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Metso Outotec Oyj

Remuneration Information Feb 14, 2020

3228_def-14a_2020-02-14_e20d3fac-d6c2-4985-91a8-4c654ce722ab.pdf

Remuneration Information

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Outotec Remuneration Policy for the Board of Directors and the CEO

Introduction

This Remuneration Policy ("the Policy") describes remuneration principles and framework for the CEO and for the members of the Board of Directors of Outotec ("the Company"). The Policy will also be applied to any Deputy CEO should such Deputy be appointed.

The Company has a Compensation Policy which is applied to the entire personnel of the Company. The Compensation Policy sets the remuneration principles and elements used across the Group.

This Remuneration Policy is in accordance with the Company's Compensation Policy, best practice recommendations of the 2020 Finnish Corporate Governance, and the requirements set forth by the amended EU Shareholders' Rights Directive, which has been implemented in Finland mainly into the Limited Liability Companies Act, Securities Markets Act, Decree of the Ministry of Finance, and the Finnish Corporate Governance Code for listed companies.

Remuneration governance

Remuneration-related discussion and decision-making at the Company involves the Shareholders' Nomination Board, the Annual General Meeting of Shareholders, the Board of Directors, and the Board's Human Capital Committee.

Upon the recommendation of the Human Capital Committee, the Board of Directors submits the Policy (at least within every 4 years) and Remuneration Report (annually starting in 2021) to the AGM.

All Company's shareholders are invited to attend the AGM to express their views on the Policy and its implementation. Shareholder feedback received in relation to the AGM, during investor meetings or in other form of correspondence is considered in the review of the Policy.

Pursuant to the Companies Act, the shareholders of the Company determine at the AGM the amount of remuneration for the members of the Board of Directors and for their Board Committee work. The proposal for the remuneration is prepared by the Nomination Board in accordance with its Charter. The remuneration of the CEO is decided by the Board of Directors annually. The proposals for the remuneration are prepared by the Human Capital Committee of the Board of Directors in accordance of the Policy.

In order to avoid any conflict of interest, the Human Capital Committee shall consist of nonexecutive Board members only. The Committee has also the power in its sole discretion to retain external advisors to assist the Committee in evaluating executive compensation.

As regards the remuneration of the Board of Directors, the Chair of the Board of Directors, if acting as a member of the Shareholders' Nomination Board, does not take part in the preparation or decision-making or otherwise participate in the handling of such matters in the Shareholders' Nomination Board that relate to remuneration to be paid to the Board of Directors.

Company's remuneration principles and stakeholder considerations

The cornerstone of the Company's strategy is sustainable profitable growth which the Company drives through strong customer focus, leading technology and R&D competences, product, process and project excellence and global services footprint. Success of the Company is highly dependent on the performance and contributions made by employees at all levels, both as teams and as individuals. Competent personnel and Intellectual Property created by these people are the key assets and therefore it is important to be able to recruit and retain world-class professionals. The Board of Directors therefore believes that an effective compensation is essential for the future success of the Company.

The guiding principles of remuneration are to align the interests of the CEO and the Board of Directors, the Company and the shareholders, drive high performance and ensure competitive and fair pay. The Company's variable pay programs and performance measures for these programs are developed with these principles in mind.

Remuneration principles link remuneration to successful execution of the Company's strategy, shortterm goals and long-term shareholder value creation. STI targets are determined annually to reflect key performance indicators, measuring the successful execution of the Company's strategy. The ability to set financial and non-financial STI performance measures further contributes to the alignment between the remuneration principles and financial and other goals. LTI plan drives and rewards long-term sustainable Company performance, competitiveness and shareholder value creation.

The Company reviews remuneration, conditions and engagement across the Company through feedback from employee surveys, internal and external salary benchmark information and other sources made available to ensure a consistent approach is taken to remuneration across the Company.

Board Remuneration Policy

Under the regulations applicable to the Company, the shareholders resolve annually on Board of Directors remuneration based on a proposal made by the Shareholders' Nomination Board.

Prior to making its recommendation, the Shareholders' Nomination Board annually reviews the remuneration for the Chair and members of the Board against companies of similar size and complexity to the Company to ensure that the Company can attract and retain Board members with relevant skills, industry knowledge and international experience to oversee the Company strategy.

Given the nature of the Board duties and responsibilities, the Board members are not covered by the Company's incentive plans. They receive fixed remuneration only which can be paid in cash or shares, or a combination of cash and shares.

Details of the Board actual annual remuneration, as resolved by the AGM or EGM, are reported each year in the Remuneration Report.

Remuneration of the CEO (and Deputy CEO, if applicable)

The remuneration of the CEO may consist of fixed salary, of variable elements such as short-term incentives (STI) and long-term incentives (LTI), pension and of other benefits and programs. Maximum STI and LTI opportunity as a percentage of fixed salary will be determined annually based on market practice and performance subject to an overall cap – maximum STI cannot exceed 100% of fixed salary and maximum LTI 200% of fixed salary at grant.

Actual pay mix based on the actual STI and LTI pay-outs as a percentage of fixed salary will be disclosed in the annual Remuneration Report.

Remuneration
Element
Purpose and link
to long-term
strategy
Description and operation
Fixed salary To recruit and retain
key talent
Definition of fixed salary varies per country based on
local legislation and market practice. In Finland, it
normally includes base salary inclusive of fringe
benefits.
Fixed salary is typically reviewed annually.
The Board may consider various factors when
determining any fixed salary changes, including the
level of salary increases for the Company's
employees
globally, external market benchmark data,
business
performance, role scope and individual performance.
The actual fixed salary and annual increases will be
reported in the annual Remuneration Report.
Short-term
incentive (STI)
To reward and
encourage
achievement of the
Company's financial
and individual or
team performance
The maximum STI opportunity will be determined
annually by the Board of Directors based on market
practice and performance subject to an overall cap of
100% of fixed salary. Maximum STI opportunity applied
for a given year will be disclosed in the annual
Remuneration Report.
Performance measures, weightings and targets for the
selected measures are set annually by the Board of
Directors to ensure they continue to support the
Company's annual business plans. These can vary
from year to year to reflect business priorities and
typically include a balance of Group's financial
performance measures (for example profitability and
growth) and non-financial measures (for
example key
operational, strategic, environmental,
social,
governance or other sustainability related measures)
provided that in any given year majority of weighting
will be on financial performance measures.
Following the end of the year the Board of Directors
reviews the performance and determines the extent to
which each of the targets have been achieved, to
determine the final pay-out level.
Details of actual performance measures applied for
each year and how they support the business strategy
will be disclosed in the annual Remuneration Report.
Long-term
incentive (LTI)
To commit the key
personnel to the
targets of the
Company and offer
a competitive,
The maximum LTI opportunity will be determined
annually by the Board of Directors based on market
practice and performance subject to an overall cap of
200% of fixed salary. Maximum LTI opportunity applied
for a given year will be disclosed in the annual
Remuneration Report.
Remuneration
Element
Purpose and link
to long-term
strategy
Description and operation
ownership-based
reward scheme
Long-term incentive reward is typically paid in the form
of performance shares with a three-year performance
period.
Performance measures,
weightings and targets for
these selected measures for each annually
commencing plan are set by the Board of Directors to
ensure they continue to support the Company's long
term strategy.
Performance measures may include, but are not limited
to, financial and share-price related measures. Details
of performance measures for each year and how they
support the long-term strategy will be disclosed in the
annual Remuneration Report.
Following the end of the performance period the Board
of Directors reviews the performance and determines
the extent to which each of the targets have been
achieved, to determine the final pay-out level.
Pension To provide
retirement benefit in
line with market
practice
The CEO
may participate in the applicable pension
programs available to other executives in the country of
employment. Details of the actual pension arrangement
will be shown in the annual Remuneration Report.
Other benefits
and programs
To provide a
competitive level of
benefits.
Benefits will be provided in line with appropriate levels
indicated by market practice and may evolve year on
year.
Other benefits may include
but are not limited to
phone,
Company car, health insurance, private accident, life
and disability insurance, business travel and director's
and officers' liability insurance.
Additional benefits and allowances may be offered in
certain circumstances such as relocation or
international assignment in line with the Company's
international mobility policy.
The CEO is eligible to participate in programs which
may be offered to the Company's other employees at
any given point.
Clawback and
malus provision
To ensure pay for
performance
Incentives
are subject to malus (adjustment before pay
out) and clawback (reclaimed after pay-out) provisions,
which can be applied in case of material misstatement
or misconduct as determined by the Board at its
discretion.
Remuneration
Element
Purpose and link
to long-term
strategy
Description and operation
Shareholding
recommendation
The CEO is required to own Company shares either by
retaining the shares earned as LTI awards or by
acquiring shares as determined by the Board at its
discretion.

Managing Director contract and severance pay

The managing director contract of the CEO is typically in force for indefinite period, but the Board of Directors may decide to offer fixed period contract if required. The notice period, possible fixed salary during the notice period, and potential severance pay in the managing director contract are determined in line with the market practices existing at the time of entering into the contract.

The treatment of incentive awards will depend on the reason of departure. For resignation and involuntary termination, unvested award will be forfeited. For other reasons, awards typically will continue to vest according to the plan terms.

The same principles are also applied to the contract of the Deputy CEO (if applicable).

Deviations

The Board of Directors may temporarily deviate from any sections of this Policy based on its full discretion in the circumstances described below:

  • Upon change of the CEO and the Deputy CEO (if applicable),
  • Upon material changes in the Company structure, organization, ownership and business (for example merger, takeover, demerger, acquisition, etc.),
  • Upon change of the relevant legislation or legal praxis (including changes in taxation), and
  • In any other circumstance where the deviation may be required to serve the long-term interests and sustainability of the Company or to assure its viability.

The Company aims to offer a compensation package which is sufficient to attract, retain and motivate the individual with the right skills for the required role. When determining remuneration for a new CEO, the Board of Directors will consider the requirements of the role, the needs of the business, the relevant skills and experience of the individual and the relevant external market for talent.

The Board of Directors will seek to align the new CEO's remuneration package to the Policy. If needed, the Company may offer upon hire one-time supplementary rewards payable in cash or shares in comparable value to the arrangements forfeited by the candidate by joining the Company. The rationale and detail of any such award will be disclosed in the Remuneration Report.

Where an individual is appointed to the CEO as a result of internal promotion or following a corporate transaction (e.g. following an acquisition), the Board of Directors retains the ability to honor any legally binding legacy arrangements agreed prior to the individual's appointment.

In addition, where necessary, additional benefits may also be provided such as, but not limited to, relocation support, expatriate allowance, tax equalization and other benefits which reflect local market practice and relevant legislation.

The same deviations are also applied to the Deputy CEO.

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