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Storebrand ASA

Quarterly Report Feb 9, 2022

3766_rns_2022-02-09_9eb406ee-f048-4907-a0a7-35d594cd0083.pdf

Quarterly Report

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Interim report 2021

Storebrand Livsforsikring AS (unaudited)

Contents

Financial performance business areas

Storebrand Livsforsikring Group
3
Savings
5
Insurance
6
Guaranteed pension
8
Other
10
Balance, Solidity and Capital situation
11
Outlook
13

Financial statements/notes

Statement of comprehensive income Storebrand Livsforsikring Group. 16
Statement of financial position Storebrand Livsforsikring Group 18
Statement of change in equity Storebrand Livsforsikring Group 21
Statement of cash flow 22
Statement of comprehensive income Storebrand Livsforsikring AS 23
Statement of financial position Storebrand Livsforsikring AS 25
Statement of change in equity Storebrand Livsforsikring AS. 27
Notes . 28

Notice:

This document may contain forward-looking statements. By their nature, forward-looking statements involve risk and uncertainty because they relate to future events and circumstances that may be beyond the Storebrand Group's control As a result, the Storebrand Group's actual future financial condition, performance and results may differ materially from the plans, goals and expectations set forth in these forward-looking statements. Important factors that may cause such a difference for the Storebrand Group include, but are not limited to: (i) the macroeconomic development, (ii) change in the competitive climate, (iii) change in the regulatory environment and other government actions and (iv) market related risks such as changes in equity markets, interest rates and exchange rates, and the performance of financial markets generally. The Storebrand Group assumes no responsibility to update any of the forward-looking statements contained in this document or any other forward-looking statements it may make. This document contains alternative performance measures (APM) as defined by The European Securities and Market Authority (ESMA). An overview of APM can be found at www.storebrand.com/ir

Interim report Storebrand Livsforsikring Group Fourth quarter 2021

Storebrand Livsforsikring AS is a wholly owned subsidiary of the listed company Storebrand ASA. For information about the Storebrand Group's 4th quarter result please refer to the Storebrand Group's interim report for the 4th quarter of 2021. Storebrand Group's ambition is to provide our customers with financial freedom and security by being the best provider of long-term savings and insurance. The Group offers an integrated product range spanning from life insurance, P&C insurance, asset management and banking to private individuals, companies and public sector entities. The Group is divided into the segments Savings, Insurance, Guaranteed Pension and Other.

Profit Storebrand Livsforsikring Group

2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Fee and administration income 936 959 938 959 895 3,792 3,476
Insurance result 158 148 168 125 215 599 454
Operational expenses -724 -602 -614 -584 -620 -2,523 -2,427
Operating profit 371 505 492 500 490 1,868 1,503
Financial items and risk result life & pension 361 141 543 178 270 1,223 204
Profit before amortisation 731 646 1,035 678 760 3,091 1,707
Amortisation -90 -92 -91 -92 -95 -366 -372
Profit before tax 641 554 944 586 665 2,725 1,336
Tax -157 -118 -23 -265 -114 -563 344
Profit after tax 484 436 921 320 551 2,162 1,679

The profit before amortisation was NOK 731m (NOK 760m) in the 4th quarter and NOK 3,091m (NOK 1 707m) for the full year. The figures in brackets are from the corresponding period last year which was adversely affected by the outbreak of the Covid-19 pandemic. Continued volume growth in Savings and a solid 'Financial items and risk result' in the Guaranteed business contribute to profit growth across all business units. The Swedish business SPP continues to deliver growing profits and increasing dividends, while releasing capital from its mature back book. Since 2015, SPP has repaid subordinated loans and paid dividends of SEK 8.7bn, which is SEK 5bn more than the results generated in the same period. The overall buffer capital level remains strong at 13% of guaranteed customer reserves and Storebrand Group's solvency ratio remained stable in the upper end of the target range at 175%. Storebrand's results in 2021 have not been particularly impacted by the Covid-19 pandemic.

Total fee and administration income amounted to NOK 936m (NOK 895m) in the quarter and NOK 3,792m (NOK 3,476m) for the full year, corresponding to an increase of 5% for the 4th quarter compared to last year and 9% for the full year. Strong growth in assets under management in all product segments within Savings, as well as growth in public sector occupational pensions (defined benefit) and paid-up policies, contribute to the income growth.

The Insurance result was NOK 158m (NOK 215m) in the 4th quarter and NOK 599m (NOK 454m) for the full year. The total combined ratio for the Insurance segment was 94% (85%) in the 4th quarter and 93% (98%) for the full year – slightly higher than the target range of 90-92%. The improvement for the year is due to weak results in products with disability coverage during the Covid-19 pandemic in 2020.

The operating costs for the quarter was NOK -724m (NOK -620m). For the full year, the cost was NOK -2,523m (NOK -2,427m). Operational cost in the 4th quarter also includes special items related to the acquisition of Danica and write down of IT systems totalling NOK -48m..

Overall, the operating profit amounted to NOK 371m (NOK 490m) in the quarter and NOK 1,868m (NOK 1,503m) year to date.

The 'financial items and risk result' amounted to NOK 361m (NOK 270m) in the 4th quarter and NOK 1,223m (NOK 204m) for the full year. The result in 2021 includes a positive effect of NOK 409m from the divestment of AS Værdalsbruket in the 2nd quarter. Returns on invested assets were satisfactory, despite rising interest rates leading to lower mark to market values but higher yields going forward. Net profit sharing in guaranteed products amounted to NOK 504m (NOK 136m) for the full year and the risk result improved to NOK187m (NOK 19m) in 2021 after a period of weak results during the Covid-19 pandemic.

Storebrand Livsforsikring Group booked a tax expense of NOK 157m (NOK 114m) in the quarter and NOK 563m (taxincome NOK 344m) year to date. The estimated normal tax rate is 21-23%, depending on each legal entity's contribution to the lifeinsurance group result.

Profit Storebrand Livsforsikring Group - by business area

2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Savings 197 250 250 304 211 1,001 782
Insurance 55 64 86 56 140 261 89
Guaranteed pensions 485 315 310 322 396 1,432 805
Other -6 17 390 -4 14 397 32
Profit before amortisation 731 646 1,035 678 760 3,091 1,707

Different tax rates in different countries of operations and currency fluctuations impact the quarterly tax rate. The lifeinsurance group has uncertain tax positions. Tax related issues are described in note 8.

The Group reports the results by business segment. For a more detailed description of the results, see the sections by segment below. Savings reported a profit before amortisation of NOK 197m (NOK 211m) in the quarter and NOK 1,001m (NOK 782m) for the full year, driven by growth in assets under management, as well as strong cost control. In Insurance, a better year for personal risk products generated a profit before amortisation of NOK 55m (NOK 140m) in the 4th quarter and NOK 261m (NOK 89m) for the full year. The

profit in Guaranteed pension improved to NOK 485m (NOK 396m) in the 4th quarter and NOK 1,432m (NOK 805m) for the full year. In the Other segment, it amounted to NOK -6m (NOK 14m) in the 4th quarter and NOK 397m (NOK 32m) for the full year.

Capital situation

The solvency ratio for Storebrand Group was 175% at the end of the 4th quarter, an decrease of 3 percentage points from last quarter. This is within the targeted range of 150-180%. Lower long term interest rates, a slightly lower volatility adjustment and a higher equity stress reduced the solvency ratio. Asset returns and a strong profit (net of dividends) contributed positively to the solvency ratio in the quarter.

  • 19% growth in operating profit compared to 2020 y/y
  • 15% growth in asset under management in the Unit Linked business y/y

The Savings segment includes products for retirement savings with no interest rate guarantees. The segment consists of defined contribution pensions in Norway and Sweden.

Profit
2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Fee and administration income 519 536 530 576 503 2,161 1,961
Operational expenses -329 -283 -283 -282 -296 -1,177 -1,138
Operating profit 190 253 247 294 207 984 824
Financial items and risk result life & pension 6 -3 3 10 4 17 -41
Profit before amortisation 197 250 250 304 211 1,001 782

Profit

The Savings segment reported a profit before amortisation of NOK 197m (NOK 211m) in the 4th quarter and NOK 1,001m (NOK 782m) for the full year.

Compared to last year, fee- and administration income in the Savings segment increased by 3% in the quarter and 10% for the full year, adjusted for currency 6% and 11% respectively. The income growth within Norwegian Unit Linked was 6% compared to the same quarter last year and 5% for the full year. This is despite the gradual implementation of Individual Pension accounts taking place this year, which reduces fees for Defined Contribution pensions. The income growth within Swedish Unit Linked was 3% compared to the same quarter last year and 15% for the full year. The income in the 1st quarter included non-recurring transaction fees amounting to SEK 37m. Adjusted for this gain the growth was 11% for the full year.

Unit Linked Norway reported a margin of 0.65%, down from 0.70% in the previous quarter. This is in line with expectations due to the introduction of Individual Pensions Accounts. Unit Linked Sweden reported a margin of 0.73%, down from 0.75% in the previous quarter.

Operational cost amounted to NOK -329m (NOK -296m) in the 4th quarter and NOK -1,177m (NOK -1,138m) for the full year. Operational cost increased by 3% in 2021 and cost control remains strong. The increase is attributed to growth initiatives in the business, digital investments.

The financial result was NOK 6m (NOK 4m) in the quarter and NOK 17m (NOK -41m) for the full year. The loss in 2020 stemmed primarily from negative one-off the resulting financial market turmoil as the Covid-19 pandemic unfolded.

Balance sheet and market trends

Unit Linked premiums amounted to NOK 5.4bn (NOK 5.2bn) in the 4th quarter, an increase of 4% compared to last year. Total assets under management in Unit Linked increased by NOK 12.6bn (4%) during the 4th quarter to NOK 308bn and by NOK 40bn (15%) in 2021.

In the Norwegian Unit Linked business, assets under management increased by NOK 6.5bn (4.3%) to NOK 158bn in the quarter, and by NOK 21bn (15.2%) in 2021. The growth temporarily slowed in 2021 due to the process of transferring Pension Capital Certificates to Individual Pensions Accounts, where more capital has been transferred out than into Storebrand. Net transfers amounted to NOK -9.4bn in 2021. Underlying growth remains strong however, driven by growth in occupational pension premium payments and new sales as well as market returns. Storebrand is the second largest provider of defined contribution pensions in Norway, with a market share of 27% of gross premiums written (at the end of the 3rd quarter 2021).

In the Swedish market, SPP is the second largest provider of non-unionised occupational pensions with a market share of 13% measured by gross premiums written including transfers within Unit Linked (as at the end of Q3 2021). Unit Linked assets under management increased by SEK 9.8bn (7%) to SEK 155bn in the quarter, and SEK 28.7bn (23%) in 2021, despite a year with elevated competition in the transfer market. The growth is driven by strong growth in sales (APE) and market returns.

Key Figures

2021 2020
(NOK million) Q4 Q3 Q2 Q1 Q4
Unit Linked Reserves 308,351 295,790 295,195 278,702 268,331
Unit Linked Premiums 5,350 5,201 5,316 5,346 5,163

Insurance

  • Stable result development, combined ratio of 94% for the quarter
  • 9% growth in portfolio premiums y/y for Individual life
  • Measures have been taken to improve profitability further

The Insurance segment provides personal risk products in the Norwegian and Swedish retail market and employee insurance and pension-related insurance in the Norwegian and Swedish corporate markets.

Insurance

2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Insurance result 158 148 168 125 215 599 454
- Insurance premiums f.o.a. 759 745 742 742 750 2,988 2,938
- Claims f.o.a. -601 -598 -574 -617 -535 -2,389 -2,484
Operational expenses -115 -94 -96 -99 -99 -404 -399
Operating profit 43 54 72 26 116 195 56
Financial items and risk result life & pension 12 10 14 30 23 65 33
Profit before amortisation 55 64 86 56 140 261 89

Profit

Insurance delivered a profit before amortisation of NOK 55m (NOK 140m) in the 4th quarter and NOK 261m (NOK 89m) for the full year, representing a combined ratio of 94% (85%) in the quarter and 93% (98%) year to date. The result is weaker than the target combined ratio of 90-92%. The combined ratio in the quarter is driven by claims in line with normalised levels, but higher operational cost partly due to special items including write down of IT systems.

For Individual life, the profit before amortisation was NOK 40m (NOK 77m) in 4th quarter and NOK 248m (NOK 181m) for the full year, which represents a satisfactory and stable result in the quarter. Group life reported a profit before amortisation of NOK 3m (NOK 19m) in the 4th quarter and NOK -44m (NOK -204m) for the full year. The Group life result improved in the quarter compared to previous periods. Measures, including pricing, have been taken to improve the robustness and profitability in the product.

The result for 'Pension related disability insurance Nordic' was NOK 13m (NOK 43m) in the 4th quarter and NOK 56m (NOK 112m) for the full year. The Norwegian business experienced increases in disability levels, partly due to seasonal effects, but the result remained positive. In the Swedish business, the result in the quarter was stable.

Cost control has continued to be satisfactory. The cost ratio was 15% (13%) in the 4th quarter and 14% (14%) for the full year. Operational cost amounted to NOK -115m (NOK -99m) in the quarter and NOK -404m (NOK -399m) year to date.

Insurance's investment portfolio in Norway amounted to NOK 7.1bn1) as of the end of the 4th quarter. It is primarily invested in fixed income securities with short to medium duration and achieved a financial return of 1.1% in the quarter and 4.0% year to date.

Balance sheet and market trends

The Insurance segment offers a broad range of products to the retail market in Norway, as well as to the corporate market in both Norway and Sweden.

Annual portfolio premiums as of 4th quarter was 3% lower compared to the same period last year. The Individual Life product line grew 9%, while Group Life experienced a reduction due to a large group life contract was terminated representing annual portfolio premiums of NOK 275m, with effect from 1 January 2021. Pension related disability insurance grew by 2% in the 4th quarter compared to the same period last year.

1 NOK 2.8bn of the investment portfolio is linked to disability coverages where the investment result goes to the customer reserves and not as a result element in the P&L.

2021
Portfolio Premium (annual)
(NOK million) Q4 Q3 Q2 Q1 Q4
Individual life * 784 754 753 747 721
Group life ** 828 824 814 827 1,005
Pension related disability insurance *** 1,369 1,351 1,346 1,293 1,274
Portfolio premium 2,981 2,929 2,913 2,867 2,999

* Individual life disability insurance ** Group disability, workers compensation insurance *** DC disability risk premium Norway and disability risk Sweden

2020
Key Figures
(NOK million) Q4 Q3 Q2 Q1 Q4
Claims ratio 79 % 80 % 77 % 83 % 71 %
Cost ratio 15 % 13 % 13 % 13 % 13 %
Combined ratio 94 % 93 % 90 % 97 % 85 %

Guaranteed pension

  • 14% growth in operating profit y/y
  • Solid risk result
  • Strong profit sharing
  • Further strengthening of buffer capital

The Guaranteed Pension segment includes long-term pension savings products that give customers a guaranteed rate of return. The area includes defined benefit pensions in Norway and Sweden, paid-up policies and individual capital and pension insurances.

Guaranteed pension

2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Fee and administration income 418 423 407 383 389 1,631 1,511
Operational expenses -248 -217 -227 -197 -218 -890 -861
Operating profit 169 206 180 186 171 741 650
Risk result life & pension 63 70 21 32 14 187 19
Net profit sharing 253 38 108 104 211 504 136
Profit before amortisation 485 315 310 322 396 1,432 805

Note: The 'Guaranteed Pension' segment now includes 'Euroben' as a part of 'Guaranteed Pension, Sweden' and historical figures have been adjusted accordingly. Prior to Q1 2021 it was reported under the 'Other' segment.

Profit

Guaranteed Pension achieved a profit before amortisation of NOK 485m (NOK 396m) in the 4th quarter and NOK 1,432m (NOK 805m) for the full year.

Fee and administration income amounted to NOK 418m (NOK 389m) in the 4th quarter and NOK 1,631m (NOK 1,511m) for the full year. The majority of the guaranteed products are closed for new business and are in long term run-off. However, growth in public sector occupational pensions (reported as Defined Benefit Norway) and transfers of closed Defined Benefit plans to Paid-up policies drive the increase in fee income.

Operational cost amounted to NOK -248m (NOK -218m) in the 4th quarter and NOK -890m (NOK -861m) for the full year.

For the full year operating profit increased by 14% to NOK 741m (NOK 650m).

The risk result amounted to NOK 63m (NOK 14m) in the quarter and NOK 187m (NOK 19m) for the full year. A positive disability and longevity risk result in Norwegian Paid-up policies are the main contributors to the result. In the Norwegian Defined Benefit portfolio, the result in the quarter amounted to NOK 8m (NOK -42m), representing improvement compared to earlier quarters.

Net profit sharing amounted to NOK 253m (NOK 211m) in the 4th quarter and NOK 504m (NOK 136m) for the full year. In the Norwegian business, Paid-up policies and Individual life and pension contributed with NOK 98m (NOK 58m) in the quarter due to financial returns and risk results to be shared between the company and policyholders. In SPP, net profit sharing was NOK 155m (NOK 152m) in the quarter, driven by strong asset return, particularly within real estate investments.

Balance sheet and market trends

The majority of the guaranteed products are in long term run-off as pension payments are paid out to policyholders. Most customers have switched from guaranteed to non-guaranteed products, in line with the Group's strategy. A new growth area for Storebrand is public sector occupational pensions, where Storebrand won its first mandates in 2020, transferred in 1st quarter 2021. This has been the main driver for a large net increase in Defined Benefit reserves in the Norwegian business of NOK 7.4bn year to date. Additional mandates, estimated to NOK 5.5bn of reserves was won during 2021, but will be transferred to Storebrand in early 2022.

As of the 4th quarter, customer reserves of guaranteed pensions amounted to NOK 291bn. This is an increase of NOK 3bn in 2021. Adjusted for currency effects, reserves increased NOK 10bn and is attributed to the growth in public occupational pensions and excess returns.

As a share of the total balance sheet, guaranteed reserves amounted to 48.5% (51.7%) at the end of the 4th quarter, a reduction of 3.2 percentage points during 2021. Net outflow of guaranteed reserves (excluding transfers) amounted to NOK -2.7bn in the quarter and NOK -10.3bn for the full year. This is as a result of more pensions being paid out than premiums being paid in as the Guaranteed business is in run-off.

Paid-up policies are experiencing some growth over time as active Defined Benefit contracts eventually become Paid-up policies. Reserves amounted to NOK 149bn as of the 4th quarter, an increase of NOK 4.5bn in 2021. The increase is largely attributed to NOK 3bn in transfers of profitable guaranteed business to Storebrand.

Guaranteed portfolios in the Swedish business totalled NOK 93bn as of the 4th quarter, a decrease of NOK 7.9bn in 2021. Adjusted for currency effects, the decrease was NOK -1.2bn.

Storebrand's strategy is to have a solid buffer capital level in order to secure customer returns and shield shareholder's equity under turbulent market conditions. In the 4th quarter alone, the buffer capital increased NOK 2bn. Buffer capital for Guaranteed pensions amounted to 11.2% (11.0%) of reserves in Norway, corresponding to an increase of NOK 1.4bn in 2021. This does not include NOK 4.8bn of off-balance sheet excess values of bonds held at amortised cost. In Sweden, buffer capital amounted to 17.8% (11.4%), corresponding to an overall increase of NOK 3bn in 2021 (NOK 3.7bn adjusted for currency effects).

Key Figures

2020
(NOK million) Q4 Q3 Q2 Q1 Q4
Guaranteed reserves 290 862 292 161 294 909 286 410 287 614
Guaranteed reseves in % of total reserves 48.5 % 49.7 % 50.0 % 50.7 % 51.7 %
Transfer out of guaranteed reserves 447 -683 -94 6,941 704
Buffer capital in % of customer reserves Storebrand 11.2 % 10.8 % 11.3 % 9.8 % 11.0 %
Buffer capital in % of customer reserves SPP 17.8 % 15.5 % 15.1 % 14.1 % 11.9 %

Other

Under Other, the company portfolios of Storebrand Livsforsikring and SPP are reported.

Other

2021 2020 1.1 - 31.12
(NOK million) Q4 Q3 Q2 Q1 Q4 2021 2020
Fee and administration income 3 4
Operational expenses -32 -7 -7 -6 -7 -53 -30
Operating profit -32 -7 -7 -6 -4 -53 -26
Financial items and risk result life & pension 26 24 397 2 18 450 57
Profit before amortisation -6 17 390 -4 14 397 32

Profit

The Other segment reported a profit before amortisation of NOK -6m (NOK 110m) in the 4th quarter and NOK 397m (NOK 32m) for the full year.

The strong result year to date in 2021 is attributed to the sale of AS Værdalsbruket in the 2nd quarter with a net gain of NOK 409m. In 2020, the result was modest due financial market developments. Unrealised losses on investments occurred in the 1st quarter during the financial market turmoil but were reversed throughout the remainder of the year. Operational cost increased in the 4th quarter due to NOK -25m transaction costs related to the acquisition of Danica.

The financial result for the Other segment includes the company portfolios of SPP and Storebrand Life Insurance. The financial result for the other segment amounted to NOK 26m in the quarter (NOK 18m) and NOK 450m (NOK 57m) for the full year. In the 4th quarter a financial loss of NOK -18m incurred when winding up a run-off Swedish branch

The investments in the company portfolios are primarily in interestbearing securities in Norway and Sweden. The Norwegian company portfolio reported a return of 0.4% in the quarter and 1.7% year to date. The Swedish company portfolio achieved a return of -0.1% in the quarter and 0.4% year to date.

The Storebrand Life Insurance Group is funded by a combination of equity and subordinated loans. Given the interest rate level at the end of the 4th quarter, interest expenses of approximately NOK 110m per quarter are expected going forward. The company portfolios in the Norwegian and Swedish life insurance companies and the holding company amounted to NOK 33.6bn at end of the year.

1Consists of equity, subordinated loan capital, market value adjustments reserve, risk equalisation reserve, unrealised gains/losses on bonds and loans and loans at amortised cost, additional statutory reserves, conditiional bonuses

Balance sheet, solidity and capital situation

Continuous monitoring and active risk management is a core area of Storebrand's business. Risk and solidity are both followed up on at the Group level and in the legal entities. Regulatory requirements for financial strength and risk management follow the legal entities to a large extent. The section is thus divided up by legal entities.

Storebrand Livsforsikring Group

The Solidity capital1) measures the amount of IFRS capital available to cover customer liabilities. The solidity capital amounted to NOK 74.1bn at the end of 4th quarter 2021, an increase in the 4th quarter by NOK 0.3bn and year to date by NOK 1.3bn. The change in the quarter is primarily due to increased interest rates in Norway and increased customer buffers in both Norway and Sweden. During the 1st quarter, a subordinated loan of EUR 300m has been issued and EUR 50m has been repurchased. In the 3rd quarter, a subordinated loan of SEK 900m has been issued. In October a subordinated loan of SEK 750m has been repurchased.

Storebrand Livsforsikring AS

The market value adjustment reserve increased during the 4th quarter by NOK 0.6bn and decreased by NOK 0.9bn year to date. At the end of 4th quarter the market value adjustment reserve amounted to NOK 6.3bn, corresponding to 3.5% (3.2% at the end of 3rd quarter) of customer funds with a guarantee.

The additional statutory reserves amounted to NOK 13.6bn, corresponding to 7.6% (7.4% at the end of the 3rd quarter) of customer funds with guarantee, at the end of the 4th quarter 2021. Investment returns in customer portfolios higher than the guaranteed interest rate in the quarter and year to date increased reserves by NOK 1.6bn while new business transferred in contributed positively with NOK 0.6bn in additional statutory reserves year to date.

Together, the customer buffers amounted to 11.2% (10.6% at the end of the 3rd quarter) of customer funds with guarantee.

The excess value of bonds and loans valued at amortised cost decreased by NOK 1.5bn in the 4th quarter and by NOK 5.5bn year to date due to higher interest rates and amounted to NOK 3.4bn at the end of the 4th quarter, but is not included in the financial statements.

Customer buffers

Allocation of guaranteed customer assets

Customer assets increased in the 4th quarter by NOK 6.5bn and by NOK 31.9bn year to date, amounting to NOK 356bn at the end of the year. Customer assets within non-guaranteed savings increased by NOK 6.5bn during the 4th quarter and by NOK 20.8bn year to date, amounting to NOK 157bn at the end of the year. Guaranteed customer assets are unchanged in the 4th quarter and increased by NOK 11.1bn year to date, amounting to NOK 198bn at the end of the year.

The buffer capital (conditional bonuses) amounted to SEK 14.1bn (SEK 10.3bn) at the end of the 4th quarter.

Allocation of Guaranteed Customer Assets

Total assets under management for customers in SPP were SEK 247bn (SEK 209bn) at the end of the 4th quarter. This corresponds to an increase of 18% in 2021. For customer assets in non-guaranteed savings, assets under management amounted to SEK 155bn (SEK 126bn) at the end of the 4th quarter, which corresponds to an increase of 23% in 2021.

Outlook

Strategy

Storebrand Group follows a two-fold strategy that gives a compelling combination of self-funded growth in the front book, the growth areas of the "future Storebrand", and capital return from a maturing back book of guaranteed pensions.

Storebrand Group aims to be (a) the leading provider of Occupational Pensions in both Norway and Sweden, (b) continue a strategy to build a Nordic Powerhouse in Asset Management and (c) ensure fast growth as a challenger in the Norwegian retail market for financial services. The combined capital, customer base, cost and data synergies across the Group provide a solid platform for profitable growth and value creation.

Storebrand also continues to manage capital and a back book with guaranteed products for increased shareholder return. This includes both a dividend policy of growing ordinary dividends from earnings as well as managing the legacy products that carry interest guarantees in a capital-efficient manner. The goal is to release an estimated NOK 10bn of capital by 2030.

Financial performance

In Norway, the market for private sector occupational pensions has experienced increased competition over the last years in anticipation of the new Individual Pension Accounts (IPA) introduced in 2021. Consequently, the Unit Linked segment in Norway has been reporting a gradually lower fee income margin. This has been reinforced by individuals' contracts being merged into one account in 2021. The product's profit is expected to decline in 2022, before recovering in 2023 through strong underlying growth as well as measures to increase profitability. The market has grown structurally over the past years. High single-digit growth in Defined Contribution premiums and double-digit growth in assets under management are expected during the next years. We aim to defend Storebrand's strong position in the market, while also focusing on cost leadership and improved customer experience through end-to-end digitalisation.

In December 2021, Storebrand announced that it has entered into an agreement to acquire Danica in Norway, which holds a market share of 5% in Defined Contribution pensions. The acquisition is expected to close during the first half of 2022. This will strengthen Storebrand's presence in the segment for small and medium sized businesses, and it will increase Storebrand's distribution capacity of both Defined Contribution pensions and personal risk products.

As a leading occupational pension provider in the private sector, Storebrand also has a competitive offering to the public sector market. Premiums in the public sector pension market are growing and it is larger in reserves than the private sector. This represents a potential additional source of revenue generation for Storebrand. The ambition is to gain 1% market share annually, or approximately NOK 5bn in annual net inflow.

In Sweden, SPP has become a significant profit contributor to the Storebrand Group, driven by earnings growth and ongoing capital release. Growth is expected to continue, driven by an edge in digital and ESG-enhanced solutions, and a strong market position. The market is expected to grow about 8% annually, supported by increasing transfer volumes. Going forward, SPP's ambition is to grow 14-16% annually – twice the overall market growth – through capturing the largest share of transfers.

Overall reserves for guaranteed pensions are expected to start decreasing in the coming years. Guaranteed reserves represent a declining share of the Group's total pension reserves and amounted to 48.5% of the pension reserves at the end of the year, 3.2 percentage points lower than at the end of last year. Storebrand has a strategy is to secure customer returns and shield shareholder's equity under turbulent market conditions by building customer buffers.

The individualisation of the market for pension and savings is expected to further increase and may be reinforced by the introduction of individual pension accounts in Norway. Retail has become an increasingly large part of Storebrand.

Strong cost discipline will be a critical success factor to deliver on the earnings ambition. Storebrand will continue to reduce underlying costs, but it will also be necessary to make selective investments to facilitate profitable growth.

Risk

Our risk management framework is designed to take appropriate risk in order to deliver returns to customers and shareholders. At the same time, the framework shall ensure that we shield our customers, shareholders, employees and other stakeholders from undesirable incidents and losses. The framework covers all risks that Storebrand may be exposed to.

Financial market risk is the Group's biggest risk, but main risks also include business risk, insurance risk, counterparty risk, operational risk, climate risk and liquidity risk. In the Board's self-assessment of risk and solvency (ORSA) process, developments in interest rates, credit spreads, and equity and property values are considered to be the biggest risks that influence the solvency of the Group. Should the economic situation worsen, and financial markets deteriorate, investment losses may occur from reduced valuations of such instruments.

In the long term, continued low interest rates represent a risk for products with guaranteed high interest rates. The level of the average annual interest rate guarantee is gradually reduced as older policies with higher guarantees are phased out. Storebrand has also adapted to the low interest rate environment by increasing the asset duration, building a robust portfolio of bonds at amortised cost to achieve sufficient returns, and building up buffer capital. The investment portfolio in Norway with 52% of the bonds booked at amortised cost, as well as an asset-duration matched portfolio in Sweden, reduce the impact of interest rate movements. With over 13% of customer buffers as a share of customer reserves, Storebrand effectively has NOK 34bn more in customer assets than liabilities and NOK 3.4bn in surplus values in bonds held at amortised cost. Customer buffers increase the expected booked returns in Norway. The customer buffers can also be used to compensate for a shortfall in returns under poor market conditions, limiting the financial risk to shareholders and policyholders. In markets with rising interest rates, the buffer capital absorbs lower mark-to-market values on bonds.

Increased longevity and development in disability are the main insurance risk factors for the Group. A weakening of the Norwegian economy that leads to higher unemployment may lead to higher disability levels, which can result in increased claims. The Covid-19 pandemic has led to increased uncertainty in disability and related claims. Storebrand continues to monitor the development closely.

Operational risk may also influence solvency. Several regulatory processes, both on the domestic and international level, with potential implications for capital, customer returns and commercial opportunities are described below in a separate section.

Changes have been made to the Norwegian tax legislation for the insurance industry over many years. Storebrand and the Norwegian Tax Administration have interpreted some of the legislation changes and the associated transitional rules differently. Consequently, Storebrand has three uncertain tax positions with regards to recognised tax expenses. These are described in more detail in note 8. Should Storebrand's interpretation be accepted in

all three cases, an estimated positive tax result of up to NOK 2.8bn may be recognised. Should all the Norwegian Tax Administration's preliminary interpretations be the final verdict, a tax expense of NOK 1.8bn could be recognised. The timeline for settling the process with the Norwegian Tax Administration might take several years. If necessary, Storebrand will seek clarification from the court of law on the matter.

Regulatory changes

Savings in Norwegian Defined Contribution pensions In December 2021, new legislation was adopted making pension contributions mandatory for all of employees' income, not just income above 1G (G = NOK 106 399) for employees working more than 20% and are above the age of 20. Companies need to adapt to the new legislation before 1 July 2022. It is estimated that the changes will increase total savings in the Defined Contribution pension market by about NOK 3 billion per year.

Public Occupational Pensions

The Norwegian parliament also passed new legislation in December 2021 regulating the buffer capital within public occupational pension schemes. The new legislation merges the market value adjustment reserves with the additional statutory reserves into a more flexible customer buffer fund which can cover negative returns. There is no cap on the size of the new buffer fund. The new regulation will facilitate competition in the market for public occupational pensions and is expected to be positive for Storebrand's growth ambitions in this market.

Paid-up policies

New legislation was passed for Paid-up policies in December 2021 The final changes are:

  • The ability for providers to build additional statutory reserves separately for individual contracts. This will allow for profit sharing and increased benefits on contracts with sufficient additional statutory reserves.
  • Faster pay-outs for small paid up-policies. Providers can reduce the pay-out period for paid-up policies so that annual payments equal 0.3G (G = NOK 106 399). Policyholders can demand a reduced pay-out period so that annual payments equal 0.5G. The policyholder and provider also have the option to enter into an agreement to reduce the pay-out period so that the annual payments equal 1G. This can reduce longevity risk and duration risk for the affected contracts.
  • Providers will be allowed to compensate customers who convert guaranteed paid-up policies to investment choice. It will still be possible to offer conversion without compensation. If compensation is offered, it should reflect the value of the guaranteed returns the customer surrenders.

The legislation change passed regarding more flexible buffer capital management within public occupational pensions mentioned above was not passed for paid-up policies. The Ministry of Finance has however announced that it may consider further regulatory changes.

Solvency II review

The European Commission presented proposals for changes in the Solvency II standard model in September 2021. The Commission's proposals differ significantly compared to earlier proposals from The European Insurance and Occupational Pension Authority (EIOPA).

The main purpose of the revision is to ensure that insurance companies continue to invest in accordance with the political priorities of the EU, especially with regards to financing the post Covid-19 recovery by facilitating long-term investments and increasing the capacity to invest in European business. The Commission also emphasises the insurance sector's important role when it comes to financing the green transition and helping society to adapt to climate change. The review also intends to correct deficiencies in current regulation and make the insurance sector more robust.

Storebrand currently applies the standard model. In the review, changes to the interest rate risk module could increase the solvency capital requirement for Norwegian and Swedish insurers. The Commission's proposals appear more representative for Norwegian interest rates than earlier proposals from EIOPA. The Commission also proposes changes that could have offsetting effects to increased capital requirements, such as a reduced risk margin. Several changes are also proposed in the calculation of the volatility adjustment as well as an increased interval for the symmetric adjustment for equity risk. As they are currently outlined, the Commission's proposals are not expected to have a significant overall impact on Storebrand's solvency ratio.

The Commission has not outlined a timeline for the further process on adapting changes in the standard model. We expect final conclusions to be drawn by the Commission, the Parliament and the Council in 2022. This will be followed by work on delegated acts and guidelines. Changes are not expected to enter into force until 2024-2025. The Commission will also consider a phasing-in period of five years for new rules related to the calculation of interest rate risk and the new extrapolation method for interest rates will be phased in gradually until the end of 2031.

Changes in IFRS

A new accounting standard for insurance contracts, IFRS 17, is set to be implemented in 2023. The purpose is to introduce common accounting rules for insurance contracts and improve the comparability of insurance accounts. IFRS 17 entails, among other things, market valuation of liabilities, separation of insurance cohorts in the accounts, income recognition over the contract period rather upfront, and an amended profit and loss statement. Storebrand will implement IFRS 9 for financial instruments at the same time. For Storebrand's consolidated financial statements, the new standards will lead to changes in the valuation of insurance contracts, classification of fixed income investments and how profits are recognised. Estimated effects for Storebrand will be presented closer to implementation. Whether IFRS 17 is implemented in the statutory reporting requirements is decided by national regulations in each country. For the life insurance business, IFRS 17 is not expected to be applied in the statutory reporting requirements. The effects from the implementation of IFRS 17 is thus not expected to affect the Solvency calculations nor dividend capacity significantly.

Sustainable Finance

The European Union's Action Plan on Sustainable Finance aims to contribute to realising the Paris goals of reduced carbon emissions. It intends to increase the share of sustainable investments, promote long-termism and clarify which financial products are actually sustainable. This is followed by new regulation to increase investments in sustainable activities and increase the resilience of the financial system when it comes to climate risk. New legislation introducing the EU Taxonomy on classification of sustainable activities and regulation on climate-related disclosures in Norwegian law was passed in December 2021.

Lysaker, 8 February 2022 Board of directors Storebrand Livsforsikring AS

Storebrand Livsforsikring Group Statement of comprehensive income

Q4 1.1 - 31.12
(NOK million) 2021 2020 2021 2020
TECHNICAL ACCOUNT:
Gross premiums written 7,173 6,427 29,467 27,379
Reinsurance premiums ceded -9 -1 -19 -11
Premium reserves transferred from other companies 5,705 1,902 22,064 15,437
Premiums for own account 12,868 8,328 51,512 42,805
Income from investments in subsidiaries, associated companies and joint ventures
companies 446 307 654 473
Interest income and dividends etc. from financial assets 1,781 1,910 6,787 6,992
Net operating income from properties 188 251 1,053 1,018
Changes in investment value 1,182 8 -1,577 3,028
Realised gains and losses on investments 1,202 1,525 3,939 2,918
Total net income from investments in the collective portfolio 4,799 4,002 10,856 14,429
Income from investments in subsidiaries, associated companies and joint ventures
companies 97 57 136 96
Interest income and dividends etc. from financial assets 1,572 884 1,835 919
Net operating income from properties 45 20 178 168
Changes in investment value 13,128 10,139 37,659 10,396
Realised gains and losses on investments 1,803 2,958 7,875 4,838
Total net income from investments in the investment selection portfolio 16,646 14,058 47,682 16,418
Other insurance related income 395 391 1,573 1,426
Gross claims paid -5,431 -5,069 -21,176 -20,372
Claims paid - reinsurance 1 10 9 15
Premium reserves etc. transferred to other companies -9,595 -1,970 -29,777 -8,152
Claims for own account -15,024 -7,030 -50,945 -28,509
To/from premium reserve, gross 1,019 1,323 373 -353
To/from additional statutory reserves -406 -1,690 -2,290 -2,460
Change in marketvalue adjustment fund -617 922 861 -1,670
Change in premium fund, deposit fund and the pension surplus fund -6 -2 -9 -3
To/from technical reserves for non-life insurance business 22 12 30 -106
Change in conditional bonus -1,412 -1,441 -4,122 -223
Transfer of additional statutory reserves and value adjustment fund from other insurance
companies/pension funds 43 33 724 27
Changes in insurance obligations recognised in the Profit and Loss Account - con
tractual obligations -1,357 -841 -4,433 -4,788
Change in pension capital -16,149 -17,102 -49,599 -36,761
Changes in insurance obligations recognised in the Profit and Loss Account -
investment portfolio separately -16,149 -17,102 -49,599 -36,761
Profit on investment result -1,211 -508 -1,211 -508
Risk result allocated to insurance contracts -100 -113 -100 -113
Other allocation of profit -84 -84 -84 -84
Unallocated profit 679 318
Funds allocated to insurance contracts -716 -387 -1,395 -705
Management expenses -59 -62 -235 -211
Selling expenses -201 -79 -765 -782
Change in pre-paid direct selling expenses 7 11 29 68

Storebrand Livsforsikring Group Statement of comprehensive income continue

Q4 1.1 - 31.12
(NOK million) 2021 2020 2021 2020
Insurance-related administration expenses (incl. commissions for reinsurance received) -435 -485 -1,488 -1,468
Insurance-related operating expenses -689 -615 -2,459 -2,393
Other insurance related expenses -37 -75 -164 -279
Technical insurance profit 737 728 2,628 1,643
Non-technical account
Income from investments in subsidiaries, associated companies and joint ventures
companies
11 -15 13 19
Interest income and dividends etc. from financial assets 104 167 370 454
Changes in investment value -66 -2 -43 30
Realised gains and losses on investments 101 -35 150 -114
Net income from investments in company portfolio 150 115 490 388
Other income 37 66 565 198
Management expenses -5 -5 -20 -19
Other expenses -277 -239 -939 -875
Management expenses and other costs linked to the company portfolio -282 -244 -959 -894
Profit or loss on non-technical account -95 -63 96 -307
Profit before tax 641 665 2,725 1,336
Tax expenses -157 -114 -563 344
Profit before other comprehensive income 484 551 2,162 1,679
Change in actuarial assumptions 132 -82 124 -88
Fair value adjustment of properties for own use 66 59 139 83
Other comprehensive income allocated to customers -66 -59 -139 -83
Tax on other profit elements not to be reclassified to profit/loss 10 10 10 10
Other comprehensive income not to be reclassified to profit/loss 142 -72 134 -78
Profit/loss cash flow hedging -21 -32 -56 -32
Translation differences foreign exchange -50 -137 282
Other profit comprehensive income that may be reclassified to profit /loss -71 -33 -193 250
Other comprehensive income 71 -105 -59 172
TOTAL COMPREHENSIVE INCOME 555 446 2,103 1,851
PROFIT IS ATTRIBUTABLE TO:
Share of profit for the period - shareholders 484 551 2,162 1,672
Share of profit for the peride - non-controlling interests 7
COMPREHENSIVE INCOME IS ATTRIBUTABLE TO:
Share of profit for the period - shareholders 555 439 2,103 1,844
Share of profit for the peride - non-controlling interests 8 8

Storebrand Livsforsikring Group Statement of financial position

(NOK million) 31.12.2021 31.12.2020
Assets
Assets in company portfolio
Goodwill 778 831
Other intangible assets 2,735 3,195
Total intangible assets 3,513 4,026
Properties at fair value 50
Equities and units in subsidiaries, associated companies and joint ventures 215 133
Loans at amoritsed cost 1 2
Bonds at amortised cost 9,408 7,361
Deposits at amortised cost 725 434
Equities and fund units at fair value 273 102
Bonds and other fixed-income securities at fair value 17,723 17,350
Derivatives at fair value 843 1,316
Total investments 29,189 26,747
Receivables in connection with direct business transactions 499 263
Receivables in connection with reinsurance transactions 1
Receivables with group company 102 106
Other receivables 8,196 4,953
Total receivables 8,797 5,323
Tangible fixed assets 641 700
Cash, bank 1,971 1,785
Tax assets 1,058 1,723
Other assets designated according to type 67
Total other assets 3,670 4,275
Pre-paid direct selling expenses 699 717
Other pre-paid costs and income earned and not received 185 160
Total pre-paid costs and income earned and not received 884 877
Total assets in company portfolio 46,053 41,249

Storebrand Livsforsikring Group Statement of financial position continue

(NOK million) 31.12.2021 31.12.2020
Assets in customer portfolios
Properties at fair value 28,543 27,652
Properties for own use 1,659 1,609
Equities and units in subsidiaries, associated companies and joint ventures 5,864 5,044
Bonds held to maturity 8,441 13,026
Bonds at amortised cost 104,974 92,846
Loans at amortised cost 22,043 23,733
Deposits at amortised cost 5,141 9,390
Equities and fund units at fair value 28,714 21,839
Bonds and other fixed-income securities at fair value 90,011 97,223
Loans at fair value 7,310 7,523
Derivatives at fair value 2,358 6,535
Total investments in collective portfolio 305,059 306,419
Reinsurance share of insurance obligations 13 24
Properties at fair value 4,833 4,415
Equities and units in subsidiaries, associated companies and joint ventures 1,277 1,123
Loans 1,008 36
Deposits at amortised cost 1,302 900
Equities and fund units at fair value 249,069 208,607
Bonds and other fixed-income securities at fair value 50,800 50,939
Loans at fair value 133 142
Derivatives at fair value 558 2,052
Total investments in investment selection portfolio 308,979 268,215
Total assets in customer portfolio 614,051 574,657
TOTAL ASSETS 660,104 615,906
Equity and liabilities
Share capital 3,540 3,540
Share premium 9,711 9,711
Other paid in equity 1,110 599
Total paid in equity 14,361 13,850
Risk equalisation fund 547 438
Security reserves 5 5
Other earned equity 11,097 11,323
Non-controlling interests 69
Total earned equity 11,649 11,835

Storebrand Livsforsikring Group Statement of financial position continue

(NOK million) 31.12.2021 31.12.2020
Perpetual subordinated loans 1,976 1,100
Dated subordinated loans 8,889 7,734
Total subordinated loans and hybrid tier 1 capital 10,865 8,834
Premium reserves 261,044 263,383
Additional statutory reserves 13,602 11,380
Market value adjustment reserve 6,309 7,170
Premium fund, deposit fund and the pension surplus fund 3,501 2,266
Conditional bonus 13,781 10,769
Other technical reserve 661 702
Total insurance obligations in life insurance - contractual obligations 298,900 295,671
Pension capital 308,331 268,331
Total insurance obligations in life insurance - investment portfolio separately 308,331 268,331
Pension liabilities etc. 31 180
Deferred tax 622 647
Other provisions for liabilities 48 115
Total provisions for liabilities 702 942
Liabilities in connection with direct insurance 999 695
Liabilities in connection with reinsurance 14 11
Derivatives 1,997 886
Liabilities to group companies 24 29
Other liabilities 11,751 14,276
Total liabilities 14,785 15,897
Other accrued expenses and received, unearned income 510 546
Total accrued expenses and received, unearned income 510 546
TOTAL EQUITY AND LIABILITIES 660,104 615,906

Storebrand Livsforsikring Group Statement of change in equity

Majority's share of equity
Other Risk Non
Share Share paid in Total paid equalisation Security Other controlling Total
(NOK million) capital premium equity in equity fund reserves equity interests equity
Equity at 31.12.2019 3,540 9,711 88 13,339 466 5 11,628 113 25,550
Profit for the period -27 1,699 7 1,679
Other comprehensive income 164 8 172
Total comprehensive income for the period -27 1,864 15 1,851
Equity transactions with owner:
Received dividend/group contributions 511 511 511
Paid dividend/group contributions -2,220 -2,220
Other 52 -59 -7
Equity at 31.12.2020 3,540 9,711 599 13,850 438 5 11,323 69 25,686
Profit for the period 109 2,053 2,162
Other comprehensive income -59 -59
Total comprehensive income for the period 109 1,994 2,103
Equity transactions with owner:
Received dividend/group contributions 511 511 511
Paid dividend/group contributions -2,220 -2,220
Other -69 -69
Equity at 31.12.2021 3,540 9,711 1,110 14,361 547 5 11,098 0 26,010

Storebrand Livsforsikring AS Statement of cash flow 1. January - 31. December

Storebrand Storebrand Livsforsikring AS
Livsforsikring group
2020 2021 (NOK million) 2021 2020
Cash flow from operating activities
27,431 29,213 Net received - direct insurance 19,190 18,147
-20,625 -20,865 Net claims/benefits paid - direct insurance -12,423 -12,500
7,285 -7,713 Net receipts/payments - policy transfers -3,339 1,030
366 3,343 Net change insurance liabilities 3,494 54
-156 -211 Payment of tax -1 -1
-2,393 -2,459 Net receipts/payments operations -1,442 -1,362
1,133 2,107 Net receipts/payments - other operational activities -2,129 -662
13,042 3,413 Net cash flow from operating activities before financial assets 3,350 4,705
-195 446 Net receipts/payments - loans to customers 873 22
-7,424 -7,661 Net receipts/payments - financial assets -9,868 -2,701
-511 178 Net receipts/payments - property activities
721 Net receipts - sale of properties
-1,859 Net payments - purchase of properties
-2,657 3,674 Net change bank deposits insurance customers 3,445 -1,556
-10,786 -4,500 Net cash flow from operating activities from financial assets -5,550 -4,235
2,256 -1,087 Net cash flow from operating activities -2,200 470
Cash flow from investing activities
-28 613 Net payments - sale/purchase of subsidiaries 621 279
-30 -31 Net receipts/payments - sale/purchase of fixed assets -5 -6
-58 583 Net cash flow from investing activities 616 273
Cash flow from financing activities
499 3,911 Receipts - subordinated loans issued 3,911 499
-872 -1,072 Repayment of subordinated loans -1,072 -872
-381 -381 Payments - interest on subordinated loans -381 -381
682 680 Payments received of dividend and group contribution 1,884 1,293
-2,202 -2,220 Payment of dividend and group contribution -2,220 -1,526
-2,274 917 Net cash flow from financing activities 2,121 -986
-76 413 Net cash flow for the period 537 -243
10,710 4,913 of which net cash flow for the period before financial assets 6,087 3,992
-76 413 Net movement in cash and cash equivalent assets 537 -243
2,396 2,218 Cash and cash equivalents at the start of the period 1,167 1,410
-102 64 Currency translation differences
2,218 2,696 Cash and cash equivalent assets at the end of the period 1,704 1,167

Storebrand Livsforsikring AS Statement of comprehensive income

Q4 1.1 - 31.12
(NOK million) 2021 2020 2021 2020
Technical account:
Gross premiums written 4,538 4,118 19,436 18,099
Reinsurance premiums ceded -2 -9 -9
Premium reserves transferred from other companies 4,855 725 18,466 6,051
Premiums for own account 9,391 4,843 37,893 24,142
Income from investments in subsidiaries, associated companies and joint ventures
companies 641 1,204 1,526 1,397
of which from investment in property companies 641 1,204 1,526 1,397
Interest income and dividends etc. from financial assets 1,420 1,409 5,130 5,389
Changes in investment value 681 -859 -754 1,622
Realised gains and losses on investments 452 796 1,957 1,901
Total net income from investments in the collective portfolio 3,194 2,550 7,859 10,308
Income from investments in subsidiaries, associated companies and joint ventures
companies 155 314 405 355
of which from investment in property companies 156 316 405 357
Interest income and dividends etc. from financial assets 1,572 885 1,834 919
Changes in investment value 2,831 5,659 9,307 5,268
Realised gains and losses on investments 1,805 2,960 7,869 4,839
Total net income from investments in the investment selection portfolio 6,364 9,818 19,416 11,381
Other insurance related income 211 221 863 815
Gross claims paid -3,298 -2,925 -12,798 -12,278
Claims paid - reinsurance 1 10 8 14
Premium reserves etc. transferred to other companies -6,963 -793 -21,805 -5,021
Claims for own account -10,261 -3,708 -34,595 -17,285
To/from premium reserve, gross 176 354 -5,448 554
To/from additional statutory reserves -1,649 -2,538 -2,290 -2,460
Change in marketvalue adjustment fund -617 922 861 -1,670
Change in premium fund, deposit fund and the pension surplus fund -6 -2 -9 -3
To/from technical reserves for non-life insurance business 22 12 30 -106
Transfer of additional statutory reserves and value adjustment fund from other insurance
companies/pension funds
43 33 724 27
Changes in insurance obligations recognised in the Profit and Loss Account - con
tractual obligations -2,032 -1,218 -6,132 -3,658
Change in pension capital -6,540 -12,205 -20,913 -22,580
Changes in insurance obligations recognised in the Profit and Loss Account - invest
ment portfolio separately
-6,540 -12,205 -20,913 -22,580
Profit on investment result -1,211 -508 -1,211 -508
Risk result allocated to insurance contracts -100 -113 -100 -113
Other allocation of profit -84 -84 -84 -84
Unallocated profit 1,945 1,308
Funds allocated to insurance contracts 550 602 -1,395 -705

Storebrand Livsforsikring AS Statement of comprehensive income continue

Q4 1.1 - 31.12
(NOK million) 2021 2020 2021 2020
Management expenses -59 -62 -235 -211
Selling expenses -64 63 -243 -216
Insurance-related administration expenses (incl. commissions for reinsurance received) -295 -341 -965 -936
Insurance-related operating expenses -418 -340 -1,442 -1,362
Other insurance related expenses after reinsurance share -33 -69 -135 -247
Technical insurance profit 426 494 1,417 808
Non-technical account
Income from investments in subsidiaries, associated companies and joint ventures
companies
-59 78 1,506 1,117
Interest income and dividends etc. from financial assets 124 166 369 418
Changes in investment value -54 -11 -66 35
Realised gains and losses on investments 135 -21 410 -581
Net income from investments in company portfolio 146 212 2,220 989
Other income 10 2 12 4
Management expenses -5 -5 -20 -19
Other expenses -161 -117 -481 -392
Total management expenses and other costs linked to the company portfolio -166 -121 -500 -411
Profit or loss on non-technical account -10 93 1,732 582
Profit before tax 416 587 3,149 1,390
Tax expenses -173 -137 -504 369
Profit before other comprehensive income 243 449 2,645 1,759
Change in actuarial assumptions 2 -3 2 -3
Tax on other profit elements not to be reclassified to profit/loss 14 8 14 8
Other comprehensive income not to be reclassified to profit/loss 16 5 16 5
Profit/loss cash flow hedging -21 -32 -56 -32
Other profit comprehensive income that may be reclassified to profit /loss -21 -32 -56 -32
Other comprehensive income -5 -27 -40 -27
TOTAL COMPREHENSIVE INCOME 238 422 2,605 1,732

Storebrand Livsforsikring AS Statement of financial position

(NOK million) 31.12.2021 31.12.2020
Assets
Assets in company portfolio
Other intangible assets 455 419
Total intangible assets 455 419
Equities and units in subsidiaries, associated companies and joint ventures 12,478 13,225
Bonds at amortised cost 9,408 7,361
Deposits at amoritsed cost 715 373
Equities and fund units at fair value 476 51
Bonds and other fixed-income securities at fair value 12,419 10,748
Loans at fair value 12
Derivatives at fair value 843 1,316
Total investments 36,340 33,085
Receivables in connection with direct business transactions 495 257
Receivables in connection with reinsurance transactions 1
Receivables with group company 1,111 753
Other receivables 5,823 1,474
Total receivables 7,430 2,485
Tangible fixed assets 10 14
Cash, bank 989 794
Tax assets 797 1,547
Total other assets 1,796 2,355
Other pre-paid costs and income earned and not received 40 27
Total pre-paid costs and income earned and not received 40 27
Total assets in company portfolio 46,061 38,371
Assets in customer portfolios
Equities and units in subsidiaries, associated companies and joint ventures 22,325 21,155
of which investment in property companies 22,325 21,104
Bonds held to maturity 8,441 13,026
Bonds at amortised cost 104,974 92,846
Loans at amoritsed cost 22,043 23,733
Deposits at amoritsed cost 2,701 6,499
Equities and fund units at fair value 19,006 11,902
Bonds and other fixed-income securities at fair value 26,107 27,035
Loans at fair value 104
Derivatives at fair value 1,276 4,247
Total investments in collective portfolio 206,875 200,546

Storebrand Livsforsikring AS Statement of financial position continue

(NOK million) 31.12.2021 31.12.2020
Reinsurance share of insurance obligations 4 15
Equities and units in subsidiaries, associated companies and joint ventures 6,208 5,601
of which investment in property companies 6,208 5,586
Loans at amoritsed cost 1,008 36
Deposits at amoritsed cost 840 488
Equities and fund units at fair value 107,202 86,267
Bonds and other fixed-income securities at fair value 42,559 42,340
Loans at fair value 133 171
Derivatives at fair value 558 2,052
Total investments in investment selection portfolio 158,508 136,955
Total assets in customer portfolios 365,386 337,515
TOTAL ASSETS 411,447 375,886
Equity and liabilities
Share capital 3,540 3,540
Share premium 9,711 9,711
Other paid in equity 1,899 1,110
Total paid in equity 15,150 14,361
Risk equalisation fund 547 438
Security reserves 5 5
Other earned equity 10,015 10,729
Total earned equity 10,567 11,172
Perpetual subordinated loans 1,976 1,100
Dated subordinated loans 8,889 7,734
Total subordinated loans and hybrid tier 1 capital 10,865 8,834
Premium reserves 180,684 172,089
Additional statutory reserves 13,602 11,380
Market value adjustment reserve 6,309 7,170
Premium fund, deposit fund and the pension surplus fund 3,501 2,266
Other technical reserve 661 702
Total insurance obligations in life insurance - contractual obligations 204,759 193,607
Pension capital 157,873 137,089
Total insurance obligations in life insurance - investment portfolio separately 157,873 137,089
Pension liabilities etc. 2 7
Total provisions for liabilities 2 7
Liabilities in connection with direct insurance 825 469
Derivatives 1,638 401
Liabilities to group companies 3,235 2,254
Other liabilities 6,377 7,553
Total liabilities 12,075 10,678
Other accrued expenses and received, unearned income 156 137
Total accrued expenses and received, unearned income 156 137
TOTAL EQUITY AND LIABILITIES 411,447 375,886

Storebrand Livsforsikring AS Statement of change in equity

Share Other Total Risk
Share premium paid in paid in equalisation Security Other Total
(NOK million) capital 1) reserve capital equity fund reserves equity equity
Equity at 31.12.2019 3,540 9,711 599 13,850 466 5 11,190 25,511
Profit for the period -27 1,787 1,759
Other comprehensive income 0 -27 -27
Total comprehensive income for the
period -27 1,759 1,732
Equity transactions with owner:
Received dividend/group contributions 511 511 0 511
Paid dividend/group contributions -2,222 -2,222
Other 1 1
Equity at 31.12.2020 3,540 9,711 1,110 14,361 438 5 10,729 25,533
Profit for the period 109 2,536 2,645
Other comprehensive income 0 -40 -40
Total comprehensive income for the
period 109 2,496 2,605
Equity transactions with owner:
Received dividend/group contributions 789 789 789
Paid dividend/group contributions -3,210 -3,210
Other 0
Equity at 31.12.2021 3,540 9,711 1,899 15,150 547 5 10,015 25,718

1) 35 404 200 shares of NOK 100 par value.

Notes Storebrand Livsforsikring Group

Accounting policies

The Group's interim financial statements include Storebrand Livsforsikring AS, subsidiaries, associated and joint-ventures companies. The financial statements are prepared in accordance with the "Regulation on the annual accounts etc. of lifeinsurance companies" for the parent company and the consolidated financial statements in accordance with IAS 34 Interim Financial Reporting. The interim financial statements do not contain all the information that is required in full annual financial statements.

A description of the accounting policies applied in the preparation of the financial statements are provided in the 2020 annual report, and the interim financial statements are prepared in accordance with these accounting policies.

Storebrand Livsforsikring AS - the company's financial statements

The financial statements have been prepared in accordance with the accounting principles that were used in the annual report for 2020.

There are none new or changed accounting standards that entered into effect in 2021 that have significant effect on Storebrand's consolidated financial statements.

Note 02

Estimates

In preparing the Group's financial statements the management are required to make estimates, judgements and assumptions of uncertain amounts. The estimates and underlying assumptions are reviewed on an ongoing basis and are based on historical experience and expectations of future events and represent the management's best judgement at the time the financial statements were prepared.

Actual results may differ from these estimates.

A description of the most critical estimates and judgements that can affect recognised amounts is included in the 2020 annual report in note 2, insurance risk in note 6, valuation of financial instruments at fair value is described in note 11 and in the interim financial statements note 10 Solvency II.

Acquisition Note

Danica Pensjonsforsikring Norge

Storebrand Livsforsikring AS has 20. December 2021 entered into an agreement to buy 100% of the shares in Danica Pensjonsforsikring AS, Norway ("Danica"). Danica, a subsidiary of Danske Bank, is the 6th largest provider of Defined Contribution pensions in Norway with 5% market share. Storebrand Livsforsikring AS will pay NOK 2.01 billion for the shares of Danica (adjusted for the change in the net asset value of Danica in the period from 30 September 2021 to 31 December 2021). The conclusion of the transaction is expected in the first half of 2022 and is subject to approval from the Norwegian Financial Supervisory Authority and the Norwegian Competition Authority.

Note 04

03

Profit by segments

Storebrand´s operation includes the segments Savings, Insurance, Guaranteed Pension and Other.

Savings

The savings segment includes products for retirement savings with no interest rate guarantees. The segment consists of defined contribution pensions in Norway and Sweden. In addition, certain other subsidiaries in Storebrand Livsforsikring and SPP are included in Savings.

Insurance

The insurance segment provides personal risk products in the Norwegian retail market in addition to employer's liability insurance and pension-related insurance in the Norwegian and Swedish corporate markets.

Guaranteed pension

The guaranteed Pension segment includes long-term pension savings products which provides customers a guaranteed rate of return. The area includes defined benefit pensions in Norway and Sweden, paid-up policies and individual capital and pension insurances.

Other

The result for the company portfolios of Storebrand Livsforsikring and SPP are reported in the Other segment.

Reconciliation with the profit and loss account

Profit in the segments are reconciled with the corporate profit and loss account before tax. The corporate profit and loss account includes gross income and gross expenses linked to both the insurance customers and owners. The various segments are to a large extent followed up on net profit margins, including risk and administration results. The profit lines that are used in segment reporting will therefore not be identical with the profit lines in the corporate profit and loss account.

A description of the most important differences is included in the 2020 annual report in note 3 Segment reporting.

Profit by segments

Q4 1.1 - 31.12
(NOK million) 2021 2020 2021 2020
Savings 197 211 1,001 782
Insurance 55 140 261 89
Guaranteed pension 1) 485 396 1,432 805
Other -6 14 397 32
Profit before amortisation 731 760 3,091 1,707
Amortisation intangible assets -90 -95 -366 -372
Profit before tax 641 665 2,725 1,336

1) Comparing figures for previous periods have been revised. The result for Euroben has been moved from "Other" to "Guaranteed pension".

Segment information Q4

Savings Insurance Guaranteed pension
(NOK million) 2021 2020 2021 2020 2021 2020
Fee and administration income 519 503 418 389
Insurance result 158 215
- Insurance premiums for own account 759 750
- Claims for own account -601 -535
Operational cost -329 -296 -115 -99 -248 -218
Operating profit 190 207 43 116 169 171
Financial items and risk result life & pension 6 4 12 23 63 14
Net profit sharing 253 211
Profit before amortisation 197 211 55 140 485 396
Amortisation of intangible assets - - - - - -
Profit before tax 197 211 55 140 485 396
Storebrand Livsforsikring
Other group
(NOK million) 2021 2020 2021 2020
Fee and administration income 3 936 895
Insurance result 158 215
- Insurance premiums for own account 759 750
- Claims for own account -601 -535
Operational cost -32 -7 -724 -620
Operating profit -32 -4 371 490
Financial items and risk result life & pension -26 18 361 270
Profit before amortisation -6 14 731 760
Amortisation of intangible assets - - -90 -95
Profit before tax -6 14 641 665
Tax -157 -114
Profit after tax 484 551

Segment information as at 31.12

Savings Insurance Guaranteed pension
(NOK million) 2021 2020 2021 2020 2021 2020
Fee and administration income 2,161 1,961 1,631 1,511
Insurance result 599 454
- Insurance premiums for own account 2,988 2,938
- Claims for own account -2,389 -2,484
Operational cost -1,177 -1,138 -404 -399 -890 -861
Operating profit 984 824 195 56 741 650
Financial items and risk result life & pension 17 -41 65 33 691 155
Profit before amortisation 1,001 782 261 89 1,432 805
Amortisation of intangible assets - - - - - -
Profit before tax 1,001 782 261 89 1,432 805
Storebrand Livsforsikring
Other group
(NOK million) 2021 2020 2021 2020
Fee and administration income 4 3,792 3,476
Insurance result 599 454
- Insurance premiums for own account 2,988 2,938
- Claims for own account -2,389 -2,484
Operational cost -53 -30 -2,523 -2,427
Operating profit -53 -26 1,867 1,503
Financial items and risk result life & pension 450 57 1,223 204
Profit before amortisation 397 32 3,090 1,707
Amortisation of intangible assets - - -366 -372
Profit before tax 397 32 2,725 1,336
Tax -563 344
Profit after tax 2,161 1,679

Financial market risk and insurance risk

Risks are described in the annual report for 2020 in note 7 (Insurance risk), note 8 (Financial market risk), note 9 (Liquidity risk), note 10 (Credit risk) and note 11 (Concentrations of risk).

Financial market risk

Market risk means changes in the value of assets due to unexpected volatility or price changes in the financial markets. It also refers to the risk that the value of the insurance liability develops differently than the assets due to interest rate changes. The most significant market risks for Storebrand are interest rate risk, equity market risk, property price risk, credit risk and currency exchange rate risk.

For the life insurance companies, the financial assets are invested in a variety of sub-portfolios. Market risk affects Storebrand's income and profit differently in the different portfolios. There are three main types of sub-portfolios: company portfolios, customer portfolios without a guarantee (unit linked) and customer portfolios with a guarantee.

The market risk in the company portfolios has a direct impact on Storebrand's profit.

The market risk in customer portfolios without a guarantee (unit linked) is borne by the customers, meaning Storebrand is not directly affected by changes in value. Nevertheless, changes in value do affect Storebrand's profit indirectly. Income is based mainly on the size of the portfolios, while the costs tend to be fixed. Lower returns from the financial market than expected will therefore have a negative effect on Storebrand's income and profit.

For customer portfolios with a guarantee, the net risk for Storebrand will be lower than the gross market risk. The extent of risk sharing with customers depends on several factors, the most important being the size and flexibility of the customer buffers, and the level and duration of the interest rate guarantee. If the investment return is not sufficiently high to meet the guaranteed interest rate, the shortfall will be met by using customer buffers in the form of risk capital built up from previous years' surpluses. Risk capital primarily consists of unrealised gains, additional statutory reserves, and conditional bonuses. Storebrand is responsible for meeting any shortfall that cannot be covered by the customer buffers.

For guaranteed customer portfolios, the risk is affected by changes in the interest rate level. Falling interest rates are positive for the investment return in the short term due to price appreciation for bonds, but negative in the long term because it reduces the probability of achieving a return higher than the guarantee.

2021 has been generally benign for risk assets, in particular equities. Positive drivers are increased economic activity as the society gradually learns to cope with the effects of corona, the roll-out of vaccines, and continued fiscal and monetary stimulus. Inflation has increased due to supply-shortages. The pick-up in inflation has caused some uncertainty and market volatility, as some fear that the increase is more than transitory. Higher inflation and expectations for central banks to gradually reduce the monetary stimulus, has led to increased interest rates. The uncertainty regarding the financial markets and the effects from Covid-19 going forward is still higher than normal market risk. Storebrand has risk management which through policies and principles handles and dampens the effect of volatile financial markets.

Global equities rose 8 percent in the fourth quarter and rose 24 percent in 2021. Norwegian equities rose 3 percent in the fourth quarter and rose 23 percent in 2021. The credit spreads for corporate bonds are little changed in the fourth quarter and in 2021.

Long-term interest rates are little changed in the fourth quarter but rose during 2021. The Norwegian 10-year swap-rate rose 0.6 pp to 1.9 percent in 2021. The Swedish 10-year swap-rate rose 0.6 pp to 1.0 percent in 2021. Short term interest rates have increased in Norway, as the Bank of Norway has increased the policy rate with 0.25 pp in September and a further 0.25 pp in December. Bank of Norway signal further increases during 2022. In Sweden, the short-term interest rates are still close to zero. Due to most of the interest rate investments in the Norwegian customer portfolios being held at amortized cost, changes in interest rates have a limited effect on booked returns in the short term. However, with the present interest rates, new low risk bond investments provide a lower return than the average interest rate guarantee. A lower interest rate is also negative for the solvency position.

The Norwegian krone strengthened slightly against the Swedish krone and the euro and were little changed against the US dollar in the fourth quarter. Since the start of the year, the Norwegian krone has strengthened with 7 percent against the Swedish krone, 5 percent against the euro but has weakened with 3 percent against the US dollar. A high degree of currency hedging in the portfolio means that the exchange rate fluctuations have a modest effect on results and Storebrand's market risk.

Financial instruments valued at fair value level three are priced based on models. Examples of such financial instruments are investment property, private equity, and mortgages. The valuation models gather and employ information from a wide range of well-informed sources. There is greater uncertainty regarding the input factors and the valuation from these models than normal. Any continued spread of Covid-19, governmental measurements to contain the spread and effects for the economy are uncertain and will have impact on the valuation of financial instruments. There is a large range of possible outcomes for these input data and thus for the modelled prices. Hence, the values reflect management's best estimate, but contain greater uncertainty than in a normal quarter. Sensitivities for the valuation from changes in key inputs are provided in note 6.

During the year the investment allocation has not been materially changed.

The market-based return for guaranteed customer portfolios in Norway in general was higher than the guarantee in the fourth quarter and in 2021. In Sweden, the return for guaranteed customer portfolios was better than the change in value for the liabilities in the fourth quarter and in 2021, mainly resulting in increased conditional bonuses.

The return for the unit linked portfolios was generally positive, both in the fourth quarter and in 2021.

Sensitivity analyses

The tables show the fall in value for Storebrand Life Insurance and SPP's investment portfolios because of immediate changes in value related to financial market risk. The calculation is model-based, and the result is dependent on the choice of stress level for each category of asset. The stresses have been applied to the company portfolio and guaranteed customer portfolios as of 31 December 2021. The effect of each stress changes the return in each investment profile.

Unit linked insurance without a guaranteed annual return is not included in the analysis. For these products, the customers bear the market risk and the effect of a falling market will not directly affect the result or buffer capital.

The amount of stress is the same that is used for the company's risk management. Two stress tests have been defined. Stress test 1 is a fall in the value of shares, corporate bonds and property in combination with lower interest rates. Stress test 2 is a somewhat smaller fall in the value of shares, corporate bonds, and property in combination with higher interest rates.

Level of stress

Stresstest 1 Stresstest 2
Interest level (parallel shift) -100bp +100bp
Equity -20% - 12 %
Property - 12 % - 7 %
Credit spread (share of Solvency 2) 50 % 30 %

Due to the very low interest rates at the start of 2021, the interest rate down stress was reduced to -50bp from -100bp for the first three quarters. For 2022 the stress is reinstated at -100bp, and this is reflected in the calculations as of 31 December 2021.

Because it is the immediate market changes that are calculated, dynamic risk management will not affect the outcome. If it is assumed that the market changes occur over a period, then dynamic risk management would reduce the effect of the negative outcomes and reinforce the positive outcomes to some extent.

As a result of customer buffers, the effect of the stresses on the result will be lower than the values described in the tables. As of 31 December 2021, the customer buffers are of such a size that the effects on the result are significantly lower.

Stresstest 1
Storebrand Livsforsikring SPP Pension & Försäkring
Sensitivity NOK Million Share of portfolio NOK Million Share of portfolio
Interest rate risk 4,811 2.1 % -283 -0.3 %
Equtiy risk -4,406 -1.9 % -2,565 -2.8 %
Property risk -2,723 -1.2 % -1,333 -1.4 %
Credit risk -1,097 -0.5 % -796 -0.9 %
Total -3,415 -1.5 % -4,977 -5.4 %

Stresstest 2

Storebrand Livsforsikring SPP Pension & Försäkring
Sensitivity NOK Million Share of portfolio NOK Million Share of portfolio
Interest rate risk -4,814 -2.1 % 293 0.3 %
Equtiy risk -2,643 -1.1 % -1,539 -1.7 %
Property risk -1,588 -0.7 % -778 -0.8 %
Credit risk -658 -0.3 % -478 -0.5 %
Total -9,703 -4.2 % -2,512 -2.7 %

Storebrand Livsforsikring

Stress test 2, which includes an increase in interest rates, makes the greatest impact for Storebrand Livsforsikring. The overall market risk is NOK 9.7 billion (NOK 8,8 billion as of 30 September 2021), which is equivalent to 4.2 (3.8) per cent of the investment portfolio.

If the stress causes the return to fall below the guarantee, it will have a negative impact on the result. Similarly, if the customer buffer is not adequate the result will also be negatively impacted. Other negative effects on the result are a lower return from the company portfolio and that there is no profit sharing from paid-up policies and individual contracts.

SPP Pension & Försäkring

For SPP it is stress test 1, which includes a fall in interest rates, that creates the greatest impact. The overall market risk is SEK 5.0 billion (SEK 4.6 billion as of 30. September 2021), which is equivalent to 5.4 (5.1) per cent of the investment portfolio.

The buffer situation for the individual contracts will determine if all or portions of the fall in value will affect the financial result. If the portion of the fall in value cannot be covered by the customer buffer the result will be affected. In addition, the reduced profit sharing or loss of the indexing fees may affect the financial result.

Insurance risk

Insurance risk is the risk of higher-than-expected payments and/or an unfavourable change in the value of an insurance liability due to actual developments deviating from what was expected when premiums or provisions were calculated. Most of the insurance risk for the group is related to life insurance. Changes in longevity is the greatest insurance risk for Storebrand because higher longevity means that the guaranteed benefits must be paid over a longer period. There are also risks related to disability and early death.

The development of the insurance reserves is dependent on future scenarios and are currently more uncertain than normal. Storebrand will continue to monitor the development of Covid-19 and effects for the economy. A prolonged situation with high unemployment could lead to higher disability levels and increased reserves. However, the current insurance reserves represent Storebrand's best estimate of the insurance liabilities.

Other insurance risk was not materially changed during during 2021.

Note 06

Liquidty risk

Specification of subordinated loans

(NOK million) Nominal
value
Currency Interest
rate
Call
date
Book value
2021
Book value
2020
Issuer
Perpetual subosrdinated loans 1)
Storebrand Livsforsikring AS 1,100 NOK Variable 2,024 1,100 1,100
Storebrand Livsforsikring AS 3) 900 SEK Variable 2,026 876
Dated subordinated loans
Storebrand Livsforsikring AS 2) 750 SEK Variable 2,021 789
Storebrand Livsforsikring AS 3) 1,000 SEK Variable 2,022 976 1,044
Storebrand Livsforsikring AS 3) 900 SEK Variable 2,025 877 938
Storebrand Livsforsikring AS 3) 1,000 SEK Variable 2,024 976 1,045
Storebrand Livsforsikring AS 500 NOK Variable 2,025 499 499
Storebrand Livsforsikring AS 3) 250 EUR Fixed 2,023 2,685 3,420
Storebrand Livsforsikring AS 3,4) 300 EUR Fixed 2,031 2,876
Total subordinated loans and hybrid tier 1 capital 31.12.2021 10,865
Total subordinated loans and hybrid tier 1 capital 31.12.2020 8,834

1) Regarding perpetual subordinated loans, the cash flow has been calculated until the first call.

2) The loan was repurchased on 11.10.2021

3) The loans are subject to hedge accounting.

4) 300 million EUR in Storebrand`s first green bond issuance in March 2021

Note 07

Valuation of financial instruments and properties

The Group categorises financial instruments valued at fair value on three different levels. Criteria for the categorisation and processes associated with valuing are described in more detail in note 11 in the annual report for 2020.

The company has established valuation models and gathers information from a wide range of well-informed sources with a view to minimize the uncertainty of valuations.

Fair value of financial assets and liabilities at amortised cost

Fair value Fair value Book value Book value
(NOK million 31.12.2021 31.12.2020 31.12.2021 31.12.2020
Financial assets
Loans to customers - corporate 5,055 6,065 5,044 6,052
Loans to customers - retail 18,021 17,719 18,008 17,719
Bonds held to maturity 9,103 14,244 8,441 13,026
Bonds classified as loans and receivables 117,077 108,072 114,383 100,207
Financial liabilities
Subordinated loan capital 11,926 8,903 10,865 8,834

Valuation of financial instruments and properties at fair value

Storebrand Livsforsikring Group

Level 1 Level 2 Level 3
Observable Non-observable Total Total
(NOK million) Quoted prices assumptions assumptions 31.12.2021 31.12.2020
Assets
Equities and fund units
- Equities 40,071 232 309 40,611 32,233
- Fund units 222,766 14,678 237,445 198,314
Total equities and fund units 31.12.2021 40,071 222,998 14,987 278,056
Total equities and fund units 31.12.2020 31,285 189,064 10,199 230,548
Total loans to customers
- Loans to customers - corporate 7,443 7,443 7,665
Bonds and other fixed income securities
- Government bonds 16,722 14,188 30,911 34,206
- Corporate bonds 55,346 8 55,354 62,043
- Collateralised securities 3,528 3,528 3,128
- Bond funds 56,079 12,663 68,741 66,136
Total bonds and other fixed income securities
31.12.2021 16,722 129,141 12,670 158,533
Total bonds and other fixed income securities
31.12.2020 15,959 140,040 9,514 165,513
Derivatives:
- Equity derivatives -
- Interest derivatives 5,664
- Currency derivatives 2,286 2,286 3,353
- Credit derivatives -523 -523
Total derivatives 31.12.2021 1,763 1,763
- derivatives with a positive market value 3,760 3,760 9,903
- derivatives with a negative market value -1,997 -1,997 -886
Total derivatives 31.12.2020 9,017 9,017
Properties:
- investment properties 33,376 33,376 32,117
- Owner-occupied properties 1,659 1,659 1,609
Total properties 31.12.2021 35,035 35,035
Total properties 31.12.2020 33,726 33,726

There is no significant movement between level 1 and level 2 in this quarter and year to date.

Movement level 3

Owner
Loans to Bond Investment occupied pro
(NOK million) Equities Fund units customers funds properties perties
Book value 01.01 839 9,360 7,665 318 9,196 32,117
Net profit/loss -17 6,350 43 -311 113 558
Supply/disposal 4 1,523 975 38 5,740 1,793
Sales/overdue/settlement -517 -2,212 -746 -38 -1,846 -721
Currency translation differences -136 -495 0 -541 -775
Other 406
Book value 31.12.2021 309 14,678 7,443 8 12,663 33,376

As of 31.12.21, Storebrand Life Insurance had NOK 7 141 million invested in Storebrand Eiendomsfond Norge KS and Ruseløkkveien 26, Oslo. The investments are classified as "Investment in Associated Companies and joint ventures " in the Consolidated Financial Statements.

Storebrand Livsforsikring AS

Level 1 Level 2 Level 3
Quoted Observable Non-observable Total Total
(NOK million) prices assumptions assumptions 31.12.2021 31.12.2020
Assets
Equities and fund units
- Equities 38,320 221 309 38,851 29,791
- Fund units 75,833 12,001 87,834 68,428
Total equities and fund units 31.12.2021 38,320 76,055 12,310 126,685
Total equities and fund units 31.12.2020 29,362 61,239 7,619 98,219
Total loans to customers
- Loans to customers - corporate 133 133
Bonds and other fixed income securities
- Government bonds 9,667 282 9,949 7,661
- Corporate bonds 26,289 8 26,296 28,313
- Collateralised securities 1,227 1,227 1,097
- Bond funds 42,178 1,435 43,613 43,052
Total bonds and other fixed income securities 31.12.2021 9,667 69,975 1,443 81,086
Total bonds and other fixed income securities 31.12.2020 7,497 71,341 1,285 80,122
Derivatives:
- Equity derivatives
- Interest derivatives 1,517 1,517 4,233
- Currency derivatives -476 -476 2,981
Total derivatives 31.12.2021 1,040 1,040
- derivatives with a positive market value 2,678 2,678 7,615
- derivatives with a negative market value -1,638 -1,638 -401
Total derivatives 31.12.2020 7,214 7,214

Movement level 3

Loans to Corporate Bond
(NOK million) Equities Fund units customers bonds funds
Book value 01.01 328 7,291 287 318 966
Net profit/loss -17 5,038 -10 -311 -12
Supply/disposal 3 1,365 38 1,871
Sales/overdue/settlement -4 -1,694 -145 -38 -1,390
Book value 31.12.2021 309 12,001 133 8 1,435

Sensitivity assessments

Sensitivity assessments of investments on level 3 are described in note 11 in the 2020 annual report. There is no significant change in sensitivity in this quarter.

Note 08

Tax

The effective tax rate is influenced by the fact that the Group has operations in countries with tax rates that are different from Norway and differences from currency hedging of the Swedish subsidiary SPP. The tax rate for companies' subject to the financial tax is 25 per cent. The Storebrand Group includes companies that are both subject to and not subject to the financial tax. Therefore, when capitalising deferred tax/deferred tax assets in the consolidated financial statements, the company tax rate that applies for the individual companies is used (22 or 25 per cent).

The tax rate for companies in Sweden is 20.6 per cent.

Storebrand has hedged part of the currency risk from the investment in the Swedish subsidiaries. Gains/losses on currency derivatives are taxable/deducible, while agio/disagio on the shares in the subsidiaries falls under the exemption method. Hence, large SEK/NOK movements will affect the group tax cost.

Uncertain tax positions

The tax rules for the insurance industry have undergone changes in recent years. In some cases, Storebrand and the Norwegian Tax Administration have had different interpretations of the tax rules and associated transitional rules. As a result of this, uncertain tax positions arise in connection with the recognised tax expenses. Whether or not the uncertain tax positions have to be recognised in the financial statements is assessed in accordance with IAS 12 and IFRIC 23. Uncertain tax positions will only be recognised in the financial statements if the company considers it to be probable that the Norwegian Tax Administration's interpretation will be accepted in a court of law. Significant uncertain tax positions are described below.

  • A. In 2015, Storebrand Livsforsikring AS discontinued the Norwegian subsidiary, Storebrand Eiendom Holding AS, with a tax loss of approximately NOK 6.5 billion and a corresponding increase in the tax loss carryforward. In January 2018, Storebrand Livsforsikring AS received notice of an adjustment to the tax returns for 2015 which claimed that the calculated loss was excessive but provided no further quantification. Storebrand Livsforsikring AS disagrees with the arguments that were put forward and submitted its response to the Norwegian Tax Administration on 2 March 2018. The notice was unclear, but based on the notice, a provision was made in the 2017 annual financial statements for an uncertain tax position of approximately NOK 1.6 billion related to the former booked tax loss (appears as a reduction in the loss carryforward and, in isolation, gave an associated increased tax expense for 2017 of approximately NOK 0.4 billion). In May 2019, Storebrand Livsforsikring AS received a draft decision from the Norwegian Tax Administration claiming changes in the tax return from 2015. Storebrand disagrees with the notice from the Norwegian Tax Administration and submitted its response in October 2019. In March 2021 Storebrand received a decision from the Norwegian Tax Administration based on similar grounds as the ones outlined in the draft decision. Storebrand continues to disagree with the view of the Norwegian Tax Administration in this case and has in May 2021 challenged the decision to the Norwegian Tax Appeals Committee. Storebrand considers it to be probable that Storebrand's understanding of the tax legislation will be accepted by the Tax Appeals Committee or a court of law, and thus, no additional uncertain tax position has been recognised in the financial statements based on the received decision. If the Norwegian Tax Administration's position is accepted, Storebrand estimates that a tax expense for the company of approximately NOK 1.2 billion will arise. There will also be negative effects for returns on customer assets after tax. The effects are based on best estimates and following a review with external expertise.
  • B. New tax rules for life insurance and pension companies were introduced for the 2018 financial year. These rules contained transitional rules for how the companies should revalue/write-down the tax values as at 31 December 2018. In December 2018, the Norwegian Directorate of Taxes published an interpretive statement that Storebrand does not consider to be in accordance with the wording of the relevant act. When presenting the national budget for 2020 in October 2019, the Ministry of Finance proposed a clarification of the wording of the transitional rules in line with the interpretive statement from the Norwegian Directorate of Taxes. The clarification was approved by the Norwegian Parliament in December 2019. Storebrand considers there to be uncertainty regarding the value such subsequent work on a legal rule has as a source of law, and which in this instance only applies for a previous financial year. In the tax return for 2018, Storebrand Livsforsikring AS applied the wording in the original transitional rule. However, in October 2019 Storebrand received a notice of adjustment of tax assessment in line with the interpretive statement from the Norwegian Directorate of Taxes and the clarification from the Ministry of Finance. Storebrand Livsforsikring AS disagrees with the Norwegian Tax Administration's interpretation but considers it uncertain as to whether the company's interpretation will be accepted if the case is decided by a court of law. The uncertain tax position has therefore been recognised in the financial statements. Based on our revised best estimate, the difference between Storebrand's interpretation and the Norwegian Tax Administration's interpretation is approximately NOK 6.4 billion in an uncertain tax position. If Storebrand's interpretation is accepted, a deferred tax expense of approximately NOK 1.6 billion will be derecognised from the financial statements.

C. The outcome of the interpretation of tax rules for group contributions referred to above under (A) will have an impact when calculating the effect from the transitional rules for the new tax rules referred to under point (B). An equivalent interpretation to that described under (A) has been used as a basis in the financial statements when calculating tax input values on property shares owned by customer assets for 2016 and 2017. There is thus an uncertain tax position relating to the effect from the transitional rules described in (B). This effect will depend on the interpretation and outcome of (A). If Storebrand's position is accepted under (A), Storebrand will recognise an additional tax income of approximately NOK 0.8 billion if Storebrand's position under (B) is accepted. If the Norwegian Tax Administration prevails with its argument under point (A), Storebrand will recognise a tax expense of approximately NOK 0.6 billion.

Storebrand has reviewed the uncertain tax positions as part of the annual reporting process. The review has not reduced the company's assessment of the probability that Storebrand's interpretation will be accepted in a court of law. The timeline for the continued process with the Norwegian Tax Appeals Committee is unclear, but if necessary, Storebrand will seek clarification from the court of law for the aforementioned uncertain tax positions.

Contingent liabilities

Note 09

Storebrand Livsforsikring Storebrand
group Livsforsikring AS
(NOK million) 31.12.2021 31.12.2020 31.12.2021 31.12.2020
Uncalled residual liabilities limitied partnership 4,870 8,251 4,469 7,686
Uncalled residual liabilities in alternative investment funds 10,093 7,843
Total contigent liabilities 14,963 8,251 12,312 7,686

Guarantees essentially encompass payment and contract guarantees.

Unused credit facilities encompass granted and any unused credit accounts and credit cards, as well as, any unused flexible mortgage facilities.

Storebrand Group companies are engaged in extensive activities in Norway and abroad, and are subject for client complaints and may become a party in legal disputes, see also note 2 and note 42 in the 2020 annual report.

Solvency II Note 10

Storebrand Livsforsikring is an insurance company with capital requirements in accordance with Solvency II.

The calculations below are for Storebrand Livsforsikring AS when Storebrand Livsforsikring Group no longer entitled to report solvency. The requirement on consolidated level only applies to Storebrand Group.

The solvency capital requirement and minimum capital requirement are calculated in accordance with Section 46 (1) – (3) of the Solvency II Regulations using the standard method.

Solvency capital

31.12.2021
Group 1 Group 1
(NOK million) Total unlimited limited Group 2 Group 3 Total
Share capital 3,540 3,540 3,540
Share premium 9,711 9,711 9,711
Reconciliation reserve 19,884 19,884 23,393
Including the effect of the transitional arrangement 4,815
Counting subordinated loans 10,860 2,002 8,857 8,734
Deferred tax asset
Risk equalisation reserve 547 547 438
Expected dividend/group distributions -2,420 -2,420
Total solvency capital 42,121 30,715 2,002 9,404 44,107
Total solvency capital available to cover the
minimum capital requirement 34,161 30,715 2,002 1,444 37,528

Solvency capital requirement and margin

(NOK million)
31.12.2021
31.12.2020
Market
20,424
21,635
Counterparty 620
818
Life 7,266
7,044
Health 635
644
P&C
Operational 1,067
1,062
Diversification -5,228
-5,318
Loss-absorbing tax effect -5,125
-5,367
Total solvency requirement
19,659
20,518
Solvency margin
214 %
215 %
Minimum capital requirement 7,218
7,306
Minimum margin
473 %
514 %

Note 11

Information about related parties

Storebrand conducts transactions with related parties as part of its normal business activities. These transactions take place on commercial terms. The terms for transactions with management and related parties are stipulated in notes 22 and 43 in the 2020 annual report.

Storebrand Livsforsikring has not carried out any material transactions other than normal business transactions with related parties during 2021, other than Storebrand Livsforsikring AS having acquired mortgages from the sister company Storebrand Bank ASA. The mortgages were transferred on commercial terms. Storebrand Livsforsikring transfers loans back to Storebrand Bank when mortgages are renegotiated or terminated. The total portfolio of loans bought as of the 4th quarter in 2021 is NOK 18 billion, net changes of NOK 2.6 billion in 4th quarter. Storebrand Livsforsikring AS pays management fees to Storebrand Bank ASA for management of the portfolios, the expence year to date is NOK 70,5 million.

Note 12

Divestment of subsidiaries

Storebrand has conducted a strategic review of its ownership in AS Værdalsbruket, which was a wholly owned subsidiary of Storebrand, and was owned 74.9% by Storebrand Livsforsikring AS and 25.1% by Storebrand ASA. AS Værdalsbruket is Norway's second largest private forest owning company located in Trøndelag county. The company owns significant limestone resources, provides nature tourism experiences and is part owner of Inntre Holding AS, a large exporter of building timber.

During the second quarter Storebrand has sold AS Værdalsbruket. The sale has contributed to the accounts with a net gain of NOK 409 million in the group accounts. The gain is classified as Other Income in the accounts, and as Financial Items in the segment note under the Other segment. There are no contingent consideration associated with this transaction.

Financial calender

4 May Results Q1 2022 14 July Results Q2 2022 26 October Results Q3 2022 February 2023 Results Q4 2022

Investor Relations contacts

Kjetil Ramberg Krøkje Group Head of Finance, Strategy and M&A [email protected] +47 934 12 155 Lars Løddesøl Group CFO [email protected] +47 934 80 151 Daniel Sundahl Head of Investor Relations and Rating [email protected] +47 913 61 899

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