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Klaveness Combination Carriers

Quarterly Report Nov 18, 2020

3644_rns_2020-11-18_d06d9219-4dd5-4a7a-8530-cc3d8b343ef1.pdf

Quarterly Report

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Third Quarter 2020

1

HIGHLIGHTS

  • TCE earnings for both key KCC segments more than 2 times higher than standard tanker vessels
  • EBITDA of USD 9.8 million for the quarter despite weak markets and COVID-19 operational effects
  • CLEANBU trading pattern expanded with two new combination trades
  • Successful tap issue of NOK 200 million under existing senior unsecured bonds
  • KCC has signed a sustainability-linked bank facility to part finance two newbuilds with delivery in 2021
  • Dividend payments maintained at USD 0.03 per share (total USD 1.44 million) for Q3

"The third quarter results demonstrate the high value generation of KCC's combination carrier business in a poor tanker market, with earnings for both CABU and CLEANBU vessels more than twice the spot earnings of standard tanker vessels. Fourth quarter results likely to be an improvement over Q3 2020".

Engebret Dahm, CEO Klaveness Combination Carriers ASA

Average CABU TCE earnings (\$/d)

Adjusted EBITDA (mUSD)

Average CLEANBU TCE earnings (\$/d)

Profit/(loss) after tax (mUSD)

CONSOLIDATED FINANCIALS

Key Figures

(USD '000) Q3 2020 Q2 2020 Q3 2019 Q3 2020 YTD Q3 2019 YTD
Net revenues from vessel operations 20 358 25 506 16 571 68 267 42 503
EBITDA (note 11) 9 257 15 720 7 764 37 802 16 726
EBITDA adjusted (note 11) 9 847 15 860 8 411 38 563 18 295
Profit/(loss) for the period 1 311 8 359 1 545 13 983 (1 139)
Earnings per share1 0.03 0.17 0.03 0.29 (0.03)
Total assets 502 166 485 814 453 002 502 166 453 002
Equity 216 116 215 946 211 397 216 116 211 397
Equity ratio 43 % 44 % 47 % 43 % 47 %
ROCE adjusted (note 11) 4 % 10 % 4 % 7 % 3 %
Q3 2020 Q2 2020 Q3 2019 Q3 2020 YTD Q3 2019 YTD
Average TCE earnings (note 11) 20 310 \$/d 23 679 \$/d 18 127 \$/d 21 506 \$/d 16 312 \$/d
Opex per day (note 11) 7 990 \$/d 7 748 \$/d 7 138 \$/d 7 793 \$/d 7 233 \$/d
Onhire days 984 1 071 895 3 138 2 599
Off-hire days, scheduled 72 9 65 82 91
Off-hire days, unscheduled 49 11 4 70 68
% of days in main combination trades2 78 % 67 % 89 % 77 % 74 %
Utilisation3 87 % 95 % 91 % 92 % 92 %

FINANCIAL PERFORMANCE

Net revenues from operations of vessels were USD 20.4 million in Q3 2020 compared to USD 16.6 million in the same quarter last year and USD 25.5 million last quarter. The fleet has increased over the last year and counts 1.5 more vessels in Q3 2020 compared to Q3 2019. A weak tanker market and low fuel prices had negative earnings effects in addition to in total 121 off-hire days mainly due to scheduled dry docking of two CABU vessels as well as COVID-19 operational effects.

The average TCE earnings per on-hire day were about \$20,300/day in average for the fleet, approximately \$2,200/day higher than in Q3 2019, mainly due to stronger average CABU TCE earnings. Compared to last quarter average TCE earnings were \$3,400/d lower on the back of weaker tanker markets.

Operating expenses for the vessels increased from USD 7.6 million in Q3 2019 and USD 8.5 million last quarter to USD 9.8 million in Q3 2020 mainly due to 1.5 more vessels in operation, additional crew costs related to delivery of newbuilds and bunkers costs related to additional off-hire.

Adjusted EBITDA for the period ended at USD 9.8 million up from USD 8.4 million in Q3 2019 and down from USD 15.9 million in previous quarter.

Net result from financial items was negative USD 3.1 million in Q3 2020 in line with Q2 2020 and up from negative USD 2.6 million in Q3 2019. The increase from last year is mainly due to lower interest income and increased debt in connection with delivery of additional newbuilds and increased bond debt.

Net profit after tax for Q3 ended at USD 1.3 million compared to USD 1.5 million for the same period last year and down from USD 8.4 million in Q2 2020. Net profit after tax amounts to USD 14.0 million Q3YTD compared to USD 8.2 million for the same period last year.

THE CABU BUSINESS

(USD/day) / # of days Q3 2020 Q2 2020 Q3 2019 Q3 2020 YTD Q3 2019 YTD
Average TCE earnings (note 2) 18 840 21 290 \$/d 17 287 \$/d 20 190 \$/d 16 137 \$/d
Opex per day (note 2) 7 853 7 210 \$/d 6 741 \$/d 7 391 \$/d 6 758 \$/d
Onhire days 713 807 758 2 335 2 353
Off-hire days, scheduled 72 9 65 82 91
Off-hire days, unscheduled 43 2 3 50 12
% of days in main combination trades2 89 % 85 % 87 % 89 % 73 %
Ballast days in % of total on-hire days 13 % 12 % 8 % 13 % 11 %
Utilisation3 83 % 94 % 89 % 90 % 93 %

Average TCE earnings per on-hire day for the CABU vessels ended at \$18,840/day for Q3 2020, a decrease of almost \$2,500/day from last quarter, but an increase of approximately \$1,900/day from Q3 2019. Earnings are impacted by lower earnings on the index linked contracts due to a considerably weaker tanker market. However, TCE earnings ended more than 2 times higher than standard MR tankers4 in Q3 and demonstrates how the combination carriers reduce earnings volatility with a diversified market exposure and high contract coverage.

2 % of days in main combination trades = number of days in combi trade from Far East/Middle East to Australia, US Gulf to Brazil and Middle East/India to South America as a percentage of total onhire days.

3 Utilization = (Operating days less waiting time less off-hire days)/operating days

4 Source: Clarksons Platou

1 Earnings per share from operations. Based on average outstanding shares for the different periods.

% of days in main combination trades ended at 89% for the quarter, marginally higher than the same quarter last year and Q2 2020.

Net revenue was affected by in total 72 scheduled off-hire days for dry docking of two CABU vessels and 43 unscheduled off-hire days of which 35 days relates to a COVID-19 incident on one CABU vessel in July as well as deviations for crew changes and port restrictions related to COVID-19.

Operating costs ended at \$7,853/day in Q3 2020, up from \$7,210/day last quarter and \$6,741/day in Q3 2019. The higher OPEX/day for Q3 2020 was mainly a result of extra costs related to the COVID-19 incident and other COVID-19 related costs.

THE CLEANBU BUSINESS

(USD/day) / # of days Q3 2020 Q2 2020 Q3 2019 Q3 2020 YTD Q3 2019 YTD
Average TCE earnings (note 2) 24 182 \$/d 30 983 \$/d 22 802 \$/d 25 333 \$/d 17 970 \$/d
Opex per day (note 2) 8 330 \$/d 9 361 \$/d 9 126 \$/d 8 920 \$/d 10 705 \$/d
Onhire days 271 264 136 803 246
Off-hire days, scheduled - - - - -
Off-hire days, unscheduled 6 9 1 19 56
% of days in main combination trades1 48 % 15 % 100 % 42 % 87 %
Ballast days in % of total on-hire days 15 % 29 % 0 % 20 % 29 %
Utilisation2 97 % 99 % 99 % 96 % 81%

The CLEANBU fleet outperformed the LR1 tanker vessel spot earnings by 2.4 times in Q33 . Average CLEANBU TCE earnings per on-hire day ended at \$24,182/day for the quarter, up from \$22,802/day in Q3 2019 and down from \$30,983/day in the previous quarter. Three CLEANBU vessels were fixed on tanker time charters in the strong tanker market in April 2020. Two of the vessels were redelivered to charterers during July while the charter for the third vessel expires in mid-February 2021. The combination trading patterns for the CLEANBU vessels have expanded during third quarter. MV Baru lifted jet fuel from the Middle East to Europe, returning with grains to the Middle East and MV Barramundi performed the first combination trade to Australia. The fourth CLEANBU delivered in early August loaded its first cargo in early October due to delays caused by COVID -19 restrictions related to crew.

The CLEANBUs have traded as combination carriers, except for the vessel employed on TC for the entire quarter. Hence, % of days in main combination trades increased to 48% for the quarter.

Average operating costs for the CLEANBU vessels ended at \$8,330/day for the quarter, down from \$9,361/day last quarter and \$9,126/day for Q3 2019. Costs related to standby pay and extra OPEX related to delivery of the fourth CLEANBU are not included. The CLEANBU fleet had in total six days off-hire in third quarter, whereof 0.6 days deviation related to COVID-19, down from nine unscheduled off-hire days in the previous quarter and up from one unscheduled off-hire days in Q3 2019.

CAPITAL AND FINANCING

KCC's capital commitments are fully funded and the refinancing risk is limited over the next year as the first mortgage debt facility falls due in March 2022. Additional bonds of NOK 200 million were issued under a tap issue to the KCC04 bond in September. The additional bonds were in October listed under the same ISIN as the initial KCC04 issue. The KCC04 bonds amount to NOK 700 million after the tap issue and matures in 2025. The call option to redeem the remaining outstanding amount of NOK 142 million under the KCC03 bonds was exercised in October and the settlement date is 1 December 2020.

The equity ratio was quite stable compared to end of second quarter and ended at 43% per end of third quarter. Cash and cash equivalents ended at USD 57.7 million, down from USD 72.2 million at end of second quarter as final installment for delivery of the fourth CLEANBU in August was paid by equity. Draw down on the bank loan tranche of USD 30.2 million related to this vessel will be made in fourth quarter 2020. Total interestbearing debt ended the quarter at USD 261.1 million, up from USD 243.6 million last quarter due to the bond tap issue.

Net cash flow from operating activities was USD 7.4 million in Q3, in line with EBITDA of USD 9.3 million offset by USD 1.9 million negative changes in working capital. Net cash flow from investments was negative USD 35.0 million and mainly consists of yard instalments related to newbuilds. Net cash flow from financing activities was positive USD 13.1 million and mainly due to the bond tap issue partly offset by scheduled repayment of mortgage debt, interest costs and dividend payment.

FLEET

The fleet consists of nine CABU and five CLEANBU combination carriers, with another three CLEANBU vessels on order. KCC has two individual fixed price options with expiry in January 2021 with scheduled delivery in 2022.

The fourth and fifth CLEANBU vessels, MV Baleen and MV Bangus, were delivered respectively on 4 August and 13 October. Due to current Chinese travel restrictions related to COVID-19, it has become impossible to bring our crews into the shipyard in China. Hence, Chinese crews were employed to position the two vessels from the shipyard to Korea where crew changes were made. MV Baleen loaded its first cargo in early October, and currently MV Bangus is expected to load its first cargo in mid-November. Based on experience from MV Baleen, the take-over procedure for MV Bangus was optimized to substantially reduce time from delivery to start of trading. The three subsequent newbuilds are expected to be delivered in the period January to April 2021.

In July, two cases of COVID-19 were confirmed onboard one of the CABU vessels. After quarantine of the affected crew, consistent negative results from repetitive COVID-19 testing of the entire crew and complete cleaning and disinfection of the vessel's accommodation, the vessel recommenced trading in early August after 14 days off-hire.

1 % of days in main combination trades = number of days in combination trade from Far East/Middle East to Australia, US Gulf to Brazil and Middle East/India to South America as a percentage of total on-hire days.

It continues to be difficult to make crew changes, get ship managers, service personnel and vet inspectors on board the vessels in our fleet. It has been necessary to deviate vessels to accommodate crew changes, leading to 14 off-hire days and additional costs. In addition, one vessel experienced eight off-hire days due to port quarantine restrictions and forwarding costs for sending spare parts and other equipment to relevant ports have increased. Costs related to COVID-19 issues were approx. USD 1.3 million for the quarter. Total negative impact from COVID-19 in Q3 for vessels in operations and newbuilding delivery amounts USD 2.8 million in costs and lost earnings.

Yard guarantee issues related to three first CLEANBU vessels are targeted to be made in 2021. Total off-hire is expected to be 170-210 days. The yard guarantee items are not linked to the combination carrier concept or trading capabilities of the vessels and are not expected to materially impact the vessels performance until being rectified.

Two CABU vessels have been through periodic dry docking in the period late June - early October, one additional CABU vessel is scheduled for periodic drydocking with start in December 2020. All three vessels will have installed ballast water treatment system during the drydocking. As part of KCC's initiatives to improve the energy efficiency of its fleet and to reach its decarbonization targets, KCC will amongst others invest in fuel saving silicone antifouling coating as well as an ultrasonic system to protect propellers from marine growth.

MARKET DEVELOPMENT

Earnings of KCC's combination carriers are driven by the dry bulk, tanker and fuel markets. KCC is mainly influenced by the standard MR- and LRproduct tankers and Panamax/Kamsarmax dry bulk markets as the capabilities of KCC's vessels correspond to these standard vessels. Due to the significantly lower ballasting of KCC's combination vessels compared to the standard vessels, KCC's earnings are also positively impacted by increasing fuel costs. Market freight rates in both dry and tanker markets incorporate the cost of extensive ballasting which KCC's vessels to a large degree avoid.

Fig. 4: Caustic Soda prices

1 According to KCC triangular model with baltic exchange TC5 historical and FFA market levels. 2 TC7 and P5TC as per Baltic 3 Platts settled and futures curves

While dry bulk markets were volatile during third quarter and in early fourth quarter, average earnings were considerably stronger than in first half of 2020. Between early July and late October Capesize rates have been between \$18,000/day and \$35,000/day. The Capesize index averaged at \$20,700/day in Q3 (Q2 \$9,600/day). The Panamax segment also saw improvements on the back of a strong Capesize market, with Q3 averaging at \$13,100/day (Q2 \$7,400/day).

The stronger rates were in large driven by strong demand for iron ore from China and higher exports from Brazil and Australia, with Brazilian exports at all-time high levels in August. Grain trades were historically strong as well, with exceptional high US grain exports to China in September and October. The coal trade is still severely depressed due to the COVID-19 pandemic. In October, China imposed a ban on Australian thermal coal which effect on dry bulk ton-mile and rates will depend on where China directs its coal sourcing.

On the supply side, Clarksons report a total bulk carrier fleet growth of 4.7% in Q3 which is expected to be substantially reduced over the coming quarters. With historically low orderbooks, low fleet growth will likely be a positive factor for the dry bulk market going forward. In sum it looks like there is upside potential in rates with the iron ore and grain trades to be supportive of rates going forward, while the development of the coal and minor bulks trades will be at the mercy of world economic growth, where the pandemic continues to pose a significant risk.

The product tanker market remained weak for most of third quarter, with exception of a short period in August when rates improved due to shut down of refinery capacity in US Gulf in connection with the hurricane Laura. In third quarter the LR1 route from Middle East to Japan (TC5) averaged \$7,800/day, negatively impacted by continued muted oil consumption, high inventories and general low refinery runs on the back of the supply/demand disruptions caused mainly by the COVID-19 pandemic. Although product tanker rates historically have strengthened into the winter market it is expected that product tanker rates will continue to be negatively impacted by the abovementioned factors. Expectation of oil demand gradually resuming pre-COVID-19 levels coupled with low fleet growth could spur an improvement in rates during 2021/into 2022.

US caustic soda (CSS) demand continued to edge up in third quarter, while still well below normal levels. Operating rates were negatively impacted by the hurricane Laura in August, closing one of the US Gulf CSS export plants for the whole of September. Japanese and Korean producers have kept operating rates high, building inventory which has had negative effect on North Asia spot prices in September. This further widens the price spreads between US Gulf and North Asia, disincentivizing exports from US Gulf to Australia

Brent crude oil prices ended at USD 41 per barrel, flat quarter-on-quarter. Average fuel oil price (VLSFO) fell by around 6% quarter-on-quarter.

HEALTH, SAFETY AND ENVIRONMENT

HEALTH AND SAFETY

Safety is KCC's priority number one and to the Board's satisfaction there were no major or medium incidents and no navigational incidents or spills to environment in Q3 2020.

The global COVID-19 situation is again escalating and KCC and its ship manager Klaveness Ship Management have implemented a number of new measures to ensure the health and safety of our crew. A revised COVID-19 management plan with increased testing and strict quarantine procedures for onboarding crew has been implemented during third quarter. The new plan seems to work well and there have not been any new COVID-19 cases onboard our vessels since the incident on MV Barcarena in July.

The number of crew changes picked up again through Q3. Still, many of the crew have stayed onboard much longer than their initial contract tenure. Risk of crew fatigue is high and the ship manager, Klaveness Ship Management, has strong focus on the implications of the COVID-19 situation for crew and vessels and continuously considers implementing additional measures.

HEALTH & SAFETY KPI'S Q3 2020 Q2 2020 Q3 2019 Q3 2020 YTD Q3 2019 YTD
# of medium* injuries - - 2 3 5
# of major** injuries - - - - -
# of navigational incidents - - 2 1 3
# of spills to the environment - 1 - 1 -

* Medium = Medical treatment and repatriation, will return to work

**Major = Severe injury or death

ENVIRONMENT

KCC is taking all possible technical and operational precautions to protect the environment and as a minimum complying with all requirements in the International Safety Management Code (ISM-code) and the MARPOL-convention.

KCC's combination carriers provide the most carbon efficient and environmentally friendly deep-sea transportation solution available today. Our vessels effectively combine wet and dry cargo, minimizing ballast to 10-15% of the time, whilst regular tankers and dry bulk vessels typically ballast 30-45% of the time in the same trading patterns. This gives up to 40% reduction in CO2 emissions for the same transport work, when performed by KCC's combination carriers.

In July, KCC signed a sustainability linked bank facility to part finance two newbuilds with delivery in 2021. The pricing ofthe facility is linked to the two environmental KPIs, EEOI and CO2 emissions per vessel, based on the ambitious emissions targets of the company.

CO2 emissions per ton transported cargo per nautical mile (EEOI) ended at 8.0 for third quarter, quite stable compared to second quarter, while average CO2 emissions per vessel had a negative development and ended at 21,600 mt up from 20,100 mt in second quarter.

Ballast days in % of total on-hire days2 CO2 emission per ton transported cargo per nautical mile (EEOI)1,2

1 EEOI (Energy Efficiency Operational Index) is defined by IMO and represents CO2 emitted per transported cargo per nautical mile for a period of time (both fuel consumption at sea and in port included). In theory, this index will show the good energy efficiency for the combination carriers as the combination carriers have substantially lower ballast than standard vessels. As the fleet is relatively small, the reported EEOI is sensitive to temporary trade disruptions with trading the vessels as standard vessels with "normal ballast" as well as one or two longer ballast voyages e.g. when positioning CABU vessels to/from trading in Americas. These variations are evident when we look at the historical numbers, but will most likely be more stable when we have a larger fleet. Prior to 2020, end date of a voyage is decisive for which period EEOI for a voyage is included. From 2020 and onwards, reporting system provider was changed so that we are able to calculate EEOI on a per day basis, allocated to the corresponding quarter.

2 Benchmark: The EEOI and % ballast for "Benchmark standard vessels" are calculated based on standard vessels (panamax/kamsarmax dry, MR-tankers and LR1-tankers) making the same transportation work in the same trades as performed by KCC's CABU and CLEANBU vessels. The EEOI for "Benchmark standard vessels" is calculated as the weighted average of EEOI for the individual trades performed. There is a degree of uncertainty related to the benchmark values as these are estimated using data from Baltic Exchange and AXSmarine.

3 CO2 emissions – average per vessels = total emissions/vessel years. Vessel years = days available – offhire days. Quarterly figures are annualized. When new vessels are delivered to the fleet, the vessel years are calculated from the date the vessel is delivered. Prior to 2020, end date for a voyage was decisive for which period emission was included. From 2020 and onwards, reporting system provider was changed so that we are able to calculate emissions on a per day basis, allocated to the corresponding quarter.

4 % of days in main combination trades = number of days in combi trade from Far East/Middle East to Australia, US Gulf to Brazil and Middle East/India to South America as a percentage of total onhire days.

OUTLOOK AND SUBSEQUENT EVENTS

The earnings outlook for fourth quarter 2020 is positive. The outlook is supported by a high tanker market coverage including Contracts of Affreightments (COAs) and Time Charters, partly secured during the strong tanker market in April-May 2020. In addition, a relatively strong, albeit volatile, dry bulk market underpins KCC's earnings for Q4 2020. 85% of the tanker market exposure for Q4 2020 has been secured (87% fixed rate) and 50% for 1H 2021 (35% fixed rate).

Off-hire is expected to be lower in fourth quarter compared to third quarter due to docking of only one vessel and expected lower unscheduled offhire related to deviations and quarantine restrictions as a result of COVID-19.

The situation related to the COVID-19 pandemic is uncertain. The virus has negative effects on the world economy which again negatively impacts demand in the dry bulk, tanker and fuel markets driving the earnings of KCC's fleet. The second COVID-19 wave of infections during the autumn has led to new lockdowns and economic disruptions which will have negative impact on economic development in the affected regions and likely delay the recovery in oil consumption and hence in the tanker market.

Coming into 2021 the widespread distribution of COVID-19 vaccines will likely strengthen an underlying positive economic development. With historical low tanker and dry bulk orderbooks, there should be a considerable upside potential in both the tanker and dry bulk markets once the world economy gets up to speed. KCC's contract coverage and trading pattern with exposure to three markets make KCC more resilient to demand shocks compared to many other players in the standard tanker and dry bulk market, but also KCC's earnings will be negatively impacted by continued low activity in shipping markets going forward. While the implemented improved COVID-19 management plan and more efficient take-over procedures of newbuilds work well, KCC is likely to continue experience higher than normal operating costs and off-hire over the coming quarters due to COVID-19.

Three more CLEANBU vessels will be delivered in 2021 and the CLEANBU earnings are dependent on a continued expansion of the CLEANBU combination trading pattern. Three CLEANBUs have during their TC-employments in 2020 built extensive tanker market experience and the CLEANBUs have as well expanded into new dry bulk/CPP combination trades in the third quarter.

Oslo, 17 November 2020

The Board of Directors of

Klaveness Combination Carriers ASA

Lasse Kristoffersen Chairman of the Board

Lori Wheeler Næss

Board member

Rebekka Glasser Herlofsen Board member

Magne Øvreås Board member Morten Skedsmo Board member

Engebret Dahm CEO

INCOME STATEMENT

Quarter ended YTD Year ended
Unaudited Unaudited Unaudited Unaudited Audited
USD'000 Notes 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Freight revenue 3 29 362 34 467 105 845 94 548 130 768
Charter hire revenue 3 6 887 68 15 173 649 5 752
Total revenues, vessels 36 249 34 535 121 018 95 197 136 521
Voyage expenses (15 891) (17 964) (52 750) (52 694) (75 194)
Net revenues from operations of vessels 20 358 16 571 68 267 42 503 61 327
Operating expenses, vessels (9 753) (7 563) (26 499) (21 401) (29 913)
Group commercial and administrative services 9 (773) (1 041) (2 374) (3 369) (4 396)
Salaries and social expense (399) - (913) - -
Tonnage tax (41) (24) (98) (98) (163)
Other operating and administrative expenses (135) (179) (582) (910) (1 093)
Operating profit before depreciation (EBITDA) 9 257 7 764 37 802 16 726 25 763
Ordinary depreciation 4 (4 821) (3 621) (13 532) (9 541) (14 070)
Operating profit after depreciation (EBIT) 4 436 4 143 24 269 7 185 11 692
Finance income 7 57 2 561 344 3 631 3 024
Finance costs 7 (3 182) (5 159) (10 630) (11 955) (14 105)
Profit before tax (EBT) 1 311 1 545 13 983 (1 139) 612
Income tax expenses - - - - (15)
Profit after tax 1 311 1 545 13 983 (1 139) 597
Attributable to:
Equity holders of the parent company 1 311 1 545 13 983 (1 139) 597
Total 1 311 1 545 13 983 (1 139) 597
Earnings per Share (EPS): 0.03 0.03 0.29 (0.03) 0.01
Basic and diluted, profit for the period attributable to

ordinary equity holders of the parent

STATEMENT OF COMPREHENSIVE INCOME

Quarter ended YTD Year ended
Unaudited Unaudited Unaudited Unaudited Audited
30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
USD '000
1 311 1 545 13 983 (1 139) 597
Profit/ (loss) of the period
Other comprehensive income to be reclassified to profit or loss
Net movement fair value on cross-currency interest rate swaps (CCIRS) (602) (2 692) (8 624) (2 587) (1 438)
Reclassification to profit and loss (CCIRS) 516 2 173 4 476 2 384 1 347
Net movement fair value on interest rate swaps 512 (72) (3 302) (764) (686)
Net movement fair value FX hedge - - - (14) 38
Net movement fair value bunker hedge 254 (77) (155) 570 918
Net movement fair value FFA hedge (262) (798) (660) (586) 85
Net other comprehensive income to be reclassified to profit or loss 418 (1 466) (8 265) (997) 265
Other comprehensive income/(loss) for the period, net of tax 418 (1 466) (8 265) (997) 265
Total comprehensive income/(loss) for the period, net of tax 1 729 79 5 718 (2 135) 862
Attributable to:
Equity holders of the parent company 1 729 79 5 718 (2 135) 862
Total 1 729 79 5 718 (2 135) 862

STATEMENT OF FINANCIAL POSITION

(Figures in USD '000)

Unaudited Audited
ASSETS
Notes
30 Sep 2020 31 Dec 2019
Non-current assets
Vessels
4
358 027 315 208
Newbuilding contracts
5
63 929 62 316
Right of-use assets 1 618 1 765
Long-term financial assets
6
299 202
Long-term receivables
9
70 -
Total non-current assets 423 943 379 490
Current assets
Short-term financial assets
6
443 1 077
Inventories 7 228 7 163
Trade receivables and other current assets 12 787 14 313
Short-term receivables from related parties 66 130
Cash and cash equivalents 57 699 57 089
Total current assets 78 223 79 772
TOTAL ASSETS 502 166 459 262
EQUITY AND LIABILITIES Unaudited
30 Sep 2020
Audited
31 Dec 2019
Equity
Share capital 5 725 5 725
Share premium 130 155 130 155
Other reserves (8 096) 316
Retained earnings 88 331 77 681
Total equity 216 115 213 878
Non-current liabilities
Mortgage debt 6 156 452 169 304
Long-term financial liabilities 6 12 929 3 626
Long-term lease liabilities 1 219 1 395
Bond loan 6 72 388 33 836
Total non-current liabilities 242 988 208 161
Current liabilities
Short-term mortgage debt 6 17 367 17 367
Other interest bearing liabilities 6 - 1 835
Short-term financial liabilities 6 155 -
Short-term lease liabilities 454 407
Short-term bond loan 6 14 932 -
Trade and other payables 9 667 16 841
Short-term debt to related parties 350 617
Tax liabilities 138 157
Total current liabilities 43 063 37 223
TOTAL EQUITY AND LIABILITIES 502 166 459 262

Oslo, 17 November 2020

The Board of Directors of

Klaveness Combination Carriers ASA

Lasse Kristoffersen

Chairman of the Board

Magne Øvreås Board member

Morten Skedsmo Board member

Lori Wheeler Næss

Board member

Rebekka Glasser Herlofsen

Board member

Engebret Dahm CEO

STATEMENT OF CHANGES IN EQUITY

(Figures in USD '000)

Attributable to equity holders of the parent
Unaudited
2020
Share
capital
Other paid
in capital
Treasury
Shares
Hedging
reserve
Retained
earnings
Total
Equity 1 January 2020 5 725 130 155 - 316 77 681 213 878
Profit (loss) for the period - - - - 13 983 13 983
Other comprehensive income for the period - - - (8 265) - (8 265)
Purchase of own shares - - (147) - - (147)
Share option program - - - - 29 29
Dividends - - - - (3 362) (3 362)
Equity at 30 September 2020 5 725 130 155 (147) (7 949) 88 331 216 115
Unaudited
2019
Share
capital
Other paid
in capital
Treasury
Shares
Hedging
reserve
Retained
earnings
Total
Equity 1 January 2019 4 863 92 271 - 51 80 901 178 086
Profit (loss) for the period - - - - (1 139) (1 139)
Other comprehensive income for the period - - - (997) - (997)
Dividends - - - - (3 335) (3 335)
Capital increase 862 37 918 - - - 38 781
Equity at 30 September 2019 5 725 130 189 - (946) 76 428 211 397
Audited
2019
Share
capital
Other paid
in capital
Treasury
Shares
Hedging
reserve
Retained
earnings
Total
Equity 1 January 2019 4 863 92 271 - 51 80 901 178 086
Profit (loss) for the period - - - - 597 597
Other comprehensive income for the period - - - 265 - 265
Dividends - - - - (3 820) (3 820)
Capital increase (May 20, 2019) 845 37 080 - - - 37 925
Capital increase (June 21, 2019) 17 805 - - - 822
Share option program - - - - 3 3
Equity at 31 December 2019 5 725 130 155 - 316 77 681 213 878

CASH FLOW STATEMENT

(Figures in USD '000)

Quarter ended
YTD
Year ended
Unaudited Unaudited Unaudited Unaudited Audited
Notes 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Profit before tax 1 311 1 545 13 984 (1 139) 612
Tonnage tax expensed 41 24 98 98 163
Ordinary depreciation 4 4 821 3 621 13 532 9 541 14 070
Amortization of upfront fees bank loans 139 89 485 243 373
Financial derivatives unrealised loss / gain (-) 6 305 2 478 (428) 3 597 3 681
Gain/loss on foreign exchange (20) (1 953) 103 (1 480) (1 074)
Interest income 7 (6) (502) (257) (1 597) (1 885)
Interest expenses 7 2 715 2 514 8 690 7 080 9 889
Taxes paid for the period - - - (45) (46)
Change in current assets (320) 2 404 1 525 (2 118) (5 090)
Change in current liabilities** (1 551) 278 (7 444) (259) 9 294
Interest received 7 6 502 257 1 597 1 885
A: Net cash flow from operating activities 7 440 10 999 30 544 15 517 31 873
Acquisition of tangible assets 4 (2 745) (2 803) (3 280) (3 789) (6 010)
Installments and other cost on newbuilding contracts** 5 (32 291) (87 001) (53 775) (143 027) (158 285)
B: Net cash flow from investment activities (35 036) (89 804) (57 055) (146 816) (164 295)
Proceeds from mortgage debt - 31 000 - 93 000 93 000
Net proceeds from bond loan - - - (630) (630)
Proceeds from bond loan (KCC04) 6 22 362 - 76 390 - -
Buyback of bond loan (KCC03) 6 - - (17 879) - -
Transaction costs on issuance of loans 6 (335) (949) (1 205) (1 403) (1 596)
Repayment of mortgage debt 6 (4 342) (3 481) (13 025) (10 012) (13 923)
Terminated financial instruments - - (3 101) - -
Interest paid 7 (2 933) (2 525) (8 386) (6 390) (9 014)
Repayment of financial lease liabilities (113) (99) (329) (278) (385)
Purchase of own shares (139) - (147) - -
Capital increase May 20, 2019 - - - 40 096 40 096
Transaction costs on capital increase - - - (1 035) (2 147)
Dividends (1 441) (480) (3 362) (3 334) (3 814)
C: Net cash flow from financing activities 13 060 23 466 28 956 110 014 101 587
Net change in liquidity in the period (A + B + C) (14 526) (55 340) 2 446 (21 285) (30 836)
Cash and cash equivalents at beginning of period 72 225 120 145 55 254 86 090 86 090
Cash and cash equivalents at end of period* 57 699 64 805 57 699 64 805 55 254
Net change in cash and cash equivalents in the period (14 526) (55 340) 2 445 (21 285) (30 836)
*Reconciliation of cash and cash equivalents presented in cash flow statement
Cash and cash equivalents 57 699 67 481 57 699 67 481 57 089
Other interest bearing liabilities (overdraft facility) - 2 676 - 2 676 1 835
Cash and cash equivalents (as presented in cash flow statement) 57 699 64 805 57 699 64 805 55 254

** Yard installment of USD 4.7 million paid in January 2020 is included in YTD Q3-20 as change in working capital and not as installment paid/cash flow from investment activitites as milestone was completed in December 2019.

Notes

01 Accounting policies
02 Segment reporting
03 Revenue from contracts with
customers
04 Vessels
05 Newbuildings
06 Financial assets and financial
liabilities
07 Financial items
08 Share capital, shareholders,
dividends and reserves
09 Transactions with related parties
10 Events after the balance sheet date
11 Reconciliation of alternative
performance measures

01 Accounting policies

CORPORATE INFORMATION

Klaveness Combination Carriers ASA ("Parent Company/The Company/KCC") is a public limited liability company domiciled and incorporated in Norway. The parent company and its subsidiaries ("The Group") has its headquarter and registered office in Drammensveien 260, 0283 Oslo. The share is listed on Oslo Axess with ticker KCC.

The objectives of the Group is to provide transportation for dry bulk, chemical and product tanker clients, as well as to develop new investment and acquisition opportunities that fit the Group's existing business platform. The Group has nine CABU vessels, vessels with capacity to transport caustic soda (CSS), floating fertilizer (UAN) and molasses as well as all dry bulk commodities. In addition, the Group has five CLEANBU vessels in operation and three CLEANBU newbuildings with estimated delivery in 1H 2021. The fifth CLEANBU vessel was delivered 13 October. The CLEANBUs are both full fledged LR1 product tankers and kamsarmax dry bulk vessels.

ACCOUNTING POLICIES

The interim condensed financial statements of the Group have been prepared in accordance with International Financial Reporting Standards ("IFRS") as endorsed by the Europen Union and are based on IAS 34 Interim Financial Reporting. The interim condensed financial statements of the Group should be read in conjunction with the audited consolidated financial statements for the year ended 31 December 2019, which have been prepared in accordance with IFRS, as adopted by the European Union.

Tax

During second quarter 2020, the three CLEANBU vessels owned by KCC Shipowning AS was sold to KCC KBA AS, which are subject toordinary Norwegian taxation. In third quarter two of the CLEANBUS were sold back to KCC Shipowning, and KCC KBA AS own as per end of September one CLEANBU, MV Barracuda. The Group expect no income tax to be recognized in 2020. The internal sale has no material effect on Group accounts.

NEW ACCOUNTING POLICIES

Treasury shares

Where KCC has acquired own shares under a share buy-back program, the amount of consideration paid, including directly attributable costs, is recognized as a change in equity and classified as treasury shares. No gain or loss is recognized in profit and loss on the purchase, sale, issue, reissue or cancellation of KCC's own equity instruments.

NEW ACCOUNTING STANDARDS

The accounting policies adopted in the preparation of the interim condensed consolidated financial statements are consistent with those followed in the preparation of the annual consolidated financial statements of the year ended 31 December 2019 except for the adoption of new accounting standards or amendments with effective date after 1 January 2020. There was no material impact of new accounting standards or amendments adopted by the period.

The Group is an owner and operator of combination carriers and operates mainly within the dry bulk shipping industry and the product tanker industry. Currently, the Group owns nine CABUs, five CLEANBUs on water and three CLEANBUs on order with expected deliveries through 2020 and 2021. The fourth and fifth CLEANBU vessel were delivered respectively in August and October 2020.

The CABUs are from 72,456 dwt to 80,344 dwt and have the capacity to transport caustic soda solution (CSS), floating fertilizer (UAN) and molasses as well as all types of dry bulk commodities.

The CLEANBUs have approximately 82,500 dwt carrying capacity. The CLEANBUs are both full-fledged LR1 product tankers and kamsarmax bulk carriers transporting clean petroleum products (CPP), heavy liquid cargoes such as CSS, UAN and molasses as well as all types of dry bulk products.

Operating income and operating expenses per segment

Q3 2020 Q3 2019
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Operating revenue, vessels 27 851 8 398 36 249 30 394 4 141 34 535
Voyage expenses (13 998) (1 892) (15 891) (17 013) (951) (17 964)
Net revenue 13 852 6 506 20 358 13 381 3 190 16 571
Operating expenses, vessels (6 418) (3 336) (9 753) (5 431) (2 132) (7 563)
Group administrative services (509) (264) (773) (748) (293) (1 041)
Salaries and social expense (263) (136) (399) - - -
Tonnage tax (34) (7) (41) (20) (4) (24)
Other operating and administrative expenses (89) (46) (135) (128) (50) (179)
Operating profit before depreciation (EBITDA) 6 541 2 716 9 257 7 054 710 7 764
Ordinary depreciation (3 316) (1 505) (4 821) (2 807) (814) (3 621)
Operating profit after depreciation (EBIT) 3 225 1 211 4 437 4 247 (104) 4 143
Reconciliation of average revenue per onhire day (TCE earnings USD/day)
Q3 2019
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Net revenues from operations of vessels 13 852 6 506 20 358 13 381 3 190 16 571
IFRS 15 adjustment* (413) 42 (370) (271) (83) (354)
Net revenue ex IFRS adjustment 13 439 6 548 19 988 13 110 3 107 16 217
Onhire days 713 271 984 758 136 895
Average TCE earnings per onhire day (\$/d) 18 840 24 182 20 310 17 287 22 802 18 127

Reconciliation of opex per day

Q3 2020 Q3 2019
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Operating expenses, vessels 6 418 3 336 9 753 5 431 2 132 7 563
Leasing cost previously presented as opex 84 28 113 151 21 172
Start up cost CLEANBU vessels - (590) (590) - (647) (647)
Operating expenses, vessels adjusted 6 502 2 774 9 276 5 582 1 506 7 088
Operating days 828 333 1 161 828 165 993
Opex per day (\$/d) 7 853 8 330 7 990 6 741 9 126 7 138

* IFRS 15 adjustment: Revenue recognized from load-to-discharge and not from discharge-to-discharge, resulting in higher volatility in revenues from month to month.

Q3 2020 YTD Q3 2019 YTD
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Operating revenue, vessels 93 289 27 728 121 018 88 576 6 621 95 197
Voyage expenses (46 066) (6 685) (52 751) (50 585) (2 109) (52 694)
Net revenue 47 224 21 043 68 267 37 991 4 512 42 503
- -
Operating expenses, vessels (17 980) (8 520) (26 499) (16 285) (5 116) (21 401)
Group administrative services (1 614) (760) (2 374) (2 843) (526) (3 369)
Salaries and social expense (617) (296) (913) - - -
Tonnage tax (73) (25) (98) (87) (10) (97)
Other operating and administrative expenses (397) (184) (581) (677) (233) (910)
Operating profit before depreciation (EBITDA) 26 542 11 259 37 801 18 100 (1 374) 16 725
Ordinary depreciation (8 953) (4 580) (13 532) (7 732) (1 809) (9 541)
Operating profit after depreciation (EBIT) 17 589 6 679 24 269 10 367 (3 183) 7 185

Operating income and operating expenses per segment

Reconciliation of average revenue per onhire day (TCE earnings USD/day)

Q3 2020 YTD Q3 2019 YTD
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Net revenues from operations of vessels 47 224 21 043 68 267 37 991 4 512 42 503
IFRS 15 adjustment* (78) (569) (647) (30) (83) (113)
Offhire compensation - (134) (134) - - -
Net revenue ex IFRS adjustment 47 146 20 340 67 486 37 961 4 429 42 390
Onhire days 2 335 803 3 138 2 353 246 2 599
Average TCE earnings per onhire day (\$/d) 20 190 25 333 21 506 16 137 17 970 16 312

Reconciliation of opex per day

Q3 2020 YTD Q3 2019 YTD
(USD'000) CABU CLEANBU Total CABU CLEANBU Total
Operating expenses, vessels 17 980 8 520 26 499 16 285 5 116 21 401
Leasing cost previously presented as opex 246 82 328 321 50 371
Start up cost CLEANBU vessels - (761) (761) - (1 569) (1 569)
Operating expenses, vessels adjusted 18 225 7 841 26 066 16 606 3 597 20 202
Operating days 2 466 879 3 345 2 457 336 2 793
Opex per day (\$/d) 7 391 8 920 7 793 6 758 10 705 7 233

03 Revenue from contracts with customers

Disaggregated revenue information

The Group has income from COA contracts (1-3 years), spot voyages and TC contracts. Set out below is the disaggregation of the Group's revenue from contracts with customers.

Revenue types Quarter ended YTD Year ended
USD'000 Classification 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Revenue from COAs Freight revenue 22 733 26 961 77 550 66 251 98 110
Revenue from spot voyages Freight revenue 6 629 7 506 28 295 28 297 32 658
Revenue from TC contracts Charter hire revenue 6 887 68 15 039 649 5 752
Other revenue Charter hire revenue - - 134 - -
Total revenue, vessels 36 249 34 535 121 018 95 197 136 521
Vessels
(USD '000) 30 Sep 2020 31 Dec 2019
Cost price 1.1 492 075 330 218
Delivery of newbuildings 52 163 155 847
Additions (mainly upgrading and docking of vessels) 3 861 6 010
Costprice end of period 548 098 492 075
Acc. Depreciation 1.1 176 866 163 181
Depreciation for the period 13 205 13 685
Acc. Depreciation end of period 190 071 176 866
Carrying amounts end of period* 358 027 315 208
*carrying value of vessels includes dry-docking
No. of vessels 13 12
Useful life 25 25
Depreciation schedule Straight-line Straight-line
Reconciliation of depreciations Quarter ended YTD Year ended
USD'000 30 Sep 2020
30 Sep 2019
30 Sep 2020 30 Sep 2019 31 Dec 2019
Depreciation vessels 4 708 3 522 13 205 9 263 13 685
Depreciation right of use assets 113 99 328 278 385
Depreciations for the period 4 821 3 621 13 532 9 541 14 070

IMPAIRMENT ASSESSMENT

Identification of impairment indicators is based on an asessment of development in market rates (dry bulk, MR tanker, LR1 tanker and fuel), TCE earnings for the fleet, vessel opex, operating profit, technological development, change in regulations, interest rates and discount rate. The Group experienced somewhat higher opex and more offhire caused by Covid-19, however, TCE earnings for Q3 for both the fleet of CABUs and the fleet of CLEANBUs and diversified market exposure supports the conclusion of no impairment indicators identified as per 30 September 2020. Contract coverage for the CABUs for 2021 is high, while the CLEANBUs will trade in the spot market.

05 Newbuildings

The Group has per 30 September 2020 four CLEANBU combination carrier newbuildings on order at Jiangsu New Yangzi ShipbuildingCo., Ltd in China with delivery scheduled in the period Q4 2020 and 1H 2021. The contracts include options for further two (four as per 30.09 however two options expired 10 October 2020) vessels. One vessel, MV Baleen, was delivered in Q3 (note 4), while the fifth CLEANBU, MV Bangus was delivered 13 October 2020 (note 10).

The fleet of newbuildings are fully financed (note 6).

Net carrying amount 63 929 62 316
Delivery of newbuilings (52 163) (155 847)
Other capitalized cost 4 394 8 813
Yard installments paid 48 554 148 170
Borrowing cost 828 1 302
Cost 1.1 62 316 59 877
(USD '000) 30 Sep 2020 31 Dec 2019

CAPITAL COMMITMENT

The commitments related to the four newbuildings are set out below.

Total commitments newbuildings 65 100 65 100 130 200
Combination carriers 65 100 65 100 130 200
Remaining installments at 30 September 2020
(USD '000)
2020 2021 Total

06 Financial assets and liabilities

The below tables present the Group's financing arrangements as per 30 September 2020.

During Q3 2020 the Group, with KCC Shipowning AS as Borrower, signed a USD 60 million Sustainability Linked Term Loan and Revolving Credit Facility with Nordea and Credit Agricole to finance two CLEANBU vessels with delivery in 2021. The margin is 2.75% and main terms including parent guarantee and financial covenants are in line with existing financing.

In September the Group issued NOK 200 million in additional bonds in a tap issue under the KCC04 bond loan. The issue price was 98.5% of par and the total outstanding amount under the KCC04 bond loan is NOK700 million. The NOK 200 million was converted to USD fixed rate loan via cross currency interest rate swaps.

(USD '000)
Mortgage debt Description Interest rate Maturity Carrying amount
Nordea/Danske Facility Term loan, USD 100 mill LIBOR + 2.3 % March 2022 79 213
DNB/SEB Facility Term loan, USD 105 mill LIBOR + 2.3 % December 2023 95 203
SEB/SR-Bank/SPV Facility* Term loan/RCF, 90.675 mill LIBOR + 2.3 % October 2025 -
Nordea/Crédit Agricole** Term loan/RCF, 60 mill LIBOR + 2,75 % March 2026 -
Capitalized loan fees (597)
Mortgage debt 30 September 2020 173 819

* Facility relates to financing of the three CLEANBU vessels with delivery in 2020. Term loan facility (USD60.450) expected fully drawn within Q4 2020

** Facility relates to financing of the two CLEANBU vessels with delivery in 2021. Margin adjustment up to 10 bps based on fleet emission performance.

Face value Carrying amount
30 Sep 2020
Bond loan NOK'000 Maturity USD'000
KCC03 300 000 27.05.2021 35 370
Buyback KCC03 (Q1 2020) (158 000) (18 628)
Exchange rate adjustment (1 771)
Capitalized expenses (39)
Sum KCC03 14 932
KCC04 700 000 11.02.2025 76 390
Exchange rate adjustment (2 590)
Capitalized expenses (1 083)
Bond discount (329)
Sum KCC04 72 388
Total bond loan 842 000 87 320
(USD '000) Fair value Carrying amount Carrying amount
Interest bearing liabilities 30 Sep 2020 30 Sep 2020 31 Dec 2019
Mortgage debt 157 049 157 049 170 074
Capitalized loan fees - (597) (770)
Bond loan 70 294 73 800 34 023
Bond discount - (329) -
Capitalized expenses bond loan - (1 083) (187)
Total non-current interest bearing liabilties 227 344 228 840 203 139
Mortgage debt, current 17 367 17 367 17 367
Bond loan, current 14 931 14 971 -
Capitalized expenses bond loan current - (39) -
Overdraft facility (Secured) - - 1 835
Total interest bearing liabilities 259 641 261 139 222 341

MATURITY PROFILE TO FINANCIAL LIABILITIES AT 30 SEPTEMBER 2020

The table below summarises the maturity profile of the Group's financial liabilities based on contractual undiscounted payments. Interest bearing debt and unsecured debt includes interest payments and interest hedge.

Total (42 352) (101 471) (156 202) - (300 025)
Bond loan (incl interest) (19 433) (9 515) (81 867) - (110 815)
Mortgage debt (incl interests) (22 919) (91 956) (74 335) - (189 210)
(USD '000)
Maturity profile financial liabilities at 30 Sep 2020
< 1 year 1-3 years 3-5 years > 5 years Total

Loan facilities to be refinanced during the next 12 months are included in <1 year.

COVENANTS

As per 30 September 2020, the Group is in compliance with all financial covenants. On Group level financial covenants relate to minimum equity (USD 125 million), equity ratio (30%), and cash (USD 15 million). Financial covenants on KCC Shipowning AS level relate to minimum cash (the higher of USD 10 million and 5 % of net interest-bearing debt) and net interest-bearing debt to EBITDA (NIBD/EBITDA) of max 7x. The NIBD/EBITDA ratio can be higher than 7x for one reporting period (measured semi-annually) provided that the NIBD/EBITDA is below 7x in the previous reporting period. In addition, all secured loans contain minimum value clauses related to the value of the vessel compared to outstanding loan.

Financial assets
(USD '000) 30 Sep 2020 31 Dec 2019
Financial instruments at fair value through OCI
Interest rate swaps 59 -
Forward freight agreements 443 1 056
Financial instruments at fair value through P&L
Forward freight agreements - 21
Interest rate swaps 240 202
Financial assets 742 1 279
Current 443 1 077
Non-current 299 202
Financial liabilities
(USD '000) 30 Sep 2020 31 Dec 2019
Financial instruments at fair value through OCI
Cross-currency interest rate swap (CCIRS) 6 960 1 438
Interest rate swaps 5 921 364
Fuel Hedge 155 -
Forward freight agreements 47 -
Financial instruments at fair value through P&L
Interest rate swaps - 1 825
FX Swaps - -
Financial liabilities 13 084 3 626
Current 155 -
Non-current 12 929 3 626

07 Financial items

(USD '000) Quarter ended YTD
Finance income 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Other interest income 37 502 344 1 641 1 885
Fair value changes in FFA - 99 - 504 21
Gain on foreign exchange 20 1 953 - 1 480 1 074
Other financial income - 7 - 7 43
Finance income 57 2 561 344 3 631 3 024
(USD '000) Quarter ended YTD Year ended
Finance cost 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Interest paid to related parties - - - 202 202
Interest expenses mortgage debt 1 678 1 907 5 807 5 303 7 563
Interest expenses bond loan 1 016 563 2 816 1 530 2 124
Interest expenses lease liabilities 21 25 67 69 96
Amortization capitalized fees on loans 139 89 486 243 373
Other financial expenses* 23 - 730 69 86
Fair value changes in FFA - - 21 - -
Fair value changes interest rate swaps** 305 2 577 601 4 539 3 660
Loss on foreign exchange - - 103 - -
Finance cost 3 182 5 159 10 630 11 955 14 105

*YTD Q3-20 includes premium from buyback of KCC03 in February 2020.

**YTD Q3-20 includes realized effect from terminated CCIRS against KSH of USD 0.3 million in Q1 2020.

Dividends of USD 1.4 million were paid to the shareholders in August 2020 (USD 0.03 per share).

In Q3 2020, Klaveness Combination Carriers ASA purchased 33 893 own shares for a total consideration of USD 128k.

09 Transactions with related parties

Quarter ended
YTD
Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
G&A fee to Klaveness AS 404 559 1 250 1 789 2 238
Commercial management fee to Klaveness AS 330 407 1 002 1 333 1 628
Travel expenses and operating cost reinvoiced from Klaveness AS 39 74 122 246 530
Group commercial and administrative services 773 1 041 2 374 3 369 4 396
Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Technical management fee to KSM* (reported as part of opex) 808 685 2 338 2 009 2 735
Crewing agency fee to KSM* (reported as part of opex) 273 245 809 700 953
Supervision fee to Klaveness AS (capitalised on newbuildings) 442 455 1 279 583 2 075
Interest cost to related parties (Klaveness Ship Holding AS) - - - 202 202
Total other transactions with related parties 1 523 1 384 4 426 3 495 5 965

* KSM refers to Klaveness Ship Management AS

As of 1 February and 1 April 2020, employment of five key employees were transferred from Klaveness AS to Klaveness Combination Carriers ASA. Loan to employees of USD 70k were transferred along with the employment, of which CEO Engebret Dahm holds a loan of USD 50k. Interest on the loans is set to the Norwegian tax administration normal interest rate for the taxation of low-cost loans. KCC has per end of third quarter six employees.

The fifth CLEANBU vessel, MV Bangus, was delivered from Jiangsu New Yangzi Shipyard in China at 13 October 2020.

On 16 October 2020, KCC notified to the Bond Trustee that the Company will excersise the bond call option to redeem the entire outstanding amount under the KCC03 issue, of NOK 142 million, with maturity in May 2021. Settlement date is 1 December 2020.

On 20 October 2020 the NOK 200 million tap issue of additional bonds made under the Company's existing senior unsecured bonds(KCC04) with maturity date 11 February 2025 was listed under the initial ISIN number.

There are no other events after the balance sheet date that have material effect on the financial statement as of 30 September 2020.

11 Reconciliation of alternative performance measures

Non-GAAP financial alternative performance measures (APM) that are used are consistent with those used in the previously quarterly reports. Description and definitions of such measures can be found on the company's homepage: https://www.combinationcarriers.com/alternativeperformance-measures

Reconciliation EBITDA adjusted Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
EBITDA 9 257 7 764 37 802 16 726 25 763
Start up costs CLEANBU vessels 590 647 761 1 569 1 724
EBITDA adjusted 9 847 8 411 38 563 18 295 27 487
Reconciliation EBIT adjusted Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
EBIT 4 436 4 143 24 269 7 185 11 692
Start up costs CLEANBU vessels 590 647 761 1 569 1 724
EBIT adjusted 5 026 4 790 25 031 8 755 13 417
Reconciliation of average revenue per onhire day (TCE earnings) Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Net revenues from operations of vessels 20 358 16 571 68 267 42 503 61 327
Offhire compensation - - - - 15
IFRS 15 adjustment* (370) (354) (647) (113) 680
Net revenue ex IFRS adjustment 19 988 16 217 67 620 42 390 62 022
Onhire days
Average revenue per onhire days (\$/d) (TCE earnings)
984
20 310
895
18 127
3 138
21 506
2 599
16 312
3 636
17 060
Reconciliation of opex per day Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Operating expenses, vessels 9 753 7 563 26 499 21 401 29 913
Leasing cost previously presented as opex 113 172 328 371 445
Reversal provision - - - - 285
Start up costs CLEANBU vessels (590) (647) (761) (1 569) (1 724)
Operating expenses, vessels adjusted 9 276 7 088 26 066 20 203 28 919
Operating days 1 161 993 3 345 2 793 3 897
Opex per day (\$/d) 7 990 7 138 7 793 7 233 7 421
Reconciliation of total assets to capital employed and return on
capital employed (ROCE) calculation.
Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Total assets 502 166 453 002 502 166 453 002 459 262
Total liabilities 286 051 241 605 286 051 241 605 245 384
Total equity 216 115 211 397 216 115 211 397 213 878
Total interest-bearing debt 261 139 225 451 261 139 225 451 222 341
Capital employed 477 254 436 848 477 254 436 848 436 219
EBIT adjusted annualised 20 104 19 160 33 374 11 673 13 417
ROCE adjusted 4 % 4 % 7 % 3 % 3 %

* IFRS 15 adjustment: Revenue recognized from load-to-discharge and not from discharge-to-discharge, resulting in higher volatility in revenues from month to month.

Reconciliation of equity ratio Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Total assets 502 166 453 002 502 166 453 002 459 262
Total equity 216 115 211 397 216 115 211 397 213 878
Equity ratio 43 % 47 % 43 % 47 % 47 %
Reconciliation of total interest-bearing debt Quarter ended YTD Year ended
USD'000 30 Sep 2020 30 Sep 2019 30 Sep 2020 30 Sep 2019 31 Dec 2019
Mortgage debt 156 452 173 061 156 452 173 061 169 304
Long-term bond loan 72 388 32 779 72 388 32 779 33 836
Short-term mortgage debt 17 367 16 936 17 367 16 936 17 367
Other interest bearing liabilities - 2 676 - 2 676 1 835
Short-term bond loan 14 932 - 14 932 - -
Total interest-bearing debt 261 139 225 452 261 139 225 452 222 341

Klaveness Combination Carriers ASA—Third Quarter 2020 26

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