AI Terminal

MODULE: AI_ANALYST
Interactive Q&A, Risk Assessment, Summarization
MODULE: DATA_EXTRACT
Excel Export, XBRL Parsing, Table Digitization
MODULE: PEER_COMP
Sector Benchmarking, Sentiment Analysis
SYSTEM ACCESS LOCKED
Authenticate / Register Log In

BerGenBio

Quarterly Report May 15, 2018

3555_rns_2018-05-15_82816372-393d-4286-bef8-fa8881214ac6.pdf

Quarterly Report

Open in Viewer

Opens in native device viewer

INTERIM REPORT FIRST QUARTER 2018

Table of Content

Results for the first quarter1
o Highlights first quarter 2018…….…………1
o Key financial figures……………….………2
o Overview……………………………………3
o Outlook…………………………………3
Operational review……………………………5
Financial review………………….………………9
o Financial result………………………………9
o Financial position…………………….……….9
o Cash flow………………………….…………9
o Condensed consolidated statement
of profit and loss and other
comprehensive income……………………10
o Condensed consolidated statement
of financial position…………………………11
o Condensed consolidated statement
of changes in equity………………………12
o Condensed consolidated statement
of cash flow…………………………………13
Selected notes to the interim
consolidated financial statements………15
o Note 1. Corporate information…………….15
o Note 2. Basis for preparation
and significant accounting policies….……15
o Note 3. Payroll and related expenses…….16
o Note 4. Employee share option program18
o Note 5. Government grants…………….…20
o Note 6. Other operating expenses………21
o Note 7. Earnings per share………………21
o Note 8. Other current assets……………21
o Note 9. Share capital and
shareholder information…………………22
o Note 10. Pension………………………….24
Medical and biological terms………………25

(OSE:BGBIO) is -stage biopharmaceutical

BerGenBio clinical company developing innovative drugs for aggressive diseases, including immune evasive, drug resistant and metastatic cancers.

(70) (60) (50) (40) (30) (20) (10) - Q1 2017 Q2 2017 Q3 2017 Q4 2017 Q1 2018 Operating loss (100)

Q1 2017 FY 2017
-
65.8 183.7
$-65.8$ $-183.7$
$-65.1$ $-182.2$
$-1.93$ $-4.01$
$-66.4$ 208.5
95.4 370.3

Q3 2017

Q4 2017

Q1 2018

Cash flow

(NOK million) Q1 2018 Q1 2017 FY 2017
Operating revenues - - -
Operating expenses 54.8 65.8 183.7
Operating profit (loss) -54.8 -65.8 -183.7
Profit (loss) after tax -53.8 -65.1 -182.2
Basic and diluted earnings
(loss) per share (NOK)
-1.08 -1.93 -4.01
Net cash flow in the period -41.1 -66.4 208.5
Cash position end of period 329.2 95.4 370.3

Highlights – First Quarter 2018

Good progress advancing bemcentinib's proof-of-concept clinical development

  • First efficacy endpoint met in Phase II trial of bemcentinib/TARCEVA® (erlotinib) combination in advanced lung cancer (NSCLC) patients
  • Recruitment completed in first stage of Phase II trial of bemcentinib in combination with KEYTRUDA® in advanced breast cancer (TNBC) patients
  • Combination with bemcentinib shown to be well tolerated in all patients enrolled across three combination trials with KEYTRUDA (n=34) – data presented at ASCO-SITC 2018
  • Single agent therapy with bemcentinib led to increased immune activity characterised by diversification of patients' T-cell receptor repertoire in relapsed / refractory leukaemia (AML & MDS) patients – data presented at ASCO-SITC 2018

Post period

  • Private placement raising gross NOK 187.5 million from international institutional investors including from the USA and EU specialising in the biotechnology sector
  • Completed the recruitment of the first stage of Phase II trial of bemcentinib in combination with KEYTRUDA® in NSCLC patients
  • Preclinical data highlighting bemcentinib's potential to reverse tumour immune suppression and enhance immune checkpoint inhibitor efficacy, presented at AACR annual meeting
  • Publications describe the role of AXL signalling in, and potential therapeutic effect of selective AXL inhibition to counteract the progression of aggressive fibrosis in lung and liver diseases

Richard Godfrey, Chief Executive Officer of BerGenBio, commented:

"We are pleased with the progress made during Q1 2018. Patient recruitment into our global Phase II clinical proof-ofconcept trials with bemcentinib is progressing well and we expect to deliver interim read-outs across all studies during 2018. We intend to present these results at major clinical congresses, including the annual American Society of Clinical Oncology (ASCO) meeting in June. Coinciding with ASCO, we will host a satellite reception with our wider stakeholders and provide insights from KOLs and clinical experts on our selective AXL inhibitor bemcentinib as a potential cornerstone of cancer combination therapy. We believe that we will be able to demonstrate the significant potential of bemcentinib to become a cornerstone approach to combination cancer therapy by making tumour cells visible to the immune system and more susceptible to treatment with chemotherapy, targeted therapy and immuno-oncology drugs."

Key financial figures

BerGenBio is a clinical stage biopharmaceutical company focused on developing transformative medicines targeting AXL as innovative and potential cornerstone drugs for aggressive diseases including immune evasive, drug resistant and metastatic cancers.

The company's lead candidate, bemcentinib (formerly BGB324), is a phase II first -in -class, orally bioavailable, highly selective AXL inhibitor. Bemcentinib is produced as 100mg capsules and patients take one or two capsules once daily in an outpatient (at home) setting.

AXL is an essential mediator of the biological mechanisms that drive the aggressive behaviours of cancer cells, as well as those that suppress the body's immune response to tumours.

AXL expression has been established as a negative prognostic factor in many cancers. AXL inhibitors, therefore, have potential value at the centre of cancer combination therapy, addressing significant unmet medical needs and multiple high -value market opportunities.

The potential of bemcentinib to become a cornerstone therapy is being evaluated in a broad phase II clinical development programme. Ongoing clinical trials are investigating bemcentinib in several solid and haematological tumours, in combination with current and emerging therapies (including immune checkpoint inhibitor (CPI) drugs, chemo - and targeted therapies), and as a single agent.

The Company's strategic priorities include:

  • Complete four company sponsored Phase II clinical trials with bemcentinib in NSCLC, TNBC and AML/MDS. Two further investigator -sponsored Phase II trials are underway evaluating bemcentinib in NSCLC and melanoma. Initial read outs are expected during 2018.
  • In parallel, develop companion diagnostics to enrich future clinical trials with patients who are predicted to respond to bemcentinib; enhance chances of regulatory approval; and enable the adoption of a precision medicine approach for commercialisation.
  • Advance BGB149, an anti -AXL antibody, into and through Phase I clinical trials.
  • Maintain strategic flexibility for commercialisation: it is anticipated that the high novelty of bemcentinib plus its promising therapeutic profile will make it (and later other pipeline candidates) attractive targets for partnering; a "go -to market" strategy will also be considered in select indications in discrete territories.

Outlook

The Company's broad Phase II clinical development programme with bemcentinib, pipeline of AXL inhibitors and robust financial position, provide a strong foundation to create and deliver significant value for shareholders during 2018.

The Board considers that the clinical development programmes are making good progress towards reaching important value inflection points during 2018. Key clinical read -outs will be reported at major clinical congresses during the year, including ASCO in June.

Positive results from these studies are expected to support positioning of bemcentinib as potential future cornerstone of cancer combination therapy. Such results will also inform future clinical trials and support an accelerated regulatory process towards marketing authorisation and commercialisation .

Overview

BerGenBio has made good progress during the first quarter 2018 with the primary focus on advancing its broad Phase II clinical trial programme with bemcentinib.

Bemcentinib combination with TARCEVA (NSCLC) – BGBC004

BGBC004 is a two-stage, multi-centre open-label Phase Ib/II study of bemcentinib in combination with TARCEVA (first and second line settings) in patients with advanced NSCLC driven by a mutation in the EGFR gene. The trial aims to enrol up to 66 NSCLC patients in the US.

The Phase Ib portion of the trial (Arm A) assessing the safety of the drug combination was successfully completed in 2017.

The Phase II portion consists of two Arms (B and C) designed to test the hypothesis that bemcentinib can reverse and prevent resistance to EGFR targeted therapy, respectively. Patient enrolment is on schedule in both Arms.

In January 2018, the Company announced that the first efficacy endpoint was met in Arm B of the trial. This first stage addresses the hard-to-treat patients whose disease has progressed on EGFR inhibitor therapy (TARCEVA) but are negative for the T790M resistance mutation. Adding bemcentinib to TARCEVA was found to reverse acquired resistance to TARCEVA, leading to an overall disease control rate of 33% at six weeks in a total of nine patients. Two patients remain on treatment and are doing well with a best response of partial response and stable disease, respectively.

Arm C aims to evaluate the ability of bemcentinib to prevent acquired resistance to EGFR targeted therapy when given in combination with TARCEVA first line. This arm is recruiting patients with interim results expected in mid-2018.

Regulatory update

In March 2018, BerGenBio informed that it received a notice of non-acceptance from the National Ethics Committee (NEM) for retrospective approval in regard to the US-only BGBC004 trial.

BerGenBio continues working towards a solution with the authorities in Norway. In the meantime, the clinical trial remains ongoing in the US, with an interim readout expected in mid-2018.

Bemcentinib combination with KEYTRUDA (TNBC and NSCLC) – BGBC007 & BGBC008

Since the start of 2018, BerGenBio has announced the completion of patient recruitment into the first stage of its two-Phase II trials investigating bemcentinib in combination with KEYTRUDA: BGBC007 in triple negative breast cancer (TNBC) and BGB008 in advanced non-small cell lung cancer (NSCLC).

In February, the company completed enrolment, ahead of schedule, of the planned 28 patients into the first stage of its BGBC007 study in TNBC. Up to 56 patients in total are planned to be included in the study, which is taking place at more than 16 clinical sites in the US and Europe. (NCT03184558).

In April, the company completed enrolment of the planned 22 patients into the first stage of its BGBC008 study in NSCLC. Up to 48 patients will be included in the study, which is taking place at more than 12 clinical sites in the US, UK, Norway and Spain (NCT03184571).

Both Phase II trials follow a two-stage design, and are open label, multi-centre studies. The trials are designed to evaluate efficacy and safety of the bemcentinib / KEYTRUDA combination, and to correlate the patient response with biomarker status (including AXL kinase and PD-L1 expression). In parallel, companion diagnostics using these biomarkers, and others, are being developed for the identification of patients predicted to be most suitable for treatment with the bemcentinib / KEYTRUDA combination. Interim results are expected mid-year 2018.

Promising combination data

Preliminary and favourable safety data from patients in these two studies and from BerGenBio's other Phase II study of bemcentinib in combination with KEYTRUDA in advanced melanoma (BGBIL006) were presented at the ASCO-SITC Immuno-Oncology Symposium in January. The safety profile of the bemcentinib / KEYTRUDA combination in 34 patients analysed was found to be similar to that reported for KEYTRUDA alone and as such well tolerated by patients.

In addition, new pre-clinical data highlighting bemcentinib's potential to reverse tumour immune suppression and enhance immune checkpoint inhibitor efficacy were presented at the 2018 American Association for Cancer Research (AACR) Annual Meeting in April.

Novel AXL biomarker test in use

A validated AXL immunohistochemistry (IHC) method for use on patient samples to identify the presence of AXL on tumour cells and immune cells in the tumour microenvironment was also presented at AACR. The authors reported that across 92 banked tumour biopsies from patients with TNBC or NSCLC, 70% were found to stain positive for AXL using this IHC method. The IHC method is now in use to analyse biopsies taken in connection with the company's Phase II combination trials of bemcentinib with KEYTRUDA in patients with advanced NSCLC or TNBC. IHC based diagnostic methods remain the gold standard for cancer diagnosis, as cancer patients are routinely required to provide a biopsy sample of their tumour for histological analysis by a pathologist, and which is then used to support selection of the appropriate treatment course e.g. PD-L1 measurement to support prescribing KEYRUDA.

BerGenBio has developed an IHC method to determine the AXL level in patients' tumours which would allow patient selection for future clinical trials and ultimately support prescription of bemcentinib. Simultaneously, BerGenBio is developing a blood based diagnostic method which similarly is hoped will be used in future trials and when commercial. This state-of-the-art technique is far more convenient, minimally invasive, less expensive and suitable for primary care diagnosis.

Bemcentinib ± chemotherapy (AML/MDS) – BGBC003

BerGenBio's ongoing Phase Ib/II study in leukaemia is investigating the use of bemcentinib as a monotherapy in patients with relapsed or refractory (R/R) acute myeloid leukaemia (AML) and high-risk myelodysplastic syndrome (MDS) – to reactivate and re-sensitise the immune system to leukaemic cells – and also in combination with standard chemotherapies (low dose cytarabine or decitabine) in AML patients unsuitable for intensive chemotherapy.

The Phase Ib dose escalation part of this study has been completed and a recommended phase 2 dose of bemcentinib has been established.

Encouraging translational analyses of the study of bemcentinib monotherapy, reported at the ASCO-SITC congress in January 2018, showed a clear immunomodulatory effect as a result of selective AXL inhibition with bemcentinib; this was evidenced in six of nine patients analysed by increased immune activity characterised by diversification of patients' T-cell receptor repertoire in peripheral blood and/or bone marrow

8

Thirty -five R/R AML and MDS patients have so far received bemcentinib as monotherapy; two patients achieved complete responses with incomplete recovery of peripheral counts (CRi) and five achieved partial responses (PR). Eight patients reported disease stabilisation for more than four months.

In addition, three novel predictive biomarker candidates that correlated significantly with clinical benefit were detected in blood, bone marrow plasma or bone marrow cell samples from patients.

The trial is currently recruiting patients into the Phase II monotherapy dose -expansion and chemotherapy combination phase. Up to 75 patients are planned to be recruited at sites in Germany, Norway, Italy and the US, with a preliminary read -out during 2018.

BGB149 anti -AXL antibody and preclinical pipeline

BerGenBio has developed an anti -AXL antibody, which shows high affinity and selectivity for AXL and a strong inhibitory effect.

A clinical candidate, BGB149, has been nominated, cell line development as well as pharmaceutical manufacturing of the antibody has been completed with a leading biologics manufacturer, and preclinical toxicology studies are on going that will support authorisation to start clinical trials.

BGB149 is planned to enter clinical trials in 2018.

In addition, preclinical data on an anti -AXL antibody drug conjugate BGB601 (ADCT -601), were presented at AACR in April by BerGenBio's licence partner ADC Therapeutics. The data presented described safety, tolerability and anti tumour activity of ADCT -601 in vitro in human cancer cell lines and in vivo in preclinical models. The data support the anticipated clinical development of ADCT -601.

New research highlights AXL's role in aggressive fibrotic diseases

In April, BerGenBio reported promising preclinical data describing the role of AXL signalling in, and potential therapeutic effect of selective AXL inhibition to counteract the progression of, aggressive fibrosis in lung and liver diseases.

Fibrosis is an exaggerated healing response that fails to terminate appropriately and is a common underlying cause of patient death.

The data presented build on growing evidence that AXL plays a key role as a mediator of disease progression in several fibrotic diseases, such as idiopathic pulmonary

fibrosis (IPF) and chronic liver disease including non alcoholic steatohepatitis (NASH), in addition to its established role in the tumour microenvironment.

A peer -reviewed paper (Espindola et al.) published in the American Journal of Respiratory and Critical Care Medicine provides evidence that AXL receptor expression and activation is significantly elevated in patient cells, tissues and models of IPF, a severe, progressive disease characterised by fibrosis (scarring) in the lung. Consistent with the role of AXL in fibrosis, selective inhibition of AXL using bemcentinib impacted IPF fibroblast functions and the development of fibrosis in pre -clinical models of IPF.

The data also show a clear distinction in AXL levels between fast and slow progressing IPF patients, highlighting the potential of using AXL levels as a biomarker to (i) identify patients with a poor prognosis and who may respond to treatment with an AXL inhibitor, and (ii) enrich patient populations in future clinical trials.

Separately, BerGenBio's research collaborators presented data highlighting the potential of bemcentinib to treat advanced NASH, a type of fatty liver disease characterised by fibrosis, inflammation and liver cell damage, at the EASL annual meeting (April 2018).

The authors showed that elevated AXL serum levels are an early marker of NASH, correlating with disease development, and that stimulation of AXL signalling in liver cells induces activation of hepatic stellate cells (HSCs – cells that promote formation of fibrotic/scar tissue in response to liver damage) and expression of pro -fibrotic genes in vitro. In experimental NASH models, therapeutic administration of bemcentinib reduces liver fibrosis by blocking HSC activation and reducing hepatic inflammation.

While the company's focus remains clearly on completing its Phase II clinical programme with bemcentinib and to establish proof of concept for its role as a cornerstone of cancer therapy, the results seen in aggressive fibrotic diseases open up new possibilities for bemcentinib and other selective AXL inhibitor drug candidates to address these indications. BerGenBio intends to continue supporting this research with a view to integrating it into its pipeline development strategies, pending the results.

Successful private placement strengthens financial position

In April, the company announced it had raised NOK 187.5 million (USD24m) in gross proceeds through an oversubscribed private placement. The placement was directed towards institutional investors in the US and EU including those specialising in the biotechnology sector.

The shareholder base of BerGenBio is now strengthened and enriched with biotech specialist investor s and the additional funds significantly strengthen BerGenBio's financial position and will support its clinical pipeline development activities.

Risks and uncertainties

The Company operates in a highly competitive industry sector with many large players and may be subject to rapid and substantial technological change.

BerGenBio is currently in a development phase involving activities that entail exposure to various risks. BerGenBio's lead product candidate bemcentinib is currently in Phase II clinical trials. This is regarded as an early stage of development and the clinical studies may not prove to be successful. Timelines for completion of clinical studies are to some extent depending on external factors outside the control of the Company, including resource capacity at clinical trial sites, competition for patients, etc.

The financial success of BerGenBio and / or its commercial partners requires obtaining marketing authorisation and achieving an acceptable reimbursement price for its drugs. There can be no guarantee that the drugs will obtain the selling prices or reimbursement rates foreseen.

BerGenBio and / or its commercial partners will need approvals from the US Food & Drug Administration (FDA) to market its products in the US, and from the European Medicines Agency (EMA) to market its products in Europe, as well as equivalent regulatory authorities in other worldwide jurisdictions to commercialise in those regions. The future earnings are likely to be largely dependent on the timely marketing authorisation of bemcentinib for various indications.

BerGenBio has no interest -bearing debt. Financial risk is primarily related to fluctuations in interest rates on bank deposits which are placed in various banks.

BerGenBio undertakes various transactions in foreign currencies and is consequently exposed to fluctuations in exchange rates. The exposure arises largely from research expenses in USD, EUR and GBP.

BerGenBio's credit risk is limited, primarily associated with receivables from governmental grants.

Cash flow is monitored closely from both long and short -term perspectives through planning and reporting.

Management will continue to focus on efficient operations, good planning and close monitoring of the liquidity situation and maintaining a clear business development strategy.

Financial Results

Total operating expenses for the first quarter amounted to NOK 54.8 million (NOK 65.8 million). Employee expenses were NOK 15.7 million (NOK 6.3 million). The increase is mainly due to increase in provisions for social security tax on employee options as a result of increase of the share price in the period.

Other operating expenses amounted to NOK 39.1 million (NOK 59.4 million) for the quarter. The 2017 figures include a Phase II milestone payment to Rigel Pharmaceuticals, amounting to NOK 27.8 million. Operating expenses are driven by expansion of clinical trials and preparations for new clinical trials. Costs are triggered when clinical trials meet specific milestones of progress, and as recruitment of patients to the clinical trials has progressed costs have increased proportionately, in keeping with forecasts.

The operating loss for the quarter came to NOK 54.8 million (NOK 65.8 million), reflecting the level of activity related to the many clinical trials BerGenBio is conducting.

Net financial profit amounted to NOK 1.0 million (NOK 0.7 million) for the quarter.

Losses after tax for the quarter were NOK 53.8 million (NOK 65.1 million).

Financial Position

Total assets at 31 March 2018 decreased to NOK 341.6 million (NOK 384.3 million at year-end 2017), mainly due to the operation loss in the period.

Total liabilities were NOK 44.8 million (NOK 34.0 million at year-end 2017).

Total equity as of 31 March 2018 was NOK 296.8 million (NOK 350.4 million at year-end 2017), corresponding to an equity ratio of 86.9% (91.2%).

Cash flow

Net cash flow in the quarter was negative with NOK 41.1 million, significantly less than the reported loss of NOK 53.8 million. This was primarily due to increase in provisions for social security tax on employee options.

Net cash flow from operating activities was negative by NOK 41.4 million for the quarter (NOK 66.8 million), mainly driven by the level of activity related to the clinical trials the company is conducting.

Net cash flow used in investing during the quarter was NOK 0.0 million (NOK 0.1 million).

Net cash flow from financing activities was NOK 0.2 million (NOK 0.5 million).

Cash and cash equivalents decreased to NOK 329.2 million (NOK 370.4 million at year-end 2017).

(NOK 1000) Unaudited

Cost
Note Q1 2018 Q1 2017 Full year 2017
(NOK 1000) Unaudited
Revenue - - -
Cost
Employee benefit expenses 3 15 672 6 294 28 827
Depreciation 54 50 193
Other operating expenses 6 39 055 59 445 154 686
Total operating expenses 54 781 65 789 183 707
Operating profit -54 781 -65 789 -183 707
Finance income
Finance expense 1 046
44
1 119
395
4 168
2 668
Financial items, net 1 001 724 1 500
Profit before tax -53 780 -65 065 -182 207
Income tax expense - -
Profit after tax -53 780 -65,065 -182,207
Other comprehensive income
Items which will not be reclassified over profit and loss
Actuarial gains and losses on defined benefit pension plans - - -
Total comprehensive income for the period -53 780 -65 065 -182 207
Earnings per share:
- Basic and diluted per share 7 -1.08 -1.93 -4.01

Other comprehensive income

Earnings per share:

Condensed consolidated statement of profit and loss and other comprehensive income

(NOK 1000) Unaudited Note Q1 2018 Q1 2017 Full year
2017
ASSETS
Non-current assets
Property, plant and equipment 503 518 557
Total non-current assets 503 518 557
Current assets
Other current assets 5, 8 11,884 13,090 13,430
Cash and cash equivalents 329,224 95,387 370,350
Total current assets 341,108 108,477 383,780
TOTAL ASSETS 341,610 108,996 384,336
EQUITY AND LIABILITIES
Equity
Paid in capital
Share capital 9 4,993 3,374 4,992
Share premium 9 271,478 67,336 325,018
Other paid in capital 4, 9 20,376 18,593 20,340
Total paid in capital 296,846 89,303 350,350
Total equity 296,846 89,303 350,350
Non-current liabilities
Pension liability 10 - - -
Total non-current liabilities - 0 0
Current liabilities
Accounts payable 19,314 10,654 21,575
Other current liabilities 14,001 4,520 9,391
Provisions 11,449 4,519 3,020
Total current liabilities 44,764 19,693 33,986
Total liabilities 44,764 19,693 33,986
TOTAL EQUITY AND LIABILITIES 341,610 108,996 384,336
(NOK 1000) Unaudited Note Share
capital
Share
premium
Other paid in
capital
Total equity
Balance at 1 January 2018 4 992 325 018 20 340 350 350
Loss for the period - -53 780 - -53 780
Other comprehensive income (loss) for the period, net of income
tax
- - - -
Total comprehensive income for the period - -53 780 - -53 780
Recognition of share-based payments 3, 4 36 36
Issue of ordinary shares 9 1 239 240
Paid in, not registered capital raise 9 -
Share issue costs -
Balance at 31 March 2018 4 993 271 478 20 376 296 846
(NOK 1000) Unaudited Note Share
capital
Share
premium
Other paid in
capital
Total equity
Balance at 1 January 2017 3 369 131 875 18 026 153 270
Loss for the period - -65 065 - -65 065
Other comprehensive income (loss) for the period, net of income
tax
- - - -
Total comprehensive income for the period - -65 065 - -65 065
Recognition of share-based payments 3, 4 - - 567 567
Issue of ordinary shares 9 5 526 - 531
Paid in, not registered capital raise 9 - - - -
Share issue costs - - - -
Balance at 31 March 2017 3 374 67 336 18 593 89 303

Condensed consolidated statement of financial position Condensed consolidated statement of changes in equity

(NOK 1000) Unaudited Note YTD 2018 YTD 2017
Cash flow from operating activities
Loss before tax -53 780 -65 065
Non
-cash adjustments to reconcile loss before tax to net cash flows
Depreciation of property, plant and equipment 54 50
Calculated interest element on convertible loan - -
Share
-based payment expense
3, 4 36 567
Movement in provisions and pensions 8 429 - 324
Working capital adjustments:
Decrease in trade and other receivables and prepayments 1 546 - 789
Increase in trade and other payables 2 348 -1 249
Net cash flow from operating activities -41 366 -66 810
Cash flows from investing activities
Purchase of property, plant and equipment - 159
Net cash flow used in investing activities - - 159
Cash flows from financing activities
Proceeds from issue of share capital 9 240 531
Net cash flow from financing activities 240 531
Net increase/(decrease) in cash and cash equivalents -41 126 -66 438
Cash and cash equivalents at beginning of period 370 350 161 825
Cash and cash equivalents at end of period 329 224 95 387

Condensed consolidated statement of cash flow

Selected notes to the interim consolidated financial statements

Note 1. Corporate information

BerGenBio ASA ("the Company") and its subsidiary (together "the Group") is a clinical stage biopharmaceutical company focused on developing innovative drugs for aggressive, drug resistant cancers.

BerGenBio ASA is a limited public liability company incorporated and domiciled in Norway. The address of the registered office is Jonas Lies vei 91, 5009 Bergen, Norway. The Group is a world leader in understanding epithelialmesenchymal transition (EMT) biology, which is widely recognised as a key pathway in immune evasion and acquired cancer drug-resistance and metastasis. Building on this original biological insight BerGenBio is developing a promising pipeline of novel EMT inhibitors.

BerGenBio intends to develop its product candidates to proof of concept stage; further clinical development and subsequently commercialisation will be through strategic alliances and partnerships with experienced global biopharma oncology businesses.

The condensed interim financial information is unaudited. These interim financial statements cover the three-months period ended 31 March 2018 and were approved for issue by the Board of Directors on 14 May 2018.

Note 2. Basis for preparation and significant accounting policies

Basis for preparation

The interim condensed consolidated financial statements for the Group have been prepared in accordance with IAS 34 Interim Financial Reporting, as adopted by the EU.

The interim condensed consolidated financial statements do not include all the information and disclosures required in the annual financial statements and should be read in conjunction with BerGenBio's annual financial statements as at 31 December 2017.

The accounting policies adopted in the preparation of the interim condensed consolidated financial statements are consistent with those followed in the preparation of the Group's annual financial statements for the year ended 31 December 2017, except for the adoption of new standards and interpretations effective as of 1 January 2018.

Summary of significant accounting policies

The new and amended standards and interpretations from IFRS that were adopted by the EU with effect from 2018 did not have any significant impact on the reporting for 2018.

The Group has not early adopted any standard, interpretation or amendment that has been issued but is not yet effective.

Basis for consolidation

The consolidated financial statements comprise the financial statements of the Company and its subsidiary as at 31 March 2018. The subsidiary is BerGenBio Limited, located in Oxford in the United Kingdom and is 100% owned and controlled by the parent company BerGenBio ASA.

Estimates and assumptions

Preparation of the accounts in accordance with IFRS requires the use of judgment, estimates and assumptions that have consequences for recognition in the balance sheet of assets and liabilities and recorded revenues and expenses. The use of estimates and assumptions is based on the best discretionary judgment of the Group's management.

The Group works continuously to ensure financial flexibility in the short and long term to achieve its strategic and operational objectives. Capital markets are used as a source of liquidity when this is appropriate and when conditions in these markets are acceptable. A private placement and capital increase of gross NOK 187 million was successfully completed in April 2018, and thus the Board of Directors has reasonable expectation that the Group will maintain adequate resources to continue in operational existence for the foreseeable future. The interim financial statements are prepared under the going concern assumption.

For the three months ended 31 March
Note 3. Payroll and related expenses 2018 2017
Salaries 5 944 5 841
Social security tax 1 014 638
Pension expense 470 428
Bonus - -
Share option expense employees 36 567
Accrued social security tax on share options 8 429 - 324
Other remuneration 38 249
Government grants 1) - 259 -1 105
Total payroll and related expenses 15 672 6 294
Average number of full time equivalent employees 24 24

1) See also note 5 for government grants

Option holder Number of
options
outstanding
Grant date Expiry date Exerci
se
price
(NOK)
Richard Godfrey 50,000 10-Sep-10 31-Dec-19 5.65
100,000 27-May-11 31-Dec-19 7.56
75,000 21-Jun-12 31-Dec-19 10.62
150,000 3-Sep-13 3-Sep-21 10.62
75,000 13-Jun-13 13-Jun-21 10.62
120,000 11-Jun-14 11-Jun-22 11.15
275,000 22-May-15 22-May-23 16.01
100,000 1-Jan-16 1-Jan-24 24.00
James B Lorens 50,000 10-Sep-10 31-Dec-19 5.65
25,000 27-May-11 31-Dec-19 7.56
75,000 21-Jun-12 31-Dec-19 10.62
55,000 3-Sep-13 3-Sep-21 10.62
100,000 13-Jun-13 13-Jun-21 10.62
70,000 11-Jun-14 11-Jun-22 11.15
275,000 22-May-15 22-May-23 16.01
50,000 1-Jan-16 1-Jan-24 24.00
Anthony Brown 100,000 2-Sep-15 2-Sep-23 16.01
50,000 1-Jan-16 1-Jan-24 24.00
Murray Yule 100,000 3-Sep-13 3-Sep-21 10.62
50,000 1-Jan-16 1-Jan-24 24.00
Susan Foden 100,000 18-Jun-12 18-Jun-20 10.62
55,000 3-Sep-13 3-Sep-21 10.62
25,000 20-Jun-13 20-Jun-21 10.62
50,000 19-Jun-14 19-Jun-22 11.15
37,500 1-Feb-16 1-Feb-24 24.00
Hilde Furberg 25,000 1-Feb-16 1-Feb-24 24.00
Kari Grønås 15,000 1-Feb-16 1-Feb-24 24.00
2,252,500
Number of
options
Grant date Expiry date Exercise
price
Granted in September 2010 225,000 Sep 2010 Dec 2017/2019 5.65
Granted in May 2011 175,000 May 2011 Dec 2017/2019 7.56
Granted in June 2012 285,000 Jun 2012 Dec 2017/2019 10.62
Granted in June 2012 225,000 Jun 2012 Jun 2020 10.62
Granted in June 2013 360,000 Jun 2013 Jun 2021 10.62
Granted in September 2013 400,000 Sep 2013 Sep 2021 10.62
Granted in June 2014 280,000 Jun 2014 Jun 2022 11.15
Granted in May 2015 650,000 May 2015 May 2023 16.01
Granted in September 2015 260,000 Sep 2015 Sep 2023 16.01
Granted in January 2016 400,000 Jan 2016 Jan 2024 24.00
Granted in February 2016 122,500 Feb 2016 Feb 2024 24.00
Granted in December 2017 50,000 Dec 2017 Dec 2025 22.00
Forfeited in 2015 -7,500 10.62
Forfeited in 2016 -50,000 16.01
Exercised in 2017 -230,000 9.98
Forfeited and cancelled in 2017 * -220,000 12.33
Exercised in 2018 -10,000 24.00
Total 2,915,000

Members of management and Board of Directors participating in the option program

In the annual general meeting on the 22nd of March 2017 it was resolved a split of the shares so that 1 share with a nominal value of NOK 10 was split into 100 shares with a nominal value of NOK 0.10. The overview above takes into account the share split.

The Group has a share option scheme for employees. Each option gives the right to acquire one share in BerGenBio on exercise.

The Group has a share option program to ensure focus and align the Group's long-term performance with shareholder values and interest. Most of the employees in the Group take part in the option program. The program also serves to retain and attract senior management.

The exercise price for options granted is set at the market price of the shares at the time of grant of the options. In general, for options granted after 2012 the options expire eight years after the date of grant.

Primarily the options vest at the earlier of an IPO or annually in equal tranches over a three-year period following the date of grant.

The following equity incentive schemes were in place in the current year:

In the annual general meeting on the 22nd of March 2017 it was resolved a split of the shares so that 1 share with a nominal value of NOK 10 was split into 100 shares with a nominal value of NOK 0.10. The overview above takes into account the share split.

* The exercise price is calculated as the weighted average exercise price of the forfeited and cancelled options.

Note 4. Employee share option program

For the three months ended 31 March
2018 2017
Number of
options
Weighted
average
exercise price
Number of
options
Weighted
average exercise
price
Balance at 1 January 2,925,000 14.20 3,325,000 13.66
Granted during the
period
Exercised during the
-
-10 000
-
24.00
-
-50 000
-
11.00
period
Forfeited and cancelled
- - -170 000 14.00
Balance at 31 March 2,915,000 14.17 3,105,000 13.68

There were no options granted in the period in 2017 or 2018.

For the three months ended 31 March
2018 2017
Payroll and related expenses 259 1 105
Other operating expenses 3 263 3 212
Total 3 523 4 317
31 March 2018 31 March 2017
Grants from Research Council, BIA - 1 620
Grants from Research Council, PhD 1 723 301
Grants from Innovasjon Norge 1 800
Grants from SkatteFunn 6 958 10 099
Total 10 481 12 019

The options are valued using the Black-Scholes model.

The risk-free interest rates are based on rates from Norges Bank and Oslo Børs on the Grant Date (bonds and certificates) equal to the expected term of the option being valued. Where there is no exact match between the term of the interest rates and the term of the options, interpolation is used to estimate a comparable term.

The vesting period is the period during which the conditions to obtain the right to exercise must be satisfied. Most of the options vest dependent on meeting milestones and is thus dependent on a performance condition. The Group has estimated an expected vesting date and this date is used as basis for the expected lifetime. The Group expects the options to be exercised earlier than the expiry date. For Options granted earlier than 2014, the mean of the expected vesting date and expiry date has been used to calculate expected lifetime due to the lack of exercise pattern history for the Group and experience from other companies in combination with the relatively long lifetime of these options (up to 8 years).

For valuation purposes 70% expected future volatility has been applied. As the Group recently went public it has limited history of volatility in its share price, therefore the historical volatility of similar listed companies has been used as a benchmark for expected volatility.

For the three-month period ending 31 March 2018 the value of the share options expensed through the profit or loss amounts to NOK 0.04 million (for the same period in 2017: NOK 0.6 million). In addition, a provision for social security contributions on share options of NOK 8.4 million (for the same period in 2017: NOK -0.3 million) is recognised based on the difference between the share price and exercise price on exercisable option as at the end of the period.

BIA grants from the Research Council:

The Company currently has two grants from the Research Council, programs for user-managed innovation arena (BIA). The first BIA grant ("Novel therapeutics targeting the EMT/AXL pathway in aggressive cancers") totals to NOK 13.2 million and covers the period from May 2014 to April 2017. The Group has recognised NOK 0.0 million (2017: NOK 1.0 million) classified partly as reduction of payroll and related expenses and partly as a cost reduction of other operating expenses. The second BIA grant ("AXL targeting therapeutics to treat fibrotic diseases") totals to NOK 12.0 million and covers the period from April 2015 to March 2018. The Group has recognised NOK 0.7 million in Q1 2018 (Q1 2017: NOK 0.6 million) classified partly as reduction of payroll and related expenses and partly as a cost reduction of other operating expenses. The third BIA grant ("Investigator-Initiated Trials for AXL driven cancers with high unmet clinical need") totals to NOK 15.1 million and covers the period from February 2017 to January 2021. The Group has recognised NOK 1.0 million in Q1 2018 (Q1 2017: NOK 0.0 million) classified partly as reduction of payroll and related expenses and partly as a cost reduction of other operating expenses.

PhD grants from the Research Council:

BerGenBio has been awarded four grants supporting Industrial PhDs for the period from September 2010 through July 2017. The fellowship covers 50 % of the established current rates for doctoral research fellowships and an operating grant to cover up to 50 % of additional costs related to costly laboratory testing connected with the research fellow's doctoral work.

The Group has recognised NOK 0.0 million in Q1 2018 (Q1 2017: NOK 0.3 million) classified partly as reduction of payroll and related expenses and partly as a cost reduction of other operating expenses.

SkatteFunn:

R&D projects have been approved for SkatteFunn (a Norwegian government R&D tax incentive program designed to stimulate R&D in Norwegian trade and industry) for the period from 2016 until the end of 2017. The Group will apply for SkatteFunn from 2018 to 2019. The Group has recognised NOK 0.0 million in Q1 2018 (Q1 2017: NOK 2.4 million) classified partly as reduction of payroll and related expenses and partly as a cost reduction of other operating expenses.

Innovasjon Norge:

BerGenBio has been awarded a NOK 24 million (USD2.85m) grant from Innovasjon Norge to support the clinical development of BGB324 in combination with Merck & Co.'s KEYTRUDA® (pembrolizumab) in patients with advanced lung cancer.

The grant from Innovasjon Norge is an Industrial Development Award (IFU). The IFU program is directed to Norwegian companies developing new products or services in collaboration with foreign companies. BerGenBio received NOK 7.2 million in Q4 2017 of this grant. The grant may be withdrawn under certain circumstances.The Group has recognised NOK 1.8 million in Q1 2018 (Q1 2017: NOK 0.0 million) classified as cost reduction of other operating expenses.

Note 5. Government grants

For the three months ended 31 March
2018 2017
Program expenses, clinical trials and research 32 192 24 698
Milestone and license payments to Rigel Pharmaceuticals - 27 809
Office rent and expenses 454 397
Consultants R&D projects 2 159 3 109
Patent and licence expenses 849 1 206
Other operating expenses 6 664 5 438
Government grants -3 263 -3 212
Total 39 055 59 445
As of 31 March Number of
shares
value
(NOK)
Book value
(NOK)
Ordinary shares 2018 49,932,200 0.10 4,993,220
Ordinary shares 2017 33,742,200 0.10 3,374,220
As of 31 March
Changes in the outstanding number of shares
Issue of ordinary shares, prior to share split
For the three months ended 31 March
2018 2017
Ordinary shares at 1 January 49,922,200 336,922
Issue of ordinary shares, prior to share split 500
Effect of share split (1 to 100) 22 March 2017 33,404,778
Issue of ordinary shares, after share split 10,000 16,180,000
Ordinary shares at 31 December 49,932,200 49,922,200
For the three months ended 31 March
2018 2017
Loss for the period -53,780 -65,065
Average number of outstanding shares
during the year
49,923,422 33,700,533
Earnings (loss) per share - basic and
diluted (NOK)
-1.08 -1.93
31 Mar 2018 31 Mar 2017
Government grants 10 481 12 019
Refundable VAT - 399
Prepaid expenses 829 426
Other receivables 574 246
Total 11 884 13 090

Note 6. Other operating expenses

Note 7. Earnings per share

Share options issued have a potential dilutive effect on earnings per share. No dilutive effect has been recognized as potential ordinary shares only shall be treated as dilutive if their conversion to ordinary shares would decrease earnings per share or increase loss per share from continuing operations. As the Group is currently loss-making an increase in the average number of shares would have anti-dilutive effects.

Note 8. Other current assets

Note 9. Share capital and shareholder information

The Group has one class of shares and all shares carry equal voting rights. In the annual general meeting on the 22nd of March 2017 it was resolved a split of the shares so that 1 share with a nominal value of NOK 10 was split into 100 shares with a nominal value of NOK 0.10.

Shares in the Group held by members of the Board of Directors

Position Served since 31 Mar 2018 31 Mar 2017
Stein H. Annexstad 1) Chairman February 2016 7 539 -
Susan Elizabeth Foden Board Member September 2011 6 700 6 700
Hilde Furberg 2) Board Member June 2015 3 769 -
Kari Grønås 3) Board Member February 2016 4 522 -
Total shares held by members of the
Board of Directors
22 530 6 700

Ownership structure 28 03 2018

Shareholder Number of shares Percentage share of
total shares
1 METEVA AS 14,923,000 29.9%
2 INVESTINOR AS 6,609,800 13.2%
3 SARSIA SEED AS
VERDIPAPIRFONDET ALFRED BERG
2,117,900 4.2%
4 GAMBA 1,757,942 3.5%
5 DATUM INVEST AS 1,500,000 3.0%
6 KLP AKSJENORGE 1,314,813 2.6%
7 MP PENSJON PK 1,281,491 2.6%
8 JPMORGAN CHASE BANK, N.A.,
LONDON
NOM 1,272,000 2.5%
9 SARSIA DEVELOPMENT AS 1,175,000 2.4%
10 BERA AS 1,084,800 2.2%
11 VPF NORDEA AVKASTNING 999,536 2.0%
12 KOMMUNAL LANDSPENSJONSKASSE 954,831 1.9%
13 NORSK INNOVASJONSKAPITAL II AS 856,170 1.7%
14 VERDIPAPIRFONDET ALFRED BERG
NORGE
801,556 1.6%
15 VPF NORDEA KAPITAL 776,023 1.6%
16 JPMORGAN CHASE BANK, N.A.,
LONDON
NOM 726,349 1.5%
17 VERDIPAPIRFONDET ALFRED BERG
AKTIV
524,391 1.1%
18 VERDIPAPIRFONDET DELPHI NORGE 450,714 0.9%
19 STATOIL PENSJON 440,000 0.9%
20 BIRK VENTURE AS 425,000 0.9%
Top 20 shareholders 39,991,316 80.1%
Total other shareholders 9,940,884 19.9%
Total number of shares 49,932,200 100.0%

Shares in the Group held by

the management group
Employed
Position since 31 Mar 2018 31 Mar 2017
Richard Godfrey 1) Chief Executive
Officer January 2009 160 408 158 900
James Bradley Lorens Chief Scientific
Officer January 2009 250 000 250 000
Total shares held by management 410 408 408 900

The Board of Directors have been granted a mandate from the general meeting held on 22 March 2017 to increase the share capital with up to NOK 329,340 by subscription of new shares. The power of attorney was granted for the purpose of issuance of new shares in accordance with the Company's share incentive program and is valid until the earlier of the annual general meeting in 2018 and 30 June 2018.

The Board of Directors have been granted a mandate from the general meeting held on 9 March 2018 to increase the share capital with up to NOK 499,222 by subscription of new shares. In April 2018 there was issued 4,629,246 new shares under this proxy at a nominal value of 462,924.60.

1) Stein H. Annexstad holds 7,539 shares in the Company through Holstein AS, a closely associated company of Stein H. Annexstad. 2) Hilde Furberg holds 3,769 shares in the Company through J&J Future Invest AS, a closely associated company of Hilde Furberg. 3) Kari Grønås holds 4,522 shares in the Company through K og K AS, a closely associated company of Kari Grønås.

BerGenBio ASA is required to have an occupational pension scheme in accordance with the Norwegian law on required occupational pension ("lov om obligatorisk tjenestepensjon"). The Company has a pension scheme which complies with the Act on Mandatory company pensions.

As of 1 October 2016, BerGenBio transitioned from a defined benefit scheme to a defined contribution scheme.

Note 10. Pension

1) Richard Godfrey holds 160,408 shares in the Company through Gnist Holding AS.

Adenocarcinoma Cancerous tumour that can occur in several parts of the body and that forms in mucus
secreting glands throughout the body. It can occur in many different places in the body
and is most prevalent in the following cancer types; lung cancer, prostate cancer,
pancreatic cancer, oesophageal cancer and colorectal cancer. Adenocarcinomas are part
of the larger grouping of carcinomas.
AML Acute myeloid leukaemia.
Anti-AXL MAb Anti-AXL Monoclonal antibody. A monoclonal antibody that recognises AXL and binds to
the AXL receptor blocking its function.
Antibody Proteins produced by the B Lymphocytes of the immune system in response to foreign
proteins called antigens. Antibodies function as markers, biding to the antigen so that the
antigen molecule can be recognized and destroyed.
API Active pharmaceutical ingredient.
AXL Cell surface expressed receptor tyrosine kinase, being an essential mediator of the EMT
programme. AXL is up-regulated in a variety of malignancies and and associated with
immune evasion, acquired drug resistance and correlates with poor clinical prognosis.
Anti-AXL MAb AXL Monoclonal antibody. A monoclonal antibody that recognises AXL and binds to the
AXL receptor.
Bemcentinib BerGenBio's lead drug candidate; a highly selective inhibitor of AXL currently undergoing
Phase Ib/II clinical trials in a range of aggressive cancers.
Biomarkers A measurable indicator of some biological state or condition. More specifically, a
biomarker indicates a change in expression or state of a protein that correlates with the
risk or progression of a disease, or with the susceptibility of the disease to a given
treatment.
Checkpoint inhibitors The immune system depends on multiple checkpoint to avoid overactivation of the
immune system on healthy cells. Tumour cells often take advantage of these checkpoints
to escape detection by the immune system. Checkpoint inhibitors, inhibit these
checkpoints by "releasing the brakes" on the immune system to enhance an anti-tumour
T-cell response.
Clinical Research The research phases involving human subjects.
Clinical Trials Clinical Trials are conducted with human subjects to allow safety and efficiency data to
be collected for health inventions (e.g., drugs, devices, therapy protocols). There trials
can only take place once satisfactory information has been gathered on the quality of the
non-clinical safety, and Health Authority/Ethics Committee approval is granted in the

country where the trial is taking place.

CML Chronic myelogenous leukaemia.
CMOs Contract manufacturing organisations.
Comorbidity The presence of one or more additional disorders (or diseases) co-occurring with a primary
disease or disorder.
CRO Contract research organisation.
CTL Cytotoxic T-lymphocytes. Key effector cells of the body's immune response to cancer.
Cytarabine A chemotherapy agent used mainly in the treatment of cancers of white blood cells such as acute
myeloid leukaemia (AML).
Decitabine A cancer treatment drug used for acute myeloid leukaemia (AML).
Docetaxel A clinically well-established anti-mitotic chemotherapy medication that works by interfering with
cell division.
Epithelial state A state of the cell where the cells are stationary, typically forming layers and tightly connected and
well ordered. They lack mobility tending to serve their specific bodily function by being anchored
in place.
Epithelial tumour cell Tumour cells in an epithelial state.
EGFR inhibitors Epidermal growth factor receptor inhibitors. EGFRs play an important role in controlling normal
cell growth, apoptosis and other cellular functions, but mutations of EGFRs can lead to continual
or abnormal activation of the receptors causing unregulated EGFR inhibitors are either tyrosine
kinase inhibitors or monoclonal antibodies that slow down or stop cell growth.
EMT Epithelial-mesenchymal transition, a cellular process that makes cancer cells evade the immune
system, escape the tumour and acquire drug resistant properties.
EMT inhibitors Compounds that inhibit AXL and other targets that in turn prevent the formation of aggressive
cancer cells with stem-cell like properties.
Erlotinib A drug used to treat non-small cell lung cancer (NSCLC), pancreatic cancer and several other
types of cancer. It is a reversible tyrosine kinase inhibitor, which acts on epidermal growth factor
receptor (EGFR).
In vivo Studies within living organisms.
In vitro Studies in cells in a laboratory environment using test tubes, petri dishes etc.
MAb Monoclonal antibodies. Monospecific antibodies that are made by identical immune cells
that are all clones of a unique parent cell, in contrast to polyclonal antibodies which are
antibodies obtained from the blood of an immunized animal and thus made by several
different immune cells.
Mesenchymal state A state of the cell where the cells have loose or no interactions, do not form layers and
are less well ordered. They are mobile, can have invasive properties and have the
potential to differentiate into more specialised cells with a specific function.
Mesenchymal cancer
cells
Cancer cells in a mesenchymal state, meaning that they are aggressive with stem-cell
like properties.
Metastatic cancers A cancer that has spread from the part of the body where it started (the primary site) to
other parts of the body.
Myeloid leukaemia A type of leukaemia affecting myeloid tissue. Includes acute myeloid leukaemia (AML)
and chronic myelogenous leukaemia.
NSCLC Non-small cell lung cancer.
Paclitaxel A medication used to treat a number of types of cancer including ovarian cancer, breast
cancer, lung cancer and pancreatic cancer among others.
Phase I The phase I clinical trials where the aim is to show that a new drug or treatment, which
has proven to be safe for use in animals, may also be given safely to people.
Phase Ib Phase Ib is a multiple ascending dose study to investigate the pharmacokinetics and
pharmacodynamics of multiple doses of the drug candidate, looking at safety and
tolerability.
Phase II The phase II clinical trials where the goal is to provide more detailed information about
the safety of the treatment and its effect. Phase II trials are performed on larger groups
than in Phase I.
Phase III In the phase III clinical trials data are gathered from large numbers of patients to find out
whether the drug candidate is better and possibly has fewer side effects than the current
standard treatment.
Receptor tyrosine kinase High-affinity cell surface receptors for many polypeptide growth factors, cytokines and
hormones. Receptor tyrosine kinases have been shown not only to be key regulators of
normal cellular processes but also to have a critical role in the development and
progression of many types of cancer.
Small molecule A small molecule is a low molecular weight (<900 Daltons) organic compound that may
help regulate a biological process, with a size on the order of 10-9m.
Squamous cell
carcinoma
Is an uncontrolled growth of abnormal cells arising in the squamous cells, which compose
most of the skin's upper layers. Squamous cell carcinoma is the second most common
form of skin cancer.
TNBC Triple negative breast cancer.

This Report contains certain forward-looking statements relating to the business, financial performance and/or results of the Company and/or the industry in which it operates. Forward-looking statements concern future circumstances and results and other statements that are not historical facts, sometimes identified by the words "believes", expects", "predicts", "intends", "projects", "plans", "estimates", "aims", "foresees", "anticipates", "targets", and similar expressions. The forward-looking statements contained in this Report, including assumptions, opinions and views of the Company or cited from other sources are solely opinions and forecasts which are subject to risks, uncertainties and other factors that may cause actual events to differ materially from any anticipated development. None of the Company or any of their parent or subsidiary undertakings or any such person's officers or employees provides any assurance that the assumptions underlying such forward-looking statements are free from errors nor do any of them accept any responsibility for the future accuracy of the opinions expressed in this Presentation or the actual occurrence of the forecasted developments. The Company assumes no obligation, except as required by law, to update any forward-looking statements or to conform these forward-looking statements to our actual results.

BerGenBio ASA Jonas Lies vei 91, 5009 Bergen, Norway Telephone: + 47 535 01 564 E-mail: [email protected]

Investor Relations Richard Godfrey CEO

Rune Skeie CFO Telephone: + 47 917 86 513 E-mail: [email protected]

Media Relations in Norway

Jan Petter Stiff, Crux Advisers Telephone: +47 995 13 891 E-mail: [email protected]

International Media Relations David Dible, Mark Swallow, Marine Perrier Citigate Dewe Rogerson Telephone: +44 207 638 9571 E-mail: [email protected]

Disclaimer

Contact us

BerGenBio ASA Jonas Lies vei 91, 5009 Bergen, Norway Telephone: + 47 535 01 564 E -mail: [email protected]

Talk to a Data Expert

Have a question? We'll get back to you promptly.