22nd Century Group, Inc. — Director's Dealing 2021

Mar 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 22nd Century Group, Inc. (XXII)
CIK: 0001347858
Period of Report: 2021-03-17

Reporting Person: SANDERS RICHARD M. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-17	Common Stock	S	47227	$2.72	Disposed	314972	Direct
2021-03-19	Common Stock	A	77564	—	Acquired	392536	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option	$2.76	2023-03-06	Common Stock (51724)	51724	Direct
Non-Qualified Stock Option	$1.39	2022-05-24	Common Stock (100000)	100000	Direct

Footnotes

F1: Shares sold to pay taxes due upon vesting of restricted stock units.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.69 to $2.76, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company.