Earnings Release • Sep 5, 2013
Earnings Release
Open in ViewerOpens in native device viewer
| Amsterdam | +31.20.550.4488 | Brussels | +32.2.509.1392 | New York | +1.212.656.5700 | Please follow us at: |
|---|---|---|---|---|---|---|
| Lisbon | +351.217.900.029 | London | +44.20.7379.2789 | Exchanges Blog | ||
| New York | +1.212.656.2017 | Paris | +33.1.49.27.11.33 | |||
CONTACT - Media: CONTACT - Investor Relations: nyx.com
Amsterdam +31.20.550.4488 Brussels +32.2.509.1392 New York +1.212.656.5700 Please follow us at:
Global Derivatives ADV Up Year-over-Year but Down Sequentially, Ex Bclear European Cash Equities ADV Up Year-over-Year but Down Sequentially U.S. Cash Equities ADV Down Year-over-Year and Sequentially
September 5, 2013 – NYSE Euronext (NYX) today announced trading volumes for its global derivatives and cash equities exchanges for August 20131 . Global derivatives average daily volume ("ADV") of 5.8 million contracts, excluding Bclear, in August 2013 increased 8.6% compared to August 2012, but decreased 8.9% from July 2013. U.S. equity options volumes increased 8.4% compared to August 2012, but decreased 6.0% sequentially. ADV in European cash equities increased 17.9% compared to August 2012, but decreased 7.8% compared to July 2013. U.S. cash equities decreased year-over-year and month-over-month.
1 All NYSE Euronext derivatives transactions count buy and sell orders together as a single transaction. NYSE Euronext European equities transactions count each buy and sell order as separate transactions, NYSE Euronext U.S. equities transactions count buy and sell orders together as a single transaction.
share in August 2013 was 30.7%, down from 31.6% in August 2012 but, up from 30.6% in July 2013.
Please click here for the Monthly Transaction Activity Data Table.
NYSE Euronext (NYX) is a leading global operator of financial markets and provider of innovative trading technologies. The company's exchanges in Europe and the United States trade equities, futures, options, fixedincome and exchange-traded products. With approximately 8,000 listed issues (excluding European Structured Products), NYSE Euronext's equities markets - the New York Stock Exchange, NYSE Euronext, NYSE MKT, NYSE Alternext and NYSE Arca - represent one-third of the world's equities trading, the most liquidity of any global exchange group. NYSE Euronext also operates NYSE Liffe, one of the leading European derivatives businesses and the world's second-largest derivatives business by value of trading. The company offers comprehensive commercial technology, connectivity and market data products and services through NYSE Technologies. NYSE Euronext is in the S&P 500 index. For more information, please visit: http://www.nyx.com.
This written communication contains "forward-looking statements" made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. In some cases, you can identify forward-looking statements by words such as "may," "hope," "will," "should," "expect," "plan," "anticipate," "intend," "believe," "estimate," "predict," "potential," "continue," "could," "future" or the negative of those terms or other words of similar meaning. You should carefully read forward-looking statements, including statements that contain these words, because they discuss our future expectations or state other "forward-looking" information. Forwardlooking statements are subject to numerous assumptions, risks and uncertainties which change over time. ICE Group, ICE and NYSE Euronext caution readers that any forward-looking statement is not a guarantee of future performance and that actual results could differ materially from those contained in the forward-looking statement.
Forward-looking statements include, but are not limited to, statements about the benefits of the proposed merger involving ICE Group, ICE and NYSE Euronext, including future financial results, ICE's and NYSE Euronext's plans, objectives, expectations and intentions, the expected timing of completion of the transaction and other statements that are not historical facts. Important factors that could cause actual results to differ materially from those indicated by such forward-looking statements are set forth in ICE's and NYSE Euronext's filings with the U.S. Securities and Exchange Commission (the "SEC"). These risks and uncertainties include, without limitation, the following: the inability to close the merger in a timely manner; the failure to satisfy other conditions to completion of the merger, including receipt of required regulatory and other approvals; the failure of the proposed transaction to close for any other reason; the possibility that any of the anticipated benefits of the proposed transaction will not be realized; the risk that integration of NYSE Euronext's operations with those of ICE will be materially delayed or will be more costly or difficult than expected; the challenges of integrating and retaining key employees; the effect of the announcement of the transaction on ICE's, NYSE Euronext's or the combined company's respective business relationships, operating results and business generally; the possibility that the anticipated synergies and cost savings of the merger will not be realized, or will not be realized within the expected time period; the possibility that the merger may be more expensive to complete than anticipated, including as a result of unexpected factors or events; diversion of management's attention from ongoing business operations and opportunities; general competitive, economic, political and market conditions and fluctuations; actions taken or conditions imposed by the United States and foreign governments or regulatory authorities; and adverse outcomes of pending or threatened litigation or government investigations. In addition, you should carefully consider the risks and uncertainties and other factors that may affect future results of the combined company, as are described in the section entitled "Risk Factors" in the joint proxy statement/prospectus filed by ICE Group with the SEC, and as described in ICE's and NYSE Euronext's respective filings with the SEC that are available on the SEC's web site located at www.sec.gov, including the sections entitled "Risk Factors" in ICE's Form 10-K for the fiscal year ended December 31, 2012, as filed with the SEC on February 6, 2013, and "Risk Factors" in NYSE Euronext's Form 10-K for the fiscal year ended December 31, 2012, as filed with the SEC on February 26, 2013. You should not place undue reliance on forward-looking statements, which speak only as of the date of this written communication. Except for any obligations to disclose material information under the Federal securities laws, ICE Group, ICE and NYSE Euronext undertake no obligation to publicly update any forward-looking statements to reflect events or circumstances after the date of this written communication.
This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval. In connection with the proposed transaction, ICE Group has filed with the SEC a registration statement on Form S−4, which the SEC has declared effective and which contains a joint proxy statement/prospectus with respect to the proposed acquisition of NYSE Euronext by ICE Group. The final joint proxy statement/prospectus has been delivered to the stockholders of ICE and NYSE Euronext. INVESTORS AND SECURITY HOLDERS OF BOTH ICE AND NYSE EURONEXT ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS REGARDING THE PROPOSED TRANSACTION CAREFULLY AND IN ITS ENTIRETY, INCLUDING ANY DOCUMENTS PREVIOUSLY FILED WITH THE SEC AND INCORPORATED BY REFERENCE INTO THE JOINT PROXY STATEMENT/PROSPECTUS, AS WELL AS ANY AMENDMENTS OR SUPPLEMENTS TO THOSE DOCUMENTS, BECAUSE IT CONTAINS IMPORTANT INFORMATION REGARDING ICE, NYSE EURONEXT AND THE PROPOSED TRANSACTION. Investors and security holders may obtain a free copy of the joint proxy statement/prospectus, as well as other filings containing information about ICE and NYSE Euronext, without charge, at the SEC's website at http://www.sec.gov. Investors may also obtain these documents, without charge, from ICE's website at http://www.theice.com and from NYSE Euronext's website at http://www.nyx.com.
| Average Daily Volume | Total Volume | Average Daily Volume | Total Volume | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Unaudited; contracts in thousands) | août-13 | août-12 | % Chg | août-13 | août-12 | % Chg | YTD 2013 | % Chg vs. YTD 2012 |
YTD 2013 | % Chg vs. YTD 2012 |
| Number of Trading Days - European Cash Number of Trading Days - European Derivatives Number of Trading Days - U.S. Markets |
22 22 22 |
23 23 23 |
22 22 22 |
23 23 23 |
170 171 168 |
170 171 168 |
||||
| European Derivatives Products of which Bclear |
2 841 408 |
3 245 | -12,5% 1 047 -61,0% |
62 495 8 983 |
74 641 | -16,3% 24 086 -62,7% |
3 970 732 |
4,0% -35,3% |
678 943 125 113 |
2,8% -36,1% |
| Total Fixed Income Products Short Term Interest Rate Products Medium and Long Term Interest Rate Products 1 |
1 746 1 552 194 |
1 432 1 268 164 |
21,9% 22,4% 18,3% |
38 409 34 144 4 265 |
32 933 29 164 3 769 |
16,6% 17,1% 13,2% |
2 428 2 247 181 |
35,1% 36,4% 20,6% |
415 194 384 272 30 922 |
33,5% 34,8% 19,2% |
| Total Equity Products 2 | 1 001 | 1 725 -42,0% | 22 016 | 39 664 -44,5% | 1 451 | -25,0% | 248 065 | -25,9% | ||
| Individual Equity Products Futures Options Equity Index Products |
632 289 343 369 |
365 390 |
1 334 -52,7% 970 -70,2% -5,9% -5,5% |
13 897 6 354 7 543 8 119 |
8 978 | 30 686 -54,7% 22 302 -71,5% 8 384 -10,0% -9,6% |
954 561 393 497 |
-34,4% -43,4% -15,0% 3,3% |
163 162 95 899 67 262 84 903 |
-35,1% -44,1% -16,0% 2,1% |
| of which Bclear Individual Equity Products Futures Options Equity Index Products Commodity Products |
405 352 289 63 53 94 |
71 55 89 |
1 047 -61,3% 992 -64,5% 922 -68,7% -10,5% -3,1% 5,9% |
8 917 7 745 6 354 1 391 1 172 2 070 |
1 265 2 045 |
24 086 -63,0% 22 821 -66,1% 21 196 -70,0% 1 625 -14,4% -7,3% 1,3% |
730 633 546 86 98 92 |
-35,4% -40,5% -43,4% -12,6% 43,4% 6,6% |
124 896 108 163 93 443 14 720 16 733 15 684 |
-36,2% -41,2% -44,0% -13,6% 41,7% 5,4% |
| U.S. Derivatives Products | ||||||||||
| Equity Options 3 NYSE Euronext Options Contracts Total Consolidated Options Contracts NYSE Group Share of Total |
3 347 13 237 25,3% |
3 088 12 439 24,8% |
8,4% 6,4% |
73 627 291 214 286 101 25,3% |
71 035 24,8% |
3,6% 1,8% |
4 083 14 889 27,4% |
6,7% 0,9% 1,5% |
685 894 2 501 420 27,4% |
6,0% 0,4% 1,5% |
| NYSE Liffe U.S. | ||||||||||
| Futures and Futures Options Volume* European Cash Products (trades in thousands) |
31,4 1 281 |
1 086 | 63,2 -50,3% 17,9% |
691 28 185 |
24 985 | 1 453 -52,5% 12,8% |
53,8 1 401 |
-31,1% -9,4% |
9 248,1 238 166 |
-31,5% -10,5% |
| Equities Exchange-Traded Funds Structured Products Bonds |
1 237 12 28 3 |
1 045 11 26 5 |
18,4% 10,1% 10,6% -31,4% |
27 221 273 621 70 |
24 033 259 587 |
13,3% 5,3% 5,8% 106 -34,4% |
1 351 14 31 5 |
-9,6% 0,0% -3,7% -3,3% |
229 743 2 349 5 252 821 |
-10,7% -1,1% -4,8% -4,4% |
| U.S. Cash Products (shares in millions) 5 | 1 339 | 1 447 | -7,4% | 29 465 | 33 275 | -11,4% | 1 529 | -11,9% | 256 891 | -12,5% |
| NYSE Listed (Tape A) Issues 4 | ||||||||||
| Handled Volume 5 Matched Volume 6 Total NYSE Listed Consolidated Volume |
945 913 2 971 |
1 023 969 3 067 |
-7,7% -5,7% -3,2% |
20 788 20 094 65 353 |
23 537 22 286 70 550 |
-11,7% -9,8% -7,4% |
1 093 1 053 3 452 |
-11,8% -10,3% -7,8% |
183 617 176 935 579 949 |
-12,4% -10,9% -8,3% |
| Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 |
31,8% 30,7% |
33,4% 31,6% |
-1,6% -0,9% |
31,8% 30,7% |
33,4% 31,6% |
-1,6% -0,9% |
31,7% 30,5% |
-1,5% -0,9% |
31,7% 30,5% |
-1,5% -0,9% |
| NYSE Arca, MKT and Regional (Tape B) Listed Issues | ||||||||||
| Handled Volume 5 Matched Volume 6 Total NYSE Arca & MKT Listed Consolidated Volume |
232 214 1 008 |
197 179 820 |
17,9% 19,6% 22,9% |
5 115 4 719 22 183 |
4 537 4 126 18 870 |
12,7% 14,4% 17,6% |
250 230 1 094 |
-2,9% -0,5% 0,7% |
41 946 38 646 183 861 |
-3,5% -1,1% 0,1% |
| Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 |
23,1% 21,3% |
24,0% 21,9% |
-0,9% -0,6% |
23,1% 21,3% |
24,0% 21,9% |
-0,9% -0,6% |
22,8% 21,0% |
-0,8% -0,2% |
22,8% 21,0% |
-0,8% -0,2% |
| Nasdaq Listed (Tape C) Issues | ||||||||||
| Handled Volume 5 Matched Volume 6 Total Nasdaq Listed Consolidated Volume |
162 145 1 508 |
226 195 1 562 |
-28,4% -25,8% -3,4% |
3 563 3 185 33 173 |
5 201 4 484 35 920 |
-31,5% -29,0% -7,6% |
186 167 1 740 |
-22,2% -18,7% -0,4% |
31 328 27 991 292 394 |
-22,7% -19,2% -1,0% |
| Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 |
10,7% 9,6% |
14,5% 12,5% |
-3,8% -2,9% |
10,7% 9,6% |
14,5% 12,5% |
-3,8% -2,9% |
10,7% 9,6% |
-3,0% -2,1% |
10,7% 9,6% |
-3,0% -2,1% |
| Exchange-Traded Products 5,7 | ||||||||||
| Handled Volume 5 Matched Volume 6 Total ETF Consolidated Volume |
216 200 944 |
184 168 788 |
17,5% 19,2% 19,7% |
4 757 4 397 20 766 |
4 234 3 856 18 130 |
12,4% 14,0% 14,5% |
234 216 1 050 |
-3,1% -0,6% -0,3% |
39 322 36 224 176 344 |
-3,7% -1,2% -0,9% |
| Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 |
22,9% 21,2% |
23,4% 21,3% |
-0,5% -0,1% |
22,9% 21,2% |
23,4% 21,3% |
-0,5% -0,1% |
22,3% 20,5% |
-0,6% -0,1% |
22,3% 20,5% |
-0,6% -0,1% |
1 Data includes currency products.
2 Includes all trading activities for Bclear, NYSE Liffe's clearing service for wholesale derivatives.
3 Includes trading in U.S. equity options contracts, not equity-index options.
4 Includes all volume executed in NYSE Group crossing sessions.
5 Represents the total number of shares of equity securities and ETFs internally matched on the NYSE Group's exchanges or routed to
6 and executed at an external market center. NYSE Arca routing includes odd-lots. Represents the total number of shares of equity securities and ETFs executed on the NYSE Group's exchanges.
7 Data included in previously identified categories.
* ADVs calculated with the appropriate number of NYSE Liffe U.S. trading days.
Source: NYSE Euronext, Options Clearing Corporation and Consolidated Tape as reported for equity securities.
All trading activity is single-counted, except European cash trading which is double counted to include both buys and sells.
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.