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AIXTRON SE
Declaration of Voting Results & Voting Rights Announcements • Dec 25, 2024
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Declaration of Voting Results & Voting Rights Announcements
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Voting Rights Announcements | 24 December 2024 10:00
AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
AIXTRON SE
AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
24.12.2024 / 10:00 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | AIXTRON SE |
| Street: | Dornkaulstraße 2 |
| Postal code: | 52134 |
| City: | Herzogenrath Germany |
| Legal Entity Identifier (LEI): | 5299004UJ4D51M25LD67 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligationLegal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware , United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:18 Dec 2024
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.58 % | 4.56 % | 5.14 % | 113456120 |
| Previous notification | 0.1 % | 4.66 % | 4.76 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE000A0WMPJ6 | 0 | 658512 | 0 % | 0.58 % |
| Total | 658512 | 0.58 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Equity Call Option | From 20.12.2024 to 21.03.2025 | at any time | 1003000 | 0.88 % |
| Right of recall over securities lending agreements | at any time | at any time | 330083 | 0.29 % |
| Total | 1333083 | 1.17 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Put Option | 21.03.2025 | at any time | Physical | 1800 | 0 % |
| Retail Structured Product | From 26.03.2074 to 27.09.2074 | at any time | Cash | 565 | 0 % |
| Equity Swap | From 04.11.2025 to 17.12.2029 | at any time | Cash | 3840713 | 3.39 % |
| Total | 3843078 | 3.39 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, LLC | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
23 Dec 2024
24.12.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
| Language: | English |
| Company: | AIXTRON SE |
| Dornkaulstraße 2 | |
| 52134 Herzogenrath | |
| Germany | |
| Internet: | www.aixtron.com |
| End of News | EQS News Service |