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22nd Century Group, Inc. Director's Dealing 2025

Nov 13, 2025

35363_dirs_2025-11-13_e192680a-474e-4598-ab92-9b064f3fe8a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 22nd Century Group, Inc. (XXII)
CIK: 0001347858
Period of Report: 2025-11-10

Reporting Person: Otto Daniel A (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-11-10 Common Stock A 37146 Acquired 37871 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-11-10 Stock option (right to buy) $1.27 A 111439 Acquired 2035-11-10 Common Stock (111439) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock option (right to buy) $46.23 2035-03-10 Common Stock (2176) 2176 Direct

Footnotes

F1: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

F3: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.