registered number: HRB 16494) that existed as at 31 December 2020, until these are satisfied in full. As a result, the individual local statutory accounts of ad agents GmbH are exempt from audit under the requirements of Art. 264 Par. 3 German Commercial Code (HGB). As at 31 December 2020, the outstanding liabilities of ad pepper media GmbH amount to EUR 3,992k (2019: EUR 5,384k).

Issued capital

At the end of 2020, the issued capital of ad pepper media International N.V. comprises 21,500,000 (2019: 21,500,000) bearer shares with a nominal value of EUR 0.05 each.

Additional paid in capital

Proceeds from the issuance of shares increased the additional paid in capital by the amount by which they exceeded the par value of the shares. Furthermore, it also includes expenses incurred for stock option plans.

Treasury reserves

Purchase of treasury shares

By shareholder resolution of 19 May 2020, ad pepper media International N.V. was authorised to repurchase treasury stock of up to 50 percent of the issued capital within the next 18 months. The Company started a share repurchase program in October 2020 and has acquired 252,527 shares (2019: 0 shares). As at 31 December 2020, the Company held 579,819 treasury shares (2019: 499,292) at a nominal value of EUR 0.05 each, which equals 2.69 percent (2019: 2.32 percent) of the share capital. According to a shareholder resolution, those shares can be used for stock option plans or cancellations. The overall amount deducted from the accumulated deficit reflecting the value of treasury shares is EUR 2,417k (2019: EUR 1,438k).

Number of shares outstanding

The number of shares issued and outstanding as at 31 December 2020 totalled 20,920,181 (2019: 21,000,708). Each share has a nominal value of EUR 0.05.

Authorised capital

The authorised share capital of the Holding Company amounts to EUR 4,000,000, divided into 80,000,000 shares, with a par value of EUR 0.05 each. The Board of Directors is authorised, upon approval by the Supervisory Board, to issue shares until 15 May 2023, or to grant rights to subscribe for shares until the issued share capital amounts to EUR 2,000,000.

Proposed appropriation of the result for the financial year 2020

The Board of Directors, with the approval of the Supervisory Board, proposes to allocate the result for the financial year 2020 amounting to EUR 3,664k to the accumulated deficit without payment of dividend. The financial statements reflect this proposal.

[10] Non-current liabilities

31/12/20 31/12/19
kEUR kEUR
Employee benefits liability 293 209
Deferred tax liability 0 0
Lease liability 315 432
Total 608 641

The employee benefits liability relates to the obligation resulting from the cash settled option plan. For further details on cash settled stock option plans, please refer to Note [38] of the consolidated financial statements.

[11] Provisions

31/12/20 31/12/19
kEUR kEUR
Subsidiaries 43 0
Total 43 0

Provisions for subsidiaries relate to subsidiaries with a negative net asset value. For further information please refer to Note [4].

The future minimum payment obligations resulting from the contracts for short-term rent and other agreements in place as at 31 December 2020 are as follows:

2020 2019
kEUR kEUR
No later than 1 year 54 47
Later than 1 year and no later
than 5 years 0 10
Later than 5 years 0 0

[14] Other operating income

Other operating income mainly includes management and shared services charged to subsidiaries of EUR 886k (2019: EUR 757k) and other income resulting from the profit distribution agreement with the subsidiary ad pepper media GmbH of EUR 1,566k (2019: EUR 976k).

[15] Employee information

At the end of the financial year, the Holding Company employed 18 people (2019: 16). All employees are employed outside the Netherlands.

Total 1,889 1,577
Other employment expenses 23 32
Social security costs 181 169
Stock option expenses/income 271 111
Wages and salaries 1,414 1,265
kEUR kEUR
2020 2019

These costs are included in the cost of sales, selling expenses, and general and administrative expenses. Pension costs included in social security costs amount to EUR 66k (2019: EUR 62k).

The average number of personnel employed during the year was:

2020 2019
FTEs FTEs
IT 2 2
Marketing 1 1
Administration 14 12
Total 17 15

[16] Information relating to the Board of Directors and Supervisory Board

Associated
companies
Shares Stock
options
Shares Stock
options
2020 2020 2019 2019
EMA Electronic
Media Advertising
Int. B.V.
9,486,402 0 9,486,402 0
Euro Serve Media
GmbH
556,163 0 556,163 0

The ultimate shareholders of both associated companies are Michael and Constanze Oschmann.

[17] Independent auditor's fees

2020 Fee
Ernst & Young
Accountants
LLP
Fee other
Ernst & Young
offices
Total fee
Ernst & Young
kEUR kEUR kEUR
Audit of financial
statements
85 120 205
Other services 0 0 0
Total 85 120 205
2019 Fee
Ernst & Young
Accountants
LLP
Fee other
Ernst & Young
offices
Total fee
Ernst & Young
kEUR kEUR kEUR
Audit of financial
statements
83 78 161
Other services 0 0 0
Total 83 78 161

[18] Events after the balance sheet date

Up until the day of authorisation for issuance, there were no events that would have exerted substantial influence on the net assets, financial position or results of operations as at 31 December 2020.

The Board

Dr Jens Körner (Chief Executive Officer)

Nuremberg, 25 March 2021

The Supervisory Board

Michael Oschmann Thomas Bauer Dr Stephan Roppel Dagmar Bottenbruch

OTHER INFORMATION

Statutory arrangements for appropriation of results

According to Article 15 of the Holding Company's articles of association, the Annual General Meeting of shareholders determines the appropriation of the Holding Company's net result for the year and the previous year.

Independent auditor's report

The independent auditor's report on these financial statements is included on the following pages.

INDEPENDENT AUDITOR'S REPORT

To: the shareholders and supervisory board of ad pepper media International N.V.

REPORT ON THE AUDIT OF THE FINANCIAL STATEMENTS 2020 INCLUDED IN THE ANNUAL REPORT

Our opinion

We have audited the financial statements 2020 of ad pepper media International N.V. based in Amsterdam. The financial statements comprise the consolidated and statutory financial statements.

In our opinion:

  • the accompanying consolidated financial statements give a true and fair view of the financial position of ad pepper media International N.V. as at 31 December 2020 and of its result and its cash flows for 2020 in accordance with International Financial Reporting Standards as adopted by the European Union (EU-IFRS) and with Part 9 of Book 2 of the Dutch Civil Code
  • the accompanying statutory financial statements give a true and fair view of the financial position of ad pepper media International N.V. as at 31 December 2020 and of its result for 2020 in accordance with Part 9 of Book 2 of the Dutch Civil Code

The consolidated financial statements comprise:

  • the consolidated statement of financial position as at 31 December 2020
  • the following statements for 2020: the consolidated income statement, the consolidated statements of comprehensive income, changes in equity and cash flows
  • the notes comprising a summary of the significant accounting policies and other explanatory information.

The statutory financial statements comprise:

  • the balance sheet of the holding company as at 31 December 2020
  • the profit or loss account of the holding company for 2020
  • the notes comprising a summary of the accounting policies and other explanatory information.

Basis for our opinion

We conducted our audit in accordance with Dutch law, including the Dutch Standards on Auditing. Our responsibilities under those standards are further described in the Our responsibilities for the audit of the financial statements section of our report.

We are independent of ad pepper media International N.V. in accordance with the EU Regulation on specific requirements regarding statutory audit of public-interest entities, the "Wet toezicht accountantsorganisaties" (Wta, Audit firms supervision act), the "Verordening inzake de onafhankelijkheid van accountants bij assurance-opdrachten" (ViO, Code of Ethics for Professional Accountants, a regulation with respect to independence) and other relevant independence regulations in the Netherlands. Furthermore we have complied with the "Verordening gedrags- en beroepsregels accountants" (VGBA, Dutch Code of Ethics).

We believe the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.

Our audit approach

Our understanding of the business

ad pepper media International N.V. is the head of a group of companies that provides online marketing services. The group is structured in components and we tailored our group audit approach accordingly. We paid specific attention in our audit to a number of areas driven by the operations of the group and our risk assessment.

We start by determining materiality and identifying and assessing the risks of material misstatement of the financial statements, whether due to fraud, non-compliance with laws and regulations or error in order to design audit procedures responsive to those risks and to obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. In 2020 we were forced to perform our procedures to a greater extent remotely due to the COVID-19 measures. This limits our observation and increases the risk of missing certain signals. In order to compensate for the limitations related to physical contact and direct observation, we performed alternative procedures to obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion.

Materiality

Materiality € 250,000 (2019: € 400,000)
Benchmark applied Approximately 1% of revenue
and external financial reporting.

Explanation We have applied this benchmark based on our professional judgment and taking into account the expectations of users of the financial statements. Revenue was concluded to be the most appropriate measure as it is considered to be reflective of the growth in and development of the company's activities. In 2019 we used gross margin as a benchmark for materiality. We changed to revenue as this has gained more prominence in the Company's internal

We have also taken into account misstatements and/or possible misstatements that in our opinion are material for the users of the financial statements for qualitative reasons. We agreed with the supervisory board that misstatements in excess of €12,500 which are identified during the audit, would be reported to them, as well as smaller misstatements that in our view must be reported on qualitative grounds.

Scope of the group audit

ad pepper media International N.V. is at the head of a group of entities. The financial information of this group is included in the consolidated financial statements. Because we are ultimately responsible for the opinion, we are also responsible for directing, supervising and performing the group audit. In this respect we have determined the nature and extent of the audit procedures to be carried out for group entities. Decisive were the size and/or the risk profile of the group entities or operations. All entities that have contributions to revenue exceeding 10% of total are included within our audit scope. Together with certain qualitative considerations, this resulted into full scope audit procedures on the financial information of five entities. The procedures performed for entities with an audit scope represent 98% of revenue and 93% of total assets. All audit procedures were performed by teams in EY offices in the Netherlands and Germany. Because of the travel restrictions and social distancing due to the COVID-19 pandemic, we have been unable to physically meet with management and EY Germany to discuss, among others, the business activities and the identified significant risks or to review and evaluate relevant parts of the EY Germany's audit documentation. In these extraordinary circumstances we predominantly used communication technology and written information exchange and intensified (virtual) communication.

By performing the procedures mentioned above at group entities, together with additional procedures at group level, we have been able to obtain sufficient and appropriate audit evidence about the group's financial information to provide an opinion about the consolidated financial statements.

We ensured that the audit teams both at group and at component levels included the appropriate skills and competences which are needed for the audit of a listed client. We included specialists in the areas of IT audit, share based payments and income tax.

Our focus on fraud and non-compliance with laws and regulations

Our responsibility

Although we are not responsible for preventing fraud or non-compliance and cannot be expected to detect non-compliance with all laws and regulations, it is our responsibility to obtain reasonable assurance that the financial statements, taken as a whole, are free from material misstatement, whether caused by fraud or error.

Non-compliance with laws and regulations may result in fines, litigation or other consequences for the company that may have a material effect on the financial statements.

Our audit response related to fraud risks

In order to identify and assess the risks of material misstatements of the financial statements due to fraud, we obtained an understanding of the entity and its environment, including the entity's internal control relevant to the audit and in order to design audit procedures that are appropriate in the circumstances. As in all of our audits, we addressed the risk of management override of internal control. We do not audit internal control per se for the purpose of expressing an opinion on the effectiveness of the company's internal control.

We considered available information and made enquiries of relevant executives, directors, legal, finance employees and the supervisory board. As part of our process of identifying fraud risks, we evaluated fraud risk factors with respect to financial reporting fraud and misappropriation of assets. In our risk assessment we considered the potential impact of performance based bonus schemes which the company has in place. In our process of identifying fraud risks, we considered whether the COVID-19 pandemic gives rise to specific fraud risk factors resulting from a dilution in the effectiveness of controls as a result of the general disruption associated with remote working and illness.

We evaluated the design and the implementation and, where considered appropriate, tested the operating effectiveness, of internal controls that mitigate fraud risks. In addition, we performed procedures to evaluate key accounting estimates for management bias in particular relating to important judgment areas and significant accounting estimates as disclosed in note 2 to the consolidated financial statements. We have also used data analysis to identify and address high-risk journal entries. We make reference to our key audit matter Risk of inappropriate revenue recognition, including the risk of management overriding revenue recognition controls for more details.

We incorporated elements of unpredictability in our audit. We considered the outcome of our other audit procedures and evaluated whether any findings were indicative of fraud or non-compliance. If so, we reevaluate our assessment of fraud risk and its resulting impact on our audit procedures.

Our audit response related to risks of non-compliance with laws and regulations

We assessed factors related to the risks of non-compliance with laws and regulations that could reasonably be expected to have a material effect on the financial statements from our general industry experience, through discussions with the management board, reading minutes and performing substantive tests of details of classes of transactions and account balances.

We also inspected lawyers' letters and correspondence with regulatory authorities and remained alert to any indication of (suspected) noncompliance throughout the audit. Finally we obtained written representations that all known instances of non-compliance with laws and regulations have been disclosed to us.

Going concern

We performed the following procedures in order to identify and assess the risks of going concern and to conclude on the appropriateness of management's use of the going concern basis of accounting. Management made a specific assessment of the company's ability to continue as a going concern and to continue its operations for at least the next 12 months. We discussed and evaluated the assessment with management exercising professional judgment and maintaining professional skepticism. We consider, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the company's ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor's report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor's report. However, future events or conditions may cause a company to cease to continue as a going concern.

General audit procedures

Our audit further included among others:

  • Performing audit procedures responsive to the risks identified, and obtaining audit evidence that is sufficient and appropriate to provide a basis for our opinion
  • Evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by management
  • Evaluating the overall presentation, structure and content of the financial statements, including the disclosures
  • Evaluating whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation

Our key audit matters

Key audit matters are those matters that, in our professional judgment, were of most significance in our audit of the financial statements. We have communicated the key audit matters to the supervisory board. The key audit matters are not a comprehensive reflection of all matters discussed.

In comparison with previous year, our key audit matter did not change. This matter was addressed in the context of our audit of the financial statements as a whole and in forming our opinion thereon, and we do not provide a separate opinion on this matter.

Risk of inappropriate revenue recognition, including the risk of management overriding revenue recognition controls (see note 5 to the consolidated financial statements)

Risk Recognizing revenue is a routine process for the company, with a high number of transactions during the year. Revenue is
an important performance indicator to the board of directors, the supervisory board as well as to other stakeholders and,
therefore, we believe it to be subject to a higher risk of manipulation. As a result, we consider this a key audit matter.
Our audit
approach
We have analyzed the company's revenue recognition policies and procedures for the various sources of revenue. We eval
uated the design and implementation of internal controls embedded in revenue recognition processes, including internal
controls related to IT processes relevant to revenue recognition. In the latter IT specialists were involved as well.
We discussed with and challenged management in their evaluation of revenue arrangements and the related analysis of
recognizing revenue as principal or agent. We validated management's analysis based on inspection and interpretation of
agreements with both customers and suppliers.
We applied a data-analytics driven audit approach to revenue in which we verified that revenue recognized during the year
subsequently resulted in cash receipt. We also performed testing of revenue related accounts such as trade receivables and
we tested appropriate cut-off of revenue between 2020 and 2021.
Key observations We conclude that the revenue for 2020 has been appropriately recognized and disclosed in the financial statements.

REPORT ON OTHER INFORMATION INCLUDED IN THE ANNUAL REPORT

In addition to the financial statements and our auditor's report thereon, the annual report contains other information that consists of the Report of the Supervisory Board, the Report of the Board of Directors, the letter from the Board of Directors, the remuneration report and other information as required by Part 9 of Book 2 of the Dutch Civil Code.

Based on the following procedures performed, we conclude that the other information:

  • Is consistent with the financial statements and does not contain material misstatements
  • Contains the information as required by Part 9 of Book 2 and Sections 2:135b and 2:145 sub section 2 of the Dutch Civil Code

We have read the other information. Based on our knowledge and understanding obtained through our audit of the financial statements or otherwise, we have considered whether the other information contains material misstatements. By performing these procedures, we comply with the requirements of Part 9 of Book 2 and Section 2:135b sub-Section 7 of the Dutch Civil Code and the Dutch Standard 720. The scope of the procedures performed is substantially less than the scope of those performed in our audit of the financial statements.

Management is responsible for the preparation of the other information, including the management board report in accordance with Part 9 of Book 2 of the Dutch Civil Code, other information required by Part 9 of Book 2 of the Dutch Civil Code and the remuneration report in accordance with Sections 2:135b and 2:145 sub section 2 of the Dutch Civil Code.

REPORT ON OTHER LEGAL AND REGULATORY REQUIREMENTS

Engagement

We were engaged by the supervisory board as auditor of ad pepper media International N.V. on 27 July 2018, as of the audit for the year 2018 and have operated as statutory auditor since.

No prohibited non-audit services

We have not provided prohibited non-audit services as referred to in Article 5(1) of the EU Regulation on specific requirements regarding statutory audit of public-interest entities.

Other non-prohibited services provided

Our services are only related to the audit of the financial statements.

DESCRIPTION OF RESPONSIBILITIES FOR THE FINANCIAL STATEMENTS

Responsibilities of management and the supervisory board for the financial statements

Management is responsible for the preparation and fair presentation of the financial statements in accordance with EU-IFRS and Part 9 of Book 2 of the Dutch Civil Code. Furthermore, management is responsible for such internal control as management determines is necessary to enable the preparation of the financial statements that are free from material misstatement, whether due to fraud or error.

As part of the preparation of the financial statements, management is responsible for assessing the company's ability to continue as a going concern. Based on the financial reporting frameworks mentioned, management should prepare the financial statements using the going concern basis of accounting unless management either intends to liquidate the company or to cease operations, or has no realistic alternative but to do so. Management should disclose events and circumstances that may cast significant doubt on the company's ability to continue as a going concern in the financial statements.

The supervisory board is responsible for overseeing the company's financial reporting process.

Our responsibilities for the audit of the financial statements

Our objective is to plan and perform the audit engagement in a manner that allows us to obtain sufficient and appropriate audit evidence for our opinion.

Our audit has been performed with a high, but not absolute, level of assurance, which means we may not detect all material errors and fraud during our audit.

Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of these financial statements. The materiality affects the nature, timing and extent of our audit procedures and the evaluation of the effect of identified misstatements on our opinion.

We have exercised professional judgment and have maintained professional skepticism throughout the audit, in accordance with Dutch Standards on Auditing, ethical requirements and independence requirements. The Our audit approach section above includes an informative summary of our responsibilities and the work performed as the basis for our opinion.

Communication

We communicate with the supervisory board regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant findings in internal control that we identify during our audit. In this respect we also submit an additional report to the audit committee in accordance with Article 11 of the EU Regulation on specific requirements regarding statutory audit of public-interest entities. The information included in this additional report is consistent with our audit opinion in this auditor's report.

We provide the supervisory board with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards.

From the matters communicated with the supervisory board, we determine the key audit matters: those matters that were of most significance in the audit of the financial statements. We describe these matters in our auditor's report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, not communicating the matter is in the public interest.

Amsterdam, 25 March 2021 Ernst & Young Accountants LLP

Signed by G.M.J. Bloetjes

ADDRESSES

The ad pepper Group subsidiaries operate in the following countries:

ad pepper media International N.V.

Group headquarters Nuremberg Frankenstrasse 150 C 90461 Nuremberg GERMANY

Phone +49 (0) 911 929057-0

France

Webgains France SARL 21 Boulevard Haussmann 75009 Paris FRANCE

Germany

ad pepper media GmbH Frankenstrasse 150 D 90461 Nuremberg GERMANY

ad agents GmbH Am Joachimsberg 10-12 71083 Herrenberg GERMANY

Webgains GmbH

Frankenstrasse 150 C 90461 Nuremberg GERMANY

Webgains GmbH

Frauenstraße 17 80469 München GERMANY

Spain

ad pepper media Spain S.A. Avenida Alberto Alcocer 46A, 1ºA 28016 Madrid SPAIN

Webgains, S.L. Avenida Alberto Alcocer 46A, 1ºA 28016 Madrid SPAIN

ITALY

Webgains Italy S.r.l. Via San Giovanni Sul Muro, 18 20121 Milan ITALY

SWITZERLAND

ad agents AG c/o Niggli & Zala AG

Via Maistra 100 7504 Pontresina SWITZERLAND

UK

Webgains Ltd

21 Farringdon Road Third Floor London EC1M 3HA UNITED KINGDOM

Webgains Ltd

The Quorum Bond Street South Bristol BS1 3AE UNITED KINGDOM

DATES AND CONTACTS

Company calendar

All financial and press data relevant for the capital market at a glance:

Annual Report 2020 25 March 2021
Annual General Meeting
(Amsterdam, The Netherlands)
18 May 2021
Quarterly Report I/2021 21 May 2021
Quarterly Report II/2021 24 August 2021
Quarterly Report III/2021 18 November 2021

Contact partner for investors

Dr Jens Körner (CEO)

ad pepper media International N.V. Frankenstrasse 150 C 90461 Nuremberg GERMANY

Phone: +49 (0) 911 929057-0 Fax: +49 (0) 911 929057-157 E-mail: [email protected]

www.adpeppergroup.com

Imprint

Editorial responsibility:

Headquarters Nuremberg, Germany ad pepper media International N.V. Frankenstrasse 150 C 90461 Nuremberg GERMANY

Phone: +49 (0) 911 929057-0 Fax: +49 (0) 911 929057-157 E-mail: [email protected]

www.adpeppergroup.com

Prime Standard, Frankfurt Stock Exchange ISIN: NL0000238145 HRB Nuremberg 17591 VAT-ID-No.: DE 210757424

Board of Directors:

Dr Jens Körner, CEO

Disclaimer

This Annual Report contains future-related statements which are based on current assumptions and assessments by the management of ad pepper media International N.V. These statements are not to be understood as a guarantee that such expectations will in fact materialise. Future developments and the results actually achieved by ad pepper media International N.V. and its affiliated companies are dependent upon a number of risks and uncertainties and can hence deviate significantly from the future-related statements. Several of these factors are beyond ad pepper's control and cannot be precisely estimated in advance, such as the future economic environment and the actions of competitors and other market players. There are no plans to update the future-related statements nor does ad pepper media International N.V. undertake any separate obligation to do so.

Our 2020 Annual Report as well as the Interim Financial Reports for 2020 are available at www.adpeppergroup.com under: Investor relations / Publications / Financial reports.

ad pepper media International N.V.

Frankenstrasse 150 C 90461 Nuremberg GERMANY

www.adpeppergroup.com

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