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Huddlestock Fintech

Investor Presentation Feb 23, 2023

3624_rns_2023-02-23_f0f707f0-a3d4-41ae-9620-0f9b7be983f0.pdf

Investor Presentation

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Presentation of 4Q22 and 2022 results

23 February 2023

Democratizing Capital Markets

Disclaimer regarding forward looking statements

Disclaimer regarding forward looking statements

This presentation speaks only as of their date, and the views expressed are subject to change based on a number of factors, including, without limitation, macroeconomic and equity market conditions, investor attitude and demand, the business prospects of the Huddlestock and other specific issues.

Any statement, estimate or projections included in this presentation (or upon which any of the conclusion contained herein are based) with respect to anticipated future performance (including, without limitation, any statement, estimate or projection with respect to the condition (financial or otherwise), prospects, business strategy, plans or objectives of the Huddlestock and/or any of its affiliates) may prove not to be correct.

No representation or warranty is given as to the completeness or accuracy of any forward looking statement contained in this presentation or the accuracy of any of the underlying assumptions.

Nothing contained herein shall constitute any representation or warranty as to the future performance of the Huddlestock, any financial instrument, credit, currency rate or other market or economic measure.

Information about past performance given in this presentation is given for illustrative purposes only and should not be relied upon as, and is not, an indication of future performance.

Neither the Huddlestock not any of its affiliates has verified the achievability of any estimate or forecast of future financial performance contained herein (including, without limitation, any estimate of potential cost savings and synergies, nor of any of the methods underlying the preparation of any such estimate of forecast).

Neither the Huddlestock nor the Managers assume any obligation to update or revise the Presentation or disclose any changes or revisions to the information contained in the Presentation (including in relation to forward-looking statements).

Huddlestock Fintech

Democratizing access to capital markets

Øyvind Hovland Chairman

John E. Skajem Group CEO

3

Huddlestock Fintech – The Equity Story

Huddlestock Fintech delivers innovative technology solutions to the capital markets, treasury and wealth management industries.

Through it's technology offering, Huddlestock offers an innovative, compliant and data-centric Investment & Wealth Tech SaaS, accelerating the digital transformation, and trends of hyper-personalization and on-demand banking within the wealth management industry.

Huddlestock's SaaS empowers the embedding of low-cost, efficient white-label trading and investment services, underpinning Huddlestock's mission of assisting our B2B clients to deliver financial inclusion by democratizing access to capital markets.

Through its world-class experts, Huddlestock delivers innovative and industry leading strategic technology solutions and process automation for the financial services industry. Our experts within the consulting division, enjoy strong, multiyear client relationships across the financial services sector in the Nordic.

Huddlestock Fintech AS was listed on Euronext Growth Market 26 November 2020, as Norway's first fintech company to be publicly traded

Highlights in 4Q 2022

• Huddlestock Trader is live in Germany – and growing

  • Huddlestock Trader is active and executes daily trades going through with Solaris and Tomorrow Bank
  • Thousands of clients onboarded in Q4
  • Q4 Proforma Group Revenue of NOK 16.200.000
  • Internal synergies achieved NOK 4.700.000
  • Denmark reached record levels for revenues in:

•November 2022 record revenue of NOK 2.230.000

•January 2023 record revenue of NOK 2.410.000

  • Q4 Consolidated Group Revenues of NOK 13.200.000
  • Accelerating the roll-out of Huddlestock Trader in the Nordic area
  • Signed significant partnership agreement with DNB
  • Connecting more than the top 60 Stock Exchanges in the world
  • Looking to sign up 5 more infra-system partners in the weeks to come
  • The acquisition of F5 IT was finalised and renamed Huddlestock AS

Highlights in 4Q 2022

• Winning new clients, growing existing mandates;

  • German operation in discussion to broaden mandate withEurope's leading Banking-as-a-Service providers
  • Consulting division signs three new clients during Q4, adding new products and services, and signs multi-year consulting mandates.
  • Technology Team has been awarded 2 significant contracts which will increase their business with NOK 10.000.000.

• Capturing synergy effects by cross group activities

  • Continuing to increase the use of internal resources while reducing external consultants, in 4th quarter it amounted to NOK 4.700.000
  • Continued investment in innovative technology solutions Huddlestock Trader 2.0 shortly ready to be Beta tested
  • Acquisition of Trac Services and Tracs Technology a Wealth Management and Regulatory Tech platform. Expecting ownership approval any day
  • Technology companies merge into one, take out more synergies (Huddlestock Technologies, Huddlestock and Tracs Technology)
  • Focused on maintaining margins in an environment of high inflation and salary pressures
  • Simplifying our product portfolio has led to improved quality and easier messages

Key priorities

Deliver innovative technology solutions for the Trade and WealthTech industries.

Grow and deliver:

  • Significant negotiations with 4 prospects for "end to end" solution
  • 20 additional new promising leads for Trade and Wealth Tech SaaS solutions
  • Good visibility for Consulting into 2023, despite softer macro
  • Strong secular growth outlook for efficient RegTech and Investor Services
  • Technology Team will continue to work on improving our technology, focusing on getting Huddlestock Trader 2.0 ready for the Nordic and German markets

Delivering shareholder value through strategic growth opportunities:

  • Prioritize profitable growth and recurring revenues.
  • Continued value creation through strategic technology M&A.

Grow our talent pool

  • Continue to attract top talent, add to our global workforce.
  • Strengthen relationship with universities (NTNU, University of Linköping).
  • Annual General Meeting 1. June 2023 including Capital Markets

Proforma 4Q Revenue NOK 16.2M

Consolidated 4Q Revenues NOK 13.2 M

Proforma 4Q EBITDA NOK –7.8M

Consolidated 4Q EBITDA NOK – 8.0 M

7

Proforma financials in 2022

Scaling up for future growth and profitability with transformational investments.

8 *Proforma revenues include F5 IT, Trac Services and Tracs Technology from 1st January 2022.

Consolidated financials in 2022

Scaling up for future growth and profitability with transformational investments.

Proforma financials in Q4 2022

Scaling up for future growth and profitability with transformational investments.

Consolidated financials in Q4 2022

Scaling up for future growth and profitability with transformational investments.

11 *Proforma revenues include F5 IT, Trac Services and Tracs Technology from 1st January 2022.

Share price in 2022

Continuing to outperform peers.

Average daily traded volume of shares 2022 326,091 210,630 in 2021

Huddlestock Fintech share price and volume in 2022 Huddlestock Fintech share price vs First North indices

Continue to have a supportive and strong shareholder base

Rank Name Holding Stake in %
1 VISION INVEST STAVANGER AS 8 286 715 6,12
2 Bank Julius Bär & Co. AG 7 636 250 5,64
3 SAA INVEST AS 7 000 000 5,17
4 F5 HOLDING AS 6 431 667 4,75
5 HUDDLESTOCK FINTECH AS 5 144 907 3,80
6 BERKER GROUP AS 5 000 000 3,69
7 SAAMAND AS 4 457 638 3,29
8 GENTLE INVEST AS 4 300 000 3,18
9 GRUNNFJELLET AS 3 995 000 2,95
10 STEIN HEGRE HOLDING AS 3 230 000 2,39
11 GJEDREM AS 3 072 618 2,27
12 NORDNET LIVSFORSIKRING AS 2 601 822 1,92
13 Myrlid AS 2 552 089 1,88
14 HOGNAN INVEST AS 2 494 512 1,84
15 BILL INVEST AS 2 256 847 1,67
16 HEDEN HOLDING AS 2 100 000 1,55
17 KJELL'S OCTOPUS INVEST AS 1 943 640 1,44
18 E HOLDING AS 1 670 000 1,23
19 COLIBRI INVEST AS 1 617 818 1,19
20 VALINOR AS 1 563 852 1,15
21 UBS Switzerland AG 1 535 467 1,13
22 KT GLOBAL INVEST AS 1 500 000 1,11
23 HAFT AS 1 386 219 1,02
24 Nordnet Bank AB 1 372 031 1,01
25 VEITEBERG 1 288 111 0,95
26 RYGA INVEST AS 1 144 160 0,84
27 Saxo Bank A/S 1 089 475 0,80
28 ALA AS 1 080 061 0,80
29 HENØEN 1 062 796 0,78
30 CLEARSTREAM BANKING S.A. 1 012 334 0,75
31 SIRIUS AS 1 000 000 0,74
32 SKAJEM 961 606 0,71
33 Avanza Bank AB 929 897 0,69
34 Didex AS 804 609 0,59
35 Skandinaviska Enskilda Banken AB 750 447 0,55

*Investment subject to regulatory approval of purchase of Trac Services and Tracs Technology.

Strategic update

Delivering on financial inclusion

Our purpose:

Empowering our clients to deliver access to global capital markets through simple, accessible, and personalized trading and investing solutions.

Huddlestock solutions Innovative – Modular - Collaborative

Technology first!

Our vision:

Reshaping financial markets through digital transformation and innovation.

Value creation through accretive M&A

Creating shareholder value

  • A core pillar of Huddlestock's strategy is to create shareholder value through accretive acquisitions.
  • Our M&A strategy is focused on targets where we find significant synergies and supports Huddlestock's "technology first" – focus.
  • Huddlestock is a company run by the shareholders for the benefit of all shareholders.
  • Acquisitions will only be considered if it is deemed to be beneficial for the company and all shareholders

How it all fits together strategically

Huddlestock has everything to implement your solution quickly and efficiently.

Huddlestock Trader Huddlestock Trader is a White Label Trading API.
A flexible, modular trading solution, easily integrated
alongside already-existing client services via APIs.
Huddlestock Wealth Manager A fully integrated white label Wealth Manager solution
for front office, built on top of our White Label Trading
API
Huddlestock Trader.
Huddlestock Investor Services Outsourced back office, Compliance, KYC, Custody
Huddlestock Technologies Outsourced technology solutions
Visigon Expert Consultants Visigon –
an expert consultancy for strategic
technology planning, pre-
and post-implementation
support services.

Our strategic goals – where are we in 5 years from now?

Strategic goals:

In 5 years time we want to be a world class technology provider

delivering innovative and sustainable technology; compliant solutions to the capital markets, treasury and wealth management industries.

Strategically optimized organisation following a strategic review

  • Consulting to continue to grow capacity, clients and locations.
  • Technologies to be a significant contributor to revenues.
  • Investor Services to triple their activities.

Experienced Board of Directors

Njord Group appoints two new board members.

Øyvind Hovland, Chairman.

Øyvind is a serial entrepreneur with more than 25 years of experience in starting and scaling companies in various industries. Notably Cyviz AS – with offices globally, and Vision IO AS, a leading optic camera provider to the Oil and gas industry.

Ramtin Matin, Board Member

Ramtin Matin is Head of Innovation at Sparebank 1 SR-Bank. He has a strong track record in technology innovation within the financial services industry, applying AI and Blockchain. His previous roles include hands-on participation in portfolio companies within SR-Banks Venture Fund Finstart Nordic, regional lead and Senior Solutions Architect for SAS Institute, management consulting with PWC.

Morten Flørenæss, Board Member

Morten has been an instrumental part of the management in all the Tracs companies prior to now getting more engaged inn Tracs Accounting and the overall financial control of the Njord group. Morten brings stability, financial and administrative know how to the Board.

Jan Sigurd Vigmostad, Board Member

Jan Sigurd is the Chief Investment Officer for Glastad Holding, which is the parent company of most of the Group´s investments, including Huddlestock Fintech AS. He has a long and distinguished carrier with investments and finance and brings to the board a wealth of knowledge and experience

4Q2022 and Annual 2022 Results

Proforma financials in 2022

Scaling up for future growth and profitability with transformational investments.

22 *Proforma revenues include F5 IT, Trac Services and Tracs Technology from 1st January 2022.

Consolidated financials in 2022

Scaling up for future growth and profitability with transformational investments.

Group operating revenues

Delivering and investing in strategic technology solutions

Group operating revenues (NOK 1000)

*Proforma numbers includes F5 IT and Tracs from January 2022. Reported numbers consolidates F5 IT from May 2022. 24

Group operating costs

Scaling up for future growth and profitability. Investing in technology. Internal synergies.

Group operating costs (NOK 1000)

*Proforma numbers include F5 IT and Tracs from January 2022. Reported numbers consolidates F5 IT from May 2022.

Group EBITDA

Scaling up for future growth and profitability. Investing in technology. Internal synergies.

Technology

A story of two halves. Continued focus on client deliveries and growing recurring revenue streams.

Technology revenues (NOK 1000)

Consolidated Income Statement

Consolidated Income Statement (in NOK) 4Q2022 4Q22 Pro-forma 4Q2021 2022 2022 Pro-forma 2021
Operating income
Other operating income 13 163 974 13 651 444 46 051 428 61 598 816 23 363 188
Total operating income 13 163 974 16 192 996 13 651 444 46 051 428 61 598 816 23 363 188
Operating expenses
Cost of materials/subcontractors 8 038 326 1 592 362 12 817 116 2 931 122
Personnel costs 16 143 055 6 449 814 45 174 857 17 406 300
Depreciation and amortisation 3 290 941 3 546 854 4 540 250 12 811 866 14 286 493 10 594 597
Other operating expenses -3 491 187 5 873 346 2 017 723 10 626 087
Total operating expenses 23 981 135 27 419 491 18 455 772 72 821 562 91 872 588 41 558 106
EBITDA -7 526 219 -7 679 641 -264 077 -13 958 268 -15 987 280 -7 600 321
EBIT -10 817 160 -11 226 495 -4 804 327 -26 770 134 -30 273 772 -18 194 918
Financial income
Interest income 3 -4 119 428 807 0
Other financial income -73 589 179 963 272 602 221 357
Total financial income -73 586 175 844 701 410 221 357
Financial expenses
Interest expenses 151 890 1 053 830 764 829 2 022 537
Other financial expenses 97 883 -381 011 411 840 201 370
Total financial expenses 249 773 672 819 1 176 669 2 223 907
Net financial items -323 359 -496 975 -475 259 -2 002 550
Net profit (loss) from discontinued operations 0 -169 556 0 -84 778
Profit (loss) before tax -11 140 519 -5 470 858 -27 245 393 -20 282 246
Income tax 607 523 -364 050 1 060 611 656 653
Net profit (loss) -10 532 996 -5 834 908 -26 184 782 -19 625 593

*Proforma numbers includes F5 IT and Tracs from January 2022. Reported numbers consolidates F5 IT from May 2022.

Consolidated Balance Sheet

Consolidated Financial Position (in NOK) 31.12.2022 31.12.2021
ASSETS
Intangible assets
Research and development 66 764 566 23 333 391
Goodwill 52 957 680 42 473 747
Technology 6 383 333 2 650 000
Customer contracts and relationships 17 214 654 22 314 424
Licenses 3 071 259 32 182 204
Total intangible assets 146 391 492 122 953 766
Fixed assets
Investment in equities 199 980 0
Property, plant & equipment 374 690 0
Total fixed assets 574 670 0
Total non-current assets 146 966 162 122 953 766
Receivables
Trade receivables 11 636 516 8 854 063
Other short-term receivables 7 016 006 9 433 022
Total receivables 18 652 522 18 287 085
Bank deposits, cash and cash equivalents 2 817 727 16 222 128
Total current assets 21 470 249 34 509 213
Total assets 168 436 411 157 462 979
Consolidated Financial Position (in NOK) 31.12.2022 31.12.2021
EQUITY
Paid-in capital
Share capital 257 278 244 612
Share capital - not registered 0 -20 457
Own shares -9 811 0
Share premium 131 398 440 114 085 130
Total paid-in capital 131 645 907 114 309 285
Total equity 121 012 918 114 309 285
LIABILITIES
Long-term liabilities
Other long-term liabilities 5 958 296 6 283 333
Deferred tax 5 191 557 5 492 173
Total long-term liabilities 11 149 854 11 775 506
Short-term liabilities
Accounts payable 6 580 468 2 829 085
Payroll taxes, VAT etc. 8 238 573 2 832 639
Loans and borrowings 6 346 864 216 667
Other short-term liabilities 15 107 735 25 497 280
Total short-term liabilities 36 273 639 31 375 671
Total liabilities 47 423 494 43 151 177
Total equity and liabilities 168 436 411 157 462 979

Consolidated Cash Flow Statement

Consolidated Statement of Cash Flows (in NOK) 2022 2021
Cash flows from operating activities
Profit (loss) before tax -27 245 393 -20 282 245
Depreciation and amortisation 12 811 866 10 594 597
Net result discontinued operations 0 84 778
Changes to accounts receivable -2 782 453 -2 490 783
Changes to accounts payable 3 751 382 -1 595 942
Changes to other accruals and prepayments -1 356 802 6 853 009
Net cash flow from operating activities from continuing operations -14 821 399 -6 836 586
Cash flows from investment activities
Additions intangible assets -15 184 143 -5 014 282
Aquisition of subsidiaries, net of cash aquired 0 -30 927 835
Transaction cost -865 448 -2 623 527
Short term loan 0 0
Received government grants 0 0
Net cash flow from investment activities from continuing operations -16 049 591 -38 565 643
Cash flows from financing activities
Proceeds from capital increase 2 150 000 54 165 925
Costs of capital increase 0 -2 000 000
Treasury shares 9 511 428
Loans obtained 5 805 160 6 500 000
Net cash flow from financing activities from continuing operations 17 466 588 58 665 925
Net changes to cash and cash equivalents from continuing operations -13 404 401 13 263 695
Continued operations
Bank deposits, cash and cash equivalents per 1.1. 16 222 128 2 958 433
Bank deposits, cash and cash equivalents per 31.12. 2 817 727 16 222 128

Investor relations contacts:

John E. Skajem Group CEO [email protected] +47 418 87 412

Anders Peinert Group CFO [email protected] +47 934 79 634

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Full disclaimer

Full disclaimer

This presentation has been prepared by Huddlestock Fintech AS (the Huddlestock) solely for the use at the presentations to investors held in connection with the presentation of the past results of the certain period and anticipated future performance. This presentation is being made only to, and is only directed at, person to whom such presentation may lawfully be communicated (Recipients). Any person who is not a Recipient should not act or rely on this presentation or any of its contents. This presentation is provided to the Recipients for information purposes only. This presentation is strictly confidential and may not be reproduced or redistributed, in whole or in part, to any other person. This presentation speaks only as of their date, and the views expressed are subject to change based on a number of factors, including, without limitation, macroeconomic and equity market conditions, investor attitude and demand, the business prospects of the Huddlestock and other specific issues. This presentation and the conclusions contained herein are necessarily based on economic, market and other conditions, as in effect on, and the information available to the Huddlestock as of, their date. This presentation does not purport to contain a complete description of the Huddlestock or the market(s) in which the Huddlestock operates, nor do they provide an audited valuation of the Huddlestock. The analyses contained in this presentation are not, and do not purport to be, appraisals of the assets, stock or business of the Huddlestock or any other person. Moreover, this presentation is incomplete without reference to, and should be viewed and considered solely in conjunction with, the oral briefing provided by an authorised representative of the Huddlestock in relation to this presentation. The Huddlestock strongly suggests that each Recipient seeks its own independent advice in relation to any financial, legal, tax, accounting or other specialist advice. In particular, nothing herein shall be taken as constituting the giving of investment advice and this presentation are not intended to provide, and must not be taken as, the exclusive basis of any investment decision or other valuation and should not be considered as a recommendation by the Huddlestock (or any of its affiliates) that any Recipient enters into any transaction. This presentation comprises a general summary of certain matters in connection with the Huddlestock. This presentation does not purport to contain all of the information that any Recipient may require to make a decision with regards to any transaction. Any decision as to whether or not to enter into any transaction should be taken solely by the relevant Recipient. Before entering into such transaction, each Recipient should take steps to ensure that it fully understands such transaction and has made an independent assessments of the appropriateness of such transaction in the light of its own objectives and circumstances, including the possible risks and benefits of entering into such transaction. This presentation has been provided to the Recipients on the basis that each Recipient and such Recipient's representatives, directors, officers, employees and professional advisers keep this presentation (and any other information that may be provided to such Recipient) confidential. This presentation (and any other information which may be provided to any Recipient) may not be disclosed, in whole or in part, or summarized or otherwise reproduced, distributed or referred to, in whole or in part, without the prior written consent of the Huddlestock. Part of the information used in preparing this presentation was obtained by the Huddlestock and its representatives from public sources and is subject to change without notice. Neither the Huddlestock nor any of its affiliates assumes any responsibility for the independent verification of any such information and has relied on such information being complete and accurate in all material respects. Neither the Huddlestock nor any of the affiliates (nor any of its or their respective directors, officers, employees, professional advisers or representative) makes any representation or warranty, express or implied, with respect to the fairness, correctness, accuracy, reasonableness or completeness of such information, this presentation (including, without limitation, any opinion contained therein), any of their contents or any of the results that can be derived from this presentation. Without limiting a person's liability for fraud, no responsibility or liability (whether in contract, tort or otherwise) is or will be accepted by the Huddlestock or any of its affiliates or any of its or heir respective directors, officers, representatives, employees, advisers or agents) as to, or in relation to, this presentation, its contents, the accuracy, reliability, adequacy or completeness of the information used in preparing this presentation, any of the results that can be derived from this presentation or any written or oral information provided in connection therewith (including, without limitation, any responsibility or liability (i) in relation to the distribution of possession of this presentation in any jurisdiction or (ii) for any loss or damage of any kind whatsoever arising as a result of the use or misuse of this presentation) and any such responsibility, liability or obligations is expressly disclaimed, except to the extent that such responsibility, liability or obligations cannot be excluded by law. Analyses and opinions contained herein may be based on assumption that, if altered, can change the analyses or opinions expressed. No audit of this presentation has been undertaken by an independent third party.

Full disclaimer continued

Full disclaimer continued

Any statement, estimate or projections included in this presentation (or upon which any of the conclusion contained herein are based) with respect to anticipated future performance (including, without limitation, any statement, estimate or projection with respect to the condition (financial or otherwise), prospects, business strategy, plans or objectives of the Huddlestock and/or any of its affiliates) may prove not to be correct. No representation or warranty is given as to the completeness or accuracy of any forward looking statement contained in this presentation or the accuracy of any of the underlying assumptions. Nothing contained herein shall constitute any representation or warranty as to the future performance of the Huddlestock, any financial instrument, credit, currency rate or other market or economic measure. Information about past performance given in this presentation is given for illustrative purposes only and should not be relied upon as, and is not, an indication of future performance. Neither the Huddlestock not any of its affiliates has verified the achievability of any estimate or forecast of future financial performance contained herein (including, without limitation, any estimate of potential cost savings and synergies, nor of any of the methods underlying the preparation of any such estimate of forecast). The Huddlestock does not accept or will not accept any responsibility, duty of care, liability or obligations for providing any Recipient with access to additional information, for updating, modifying or otherwise revising this presentation or any of their contents (including, without limitation, any estimate or forecast of future financial performance), for correcting any inaccuracy in this presentation or their contents (or any other written information or oral information provided in connection therewith) which may become apparent, or for notifying any Recipient or any other person of any such inaccuracy. This presentation shall not be construed as a prospectus or an offer to sell, or a solicitation of an offer to buy, any security or any business or assets, nor to enter into any agreement or contract with any Recipient, the Huddlestock (or any of their respective affiliates) or any other person. Any potential transaction that may be related to the subject matter of this presentation will be made pursuant to separate and distinct documentation and in such case the information contained herein will be superseded in its entirety by such documentation in final form. This presentation do not create any obligation on the part of the Huddlestock to consider any offer from any Recipient or any other person. The Huddlestock reserves the right, without prior notice and without giving reasons, to vary or terminate the contemplated transaction, to reject any or all proposals and/or to negotiate with any Recipient or any other person and any terms (and whether individually or simultaneously with any other person or persons) with respect to any transaction involving the Huddlestock. An investment in the Huddlestock involves risk, and several factors could adversely affect the business, legal or financial position of the Huddlestock or the value of its securities. An investment in the Huddlestock is suitable only for investors who understand the risk factors associated with this type of investment and who can afford a loss of all or part of their investment. This Presentation speaks as at the date set out on its front page. Neither the delivery of this Presentation nor any further discussions of the Huddlestock or the Managers with the Recipient shall, under any circumstances, create any implication that there has been no change in the affairs of the Huddlestock since such date. Neither the Huddlestock nor the Managers assume any obligation to update or revise the Presentation or disclose any changes or revisions to the information contained in the Presentation (including in relation to forward-looking statements). The contents of this presentation are not to be construed as legal, business, investment or tax advice. Each recipient should consult with its own legal, business, investment and tax adviser as to legal, business, investment and tax advice. By accepting this presentation, each Recipients represents and warrants that it is able to receive them without contravention of an unfulfilled registration requirements or other legal or regulatory restrictions in the jurisdiction in which such Recipients resides or conducts business. By accepting this presentation each Recipient agrees to be bound by the foregoing limitations.

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