Major Shareholding Notification • Aug 26, 2021
Major Shareholding Notification
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Notification of major shareholdings Company: ANTIBIOTICE S.A IAȘI Address: 1, Valea Lupului St., Iași Tax Identification Number: 1973096 J22/285/1991 Symbol: ATB Security type: SHARE 2. Reasons for notification (please mark the appropriate box or boxes: [] A purchase or disposal of voting rights [X] A purchase or assignment of financial instruments [] An event changing the distribution of voting rights [] Others(please specify) 3.Details of the person subject to the obligation of notification: Societatea de Investiţii Financiare OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, 1 Tufănele Street Cod LEI: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN : ROSIFEACNOR4 Name/Business name: Headquarters town and country (if applicable) 4. Full name/Business name of the shareholder / shareholders (if different from point 3) 5. Date of falling below, reaching or exceeding the threshold (vote percentage): 25.08.2021 6. Total positions of the persons subject to the obligation of notification: % of the voting rights attached to shares (total of 7.A) % of the voting rights through the financial instruments (total of 7.B.1 + 7.B.2) Total of the two expressed in percentage % (7.A + 7.B) Total number of issuer's voting rights Resulting situation, on the day it fell below, exceeded or reached the threshold 26.1281 - 26.1281 671,338,040 Position of the previous notification date (if applicable) 23.0714 - 23.0714 671,338,040
A: Voting rights attached to the shares
| Number of voting rights | % of the voting rights | ||||||
|---|---|---|---|---|---|---|---|
| Class/type of | Direct | Direct | |||||
| shares | Art. 69 | Indirect | Art. 69 paragraph | Indirect | |||
| ISIN code, as the | paragraph | Art. 70 of Law no. | (1) – |
(3) of Law | Art. 70 of Law | ||
| case may be | (1) – (3) of Law |
24/2017) | no. 24 | no. | 24/2017) | ||
| no. 24 /2017) |
/2017) | ||||||
| ROATBIACNOR9 | 174,887,132 | 520,850 | 26.0505 | 0.0776 | |||
| SUBTOTAL A | 175,407,982 | 26.1281 | |||||
| B1: Financial instruments according to art. 73 paragraph (1) section (a) of Law no. 24 /2017 |
|||||||
| Type of financial instrument |
Expiry Date (due date) |
Conversion /execution period |
Number of voting rights that can be purchased if the instrument is executed / converted |
% | of voting rights |
||
| SUBTOTAL B.1 | |||||||
| B2: Financial instruments with a similar economic effect in accordance with art. 73 paragraph (1) section (b) Law no. 24/2017 |
|||||||
| Type of financial instrument |
Expiry Date (due date) |
Conversion /execution period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| SUBTOTAL | |||||
| B.2 |
[X] The subject person of the notification obligation is not controlled by any natural person or legal entity and he/she does not control any entity (entities) that has (have) an exposure to the issuer of the supporting shares, directly or indirectly.
[] The full chain of controlled persons by means of which voting rights and / or financial instruments are actually held, starting with the ultimate natural person or legal entity that controls them
| Name/Business name | % of the voting rights if this is equal to or higher than the threshold to be notified |
% of the voting rights through the financial instruments if this is equal to or higher than the threshold to be notified |
Total of the two if this is equal to or higher than the threshold to be notified |
|---|---|---|---|
| Voltalim S.A. | 0.0632 | 0.0632 | |
| Alimentara S.A. | 0.0143 | 0.0143 | |
| 9. In the case of a vote by a representative: [% and |
number] of voting rights starting from [date]. | [name/business name | of the trustee] will cease to hold |
Prepared at S.I.F OLTENIA S.A. on 26.08.2021
Sorin - Iulian Cioacă President - General Manager
No. 8392 / 26.08.2021
A: Identification data for the person subject of the notification obligation:
Full name/Business name Societatea de Investiţii Financiare OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, 1 Tufănele Street, Cod LEI: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN : ROSIFEACNOR4
Contact address: 1 Tufanele Street
E-mail: [email protected]
Other useful information (at least a contact person for legal entities): Sorin-Iulian Cioacă
B: Identification data for the person performing the notification, if necessary
Full name/Business name
Contact address
Phone / Fax number
Other useful information (functional relationship with the person or legal entity subject of the obligation of notification)
C: Additional information:
Sorin-Iulian Cioacă President - General Manager
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