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BerGenBio

Director's Dealing Jun 15, 2023

3555_dirs_2023-06-15_46eabb22-5442-44f8-b4bc-01e5c110fe89.pdf

Director's Dealing

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1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Nigel McCracken
2 Reason for the notification
a) Position/status CSO, primary insider
b) Initial Initial notification
notification/Amendment
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 285,108
d) Aggregated information

Aggregated volume
285,108 shares for NOK 28,510.8.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Nigel McCracken
2 Reason for the notification
a) Position/status CSO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 142,554
d) Aggregated information

Aggregated volume
142,554 warrants for NOK 0.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name James Barnes
2 Reason for the notification
a) Position/status COO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 259,190
d) Aggregated information

Aggregated volume
259,190 shares for NOK 25,919.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name James Barnes
2 Reason for the notification
a) Position/status COO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 129,595
d) Aggregated information

Aggregated volume

Price
129,595 warrants for NOK 0.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Martin Olin
2 Reason for the notification
a) Position/status CEO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 2,000,000
d) Aggregated information

Aggregated volume
2,000,000 shares for NOK 200,000.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Martin Olin
2 Reason for the notification
a) Position/status CEO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 1,000,000
d) Aggregated information

Aggregated volume
1,000,000 warrants for NOK 0.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Rune Skeie
2 Reason for the notification
a) Position/status CFO, primary insider
b) Initial Initial notification
notification/Amendment
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 259,190
d) Aggregated information

Aggregated volume
259,190 shares for NOK 25,919.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Rune Skeie
2 Reason for the notification
a) Position/status CFO, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 129,595
d) Aggregated information

Aggregated volume

Price
129,595 warrants for NOK 0.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Anders Tullgren
2 Reason for the notification
a) Position/status Chairman of the Board of Directors, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 1,409,820
d) Aggregated information

Aggregated volume

Price
1,409,820 shares for NOK 140,982.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Anders Tullgren
2 Reason for the notification
a) Position/status Chairman of the Board of Directors, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 704,910
d) Aggregated information

Aggregated volume
704,910 warrants for NOK 0.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Svev AS
2 Reason for the notification
a) Position/status Closely associated person of primary insider Sveinung Hole, board member in
BerGenBio ASA.
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 2,000,000
d) Aggregated information

Aggregated volume

Price
2,000, 000 shares for NOK 200,000.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Svev AS
2 Reason for the notification
a) Position/status BerGenBio ASA. Closely associated person of primary insider Sveinung Hole, board member in
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013)
c) Price(s) and volume(s) Price(s) Volume(s)
0 1,000,000
d) Aggregated information

Aggregated volume

Price
1,000,000 warrants for NOK 0.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sally Bennett
2 Reason for the notification
a) Position/status Board member, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 314,826
d) Aggregated information

Aggregated volume
314,826 shares for NOK 31,482.6.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sally Bennett
2 Reason for the notification
a) Position/status Board member, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495)
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 157,413
d) Aggregated information

Aggregated volume
157,413 warrants for NOK 0.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Debra Barker
2 Reason for the notification
a) Position/status Board member, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013)
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 311,027
d) Aggregated information

Aggregated volume
311,027 shares for NOK 31,102.7.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Debra Barker
2 Reason for the notification
a) Position/status Board member, primary insider
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 155,513
d) Aggregated information

Aggregated volume
155,513 warrants for NOK 0.

Price
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarsia Development AS
2 Reason for the notification
a) Position/status Closely associated person of primary insider Sveinung Hole, board member in
BerGenBio ASA.
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013).
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 33,500,000
d) Aggregated information

Aggregated volume

Price
33,500,000 shares for NOK 3,350,000.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarsia Development AS
2 Reason for the notification
a) Position/status Closely associated person of primary insider Sveinung Hole, board member in
BerGenBio ASA.
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 16,750,000
d) Aggregated information

Aggregated volume

Price
16,750,000 warrants for NOK 0.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarsia Seed AS
2 Reason for the notification
a) Position/status Closely associated person of primary insider Sveinung Hole, board member in
BerGenBio ASA.
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Shares in BerGenBio ASA (ISIN NO0010650013)
b) Nature of the transaction Allocated offer shares in the rights issue of BerGenBio ASA.
c) Price(s) and volume(s) Price(s) Volume(s)
0.10 8,100,000
d) Aggregated information

Aggregated volume

Price
8,100,000 shares for NOK 810,000.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarsia Seed AS
2 Reason for the notification
a) Position/status BerGenBio ASA. Closely associated person of primary insider Sveinung Hole, board member in
b) Initial
notification/Amendment
Initial notification
3 Details of issuer
a) Name BerGenBio ASA
b) LEI 213800TYYFXKYF3V2A23
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of
instrument
Identification code
Warrants (ISIN NO0012921495).
b) Nature of the transaction Receipt/accept of warrants (ISIN NO0012921495) to shares in BerGenBio ASA
(ISIN NO0010650013).
c) Price(s) and volume(s) Price(s) Volume(s)
0 4,050,000
d) Aggregated information

Aggregated volume

Price
4,050,000 warrants for NOK 0.
e) Date of the transaction 2023-06-14
f) Place of the transaction Outside a trading venue

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