29METALS LIMITED — Major Shareholding Notification 2021

Aug 18, 2021

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

29METALS LIMITED To Company Name/Scheme 650 096 094 ACN/ARSN 1. Details of substantial holder(1) YARRA MANAGEMENT NOMINEES PTY LTD ACN 616 681 068 ( YMN ); TA UNIVERSAL INVESTMENT Name HOLDINGS LTD ( UNIVERSAL ); YARRA CAPITAL MANAGEMENT LIMITED ACN 003 376 252 ( YCML ); TA SP AUSTRALIA TOPCO PTY LTD ACN 612 486 452 ( TOPCO ); AA AUSTRALIA FINCO PTY LTD ACN 614 781 172 ( FINCO ); YARRA CAPITAL MANAGEMENT HOLDINGS PTY LTD ACN 614 782 795 ( YCMH ); YARRA FUNDS MANAGEMENT LIMITED ACN 005 885 567 ( YFM ); NIKKO ASSET MANAGEMENT AUSTRALIA LIMITED ACN 002 542 038 ( NAM AU ); NIKKO AM EQUITIES AUSTRALIA PTY LTD ACN 149 370 301 ( NEAL ) ACN/ARSN (if applicable) 003 376 252 There was a change in the interests of the substantial holder on 17 / 08 / 21 The previous notice was given to the company on 22 / 07 / 21 The previous notice was dated 22 / 07 / 21

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

llows:
Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power (5)	Person’s votes	Voting power (5)
Ordinary Fully Paid Shares	24,138,125	5.0240%	30,288,701	6.3042%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
21 July – 17 August 2021	All substantial holders named in 1above	Acquisition	$ 14,666,987.44	+ 6,150,576	6,150,576

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
All substantial holders named in 1 above except NEAL	HSBC Custody Nominees (Australia) Limited, BNP Paribas Securities Services	YFM and NAM AU as the responsible entity/trustee for a range of managed investment schemes	Relevant interest held in YFM's and NAM AU’s capacity as responsible entity/trustee for the range of funds they manage.	Ordinary Fully Paid Shares / 3,070,301	3,070,301
All substantial holders named in 1 above except NAM AU	BNP Paribas Securities Services; JP Morgan Nominees Australia Ltd; Citicorp Nominees Pty Limited; National Australia Bank Limited (NAB Custodian Services); HSBC Custody Nominees (Australia); State Street AustraliaLimited;National	Various clients	Relevant interest held in YFM's and YCML capacity as investment manager for a range of client portfolios.	Ordinary Fully Paid Shares / 27,218,400	27,218,400

Australia Bank Asset Servicing; Northern Trust Company.

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address YMN LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000, AUSTRALIA UNIVERSAL 3RD FLOOR, DEVONSHIRE HOUSE 1 MAYFAIR PLACE, LONDON W1J 8AJ, UNITED KINGDOM YCML ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000 TOPCO 58 GIPPS STREET, COLLINGWOOD VICTORIA 3066, AUSTRALIA FINCO 58 GIPPS STREET, COLLINGWOOD VICTORIA 3066, AUSTRALIA YCMH LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000, AUSTRALIA YFM LEVEL 19, 101 COLLINS STREET, MELBOURNE, VICTORIA 3000, AUSTRALIA NAM AU ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000 NEAL ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000 Signature print name GARVIN LOUIE capacity COMPANY SECRETARY OF YCML sign here date 19 / 08 / 2021 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of “associate” in section 9 of the Corporations Act 2001. (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.	Name	Address	Address
	YMN	LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000, AUSTRALIA
	UNIVERSAL	3RD FLOOR, DEVONSHIRE HOUSE 1 MAYFAIR PLACE, LONDON W1J 8AJ, UNITED KINGDOM
	YCML	ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000
	TOPCO	58 GIPPS STREET, COLLINGWOOD VICTORIA 3066, AUSTRALIA
	FINCO	58 GIPPS STREET, COLLINGWOOD VICTORIA 3066, AUSTRALIA
	YCMH	LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000, AUSTRALIA
	YFM	LEVEL 19, 101 COLLINS STREET, MELBOURNE, VICTORIA 3000, AUSTRALIA
	NAM AU	ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000
	NEAL	ONE INTERNATIONAL TOWERS, LEVEL 26, 100 BARANGAROO AVENUE, BARANGAROO NSW 2000
			GARVIN LOUIE capacity COMPANY SECRETARY OF YCML
			date 19 / 08 / 2021
			DIRECTIONS tial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the y trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons be referred to throughout the form as a specifically named group if the membership of each group, with the ers is clearly set out in paragraph 6 of the form. in section 9 of the Corporations Act 2001. erest” in sections 608 and 671B(7) of the Corporations Act 2001. constitute one class unless divided into separate classes. e total votes in the body corporate or scheme multiplied by 100. other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, etting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of rrangement, must accompany this form, together with a written statement certifying this contract, scheme or wer of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of relevant interest relates (indicating clearly the particular securities to which the qualification applies). reement” in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.