22nd Century Group, Inc. — Director's Dealing 2017

Jun 9, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 22nd Century Group, Inc. (XXII)
CIK: 0001347858
Period of Report: 2017-06-08

Reporting Person: Moynihan Michael Robert (Vice President of R&D)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-08	Common Stock	S	20468	$2	Acquired	946752	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$.69	2022-05-18	Common Stock (100000)	100000	Direct
Stock Option	$.80	2023-02-25	Common Stock (75000)	75000	Direct
Stock Option	$.96	2025-02-16	Common Stock (194529)	194529	Direct
Stock Option	$0.82	2026-04-29	Common Stock (90000)	90000	Direct
Stock Option (Right to Buy)	$1.39	2027-05-24	Common Stock (62000)	62000	Direct

Footnotes

F1: Shares sold pursuant to predetermined criteria ($2.00 market price) contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on October 26, 2015.

F2: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.