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29METALS LIMITED — Major Shareholding Notification 2021
Jul 21, 2021
64253_rns_2021-07-21_8306f73d-efe7-48c9-ab70-8391f67841cf.pdf
Major Shareholding Notification
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Form603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| Form603 Corporations Act 2001 Section 671B Notice of initial substantial holder |
|
|---|---|
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The holder became a substantial holder on |
29METALS LIMITED |
| 650 096 094 | |
| YARRA MANAGEMENT NOMINEES PTY LTD ACN 616 681 068 (YMN); TA UNIVERSAL INVESTMENT HOLDINGS LTD (UNIVERSAL); YARRA CAPITAL MANAGEMENT LIMITED ACN 003 376 252 (YCML); NIKKO ASSET MANAGEMENT AUSTRALIA LIMITED ACN 002 542 038 (NAM AU); NIKKO AM EQUITIES AUSTRALIA PTY LTD ACN 149 370 301 (NEAL) |
|
| See above | |
| 20/07/2021 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Class of securities(4) | Number of securities | Person's votes(5) | Person's votes(5) | Voting power(6) |
|---|---|---|---|---|---|
| Ordinary Fully Paid Shares | 24,138,125 | 24,138,125 | 5.0240% | ||
| 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: |
|||||
| Holder of relevant interest |
Nature of relevant interest (7) | Class and number of securities | |||
| YMN | Relevant interest pursuant to s608(3)(a) of the CA, being a relevant interest held through a body corporate ((YCML) in which YMN's voting power is more than 20% |
Ordinary Fully Paid Shares / 24,138,125 |
|||
| UNIVERSAL | Relevant interest pursuant to s608(3)(a) of the CA, being a relevant interest held through a body corporate (YCML) in which UNIVERSAL's voting power is more than 20% |
Ordinary Fully Paid Shares / 24,138,125 |
|||
| YCML | Relevant interest pursuant to s608(1) of the CA, being the power to exercise or control the exercise of a right to vote attached to the securities and/or the power to dispose of securities as investment manager and Relevant interest pursuant to s608(3)(b) of the CA, being a relevant interest held through a body corporate (NAM AU, NEAL) that YCML controls |
Ordinary Fully Paid Shares / 24,138,125 |
|||
| NEAL | Relevant interest pursuant to s608(1) of the CA, being the power to exercise or control the exercise of a right to vote attached to the securities and/or the power to dispose of securities as investment manager. |
Ordinary Fully Paid Shares / 24,138,125 |
|||
| NAM AU | Relevant interest pursuant to s608(1) of the CA, being the power to exercise or control the exercise of a right to vote attached to the securities and/or the power to dispose of securities as trustee. |
Ordinary Fully Paid Shares / 2,455,250 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph3 above are as follows:
| Holder of relevant interest |
Registered holder of securities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| All substantial holders named in 1 above |
BNP Paribas Securities Services | NAM AU as the responsible entity/trustee for a range of managed investment schemes |
Ordinary Fully Paid Shares / 2,455,250 |
| All substantial holders named in 1 above |
BNP Paribas Securities Services; JP Morgan Nominees Australia Ltd; Citicorp Nominees Pty Limited; National Australia Bank Limited (NAB Custodian Services); HSBC Custody Nominees (Australia); State Street Australia Limited |
Various Clients of YCML | Ordinary Fully Paid Shares / 21,682,875 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition |
Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| All substantial holders in 1 above |
21 March – 20 July 2021 | $49,999,326.48 | - | 24,138,125 |
6. Associates
The reasons the persons named in paragraph3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| YMN | LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000 |
| UNIVERSAL | 3RD FLOOR, DEVONSHIRE HOUSE 1 MAYFAIR PLACE, LONDON W1J 8AJ, UNITED KINGDOM |
| YCML | ONE INTERNATIONAL TOWERS,LEVEL 26,100 BARANGAROO AVENUE,BARANGAROO NSW2000 |
| NAM AU | ONE INTERNATIONAL TOWERS,LEVEL 26,100 BARANGAROO AVENUE,BARANGAROO NSW2000 |
| NEAL | ONE INTERNATIONAL TOWERS,LEVEL 26,100 BARANGAROO AVENUE,BARANGAROO NSW2000 |
Signature
print name Garvin Louie
capacity COMPANY SECRETARY OF YCML
sign here
date 22 / 07 / 2021