22nd Century Group, Inc. — Director's Dealing 2021

Mar 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 22nd Century Group, Inc. (XXII)
CIK: 0001347858
Period of Report: 2021-03-19

Reporting Person: SULLIVAN NORA B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-19	Common Stock	A	150000	—	Acquired	596899	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option	$3.05	2026-03-12	Common Stock (150000)	150000	Direct
Non-Qualified Stock Option	$2.76	2023-03-06	Common Stock (51724)	51724	Direct
Non-Qualified Stock Option	$1.39	2022-05-24	Common Stock (100000)	100000	Direct

Footnotes

F1: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company.