Major Shareholding Notification • Nov 28, 2018
Major Shareholding Notification
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Notification of major shareholdings Company: ANTIBIOTICE S.A IASI Address: 1, Valea Lupului St., Iasi Tax Identification Number: 1973096 J22/285/1991 Symbol: ATB Security type: SHARE 2. Reasons for notification (please mark the appropriate box or boxes: $\prod A$ purchase or disposal of voting rights $[X]$ A purchase or assignment of financial instruments [] An event changing the distribution of voting rights $\Box$ Others(please specify) 3. Details of the person subject to the obligation of notification: Societatea de Investiții Financiare OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, 1 Tufănele Street Cod LEI: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN: ROSIFEACNOR4 Name/Business name: Headquarters town and country (if applicable) 4. Full name/Business name of the shareholder / shareholders (if different from point 3) 5. Date of falling below, reaching or exceeding the threshold (vote percentage): 6. Total positions of the persons subject to the obligation of notification: % of the voting rights % of the voting Total of the two through the Total number of rights attached to expressed in financial issuer's voting shares percentage % instruments rights $(total of 7.A)$ $(7.A + 7.B)$ (total of $7.B.1 +$ $7.B.2)$ Resulting situation, on the day it fell below. 15.057 15.057 671,338,040 exceeded or reached the threshold Position of the previous 14.757 14.757 671,338,040 $\mathbf{r}$ notification date (if applicable) 7. Information to be notified with regard to the resulting situation, on the day the threshold was exceeded, fell below or reached
A: Voting rights attached to the shares
| Number of voting rights | % of the voting rights | ||||
|---|---|---|---|---|---|
| Class/type of shares ISIN code, as the case may be |
Direct Art. 69 paragraph $(1) - (3)$ of Law no. $24/2017$ ) |
Indirect Art. 70 of Law no. 24/2017) |
Direct Art. 69 paragraph $(1) - (3)$ of Law no. 24 /2017) |
Indirect Art. 70 of Law no. $24/2017$ |
|
| ROATBIACNOR9 | 101,085,753 | 15.057 | |||
| SUBTOTAL A | 101,085,753 | 15.057 | |||
| B1: Financial instruments according to art. 73 paragraph (1) section (a) of Law no. 24/2017 | |||||
| Number of voting rights that can he |
B2: Financial instruments with a similar economic effect in accordance with art. 73 paragraph (1) section (b) Law no. $24/2017$
| Type of financial instrument |
Expiry Date (due date) |
Conversion /execution period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| SUBTOTAL B.2 |
$[X]$ The subject person of the notification obligation is not controlled by any natural person or legal entity and he/she does not control any entity (entities) that has (have) an exposure to the issuer of the supporting shares, directly or indirectly.
[] The full chain of controlled persons by means of which voting rights and / or financial instruments are actually held, starting with the ultimate natural person or legal entity that controls them
| Name/Business name | % of the voting rights if this is equal to or higher than the threshold to be notified |
% of the voting rights through the financial instruments if this is equal to or higher than the threshold to be notified |
Total of the two if this is equal to or higher than the threshold to be notified |
||||
|---|---|---|---|---|---|---|---|
| 9. In the case of a vote by a representative: [name/business name of the trustee] will cease to hold [% and number] of voting rights starting from [date]. |
The position held by SIF OLTENIA S.A. before exceeding the 15 percent has been completed at point 6.
Prepared at S.I.F OLTENIA S.A. on 27.11.2018
Associate Prof. PhD ec. Tudor Ciurezu Chairman / General Manager
A: Identification data for the person subject of the notification obligation:
Full name/Business name Societatea de Investiții Financiare OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, 1 Tufănele Street, Cod LEI: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN: ROSIFEACNOR4
Contact address: 1 Tufanele Street
E-mail: [email protected]
Other useful information (at least a contact person for legal entities): CALITOIU ELENA
B: Identification data for the person performing the notification, if necessary
Full name/Business name
Contact address
Phone / Fax number
Other useful information (functional relationship with the person or legal entity subject of the obligation of notification)
C: Additional information:
The position held by SIF OLTENIA S.A. before exceeding the 15 percent has been completed at point 6.
Associate Prof. PhD ec. Tudor Ciurezu Chairman / General Manager
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