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Nordic Semiconductor
Major Shareholding Notification • May 2, 2023
3680_mrq_2023-05-02_a2ff6b54-8cf5-405d-a3bd-317d9bcf9b15.pdf
Major Shareholding Notification
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Date:22 October 2015 ESMA/2015/1597
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Nordic Semiconductor ASA
LEI: 5967007LIEEXZXJGFK95
2. Reason for the notification (please tick the appropriate box or boxes):
[ ] An acquisition or disposal of voting rights
[X] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify) iii:
3. Details of person subject to the notification obligationiv :
Name: The Goldman Sachs Group, Inc. City and country of registered office (if applicable): Corporation Trust Centre, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v :
5. Date on which the threshold was crossed or reachedvi: 27/04/2023
6. Total positions of person(s) subject to the notification obligation:
| % of voting rights at tached to shares (to tal of 7.A) |
% of voting rights through financial instru ments (total of 7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of is suer vii |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed or reached |
2.37% | 2.50% | 4.88% | 192,781,600 |
| Position of previous notification (if appli cable) |
2.23% | 2.84% | 5.07% |
7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
| Class/type of shares ISIN code (if possi ble) |
Number of voting rights ix |
% of voting rights | ||
|---|---|---|---|---|
| Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
|
| NO0003055501 | 4,571,684 | 2.37% | ||
| US65565D1019 | 944 | 0.0005% | ||
| SUBTOTAL A | 4,572,628 | 2.37% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC |
|||||
|---|---|---|---|---|---|
| Type of financial in strument |
Expiration date x |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if % of voting rights the instrument is exer cised/ converted. |
||
| Securities Lending | Open | 3,779,241 | 1.96% | ||
| SUBTOTAL B.1 | 3,779,241 | 1.96% |
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC |
|||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Pe riod x i |
Physical or cash settlement xii |
Number of voting rights |
% of voting rights |
| Swap | 13/04/2026 | Cash | 532,013 | 0.276% | |
| Swap | 15/02/2024 | Cash | 97,099 | 0.050% | |
| Swap | 16/11/2032 | Cash | 93,603 | 0.049% | |
| Swap | 22/03/2033 | Cash | 92,013 | 0.048% | |
| Swap | 07/03/2029 | Cash | 74,626 | 0.039% | |
| Swap | 08/02/2033 | Cash | 56,969 | 0.030% | |
| Swap | 24/10/2025 | Cash | 32,646 | 0.017% |
| Swap | 25/04/2033 | Cash | 31,981 | 0.017% |
|---|---|---|---|---|
| Swap | 31/05/2028 | Cash | 13,665 | 0.007% |
| Swap | 21/04/2033 | Cash | 6,696 | 0.003% |
| Swap | 29/01/2030 | Cash | 5,505 | 0.003% |
| Swap | 29/01/2030 | Cash | 4,001 | 0.002% |
| Swap | 27/04/2026 | Cash | 1,406 | 0.001% |
| Swap | 21/04/2033 | Cash | 1,200 | 0.001% |
| Swap | 27/04/2033 | Cash | 1,197 | 0.0006% |
| Swap | 27/02/2026 | Cash | 1,088 | 0.0006% |
| Swap | 27/04/2026 | Cash | 689 | 0.0004% |
| SUBTOTAL B.2 | 1,046,397 | 0.54% |
8. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:
| Namexv | % of voting rights if it equals or is higher than the notifiable thresh old |
% of voting rights through financial instruments if it equals or is higher than the notifiable thresh old |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| The Goldman Sachs Group, Inc. | |||
| Goldman Sachs (UK) L.L.C. | |||
| Goldman Sachs Group UK Limited | |||
| Goldman Sachs International |
| The Goldman Sachs Group, Inc. | ||
|---|---|---|
| Goldman Sachs & Co. LLC | ||
| The Goldman Sachs Group, Inc. | ||
| GSAM Holdings LLC | ||
| Goldman Sachs Asset Management Hold ings LLC |
||
| Goldman Sachs Asset Management UK Holdings I Ltd |
||
| Goldman Sachs Asset Management UK Holdings II Ltd |
||
| Goldman Sachs Asset Management Hold ings I B.V. / Goldman Sachs Asset Man agement Holdings II B.V |
||
| Goldman Sachs Asset Management Hold ings B.V. |
||
| The Goldman Sachs Group, Inc. | ||
| Goldman Sachs Bank USA | ||
| Goldman Sachs Bank Europe SE | ||
| The Goldman Sachs Group, Inc. | ||
| GSAM Holdings LLC | ||
| Goldman Sachs Asset Management, L.P. | ||
| The Goldman Sachs Group, Inc. | ||
| GSAM Holdings LLC | ||
| GSAMI Holdings I LLC | ||
| GSAMI Holdings II Ltd | ||
| Goldman Sachs Asset Management Inter national Holdings Ltd |
||
| Goldman Sachs Asset Management Inter national |
9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
10. Additional informationxvi:
Please note, the total amount of voting rights has been rounded to 2 decimal places and therefore there is a possibility of a rounding difference.
General email contact: [email protected]
Done at London on 28/04/2023
Annex: Notification of major holdings (only to be filed with competent authority and not with the relevant issuer)
| A: Identity of the person subject to the notification obligation |
|---|
| Full name (including legal form for legal entities) |
| The Goldman Sachs Group, Inc. |
| Contact address (registered office for legal entities) |
| Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| [email protected] |
| Phone number / Fax number |
| +44 20 7051 3075 |
| Other useful information (at least legal a contact person for legal persons) |
| Alexandra J Wessel |
| Email: [email protected] |
| Tel: +44 207 774 5006 |
B: Identity of the notifier, if applicable
Goldman Sachs International
Contact address
25, Shoe Lane, Plumtree Court, London, EC4A 4AU, UK
Phone number / Fax number
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) Goldman Sachs International is an indirect wholly owned subsidiary of The Goldman Sachs Group, Inc.