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Industrie De Nora

Quarterly Report Aug 3, 2023

4198_ir_2023-08-03_e413d910-7126-40c5-a327-28410d45cead.pdf

Quarterly Report

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Half Year Financial Report as of June 30 20 23

Industrie De Nora

Interim management report

02

Condensed Consolidated half-year financial statements

Industrie De Nora

Corporate bodies

Board of Directors1

Executive Chairperson Federico De Nora(*)

Chief Executive Officer Paolo Enrico Dellachà(*)

Directors Stefano Venier Maria Giovanna Calloni(**) Mario Cesari Paola Bonandrini Michelangelo Mantero Teresa Cristiana Naddeo(**) Elisabetta Oliveri(**) Giovanni Toffoli(**) Alessandro Garrone(**)

Board of Statutory Auditors

Chair Marcello Del Prete

Statutory Auditors Beatrice Bompieri Guido Sazbon

Alternate Auditors Pierpaolo Giuseppe Galimi Gianluigi Lapietra Raffaella Piraccini

Internal Control, Risk and ESG Committee

Chair Teresa Cristiana Naddeo Giovanni Toffoli Paola Bonandrini

Appointments and Remuneration Committee

Chair Elisabetta Oliveri Mario Cesari Maria Giovanna Calloni

Related Parties Committee

Chair Maria Giovanna Calloni Teresa Cristiana Naddeo Elisabetta Oliveri

Strategies Committee

Chair Paolo Enrico Dellachà Federico De Nora Mario Cesari Stefano Venier Paola Bonandrini

Principal Financial Officer

Massimiliano Moi

Independent auditor

PricewaterhouseCoopers S.p.A.2

Supervisory Body

Chair Gianluca Sardo Silvio Necchi Claudio Vitacca

1 Appointed by the Shareholders' Meeting held on March 9, 2022 (with the exception of Directors Stefano Venier appointed on April 28, 2022, Alessandro Garrone appointed on June 20, 2022, Paola Bonandrini appointed on April 28, 2023, already co-opted on March 22, 2023). The Board of Directors is in office until the approval of the Financial Statements as at December 31, 2024. On June 1 2023 the Company received the resignation of Roberto Cingolani as independent non-executive Director and Strategies Committee member.

(*) Executive director.

(**) Independent director pursuant to Articles 147-ter, paragraph 4, and 148, paragraph 3, of the TUF (Consolidated Finance Act) and Article 2 of the Corporate Governance Code.

2 Appointed by the Shareholders' Meeting on February 18, 2022 for the period covering 2022 - 2030.

Group structure as of june 30, 2023

Below is the Group structure with an indication of the companies belonging to the Group and the investment held

by the Parent Company, directly or indirectly, in each subsidiary at June 30, 2023.

Effective January 1, 2023, De Nora ISIA S.r.l. was merged by incorporation into De Nora Water Technologies Italy S.r.l..

In May, Industrie De Nora S.p.A. has completed through its German subsidiary De Nora Deutschland GmbH, the acquisition of 100% of the share capital of Shotec GmbH.

146.32% Indian Stock exchange + promoters 266% thyssenkrupp Projekt 1 GmbH 3 20% Mr. Bu Bingxin 4 20% Biocatters Holding, LLC 5 10% SNAM S.p.A.

Legal entity Branch office

7 INDUSTRIE DE NORA

Interim Management Report 01

9

Macroeconomic and market context3

The global economy is turning a corner but faces a long road ahead to attain strong and sustainable growth. Global GDP growth slowed substantially throughout 2022, but several of the factors weighing negatively are now unwinding. Falling energy prices and headline inflation, easing supply bottlenecks and the reopening of China's economy, coupled with strong employment and relatively resilient household finances, all contribute to a projected recovery. Nevertheless, the recovery will be weak by past standards. Global growth is projected to be 2.7% in 2023, with a modest pick-up to 2.9% in 2024, both well below the average growth rate in the decade preceding the COVID-19 pandemic.

Although headline inflation is declining thanks to lower energy prices, core inflation remains high, more so than previously expected. Central banks need to maintain restrictive monetary policies until there are clear signs that underlying inflationary pressures are abating. Given the uncertainties around the impact of the rapid and globally synchronised monetary policy tightening following an extended period of low interest rates. The tightening has already revealed some vulnerabilities in financial markets. Should further financial market stress arise, central banks should deploy financial policy instruments to enhance liquidity and minimise contagion risks.

The choices for fiscal policymakers are clearer but no easier to implement given the political sensitivity of policy choices with direct redistributive effects.

Fiscal policy played a vital role in supporting the global economy through the shocks of the COVID-19 pandemic and Russia's war in Ukraine. However, in the aftermath, most countries are grappling with higher budget deficits and higher public debt. The burden of debt servicing is increasing and spending pressures related to ageing and the climate transition are building.

As the recovery takes hold, fiscal support should be scaled back and better targeted. Resources should be targeted only to those who really need it and to high-priority productivity-enhancing investments, including those driving the green transition and improving labour supply and skills.

Ultimately only ambitious structural policy reforms, such as revitalising labour and product markets, removing barriers to cross-border trade, promoting competition and adapting competition policies to the digital era and enhancing skill development, can sustainably raise long-term economic growth and people's quality of life.

Private and public investment is needed in human, tangible and intangible capital to enable people to make the most of their skills and capabilities, and to harness the ever-increasing opportunities from technological transformation. Investment in education and skills is critical to enable people to flourish in the future economy and reap the benefits of increased productivity.

3 Source: OECD Economic Outlook, June 2023.

Currencies

The following table summarizes the main reference foreign currencies of De Nora Group (transaction currency or functional currencies of foreign entities belonging to the Group) for the reporting period and the corresponding period of 2022 and the relative foreign exchange rates:

Average exchange rate for the first
half-year ended June 30
Exchange rate at
June 30
Exchange rate at
December 31
Currency 2023 2022 2023 2022
US Dollar 1.0809 1.09321 1.0866 1.0666
Japanese Yen 145.7753 134.61467 157.1600 140.66
Indian Rupee 88.8562 83.29386 89.2065 88.1710
Chinese Yuan Renminbi 7.4906 7.08820 7.8983 7.3582
Brazilian Real 5.4827 5.55545 5.2788 5.6386
GB Pound 0.8763 0.84296 0.8583 0.8869

In addition to the Euro, the most important currencies for the Group are the US dollar and the Japanese Yen: the US dollar has devaluated by approximately 2% in the first half of 2023, while the Japanese Yen recorded a devaluation close

to 12%. Also relevant, albeit to a lesser extent in terms of impact on the Group's performance, are the devaluation of the Chinese Yuan Renminbi (approximately -7%) and the appreciation of the Brazilian real (approximately +6%).

Information for the investors

Stock market performance

Stock market performance during the first half of 2023 has been characterized by different events and trends such as the strong increase of technological shares, normalization of markets linked to raw materials and the significant drop in banking market. Such market trends reflected also the continuous increase of interest rates affecting as well exchange rates in the different geographies.

The increase in cost of money linked to inflationary pressures already hit the market in 2022. But in the first half of 2023 the perception that the end of that cycle was near has strengthened Such expectations favored a rebound of the main stock international indices, notwithstanding the uncertainties related to the macroeconomic international scenario.

Industrie De Nora share

In the first year of listing on Euronext Milan (first listing day June 30, 2022) the share has increased by 42% compared to IPO price (13.50 Euro), confirming the interest and appreciation of national and international investors of the Equity Story of the Group, strongly positioned on enabling technologies for the energy transition with particular focus on

green hydrogen and on a solid global leadership of the traditional businesses Electrode Technologies and Water Technologies.

With reference to the period January – June 2023 De Nora share has vigorously followed the international stock markets recovery, showing a positive performance of 32%, higher than the Euro Stoxx 600 that has increased by around 8% and the Italian index FTSE All Share that has increased by 16%. The share has also recorded a good relative performance compared to the main international listed peers4.

Average volumes traded daily in the first half of 2023 amount to 0.16 million of shares with an average unit price per share of 18.15 Euro.

De Nora during the first six months of the year has carried out an intense investor relation activity through various roadshows in Europe (both in presence and virtually), conventions organized by primary national and international brokers and conference calls following quarterly results presentations, meeting over 360 investors and 240 investment houses. Engagement with investors plays a key role for the Group and will be pursued and strengthened also in the coming years.

4 Peers included in the analysis: Xylem, Pentair, Fluidra, Permascand, Plugpower, Nel, ITM, MchPhy.

Industrie De Nora share - Euronext Milan, (Euro) Period
01/01/2023 - 30/06/2023
Beginning of the period price (January 2, 2023) 14.50
Maximum (June 9, 2023) 21.00
Minimum (January 2, 2023) 14.50
Average 18.15
End of the period price (June 30, 2023) 19.23
Capitalization – ordinary shares – ¤ million 985
Total capitalization5 as at June 30, 2023 – ¤ million 3,878

Performance of Industrie De Nora shares in the period January 1, 2023 – June 30, 2023, compared with the FTSE MIB and Euro Stoxx 600 indices6

Share Capital of Industrie De Nora S.p.A. as at June 30 2023

Number of shares Number of voting rights
Share Capital Euro 18,268,203.90 Euro 18,268,203.90
Total shares n. 201,685,174 n. 502,647,564
Ordinary shares n. 51,203,979 n. 51,203,979
Multiple voting shares7 n. 150,481,195 n. 451,443,585

5 Total capitalization is calculated as follows: (number of ordinary shares + multiple voting shares) multiplied by ordinary shares price.

6 Source: Bloomberg.

7 Owned by the shareholders Federico De Nora, Federico De Nora S.p.A., Norfin S.p.A. and Asset Company 10 S.r.l. Multiple voting shares are not admitted to trading on Euronext Milan and are not counted in the free float and market capitalization value. The multiple voting shares grants 3 votes at the shareholders' meeting.

Alternative performance indicators

In this document, in addition to the financial measures provided for by International Financial Reporting Standards (IFRS), a number of measures derived from the latter are presented even though they are not provided for by IFRS (Non-GAAP Measures) in line with ESMA's guidelines on Alternative Performance Indicators (ESMA/2015/1415 Guidelines, adopted by Consob with Communication No. 92543 of December 3, 2015) published on October 5, 2015. These measures are presented in order to enable a better assessment of the Group's operating performance and should not be regarded as alternatives to IFRS. Specifically, the Non-GAAP Measures used are as follows:

  • EBITDA is defined as the profit for the period adjusted for the following items of the consolidated income statement: (i) income taxes; (ii) finance charges; (iii) finance income; (iv) share of profit of equity-accounted investees; (v) amortization and depreciation; (vi) impairment and write-back of property, plant and equipment; (vii) impairment of goodwill and other intangible assets (viii) provisions for risks and charges net of the related releases and utilization.
  • Adjusted EBITDA is defined as EBIT-DA adjusted for certain charges/(income) of a non-recurring nature.
  • EBITDA Margin is calculated as the ratio of EBITDA to Revenues.
  • Adjusted EBITDA Margin is calculated as the ratio of Adjusted EBITDA to Revenues.

  • Adjusted EBIT is defined as EBIT adjusted for: (i) certain charges/(income) of a non-recurring nature; (ii) certain Provision for risk and charges, net of utilization and releases, of a non-recurring nature.

  • Net operating working capital: is determined as the algebraic sum of the following items included in the Statement of financial position:
  • Inventory
  • Trade receivables (current portion)
  • Trade payables (current portion)
  • Construction contracts assets and liabilities.
  • Net working capital: is determined as the algebraic sum of Net operating working capital and the following items included in the Statement of financial position:
  • Other receivables (current portion)
  • Current tax assets (current portion)
  • Other payables (current portion)
  • Current income tax payables.
  • Net invested capital: is determined as the algebraic sum of:
  • Net working capital
  • Non-current asset
  • net of Employee benefits, Provisions for risks and charges, Deferred tax liabilities, Trade payables (non-current portion), Income tax payables and Other payables (non-current portion).

  • Net Financial Indebtedness ESMA is determined in accordance with CONSOB Communication DEM/6064293 of July 28, 2006, as amended by CONSOB Communication No. 5/21 of April 29, 2021, and in accordance with ESMA Recommendations contained in Guidelines 32-382-1138 of March 4, 2021 on disclosure requirements under the Prospectus Regulation.

  • Net Financial Indebtedness De Nora as monitored by the Group's management. This indicator differs from Net Financial Indebtedness - ESMA because it includes the fair value of financial instruments for hedging exchange rate fluctuations purposes.

Events that occurred during the first half of 2023

  • Effective January 1, 2023, De Nora ISIA S.r.l. was merged by incorporation into De Nora Water Technologies Italy S.r.l. The two companies had already been working closely together since 2021, and the merger now allows to operate with a single organization that simplifies processes and increases efficiency and agility.
  • In February 2023, the acquisition of a dismantled industrial area south-east of Cernusco sul Naviglio (Milan) was finalized for the implementation of the "Italian Gigafactory" project. The project is part of the production capacity expansion plan of De Nora Group and provides, following the demolition of the existing buildings, for the construction of a large-scale production center with a capacity of up to 2GW for the manufacturing of electrolysers for green hydrogen generation, systems and components for the electrolysis of water and fuel cells, in addition to the construction of facilities to service the other divisions of the Group. Demolition works will start in the second half of 2023 and once completed, subject to obtaining the necessary permits and authorizations, construction works will start (within the end of 2023).
  • Considering the financial availability of the Group, at the end of the first quarter of 2023, it was decided to make an early repayment of part of the Pool financing granted to the Parent Company and the subsidiary, De Nora Holding US Inc. Specifically, the repayment involved Euro 100,000 thousand of the Euro-denominated financing line granted to Industrie De Nora S.p.A. and USD 50,000 thousand of the USD-denominated financing line granted to De Nora Holdings US Inc. As a result, as of June 30, 2023, these financing lines remain

open for Euro 80,000 thousand and USD 40,000 thousand, respectively.

  • De Nora, through its subsidiary Capannoni S.r.l., finalized at the end of April the acquisition of a disused industrial area adjacent to the existing area of Via Bistolfi 35, Milan. The objective of this acquisition is to host new offices, laboratories and collaborative spaces, improving the Milan headquarter workplace through the creation of a "campus" and allowing the planned workforce increase.
  • In April 2023, De Nora obtained an ESG Rating of AA from Morgan Stanley Capital International (MSCI), a leading global ESG rating agency. The AA rating marks the initiation of MSCI's coverage of De Nora and grants the company one of the highest recognitions in terms of ESG performance. De Nora is indeed positioned among the leading companies in its industry for effectively managing sustainability-related opportunities and risks, providing tangible evidence of the Group's commitment to strategic ESG development.
  • De Nora, through its subsidiary De Nora Permelec Ltd., received, at the end of April. a significant order from thyssenkrupp nucera Japan Ltd. for the production of Bitac v7 cells for the conversion project of the Oxychem Battleground plant (United States) from diaphragm to membrane technology. Cells production is foreseen to start from mid 2024 and completed in around 12 months from the start of production activities.
  • In the month of May Industrie De Nora S.p.A. has completed through its German subsidiary De Nora Deutschland GmbH, the acquisition of 100% of the share capital of Shotec GmbH ("Shotec"). Founded in 2003

by Stefan Hartmann and based in Hanau (Germany), Shotec develops and operates plasma coating technologies for metals and metal surfaces to improve their mechanical and physical-chemical properties. This transaction will allow De Nora to exploit its know-how in coating preparations for many electrochemical processes and is aimed at broadening the process and technology portfolio for the production of electrodes, while also guaranteeing its production capacity enhancement. The acquisition was

pursued following continuous monitoring of the market and evaluation of key synergies with companies and research centers, with the ultimate goal of further strengthening research and development activities with a view to a progressive reduction in the use of precious metals in anodic and cathodic coating activities, to make the electrochemical processes in which the coatings are used increasingly competitive, in line with market demand for economic and reliable performance over time.

Business performance

Comments on the economic and financial results of the Group

Revenues for the six-month period amounted to Euro 420.4 million, of which approximately Euro 231.7 million were attributable to the Electrode Technologies segment, approximately Euro 141.4 million to the Water Technologies segment, and approximately Euro 47.3 million to the Energy Transition segment, an overall increase of 2.4% over the comparable six-month period in 2022.

EBITDA is close to Euro 85 million, compared to almost Euro 80 million in the first half of 2022 (+6.5%), while Adjusted EBITDA8 is Euro 86.1 million, compared to Euro 102.3 million in the first half of 2022, with a decrease of about 16%. Adjusted EBITDA margin decreased from 24.9% in the first half of 2022 to 20.5% in the first half of 2023.

Similarly, the operating result, equals to Euro 67.4 million, increased by 7.2% compared to the same half of 2022, whist Adjusted EBIT is equal to 68.7 million, compared to Euro 85.2 million of the same half of 2022, with a decrease of 19.4%.

The share of profit of equity-accounted investees, referring to the 34% stake in tk nucera, is positive for Euro 1.5 million (share of the net result of the associated company for the period January 1st 2023 – March 31st 2023) compared to the negative Euro 5.5 million in the first half of 2022.

Financial operations show net expenses of Euro 4.5 million, compared with net income of Euro 3.7 million in the first half of 2022, the latter with a better net balance between foreign exchange gain and losses.

After current and deferred income taxes, amounting to Euro 17.7 million (compared to Euro 21.2 million in the first half of 2022), the half-year closed with a net profit (Group's share) of Euro 46.2 million, increased by about 16% compared to the Euro 39.9 million in the comparable half-year of 2022.

Statement of financial position shows a net invested capital of about Euro 739 million (+47 million compared to the end of 2022) and an equity of Euro 748 million (Euro 4 million higher than as of December 31, 2022) with a net financial position of approximately Euro 9 million (reduced by Euro 43 million compared to the end of 2022).

The increase in net invested capital, with resulting impacts on the net financial position reduction, is attributable both to net operating working capital, which amounts to Euro 312 million at the end of June 2023 with an increase of Euro 32 million compared to the end of 2022 mainly due to trade receivables and construction contracts, and to the increase of tangible assets for the new investments of the period.

8 For the reconciliation between EBITDA and Adjusted EBITDA see paragraph 5.2 and 5.4.2

Consolidated Reclassified Income Statement

For the half-year ended June 30
in ¤ thousands 2023 2022
Revenue 420,384 100.0% 410,467 100.0%
Change in inventory of finished goods and
work in progress
25,308 6.0% 14,485 3.5%
Other income 3,372 0.8% 2,540 0.6%
Value of production 449,064 106.8% 427,492 104.1%
Material Consumption (198,953) -47.3% (189,950) -46.3%
Personnel costs (72,450) -17.2% (83,191) -20.3%
Costs for services (86,665) -20.6% (69,981) -17.0%
Other operating expenses/income (6,196) -1.5% (4,771) -1.2%
EBITDA 84,800 20.2% 79,599 19.4%
Amortization of intangible assets (5,217) -1.2% (4,498) -1.1%
Depreciation of property, plant and
equipment
(9,227) -2.2% (9,062) -2.2%
Net provision for risk and charges (1,694) -0.4% (107) 0%
Impairment and write-backs (1,276) -0.3% (3,083) -0.8%
Operating profit (EBIT) 67,386 16.0% 62,849 15.3%
Share of profit of equity-accounted investees 1,527 0.4% (5,551) -1.4%
Finance income 5,925 1.4% 21,483 5.2%
Finance expenses (10,429) -2.5% (17,799) -4.3%
Profit before tax 64,409 15.3% 60,982 14.9%
Income tax expense (17,683) -4.2% (21,249) -5.2%
Profit for the period 46,726 11.1% 39,733 9.7%
Attributable to:
Parent Company shareholders 46,233 11.0% 39,918 9.7%
Non-controlling interests 493 0.1% (185) 0%
EBITDA 84,800 20.2% 79,599 19.4%
Non-recurring items 1,323 22,724
Adjusted EBITDA 86,123 20.5% 102,323 24.9%
Operating Profit (EBIT) 67,386 16.0% 62,849 15.3%
Non-recurring items 1,323 22,724
Utilization of provisions - (344)
Adjusted EBIT 68,709 16.3% 85,229 20.8%

Consolidated Reclassified Statement of Financial Position

in ¤ thousands As of June 30 2023 As of December 31 2022
Trade receivables 135,466 123,421
Trade payables (86,805) (80,554)
Inventories 298,424 295,476
Construction contracts, net of progress
payments and advances
23,263 16,432
Net Operating Working Capital 370,348 50.1% 354,775 51.2%
Other current assets/(liabilities) (62,964) (74,620)
Net Working Capital 307,384 41.6% 280,155 40.4%
Goodwill and intangible assets 126,427 131,552
Property, plant and equipment 205,135 184,177
Equity-accounted investees 123,482 122,664
Non-current assets 455,044 61.5% 438,393 63.3%
Employee benefits (20,693) (2.8)% (20,628) (3.0)%
Provisions for risks and changes (22,267) (3.0)% (20,688) (3.0)%
Deferred tax assets/(liabilities) 6,391 0.9% 4,432 0.6%
Other non-current assets/(liabilities) 13,551 1.8% 11,174 1.6%
Net Invested Capital 739,410 100.0% 692,838 100.0%
Covered by:
Medium/long term financial debt (121,929) (267,544)
Short-term financial indebtedness (13,464) (13,655)
Financial assets and derivatives 11,297 158,392
Cash and cash equivalents 132,507 174,129
Net liquidity – ESMA 8,411 1.1% 51,322 7.4%
Fair value of financial instruments
(exchange rate hedges)
665 644
Net liquidity 9,076 1.2% 51,966 7.5%
Equity attributable to minority interests (5,034) (0.7)% (3,586) (0.5)%
Equity attributable to the Group (743,452) (100.5)% (741,218) (107.0)%
Total Equity and Minority interests (739,410) (100.0)% (692,838) (100.0)%

Revenue and EBITDA by business segment

Revenue by business segment

The Group is organized into three business segments each with its own portfolio of specific products and services:

  • Electrode Technologies Business;
  • Water Technologies Business;
  • Energy Transition Business.

The following tables show the Group's revenues for each business segment and by geographic area for the six-month periods ended June 30, 2023 and 2022, respectively.

Revenue by Business
Segment
First Half
Year 2023
% of total
revenue
First Half
Year 2023
at constant
exchange
rates
First Half
Year 2022
∆ First Half
Year 2023
vs 2022
∆ First Half
Year 2023
vs 2022 at
constant
exchange
rates
(in ¤ thousands)
Electrode Technologies 231,701 55% 238,146 227,952 3,749 10,194
Water Technologies 141,406 34% 141,852 175,650 (34,244) (33,798)
Energy Transition 47,277 11% 47,379 6,865 40,412 40,514
Total Revenue 420,384 100% 427,377 410,467 9,917 16,910
Revenue by geographical area
and by business segment
First Half-Year
2023
% of
revenues
First Half-Year
2022
% of
revenues
(in ¤ thousands)
Electrode Technologies 231,701 55% 227,952 55%
EMEIA 66,769 16% 81,631 20%
AMS 58,940 14% 46,188 11%
APAC 105,992 25% 100,133 24%
Water Technologies 141,406 34% 175,650 43%
EMEIA 46,834 11% 42,102 10%
AMS 66,848 16% 95,118 23%
APAC 27,724 7% 38,430 10%
Energy Transition 47,277 11% 6,865 2%
EMEIA 45,016 11% 5,226 2%
AMS 872 0% 235 0%
APAC 1,389 0% 1,404 0%
Total Revenue 420,384 100% 410,467 100%

The following table show Group revenues related to new installations or new plants ("New Installations") and to periodic maintenance of the plants and of the existing installations ("Services") for the six-month periods ended June 30, 2023 and 2022, respectively.

First Half-Year
2023
% of
revenues
First Half-Year
2022
% of
revenues
(in ¤ thousands)
New Installations 292,301 70% 290,144 71%
Services 128,083 30% 120,323 29%
Total Revenue 420,384 100% 410,467 100%

At consolidated level, revenues amounted to Euro 420,384 thousand, including Euro 231,701 thousand in the Electrode Technologies segment, Euro 141,406 thousand in the Water Technologies segment, and Euro 42,278 thousand in the Energy Transition segment.

Specifically, revenues increased overall by Euro 9,917 thousand compared to the first half of 2022; at constant exchange rates, Group revenues in the first half of 2023 would have been increased by Euro 16,910 thousand.

EBITDA by business segment

EBITDA by business segment First Half-Year
2023
% of
revenues
First Half-Year
2022
% of
revenues
(in ¤ thousands)
Electrode Technologies 59,643 70% 52,760 66%
Water Technologies 19,225 23% 30,595 38%
Energy Transition 5,932 7% (3,756) (4%)
Total 84,800 100% 79,599 100%
First Half-Year 2023 First Half-Year 2022
Non-recurring items
impacting EBITDA
Electro
de
Techno
logies
Water
Techno
logies
Energy
Transi
tion
Total Electro
de
Techno
logies
Water
Techno
logies
Energy
Transi
tion
Total
(in ¤ thousands)
Terminations costs
(labor + legal expenses)
142 120 - 262 10 310 - 320
Costs relative to IPO
process
368 225 75 668 1,437 1,106 43 2,586
Costs relative to
M&A, integration, and
company reorganization
93 - - 93 9 - - 9
Costs relative to startup
of De Nora Tech, LLC –
US plant
- - - - 50 - - 50
Advisory costs for
special projects
- - - - 343 - - 343
Management Incentive
Plan
- - - - 10,752 8,284 324 19,360
Other non recurring
costs
198 76 26 300 6 50 - 56
Total 801 421 101 1,323 12,607 9,750 367 22,724
Adjusted EBITDA
by business segment
First Half-Year
2023
% of
total
First Half-Year
2022
% of
total
(in ¤ thousands)
Electrode Technologies 60,444 70% 65,367 64%
Water Technologies 19,646 23% 40,345 39%
Energy Transition 6,033 7% (3,389) (3%)
Total 86,123 100% 102,323 100%

Group EBITDA increased by Euro 5,201 thousand (+6.5%), from Euro 79,599 thousand in the six months ended June 30, 2022 to Euro 84,800 thousand in the six months ended June 30, 2023. The increase refers both to the Electrode Technologies and Energy Transition segments (respectively for Euro 6,882 thousand and Euro 9,689 thousand) while the Water Technologies segment, shows a decrease of Euro 11,370 thousand.

The EBITDA margin improves from 19.4% in the six months ended June 30, 2022 to 20.2% in the six months ended June 30, 2023.

Adjusted EBITDA decreased by Euro 16,200 thousand (-15.8%) from Euro 102,323 thousand in the six months ended June 30, 2022 to Euro 86,123 thousand in the six months ended June 30, 2023.

The Adjusted EBITDA margin shows a decrease from 24.9% in the six months ended June 30, 2022 to 20.5% in the six months ended June 30, 2023.

Electrode Technologies Business

Electrode Technologies' core business is the production and sale mainly of:

  • electrodes used for the production of (a) basic chemicals (chlorine, caustic soda and their derivatives), (b) printed circuits for the electronics industry) and critical components for the manufacture of lithium batteries such as copper foil;
  • catalytic coatings that use noble metals such as iridium, ruthenium, platinum, palladium and rhodium, the formulations of which, many of them patented, have been developed by the Group and differ according to the many applications in electrochemical processes;
  • electrolytic cells for chlorine and caustic soda production, as well as their components and other accessories, and anode structures complete with accessories for the production of nonferrous metals (nickel, cobalt);

For the six-month period ended June 30, 2023, the Electrode Technologies Business accounted for approximately 55% of the Group's revenues in line with the previous period.

The table below shows the revenues generated by the Electrode Technologies Business for the six-month periods ended June 30, 2023 and 2022, broken down by business lines.

Revenue by Business Line
Electrode Technologies
First
Half-Year
2023
% of
total
revenue
First
Half-Year
2023 at
constant
exchange
rates
First
Half-Year
2022
∆ First
Half-Year
2023 vs
2022
∆ First
Half-Year
2023 vs
2022 at
constant
exchange
rates
(in ¤ thousands)
Chlor-alkali 158,502 69% 162,696 145,174 13,328 17,522
Electronics 42,176 18% 43,853 47,381 (5,205) (3,528)
Specialties and
New Applications
31,023 13% 31,598 35,397 (4,374) (3,799)
Total Electrode Technologies 231,701 100% 238,147 227,952 3,749 10,195

Revenues related to the Electrode Technologies Business segment increased by Euro 3,749 thousand (+2%), from Euro 227,952 thousand in the six months ended June 30, 2022 to Euro 231,701 thousand in the six months ended June 30, 2023. The growth is mainly related to Chlor-alkali business line only partially offset by the other business lines Electronics and Specialties and New Applications.

At constant exchange rates, revenues related to the Electrode Technologies Business would have increased by Euro 10,195 thousand (+4%), from Euro 227,952 thousand in the six months ended June 30, 2022 to Euro 238,147 thousand in the six months ended June 30, 2023.

Chlor-alkali

Revenues from the chlor-alkali business line increased by Euro 13,328 thousand (+9%), from Euro 145,174 thousand in the six months ended June 30, 2022 to Euro 158,502 thousand in the six months ended June 30, 2023. Such variation is mainly attributable to:

(i) higher Membrane sales for Euro 17,662 thousand the Euro 20,614 thousand distributed homogeneously in Asia, United States and EMEIA;

(ii) lower sales of Hydrochloric Acid (HCl) for Euro 8,953 thousand due to the non-repetitiveness of some maintenance projects executed in 2022 through tk nucera;

(iii) the increase of Euro 4,619 thousand in Diaphragm and Mercury sales mainly in Italy and Brazil.

At constant exchange rates, revenues related to the Chlor-Alkali line would have increased by Euro 17,522 thousand (+12%), from Euro 145,174 thousand in the six months ended June 30, 2022 to Euro 162,696 thousand in the six months ended June 30, 2023.

For the six months ended June 30, 2023, the chlor-alkali business line accounted for 69% of Electrode

Technologies segment revenues and 38% of the Group's total revenues.

Electronics

Revenues related to the Electronics business line decreased by Euro 5,205 thousand (-11%), from Euro 47,381 thousand in the six months ended June 30, 2022 to Euro 42,176 thousand in the six months ended June 30, 2023. This decrease is mainly attributable to the slow down of the demand of printed circuit boards in the Asian market due to a negative rebound effect following the strong increased occurred during COVID-19 pandemic.

At constant exchange rates, revenues related to the Electronics business line would have decreased by Euro 3,528 thousand (-7%).

For the six months ended June 30, 2023, the Electronics business line accounted for 18% of Electrode Technologies segment revenues and 10% of the Group's total revenues, respectively.

Specialties and new applications

Revenues related to the Specialties and new applications business line decreased by Euro 4,374 thousand (-12%), from Euro 35,397 thousand in the six months ended June 30, 2022 to Euro 31,023 thousand in the six months ended June 30, 2023. This decrease is mainly attributable to:

(i) lower sales for Euro 4,349 thousand of Electrowinning product line following the slowdown of shipments to the Russian customer Norilsk Nickel. For further information regarding the management of relationships with counterparties operating in Russia see paragraph "3.2 Russia-Ukraine conflict" in the Notes to the condensed consolidated half-yearly financial statements section;

(ii) lower sales for Euro 3,283 thousand of electrodes for Systems and Plants in Asia;

(iii) higher sales for Euro 3,283 thousand of other materials.

At constant exchange rates, revenues related to the specialties and new applications business line would have decreased by Euro 3,799 thousand (-11%), from Euro 35,397 thousand in the six months ended June 30, 2022 to Euro 31,598 thousand in the six months ended June 30, 2023.

For the six months ended June 30, 2023, the Specialties and new applications business line accounted for 13% of Electrode Technologies segment revenues and 7% of the Group's total revenues, respectively.

The following table shows the revenues generated by the Electrode Technologies Business for the six-month periods ended June 30, 2023 and 2022, broken down by new installations ("New Installations") and periodic maintenance or modernization services for existing plants ("Services").

First Half-Year
2023
% of total
revenue
First Half-Year
2022
% of total
revenue
(in ¤ thousands)
New Installations 139,461 60% 138,123 61%
Services 92,240 40% 89,829 39%
Total Revenue 231,701 100% 227,952 100%

New Installations accounted for 60% of the segment's turnover for the first half of 2023, in line with the corresponding half of 2022.

Services during the first half of 2022 accounted for 40% of the segment's turnover; the related activities include the periodic maintenance of the electrodes or replacement with new products and/or latest generation products capable of improving the performance of the process for which they are intended, supply of spare parts, design and re-engineering of the electrodes, technical assistance, lease contracts, performance monitoring, laboratory analysis.

In particular, the electrodes at the end of their useful life must be replaced or suitably treated, in order to restore the catalytic coating through a process called re-coating or reactivation. The re-coating process allows the metal structure of the electrode, whether titanium or nickel, to be preserved and a new coating to be reapplied, thus allowing the initial characteristics of the electrode to be restored.

The continuous improvement of the product portfolio allows the Group to offer customers technologies capable of responding to new process targets and market demands also in terms of sustainability. In particular, in the Electrode Technologies Business, the extension of the customer base is a significant growth factor for Services sales.

First Half-Year
2023
First Half-Year
2022
∆ First Half-Year
2023 vs First
Half-Year 2022
(in ¤ thousands)
EBITDA Electrode Technologies 59,642 52,760 6,882
Adjusted EBITDA Electrode Technologies 60,444 65,367 (4,923)

EBITDA related to the Electrode Technologies Business increased by Euro 6,882 thousand (+13%), from Euro 52,760 thousand in the six months ended June 30, 2022 to Euro 59,642 thousand in the six months ended June 30, 2023 with a percentage on the segment revenues increasing from 23% in the six months ended June 30, 2022 to 26% in the six months ended June 30, 2023. The EBITDA percentage of the Electrode Technologies business segment on the Group revenues shows an increase from 12.9% in the six months ended June 30, 2022 to 14.2% in the six months ended June 30, 2023.

Adjusted EBITDA of the Electrode Technologies Business shows, on the contrary, a decrease of Euro 4,923 thousand (-7.5%), from Euro 65,367 thousand in the six months ended June 30, 2022 to Euro 60,444 thousand in the six months ended June 30, 2023. The decrease is due to the lower gross margin, to the increase of fixed costs for travel, personnel recruitment and administrative consultancies only partially offset by the revenue increase described above.

Water Technologies Business

The main activity of the Water Technologies Business is the manufacture and sale of equipment, systems and technologies used in the water treatment sector. The Group has long experience in the water treatment sector and a broad portfolio of products and solutions that meet a wide range of requirements for the treatment of various types of water.

In particular, the Group develops, manufactures, and sells systems and technologies for swimming pool disinfection, electrochlorination of seawater and brine for on-site production of low concentration sodium hypochlorite, disinfection and filtration of drinking water and wastewater, and water treatment systems in marine applications.

In addition to supplying equipment, products, and systems for new installations or newly constructed plants ("New Installations"), the Group provides after-sales services for maintenance, supply of spare parts, re-engineering of existing systems, on-site or remote monitoring activities, and other services that maintain product performance while ensuring consistency in treated water quality ("Services").

The table below shows the revenues generated by the Water Technologies Business for the six-month periods ended June 30, 2023 and 2022, broken down by business lines.

Revenue by Business Line
Water Technologies
First
Half-Year
2023
% of
total
revenue
First
Half-Year
2023 at
constant
exchange
rates
First
Half-Year
2022
∆ First
Half-Year
2023 vs
2022
∆ First
Half-Year
2023 vs
2022 at
constant
exchange
rates
(in ¤ thousands)
Pools 48,398 34% 48,031 100,842 (52,444) (52,811)
Electrochlorination 42,267 30% 42,728 34,975 7,292 7,753
Disinfection and Filtration 45,350 32% 45,763 33,119 12,231 12,644
Marine technologies 5,391 4% 5,330 6,714 (1,323) (1,384)
Total Water Technologies 141,406 100% 141,852 175,650 (34,244) (33,798)

Revenues related to the Water Technologies Business segment decreased by Euro 34,244 thousand equal to 19.5%, from Euro 175,650 thousand in the six months ended June 30, 2022 to Euro 141,406 thousand in the six months ended June 30, 2023. This decrease is mainly attributable to a decrease in revenues of Pools business line and, to a lower extent, of Marine technologies. The Disinfection and Filtration and Electrochlorination business lines, on the other hand, saw an increase compared to 2022 revenue level respectively of 37% and 21%. Overall, revenues are up in EMEIA and down in America, mainly due to the exposure of this geographic area to the pools business, and in Asia.

At constant exchange rates, revenues related to the Water Technologies segment would have decreased by Euro 33,798 thousand (-19.2%), from Euro 175,650 thousand in the six months ended June 30, 2022 to Euro 141,852 thousand in the six months ended June 30, 2023.

The percentage of revenues related to the Water Technologies business on Group revenues decreased, from 43% in the six months ended June 30, 2022 to 34% in the six months ended June 30, 2023.

Pools

Revenues related to the Pools business line decreased by Euro 52,443 thousand (-52%), from Euro 100,842 thousand in the six months ended June 30, 2022 to Euro 48,398 thousand in the six months ended June 30, 2023. This decrease can be attributed both to the so called destocking carried out by our main customers and, in turn, by their final customers following the normalization of the demand after the so called Staycation effect due to COVID-19 restrictions has ended, and to a lower selling price indexed to that of ruthenium, the noble metal used in the production process, which is on average lower than in the first half of 2022.

At constant exchange rates, revenues related to the Pools business line would have decreased by Euro 52,811 thousand (-52.4%), from Euro 100,842 thousand in the six months ended June 30, 2022 to Euro 48,031 thousand in the six months ended June 30, 2023. For the six months ended June 30, 2022, the Pools business line accounted for 34% of Water Technologies revenues and 11.5% of the Group's total revenues, respectively.

Electrochlorination

Revenues related to the Electrochlorination business line increased by Euro 7,291 thousand (+20.9%), from Euro 34,975 thousand in the six months ended June 30, 2022 to Euro 42,266 thousand in the six months ended June 30, 2023. This increase is mainly attributable to:

(i) the increase of Euro 4,437 thousand related to revenues from the seawater electrochlorination (SWEC) product line, mainly due to the execution of an important project for the installation of a from the installation of a SEACLOR® system in Vietnam;

(ii) the increase of Euro 2,782 thousand in revenues pertaining to IEM technology (Brine Electrochlorination Plants) realized in Asia, due to the increased level of orders acquired by the Japanese subsidiary;

(iii) the increase of Euro 2,481 thousand in revenues related to hydraulic fracturing systems (so-called Fracking) classified entirely as aftermarket sales;

(iv) increase of Euro 1,971 thousand in revenues from sales of "Omnipure" electrolytic water treatment plants, mainly attributable to the execution of two important projects in Oil & Gas sector in Texas (U.S.A.) both related to the installation of Sewage Treatment Omnipure 64 systems (projects in backlog at the end of 2022);

(v) these effects were partly negatively offset by a decrease of Euro 4,380 thousand in revenues related to installation of electrochlorination OSHG systems (on-site hypochlorite generation) in the United States. To be noted that such decrease is not due to an unexpected slow-down of this market in the current year but is the consequence of a high backlog as of December 2021 that has been converted into revenues in the first half of 2022.

At constant exchange rates, the Electrochlorination business line would have

recorded an increase in revenues of Euro 7,753 thousand (+22.2%), from Euro 34.975 thousand in the six months ended June 30, 2022 to Euro 42,728 thousand in the six months ended June 30, 2023. For the six months ended June 30, 2023, the Electrochlorination business line accounted for 30.0% of the Water Technologies Business revenues and 10% of the Group's total revenues.

Disinfection and Filtration

Revenues related to the Disinfection and Filtration business line show an increase of Euro 12,231 thousand (36.9%), from Euro 33,119 thousand in the six months ended June 30, 2022 to Euro 45,350 thousand in the six months ended June 30, 2023. This change is attributable to an increase in all product lines, in particular to:

(i) the increase of Euro 4,690 thousand in revenues relating to ozone technology mainly thanks to the execution of an important project related to the installation of ozone generators in Bahrein (phase four of the expansion of the Tubli wastewater treatment plant). Such contract had been awarded in the second half of 2022 and the related revenues, for a total value of 10 million Euro are accounted in De Nora Water Italy S.r.l., that is executing the project since the end of last year;

(ii) the increase of approximately Euro 3,095 thousand in revenues related to Gas Feed technology related to the installation of new plants in the United States;

(iii) the increase of Euro 2,338 thousand in revenues related to the ultraviolet ray disinfection for which the backlog at the end of 2022 amounted to around 7 million Euro compared to a backlog at the end of 2021 of about 2 million Euro. The abovementioned technology is managed by the US subsidiary, in particular by the Pittsburgh plant in Pennsylvania. The increase in sales is mainly attributable to Santa Rosa project, in California, which contract amount is above 5 million USD;

(iv) the increase of Euro 1,895 thousand in revenues relating to the "bed filtration systems" (so-called Deep Bed Filtration) accounted for in the EMEIA region, mainly linked to the "Al Jubail" project in Saudi Arabia, contract signed in the last quarter of 2022. The plant will become one of the world's biggest reverse osmosis seawater desalination plant (SWRO), producing daily up to 1 million cubic meter of seawater;

(v) the increase of Euro 483 thousand in revenues related to Media technology, in the United States and UK. This technology allows removal of arsenic and other contaminants in ground water of some particular areas.

At constant exchange rates, revenues related to the Disinfection and Filtration business line would have increased by Euro 12,643 thousand (38.2%), from Euro 33,119 thousand in the six months ended June 30, 2022 to Euro 45,763 thousand in the six months ended June 30, 2023. For the six months ended June 30, 2023, the Disinfection and Filtration business line accounted for 32% of Water Technologies Business revenues and 11% of the Group's total revenues.

Marine technologies

Revenues related to the Marine technology line decreased by Euro 1,323 thousand (-19.7%), from Euro 6,714 thousand in the six months ended June 30, 2022 to Euro 5,391 thousand in the six months ended June 30, 2023. This decrease is mainly attributable to the reduction of the market demand for new installations.

Such decrease is partially offset by the volume increase from aftermarket sales.

At constant exchange rates, revenues related to the Marine technology business line would have decreased by Euro 1,384 thousand (-20.6%), from Euro 6,714 thousand in the six months ended June 30, 2022 to Euro 5,330 thousand in the six months ended June 30, 2023. For the six-month period ended June 30, 2023, the marine technologies business line accounted for 4% of Water Technologies Business revenues and 1.3% of the Group's total revenues.

The following table shows the revenues generated by the Water Technologies Business for the six months ended June 30, 2023 and 2022, broken down by new installations or newly constructed plants ("New Installations") and periodic maintenance or modernization services for existing plants ("Services").

First Half-Year
2023
% of total
revenue
First Half-Year
2022
% of total
revenue
(in ¤ thousands)
New Installations 105,719 75% 145,338 83%
Services 35,687 25% 30,312 17%
Total Revenue 141,406 100% 175,650 100%

New Installations accounted for 75% of the Water Technologies segment revenue for the first half of 2023, down from the previous period. Within this classification, revenues from the swimming pool business line are entirely included.

Services cover the entire product portfolio and during the first half of 2022 accounted for 25% of the segment revenues. Such activities include the replacement of electrodes or their reactivation, maintenance of installed

equipment and systems, supply of spare parts, and technological improvements (including automation) aimed at maximizing performance and ensuring optimal operation of the products during the entire life cycle. In addition to these activities, the Group offers technical assistance services in the field and remotely, training programs, test agreements and contracts for the use of the systems against a fee linked to the quantity of water treated.

First Half-Year
2023
First Half-Year
2022
∆ First Half-Year
2023 vs First
Half-Year 2022
(in ¤ thousands)
EBITDA Water Technologies 19,225 30,595 (11,370)
Adjusted EBITDA Water Technologies 19,646 40,345 (20,699)

EBITDA related to the Water Technologies business segment decreased by Euro 11,370 thousand (-37.2%), from Euro 30,595 thousand in the six months ended June 30, 2022 to Euro 19,225 thousand in the six months ended June 30, 2023.

The percentage of the EBITDA of the Water Technologies business segment on the revenues of the segment deceased from 17.4% in the six months ended June 30, 2022 to 13.6% in the six months ended June 30, 2023. The percentage of the EBITDA of the Water Technologies business segment on the total revenues of the Group decreased from 7.4% in the six months ended June 30, 2022 to 4.6% in the six months ended June 30, 2023.

Adjusted EBITDA decreased by Euro 20,699 thousand (-51.3%) from Euro 40,345 thousand in the six months ended June 30, 2022 to Euro 19,646 thousand in the six months ended June 30, 2023. Such decrease is mainly attributable to the following factors:

(i) reduction in revenues amounting to Euro 34,244 thousand (-19.5%), from Euro 175,650 thousand to Euro 141,406, as described above;

(ii) margin decrease in the Pools business line negatively impacted by sales price reduction linked to the fluctuation of ruthenium, only partially offset by a profitability improvement mainly due to the reduction of indirect costs in the other business lines of the Water Technologies segment;

(iii) operating cost saving of over 2 million Euro. Such variation is mainly attributable to the decrease of personnel cost and general and administrative expenses supporting the business (mainly ICT cost and legal consultancies) partially offset by the increase in cost for travels of the sales personnel.

Energy Transition Business

The Energy Transition Business includes the offering of electrodes (anodes and cathodes), electrolyzer components, and systems (i) for the generation of hydrogen and oxygen through water electrolysis processes, (ii) for use in fuel cells for electricity generation from

hydrogen or another energy carrier (e.g., methanol, ammonia) without CO2 emissions, and (iii) for use in redox flow batteries.

The following table shows the revenues generated by the Energy Transition Business for the six-month periods ended June 30, 2023 and 2022.

Revenue Business
Energy Transition
1° Half-year
2023
First Half
Year 2023
at constant
exchange
rates
1° Half-year
2022
∆ First
Half-Year
2023 vs
2022
∆ First Half
Year 2023
vs 2022 at
constant
exchange
rates
(in ¤ thousands)
Energy Transition 47,278 47,379 6,865 40,413 40,514

Revenues of the Energy Transition Business increased by Euro 40,413 thousand (+589%), from Euro 6,865 thousand in the six months ended June 30, 2022 to Euro 47,278 thousand in the six months ended June 30, 2023. This increase is related to the execution of important projects acquired mainly through the associated tk nucera. At constant exchange rates, revenues related to the Energy Transition business would have increased by Euro 40,514 thousand (+590%), from Euro 6,865 thousand in

the six months ended June 30, 2022 to Euro 47,379 thousand in the six months ended June 30, 2023.

The following table shows the revenues generated by the Energy Transition Business for the six-month periods ended June 30, 2023 and 2022, broken down by new installations or newly constructed plants ("New Installations") and periodic maintenance or modernization services for existing plants ("Services").

First Half-Year
2023
% of total
revenue
First Half-Year
2022
% of total
revenue
(in ¤ thousands)
New Installations 47,122 100% 6,683 97%
Services 156 0% 182 3%
Total Revenue 47,278 100% 6,865 100%
First Half-Year
2023
First Half-Year
2022
∆ First Half-Year
2023 vs First
Half-Year 2022
(in ¤ thousands)
EBITDA Energy Transition 5,933 (3,756) 9,689
Adjusted EBITDA Energy Transition 6,033 (3,389) 9,423

EBITDA and Adjusted EBITDA related to the Energy Transition business segment for the six months ended June 30, 2023 and 2022 amount respectively to Euro 5,933 thousand and Euro 6,033 thousand mainly thanks to the above mentioned projects executed in Germany, showing a significant increase compared to the negative values of the

previous period (Euro – 3,756 and Euro – 3,389 respectively). Volumes reached and good gross margin allow, from the current year, a better absorption of fixed costs, in particular of the research and development projects on which the Group is putting most of the effort of research activities.

Risk management, related party transactions and other information

Risks

Relating to strategic risks, legal and non-compliance risks, operational risks and environmental risks, please refer to 2022 Annual Financial report whose considerations are still valid. For financial risks, please refer to the Notes to the condensed consolidated half-yearly financial statements as of June 30, 2023.

Related Party Transactions

With regard to transactions carried out with related parties, it should be noted that they cannot be classified as atypical or unusual, as they fall within the normal course of business of the Group companies. These transactions are settled at market conditions, taking into account the characteristics of the goods and services provided.

Information on transactions with related parties, including that required by Consob Communication of July 28, 2006, is included in the Notes to the condensed consolidated half-yearly financial statements as of June 30, 2023.

It should be noted that in the reference period:

  • no significant transactions were concluded with related parties;
  • no transactions were concluded with related parties that significantly affected the financial position or results of the companies;
  • there were no changes or developments in the related party transactions described in the last annual report that had a material effect on the companies' financial position or results.

The Board of Directors of Industrie De Nora S.p.A., on July 5, 2022, has approved a procedure for transactions with related parties ("RPT Procedure"), subject to the favorable opinion of the Committee for Transactions with Related Parties, adjusted to provisions on related party transactions adopted by Consob. Afterwards the rocedure has been amended by the Board of Directors of Industrie De Nora S.p.A., on May 10, 2023 following the favorable opinion of the Committee for Transactions with Related Parties.

The RPT Procedure can be consulted, together with the other documents on corporate governance, on the website www.denora.com.

Atypical and/or unusual transactions

Pursuant to Consob Communication No. DEM/6064293 of July 28, 2006, it should be noted that there were no atypical and/or unusual transactions, as defined in the Communication.

Other Information

As regards the main corporate information of the legal entities that make up the Group, please refer to the Consolidation area section included in the Explanatory Notes to the condensed consolidated half-yearly financial statements as of June 30, 2023.

As at June 30, 2023, the Parent Company does not hold directly or through trustees or nominees, any treasury shares or shares of other parent companies, nor has it acquired or sold such shares or quotas during the first half of 2023.

The employees of the De Nora Group companies are bound by the Code of Ethics, which establishes the ethical and behavioral standards to be followed in the conduct of day-to-day activities. The Group is committed to maintaining a consistent standard of ethical conduct at a global level, with respect for the cultures and the commercial practices of the countries and communities in which it operates.

Compliance with the Code by directors, managers and employees, as well as by all those who work to achieve the Group's objectives, each within their own area of responsibility, is fundamentally important to De Nora's efficiency, reliability and reputation, factors that play a crucial role in the Group's success.

The principles and guidelines set out in the Code are addressed and analysed in further detail in other policies and business procedures.

The corporate governance system adopted by Industrie De Nora S.p.A. complies with the indications contained in the Corporate Governance Code published by Borsa Italiana S.p.A. In compliance with regulatory obligations, the Report on corporate governance and ownership structures (the "CG Report") is drafted on a yearly basis and contains a general description of the corporate governance system adopted by the Group and contains information on the ownership structure and compliance with the Corporate Governance Code, including the main governance practices applied and the characteristics of the internal control and risk management system also in relation to the financial reporting process.

The aforementioned CG Report is available on the website www.denora.com in the "Governance - Shareholders' Meetings" section.

The Corporate Governance Code is available on the Borsa Italiana S.p.A. website www.borsaitaliana.it.

Events after the reporting date

  • On July 7, 2023 the company thyssenkrupp nucera AG & Co. KGaA owned at 34% da Industrie De Nora S.p.A. has been listed on the regulated market (Prime Standard) of the Frankfurt Stock Exchange. The offer was related to n. 30,262,250 newly issued ordinary shares (including over-allotments). The proceeds are intended to drive the strong growth of the alkaline water electrolysis (AWE) technology business of tk nucera, to exploit the significant development opportunities offered by the green hydrogen market. Expected free float is 24% of share capital, if the greenshoe option is fully exercised.
  • On July 17, 2023 Citigroup Global Markets Europe AG ("Citigroup"), which acts as stabilization manager on the IPO of tk nucera, has informed De Nora that the greenshoe option has been exercised in full. In total, 3,947,250 greenshoe shares, which were placed with investors in the IPO, were provided to Citigroup under a share loan from thyssenkrupp Project 1 GmbH and from De Nora. Based on the final IPO price of the shares of 20 Euro per share, De Nora received gross proceeds of 26.8 million Euro from Citigroup for the sale of 1,342,065 shares. Following the payment and delivery of the greenshoe shares, De Nora holds 25.85% of tk nucera's share capital. Free float amounts to 23.96% of the share capital. The remaining 50.19% of the share capital is owned by thyssenkrupp Project 1 GmbH.

The reduction in the percentage of Industrie De Nora S.p.A. investment in tk nucera (dilutive effect) and the capital gain resulting from the exercise of the greenshoe option will determine the recognition in the consolidated financial statements of a total income of about Euro 130 million.

— The Italian Ministero delle Imprese e del Made in Italy and De Nora Italy Hydrogen Technologies S.r.l. ("DNIHT") have signed the decree granting DNHIT an amount of Euro 32,250,000.00 in the form of reimbursement of expenses incurred within the fund established by the Ministry for the financial support of the enterprises participating in the implementation of Important Projects of Common European Interest (IPCEI Fund). The funding granted by the Ministry is aimed at the execution of the Italian Gigafactory project by DNHIT in joint venture with Snam S.p.A. The amount granted by the Ministry is financed through PNRR resources – the National Recovery and Resilience Plan (PNRR M2C2- I5.2) - Mission 2 'Green Revolution and Ecological Transition', Component 2 'Renewable Energy, Hydrogen, Grid and Sustainable Mobility', Investment 5.2 'Hydrogen' under the ownership of the Ministry of Ecological Transition. DNHIT is eligible to receive up to EUR 63,206,000 of public funding, following the additional resources which might become available in the framework of the support to the IPCEI Hydrogen 1.

Outlook

The Group confirms its commitment to pursue the sustainable growth opportunities included in the Business Plan. In particular, in the Electrode Technologies and Water Technologies segments the Group foresees to maintain and consolidate its leadership position in the related markets.

In the Energy Transition segment the hydrogen production market still plays a fundamental role for the growth of the Group in the medium term.

Milan, July 31st, 2023

To address such growth the Group is actively working to the expansion of the production capacity, both in Italy and globally taking advantage, where possible, of funding identified at local level.

Outlook for 2023 confirms the profitability and financial structure targets notwithstanding a slow-down of the expected growth that however remains in the low end of the range considered for 2023.

On behalf of the Board of Directors The Managing Director Paolo Enrico Dellachà

Condensed Consolidated Half Year Financial Statements as of June 30, 2023 02

Interim consolidated statement of financial position

Notes As of
June 30,
of which
with related
As of
December
of which
with related
2023 parties 31, 2022 parties
(in ¤ thousands)
Assets
Goodwill and other intangible assets 16 126,427 131,552
Property, plant and equipment 17 205,135 184,177
Equity-accounted investees 18 123,482 122,664
Financial assets, including derivatives 19 4,444 4,610
Deferred tax assets 12,894 13,096
Other receivables 20 11,463 52 9,030 52
Employee benefits 27 3,429 3,331
Total non current assets 487,274 468,460
Inventory 21 298,424 295,476
Financial assets, including derivatives 19 11,962 159,036
Current tax assets 22 6,380 376 4,893 376
Construction contracts 23 32,115 29,135
Trade receivables 24 135,466 21,587 123,421 7,267
Other receivables 20 31,086 52 33,074 -
Cash and cash equivalents 25 132,507 174,129
Total current assets 647,940 819,164
Total assets 1,135,214 1,287,624
Equity and liabilities
Equity attributable to Owners of the Parent 743,452 741,218
Equity attributable to non-controlling interest 5,034 3,586
Total equity 26 748,486 744,804
Employee benefits 27 24,122 23,959
Provisions for risks and charges 28 2,244 2,142
Deferred tax liabilities 6,503 8,664
Financial liabilities, net of current portion 29 121,929 267,544
Trade payables 30 78 83
Income tax payable 31 - -
Other payables 32 2,278 398 2,384 444
Total non current liabilities 157,154 304,776
Provisions for risks and charges 28 20,023 18,546
Financial liabilities 29 13,464 13,655
Construction contracts 23 8,852 12,702
Trade payables 30 86,805 1,003 80,554 889
Income tax payable 31 16,439 10,970
Other payables 32 83,991 21,564 101,617 34,869
Total current liabilities 229,574 238,044
Total equity and liabilities 1,135,214 1,287,624

Interim consolidated income statement

For the First Half-Year ended June 30,
Notes 2023 of which
with related
parties
2022 of which
with related
parties
(in ¤ thousands)
Revenues 4 420,384 108,661 410,467 64,668
Change in inventory of finished goods and work in
progress
5 25,308 14,485
Other income 6 3,372 342 2,540 389
Costs for raw materials, consumables, supplies and
goods
7 (198,029) (191) (189,659) (488)
Personnel expenses 8 (72,450) (2,636) (83,109) (20,204)
(of which Management Incentive Plan) - (19,360) (17,679)
Costs for services 9 (86,586) (1,006) (69,839) (482)
Other operating costs and expenses 10 (5,723) (4,430)
Amortization and depreciation 16/17 (14,444) (13,560)
(Impairment losses)/write backs and accruals for
provisions
11 (4,446) (4,046)
Operating profit 67,386 62,849
Share of profit of equity-accounted investees 18 1,527 (5,551)
Finance income 12 5,925 21,483
Finance expenses 13 (10,429) (17,799)
Profit before tax 64,409 60,982
Income tax expense 14 (17,683) (21,249)
Profit for the period 46,726 39,733
Attributable to:
Parent Company shareholders 46,233 39,918
Non-controlling interests 493 (185)
Basic and diluted earnings per share ordinary
(in Euro)
15 0.23 0.22

Interim consolidated statement of comprehensive income

For the First Half-Year ended June 30,
2023 2022
(in ¤ thousands)
Profit for the period 46,726 39,733
Items that will not be reclassified to profit or loss:
Actuarial reserve (42) 6,384
Tax effect 0 (1,852)
Total items that will not be reclassified to profit or loss,
net of the tax effect (A)
(42) 4,532
Items that may be reclassified subsequently to profit or loss:
Effective portion of the change in fair value of financial
instruments hedging cash flows
(40) (80)
Change in fair value of financial assets 248 42
Translation reserve (20,145) 10,192
Tax effect (53) (3)
Total items that may be reclassified subsequently to profit or loss,
net of the tax effect (B)
(19,990) 10,151
Total other comprehensive income net of the tax effects (A + B) (20,032) 14,683
Total comprehensive income 26,694 54,416
Attributable to:
Parent Company shareholders 26,146 54,549
Non-controlling interests 548 (133)

Interim consolidated statement of cash flows

For the First Half-Year ended June 30,
Notes 2023 of which
with
related
parties
2022 of which
with
related
parties
(in ¤ thousands)
Cash flows from operating activities
Profit for the period 46,726 39,733
Adjustments for:
Amortization and depreciation 16/17 14,444 13,560
Impairment losses/(write-back) of property, plant and equipment - 3,083
Impairment losses/(write-back) of intangible assets 11/16 1,276 -
Management Incentive Plan 26 - 19,360 17,679
Share based payments 26 290 -
Finance expenses 13 10,429 17,799
Finance income 12 (5,925) (21,483)
Share of profit of equity-accounted investees 18 (1,527) (1,527) 5,551 5,551
(Gains) losses on the sale of property, plant and equipment
and intangible assets
16/17 202 155
Income tax expense 14 17,683 21,249
Change in inventory 21 (11,692) (43,537)
Change in trade receivables and construction contracts 23/24 (23,018) (14,611) (20,547) 2,675
Change in trade payables 30 8,866 157 1,508 (287)
Change in other receivables/payables 20/32 (18,673) (12,760) (260) (3,063)
Change in provisions and employee benefits 27/28 1,889 (1,471)
Cash flows generated by/(used in) operating activities 40,969 34,700
Interest and other finance expenses paid 13 (9,158) (11,953)
Interest and other finance income collected 12 4,597 9,460
Income tax paid 14 (12,869) (20,400)
Net cash flows generated by/(used in) operating activities 23,539 11,807
Cash flows from investing activities
Sales of property, plant and equipment and intangible assets 16/17 399 132
Investments in property, plant and equipment 16/17 (33,453) (11,729)
Investments in intangible assets 16/17 (3,955) (3,477)
Investments in associated companies 18 - (17) (17)
Acquisitions, net of cash acquired (2,046) -
Investments (disposals) of financial assets 19 147,971 (3,683)
Net cash flows generated by/(used in) investing activities 108,917 (18,774)
Cash flows from financing activities
Share capital increase (reimbursement) 26 900 196,581
New loans 29 482 292,506
Repayments of loans 29 (147,196) (256,298)
Increase (decrease) in other financial liabilities 29 (1,041) (1,269)
(Increase) decrease in financial assets 19 (4) 141
Dividends paid 26 (24,202) (20,000)
Net cash flows generated by/(used in) financing activities (171,061) 211,661
Net increase (decrease) in cash and cash equivalents (38,606) 204,695
Opening cash and cash equivalents 174,129 73,843
Exchange rate gains/(losses) (3,016) 802
Closing cash and cash equivalents 25 132,507 279,340

Interim statement of changes in the net consolidated equity

(in ¤ thousands) Share
capital
Legal
reser
ve
Share
premium
Retained
earnings
Tran
slation
reserve
Share
capital
Profit
for the
period
Equity
attribu
table to
the Parent
Company
sharehol
ders
Equity
attribu
table
to non
con
trolling
intere
sts
Total
Equity
Balance as of
December 31,
2021
16,786 3,357 24,915 340,546 5,563 (7,404) 66,696 450,459 3,503 453,962
Transactions with shareholders:
Share capital increase 1,482 - 198,518 - - (3,419) - 196,581 - 196,581
Allocation of profit for
2021
- - - 66,696 - - (66,696) - - -
Dividends distribution - - - (20,000) - - - (20,000) - (20,000)
Other movements - - - - - 19,360 - 19,360 - 19,360
Comprehensive income statement:
Profit for the period - - - - - - 39,918 39,918 (185) 39,733
Actuarial reserve - - - - - 4,532 - 4,532 - 4,532
Effective portion of
the change in fair
value of financial
instruments hedging
cash flows
- - - - - (74) - (74) - (74)
Change in fair value of
financial assets
- - - - - 14 - 14 19 33
Translation reserve - - - - 10,159 - - 10,159 33 10,192
Balance as of June 30,
2022
18,268 3,357 223,433 387,242 15,722 13,009 39,918 700,949 3,370 704,319
Balance as of
December 31, 2022
18,268 3,357 223,433 387,242 5,059 14,295 89,564 741,218 3,586 744,804
Transactions with shareholders:
Share capital increase - - - - - - - - 900 900
Allocation of profit for
2022
- - - 89,564 - - (89,564) - - -
Dividends distribution - - - (24,202) - - - (24,202) - (24,202)
Other movements - - - - - 290 - 290 - 290
Comprehensive income statement:
Profit for the period - - - - - - 46,233 46,233 493 46,726
Actuarial reserve - - - - - (45) - (45) 3 (42)
Effective portion of
the change in fair
value of financial
instruments hedging
cash flows
- - - - - (30) - (30) - (30)
Change in fair value of
financial assets
- - - - - 99 - 99 86 185
Translation reserve - - - - (20,111) - - (20,111) (34) (20,145)
Balance as of June 30,
2023
18,268 3,357 223,433 452,604 (15,052) 14,609 46,233 743,452 5,034 748,486

Explanatory notes to the condensed consolidated half-year financial statements as of june 30, 2023

46 A.
General information
56 B. Notes to the main financial statements items -
Condensed consolidated half-year income
statement
63 C. Notes to the main financial statements items -
Statement of financial position - Assets
73 D. Notes to the main financial statements items -
Statement of financial position - Equity and liabilities
81 E.
Risk
84 F.
Segment reporting
88 G. Related party transactions
91 H.
Non-recurring events
92 I.
Commitments, guarantees and contingent liabilities
93 J. Events after the reporting date

A. General information

1. General information

Industrie De Nora S.p.A. (hereinafter the "Company" or "IDN" and together with its subsidiaries the "Group" or the "De Nora Group") is a joint-stock company incorporated and registered in Italy at the Companies Register Office of Milan. The Company, with registered office at Via Bistolfi 35 - Milan, Italy, has been listed on Euronext Milan since June 30, 2022.

Please note that these Condensed Consolidated Half-Year Financial Statements for the six months ended June 30, 2023 (hereinafter the "Condensed Consolidated Half-Year Financial Statements") were approved by the Company's Board of Directors on July 31, 2023, and have been subjected to a limited audit by PricewaterhouseCoopers S.p.A..

  1. Summary of the accounting principles adopted and the criteria adopted for the preparation of the condensed consolidated half-year financial statements

2.1 Criteria for the preparation of the Condensed Consolidated Half-Year Financial Statements

The De Nora Group has prepared these Condensed Consolidated Half-Year Financial Statements in accordance with International Financial Reporting Standards ("IFRS") issued by the International Accounting Standards Board ("IASB") and endorsed by the European Union and in accordance with IAS 34 - Interim Financial Reporting by applying the same accounting standards adopted in the preparation of the Consolidated Financial Statements as of December 31, 2022 and in effect as of June 30, 2023, hereinafter the "IFRS". The IFRS have been applied consistently in all the periods presented. These Condensed Consolidated Half-Year Financial Statements have been prepared in "condensed" form, i.e., with a significantly lower level of disclosure than required by IFRS, as permitted by IAS 34, and should therefore be read in conjunction with the Group's consolidated financial statements for the year ending December 31, 2022, prepared in accordance with IFRS and approved by the Board of Directors on March 22, 2023.

The Condensed Consolidated Half-Year Financial Statements consist of the interim consolidated statement of financial position, the interim consolidated income statement, the interim consolidated statement of comprehensive income, the interim statement of changes in the net consolidated equity, and the interim consolidated statement of cash flows, as well as the explanatory notes.

Assets and liabilities as of June 30, 2023 are compared with the consolidated statement of financial position as of December 31, 2022. The amounts in the consolidated income statement, consolidated statement of comprehensive income, statement of changes in the net consolidated equity, and consolidated statement of cash flows for the six months ended June 30, 2023, are compared with the respective amounts for the six months ended June 30, 2022.

The Group has chosen to present the consolidated income statement by the nature of the expenses, highlighting the interim results relating to the operating result and the result before tax.

The statement of financial position is prepared using the format whereby assets and liabilities are presented on a "current/non-current" basis. An asset is classified as current when:

  • it is assumed that this activity is carried out, or is held for sale or consumption, in the normal course of the operating cycle;
  • it is mainly owned for the purpose of trading it;
  • it is assumed that it will take place within twelve months from the closing date of the period;
  • it consists of cash and cash equivalents (unless it is forbidden to exchange it or use it to settle a liability for at least twelve months from the closing date of the financial year).

All other assets are classified as non-current. In particular, IAS 1 includes property, plant and equipment, intangible assets and long-term financial assets among non-current assets.

A liability is classified as current when:

  • it is expected to be settled in the normal operating cycle;
  • it is mainly owned for the purpose of trading it;
  • it will be settled within twelve months from the closing date of the period;
  • there is no unconditional right to defer its settlement for at least twelve months after the end of the financial year. The clauses of a liability that could, at the option of the counterparty, give rise to its settlement through the issue of equity instruments, do not affect its classification.

All other liabilities are classified by the company as non-current.

The operating cycle is the time that elapses between the acquisition of assets for the production process and their realisation in cash or cash equivalents. When the normal operating cycle is not clearly identifiable, its duration is assumed to be twelve months.

The consolidated statement of cash flows is prepared using the indirect method.

The statement of changes in the consolidated equity shows the changes in shareholders' equity items related to:

  • the recognition of the result for the period and allocation of the result of the previous period;
  • amounts relating to transactions with shareholders;
  • all gains and losses, net of tax, which, as required by IFRS, are taken directly to equity (actuarial gains and losses arising from defined benefit plans and hedging reserves);
  • changes in the fair value reserves relating to cash flow hedges, net of taxes;
  • changes in the consolidation scope;
  • the effect of the differences deriving from the conversion of the financial statements of foreign companies;
  • changes in accounting policies.

The consolidated statement of comprehensive income presents, on a separate basis, the profit/(loss) for the period and any income and expense not recognized in the income statement, but is instead recognized directly in equity, in accordance with specific IFRS principles.

The Condensed Consolidated Half-Year Financial Statements have been drawn up in Euro, the Company's functional currency. The financial position and income statements, the explanatory notes and the tables are expressed in thousands of Euro, unless otherwise indicated.

The Condensed Consolidated Half-Year Financial Statements were prepared:

— on a going concern basis, as the Directors verified the absence of financial, management or other indicators that could indicate significant uncertainties about the Group's ability to meet its obligations in the foreseeable future and, in particular, in the 12 months following the closing date,

as compared to the date of these interim financial statements. The assessments made confirm that the Group is able to operate in compliance with the going concern assumption and in compliance with financial covenants;

  • according to the principle of accrual basis of accounting, in compliance with the principle of relevance and significance of the information, of the prevalence of substance over form and with a view to favouring consistency with future presentations. The assets and liabilities, costs and revenues are not offset against each other, unless this is permitted or required by IFRS;
  • on the basis of the conventional historical cost criterion, except for the valuation of financial assets and liabilities in cases where the application of the fair value criterion is mandatory.

2.2 Accounting standards, amendments and interpretations that came into effect and applied as at January 1, 2023

The following new amendments were issued by the International Accounting Standards Board ("IASB") and adopted by the European Union, and are effective as of January 1, 2023:

Accounting principle/amendment Approved
by the EU
Effective date
Amendments to IFRS 17 (Insurance contracts): First application
of IFRS 17 and IFRS 9 - Comparative information
YES January 1, 2023
Amendments to IAS 1 Presentation of the Financial Statements
and to IFRS Practice Statement 2: information on accounting
policies
YES January 1, 2023
Amendments to IAS 8 Accounting policies, changes in accounting
estimates and errors: definition of accounting estimates
YES January 1, 2023
Amendments to IAS 12 Income taxes: deferred taxes relating
to assets and liabilities deriving from a "Single Transaction"
YES January 1, 2023

These amendments did not result in any noteworthy impacts on the Condensed Consolidated Interim Financial Statements.

2.3 Accounting standards, amendments and interpretations not yet applicable

Accounting standards not yet applicable, as they have not been endorsed by the European Union

At the date of approval of these Condensed Consolidated Interim Financial Statements, the competent bodies of the European Union have not yet completed the approval process necessary for the adoption of the following accounting standards and amendments:

Accounting principle/amendment Approved
by the EU
Effective date
Amendments to IAS 12 Income Taxes: International Tax Reform –
Pillar Two Model Rules
NO January 1, 2023
Amendments to IAS7 and IFRS7: Supplier Finance Arrangements NO January 1, 2024
Amendments to IAS 1 Presentation of the Financial Statements:
classification of liabilities as current or non-current
NO January 1, 2024
Accounting principle/amendment Approved
by the EU
Effective date
Amendments to IAS 1 Presentation of the Financial Statements:
classification of liabilities as current or non-current – deferral of
effective date
NO January 1, 2024
Amendments to IAS 1 Presentation of the Financial Statements:
non-current liabilities with covenants
NO January 1, 2024
Amendments to IFRS 16 Leases: lease liability in a sale and
leaseback
NO January 1, 2024

The analysis of the impacts of the changes introduced by the Pillar Two Model Rules is ongoing.

2.4 2.4 Structure, content and consolidation methods

The Condensed Consolidated Half-Year Financial Statements include the economic and financial position of the Company and its subsidiaries, prepared on the basis of the related accounting situations and, where applicable, appropriately adjusted to make them compliant with IFRS.

As of June 30, 2023, the financial statements of the companies in which the Company directly or indirectly has control have been consolidated using the "full consolidation method", through the full assumption of the assets and liabilities and the costs and revenues of the subsidiaries. Companies that are jointly controlled by the Group, in accordance with IFRS 11, and those in which the Group exercises significant influence are measured using the "equity method", which foresees the initial recognition of the equity investment at cost and the subsequent adjustment of its carrying amount to reflect the investor's share of the related company's profits or losses after the acquisition date.

The companies included in the consolidation scope at June 30, 2022 are as follows:

Company Registered office Cur
rency
Share capital as of 30.06.2023 interest %
De Nora Group
Conso
lidation
criterion
in local currency in Euro as of
30.06.2023
as of
31.12.2022
Oronzio De Nora
International BV -
NETHERLANDS
Basisweg 10 -
1043 AP Amsterdam -
NETHERLANDS
Euro 4,500,000.00 4,500,000.00 100% 100% line
by-line
De Nora Deut
schland GmbH -
GERMANY
Industriestrasse 17
63517 Rodenbach -
GERMANY
Euro 100,000.00 100,000.00 100% 100% line
by-line
Shotec GmbH -
GERMANY
An der Bruchengrube
5, 63452 Hanau -
GERMANY
Euro 40,000.00 40,000.00 100% - line
by-line
De Nora India Ltd
- INDIA
Plot Nos. 184, 185 &
189 Kundaim Indu
strial Estate Kundaim
403 115, Goa, INDIA
INR 53,086,340.00 595,094.98 53.67% 53.67% line
by-line
De Nora Permelec
Ltd - JAPAN
2023-15 Endo, Fuji
sawa City - Kanagawa
Pref. 252 - JAPAN
JPY 90,000,000.00 572,664.80 100% 100% line
by-line
De Nora Hong
Kong Limited -
HONG KONG
Unit D-F 25/F YHC
Tower 1 Sheung YUET
Road Kowllon Bay KL
- HONG KONG
HKD 100,000.00 11,743.02 100% 100% line
by-line
Company Registered office Cur
rency
Share capital as of 30.06.2023 De Nora Group interest % Conso
lidation
criterion
in local currency in Euro as of
30.06.2023
as of
31.12.2022
De Nora
do Brasil Ltda -
BRAZIL
Avenida Jerome Case
No. 1959 Eden - CEP
18087-220 - Soroco
ba/SP - BRAZIL
BRL 9,662,257.00 1,830,388.91 100% 100% line
by-line
De Nora
Elettrodi (Suzhou)
Ltd - CHINA
No. 113 Longtan Road,
Suzhou Industrial
Park 215126 - CHINA
USD 25,259,666.00 23,246,517.58 100% 100% line
by-line
De Nora
China - Jinan Co
Ltd - CHINA
Building 3, No.5436,
Wenquan Rd.,Lingang
Development Zone,
Licheng District,
Jinan City.Shandong
Province PR - CHINA
CNY 15,000,000.00 1,899,142.85 100% 100% line
by-line
De Nora Glory
(Shanghai)
Co Ltd - CHINA
No.2277 Longyang
Rd. Unit 1605 Yongda
Int'l Plaza - Shanghai
- CHINA
CNY 1,000,000.00 126,609.52 80% 80% line
by-line
De Nora Italy
S.r.l. - ITALY
Via L. Bistolfi, 35 -
20134 Milan - ITALY
Euro 5,000,000.00 5,000,000.00 100% 100% line
by-line
De Nora Water
Technologies Italy
S.r.l. - ITALIA
Via L. Bistolfi, 35 -
20134 Milan - ITALY
Euro 78,000.00 78,000.00 100% 100% line
by-line
De Nora Water
Technologies FZE
– DUBAI
Office No: 614,
Le Solarium Tower,
Dubai Silicon Oasis -
DUBAI
AED 250,000.00 62,648.79 100% 100% line
by-line
De Nora Italy
Hydrogen
Technologies S.r.l.
- ITALY
Via L. Bistolfi, 35 -
20134 Milan -
ITALY
Euro 110,000.00 110,000.00 90% 90% line
by-line
De Nora
Holding UK Ltd –
ENGLAND
c/o Pirola Pennuto Zei
& Associati Limited,
5th Floor, Aldermary
House, 10-15 Queen
Street, London, EC4N
1TX ENGLAND
Euro 19.00 19.00 100% 100% line
by-line
De Nora Water
Technologies UK
Services Ltd –
ENGLAND
Daytona House Am
ber Close, Amington,
Tamworth, INGHIL
TERRA B77 4RP
ENGLAND
GBP 7,597,918.00 8,852,493.36 100% 100% line
by-line
De Nora
Holding US Inc. –
USA
7590 Discovery Lane,
Concord, OH 4407
- USA
USD 10.00 9.20 100% 100% line
by-line
De Nora Tech LLC
– USA
7590 Discovery Lane,
Concord, OH 4407
- USA
USD no share
capital
- 100% 100% line
by-line
De Nora Water
Technologies LLC
- USA
3000 Advance Lane
18915 - Colmar -
PA - USA
USD 968,500.19 891,312.53 100% 100% line
by-line
De Nora Water
Technologies
(Shanghai) Co.
Ltd - CHINA
2277 Longyang Road,
Unit 305 Yongda
International Plaza
201204 - Pudong
Shanghai - CHINA
CNY 16,780,955.00 2,124,628.72 100% 100% line
by-line
De Nora Water
Technologies Ltd
- ENGLAND
c/o Pirola Pennuto Zei
& Associati Limited,
5th Floor, Aldermary
House, 10-15 Queen
Street, London, EC4N
1TX - ENGLAND
GBP 1.00 1.17 100% 100% line
by-line
Company Registered office Cur
rency
Share capital as of 30.06.2023 De Nora Group interest % Conso
lidation
criterion
in local currency in Euro as of
30.06.2023
as of
31.12.2022
De Nora Water
Technologies
(Shanghai)
Ltd - CHINA
No 96 Street A0201
Lingang Marine
Science Park, Pu
dong New District,
Shanghai - CHINA
CNY 7,757,786.80 982,209.69 100% 100% line
by-line
De Nora Marine
Technologies
LLC – USA
1110 Industrial Blvd.,
Sugar Land, TX
77478 - USA
USD no share
capital
- 100% 100% line
by-line
De Nora Neptune
LLC – USA
305 South Main
Street, Fort Stockton,
Texas 76735 - USA
USD no share
capital
- 80% 80% line
by-line
Capannoni S.r.l. -
ITALY
Via L. Bistolfi, 35 -
20134 Milan - ITALY
Euro 8,500,000.00 8,500,000.00 100% 100% line
by-line
Capannoni
LLC - USA
7590 Discovery Lane,
Concord, OH 4407
- USA
USD 3,477,750.00 3,200,579.79 100% 100% line
by-line
thyssenkrupp
nucera AG & Co.
KGaA -
GERMANY
Germany Euro 100,000,000.00 100,000,000.00 34% 34% equity
thyssenkrupp
nucera Italy S.r.l.-
ITALY
Italy Euro 1,080,000.00 1,080,000.00 34% 34% equity
thyssenKrupp
nucera Australia
Pty -
AUSTRALIA
Australia AUD 500,000.00 304,915.23 34% 34% equity
thyssenkrupp
nucera Arabia
for Contracting
Limited
Saudi Arabia SAR 2,000,000.00 501,190.33 34% 34% equity
thyssenkrupp
nucera Japan Ltd
- JAPAN
Japan JPY 150,000,000.00 954,441.33 34% 34% equity
thyssenkrupp
nucera
(Shanghai) Co.,
Ltd - CHINA
China CNY 20,691,437.50 2,619,733.04 34% 34% equity
thyssenkrupp
nucera USA Inc.
- USA
USA USD 700,000.00 644,211.30 34% 34% equity
thyssenkrupp
nucera
Management AG
Germany Euro 50,000.00 50,000.00 34% 34% equity

It should be noted that the scope of consolidation as of June 30, 2023 has changed in relation to December 31, 2022 due to the following:

— on May 15, 2023, Industrie De Nora S.p.A. completed through its German subsidiary De Nora Deutschland GmbH, the acquisition of 100% of the capital share of Shotec GmbH.

This acquisition is an important achievement since it represents an opportunity for De Nora to broaden the process and technology portfolio to produce electrodes whilst also enhancing production capacity. Furthermore, the transaction allows De Nora and Shotec to further strengthen their Research and Development activities with a view to a progressive reduction in the use of precious metals in anodic and cathodic coating activities, to make the electrochemical processes in which the coatings are used increasingly competitive.

Starting from the acquisition date, Shotec GmbH became part of the Group's scope of consolidation and fully consolidated in accordance with the provisions of IFRS 10 Consolidated Financial Statements.

The acquisition of Shotec GmbH represents a business combination recognized in accordance with IFRS 3 Business Combinations. To this end, on the date control was acquired, the individual assets acquired, and liabilities assumed were recognized at the relative fair value. The fair values of the assets and liabilities acquired were determined on a provisional basis, as at the date of preparation of these condensed consolidated interim financial statements, some valuation processes had not yet been finalized. These fair values could be subject to changes within 12 months of the acquisition date.

The purchase price defined for the acquisition was equal to Euro 2,117.8 thousand and is not subject to adjustments

The fair values at the acquisition date of the assets and liabilities of Shotec GmbH determined on a provisional basis are summarized below:

Statement of financial position

(in ¤ thousands) ASSETS 15/05/2023
Non current assets
Property, plant and equipment 943
Other receivables 11
Total non current assets 954
Current assets
Inventory 116
Trade receivables 108
Other receivables 107
Cash and cash equivalents 72
Total current assets 403
Total assets 1,357
(in ¤ thousands) LIABILITIES 15/05/2023
Equity (corresponding to the Fair value of the net assets acquired) 937
Total non current liabilities -
Current liabilities
Trade payables 48
Income tax payable 60
Other payables 312
Total current liabilities 420
Total equity and liabilities 1,357

The excess of the purchase price compared to the fair value at the acquisition date of the assets and liabilities of Shotec GmbH, equal to a total of Euro 1,181 thousand, has been entirely recognized as Goodwill on a provisional basis in the present condensed interim consolidated financial statements.

Transaction costs related to the above acquisition are immaterial.

Shotec GmbH's contribution to the

consolidated condensed financial statements as at June 30, 2023 amounts to Euro 178 thousand in Revenues and Euro 50 thousand of Net Profit.

It is also worth noting that effective January 1, 2023, De Nora ISIA S.r.l. was merged by incorporation into De Nora Water Technologies Italy S.r.l. This transaction did not have any impact in consolidated financial statements as of June 30, 2023.

The following table shows the end-ofperiod exchange rates, against the Euro, for the major currencies in which the

Group operates, as of June 30, 2023 and December 31, 2022:

Currency At June 30,
2023
At December 31,
2022
US Dollar 1.0866 1.0666
Japanese Yen 157.16 140.66
Indian Rupee 89.2065 88.171
Chinese Yuan Renminbi 7.8983 7.3582
Brazilian Real 5.2788 5.6386
Pound sterling (GBP) 0.8583 0.8869

The following table shows the average exchange rates, against the Euro, for the major currencies in which the Group operates for the six-month periods ended June 30, 2023 and 2022:

Half-year period ended June 30
Currency 2023 2022
US Dollar 1.0809 1.0932
Japanese Yen 145.7753 134.6147
Indian Rupee 88.8562 83.29386
Chinese Yuan Renminbi 7.4906 7.0882
Brazilian Real 5.4827 5.5555
GB Pound 0.8763 0.8430

2.5 Accounting standards and criteria

The main recognition, classification and valuation criteria and accounting policies adopted for the preparation of the Condensed Consolidated Half-Year Financial Statements are uniform to those adopted for the preparation of the Consolidated Financial Statements as of December 31, 2022, except for the newly issued standards mentioned above, to which reference is therefore made.

The Group has not adopted early any standard, interpretation or improvement issued but not yet in effect.

Furthermore, income taxes for the period are determined on the basis of the best possible estimate in relation to the available information and on the reasonable expectation of the year's performance until the end of the tax period.

Estimates and assumptions used to draw up these Condensed Consolidated Half-Year Financial Statements are consistent with the ones used for the preparation of the Consolidated Financial Statements as of December 31, 2022 to which reference is therefore made.

3. Other information

3.1 Seasonality

The Group's activities show no significant seasonal or cyclical variations.

3.2 Russia-Ukraine conflict

The Group has not experienced significant issues related to the ongoing Russo-Ukrainian conflict in terms of supply, production, and sales. As of June 30, 2023, the Group's main suppliers of strategic materials are located outside of Russia and Ukraine. Customers in the affected area represent approximately 2% of the Group's revenues for the six months ending June 30, 2023 (3.4% for the six months ending June 30, 2022).

As of June 30, 2023, the exposure to Russian or Ukrainian customers amounts to approximately Euro 1.7 million and does not pose any significant risks of non-payment.

However, it is not ruled out that the continuation of a military conflict situation in Ukraine and an escalation of tensions between Russia and the countries where the Group operates and the tightening of the sanctions framework against Russia could have a negative impact on business opportunities of the Group in the territories affected by the conflict or negatively influence global macroeconomic conditions and the economies of those countries leading to a potential decrease in demand and a subsequent reduction in production levels.

B. Notes to the main financial state- ments items - Condensed consolida- ted half-year income statement

4. Revenues

The following table details revenues

from contracts with customers by type for the six-month periods ended June 30, 2023 and 2022:

First half-year ended June
2023 2022
(in ¤ thousands)
Sales of electrodes 230,376 242,186
Sales of systems 14,741 18,062
After-market and other sales 133,329 120,629
Change in construction contracts 41,938 29,590
Total 420,384 410,467

Revenues for the six months ended June 30, 2023, amounted to Euro 420,384 thousand (Euro 410,467 thousand for the six months ended June 30, 2022). The increase of Euro 9,917 thousand (+2.4%, +4.1% at constant exchange rates)9 is mainly due:

  • to the progress of production activities in the Energy Transition business;
  • to the consolidation of revenues in the Electrode Technologies business, particularly in the Chlor-Alkali line;
  • partially offset by the slowdown in revenues in the Water Technologies business, solely attributable to the Pools business line.

Details of revenues by geographic area, is shown below:

First half-year ended June 30

2023 2022
(in ¤ thousands)
Europe, Middle East, Africa and India (EMEIA) 158,618 128,959
North and South America (AMS) 126,661 141,541
Asia and South Pacific (APAC) 135,105 139,967
Total 420,384 410,467

For the half-year ended June 30, 2023, almost all of the obligations to be

fulfilled by the Group refer to contracts with a duration of less than 12 months.

9 Determined by converting data in currencies other than euros for the six months ended June 30, 2023, at historical exchange rates for the six months ended June 30, 2022.

5. Change in inventory of finished goods and works in progress

For the six months ended June 30, 2023, the Group had a positive change in inventories of semi-finished and finished products of Euro 25,308 thousand (Euro 14,485 thousand for the six months ended June 30, 2022).

6. Other income

The table below shows the details of other income for the six-month periods ended June 30, 2023 and 2022:

First half-year ended June 30
2023 2022
(in ¤ thousands)
Sundry income 2,090 2,030
R&D grants 655 354
R&D income 63 85
Gains on sale of non-current assets 1 41
Insurance refunds 563 30
Total 3,372 2,540

Other income mainly refers to income from ancillary operations.

7. Costs for raw materials, consumables, supplies and goods

The table below shows the cost for raw materials, consumables, supplies and goods for the six-month periods ended June 30, 2023 and 2022:

First half-year ended June 30

2023 2022
(in ¤ thousands)
Purchase of raw materials 127,226 172,781
Change in inventory 12,826 (23,813)
Purchase of semi-finished and finished goods 48,371 37,541
Purchase of consumables and supplies 11,011 6,938
Purchase of packaging material 1,142 793
Other purchases and related charges 73 44
(Capitalized costs) (2,620) (4,625)
Total 198,029 189,659

Capitalized costs refer to costs incurred by the Group companies for the internal development of projects and products that meet the requirements for capitalization.

  1. Personnel expense The table below shows the details of personnel expenses for the six-month periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023 2022
(in ¤ thousands)
Wages and salaries 59,283 52,692
Management Incentive Plan - 19,360
Social security contributions 12,876 11,115
Post-employment benefits and other pension plans 1,210 1,248
Other personnel net (income)/expenses 1,201 878
(Capitalized costs) (2,120) (2,184)
Total 72,450 83,109

Personnel expenses amounted to Euro 72,450 thousand for the six months ended June 30, 2023 (Euro 83,109 thousand for the six months ended June 30, 2022) with an increase compared to the six months of the previous year amounting to Euro 10,659 thousand, mainly due to the recognition of the cost of the Management Incentive Plan in the year being compared.

Net of that non-recurring item impacting the half year ended June 30, 2022, personnel expense would have increased by Euro 8,701 as a consequence of the ongoing headcount increase; the following table shows the average number of Group employees for the six-month periods ended June 30, 2023 and 2022.

First half-year ended June 30

2023 2022
Average number of employees 1,983 1,777

Other personnel net (income)/expenses, amounting to Euro 1,201 thousand (Euro 878 thousand for the six months ended June 30, 2022), are mainly related to charges and incentives for employee terminations, costs for medical and insurance coverage, and benefits for expatriates.

Capitalised costs refer to costs incurred by the Group companies for the internal development of projects and products that meet the requirements for capitalisation.

  1. Costs for services The table below shows the detail of costs for services for the six-month periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023 2022
(in ¤ thousands)
Outsourcing expenses 34,533 22,017
Consultancies
- Production and technical assistance 6,536 6,915
- Selling 160 166
- Legal, tax, administrative and ICT 6,926 8,898
- M&A and Business development 43 141
Utilities/Telephony 5,891 4,897
Maintenance 9,115 6,834
Travel expenses 4,363 3,072
R&D 648 545
Statutory auditors' fees 62 68
Insurance 2,004 1,748
Rents and other lease expenses 1,481 1,211
Commissions and royalties 2,860 3,643
Freight 6,574 5,030
Waste disposal, office cleaning and security 1,807 1,482
Promotional, advertising and marketing expenses 486 865
Patents and trademarks 618 713
Canteen, training and other personnel expenses 1,840 1,254
Board of Directors fees 641 340
Total 86,586 69,839

Costs for services amounted to Euro 86,586 thousand for the six months ended June 30, 2023 (Euro 69,839 thousand for the six months ended

June 30, 2022) with a total increase of Euro 16,747 thousand mainly related to outsourcing expenses to third party vendors.

10. Other operating expenses

The table below shows the detail of other operating expenses for the six-month periods ended June 30, 2023 and 2022:

First half-year ended June 30
2023
2022
(in ¤ thousands)
Indirect taxes and duties 4,382 3,083
Losses on sale of non-current assets 203 196
Other expenses 1,138 1,151
Total 5,723
4,430

Other operating expenses amounted to Euro 5,723 thousand for the six months ended June 30, 2023 (Euro 4,430 thousand for the six months ended June 30, 2022).

11. Impairment (losses)/ revaluations and provisions for risks and charges

The following table shows the detail of the item impairment (losses)/revaluations of non-current assets and provisions for the six-month periods ended June 30, 2023 and 2022:

First half-year ended June 30
2023 2022
(in ¤ thousands)
Net provisions for risks and charges 3,418 1,269
Net bad debt provision (248) (306)
Impairment/(Write back) of Property, Plant
and Equipment and Intangible assets
1,276 3,083
Total 4,446 4,046

The impairment of Euro 1,276 thousand recorded in the six months ended June 30, 2023 refers to the intangible asset (development cost) recognized in the company De Nora Water Technologies Italy S.r.l. for the development of a water treatment system on cruise ships (Advanced Wastewater Treatment Plant, hereinafter "AWTP").

The impairment of Euro 3,083 recognized in in the six months ended June 30, 2022 was related to plant and machinery used in the United States for hydraulic fracturing activities (so-called Fracking) pertaining to the Water technologies segment.

  1. Finance income The table below shows the detail of financial income for the six-month periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023
2022
(in ¤ thousands)
Exchange rate gains 4,445 16,021
Fair value (positive) on financial instrument 30 5,256
Income from non-current financial assets 305 1
Financial income from banks/financial receivables 1,027 159
Interest on trade receivables 1 -
Other finance income 117 46
Total 5,925 21,483
  1. Finance expenses The table below shows the detail of financial expenses for the six-month periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023 2022
(in ¤ thousands)
Bank interest and interest on loans and borrowings 4,662 2,648
Exchange rate losses 4,716 10,316
Fair value (negative) on financial instruments 2 3,996
Finance expenses on personnel costs 320 133
Bank fees 455 434
Other finance expenses 274 272
Total 10,429 17,799

The adjustment of financial instruments to fair value is mainly related to derivatives to hedge exchange rate fluctuations. Therefore, the amount of this item should be read in conjunction with the amount of exchange rate gains and losses for the respective six-month periods ended June 30, 2023, and 2022.

For the six-month periods ended June 30, 2023, and June 30, 2022, other financial expenses mainly include interest related to lease contracts and bank guarantee expenses.

  1. Income tax expense The table below shows the detail of income tax expense for the six-month periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023 2022
(in ¤ thousands)
Current taxes 19,444
23,044
Deferred taxes (1,684)
(2,658)
Prior years taxes (77) 863
Total 17,683 21,249
  1. Earnings per share The following table shows the basic and diluted earnings per share for the periods ended June 30, 2023 and 2022:
First half-year ended June 30
2023 2022
Profit for the period attributable to shareholders
of the Parent Company distributable to ordinary
and multiple voting shares (in ¤ thousands)
46,233 39,918
Weighted average number of shares for basic
and diluted earnings per share
201,685,174 178,485,291
Basic and diluted earnings per ordinary and multiple
voting share (in Euro)
0.23 0.22

C. Notes to the main financial statements items - Statement of financial position - Assets

  1. Goodwill and other intangible assets

The table below shows the breakdown and changes in intangible assets for the six months ended June 30, 2023:

(in ¤ thousands) Goo
dwill
Industrial
patents and
intellectual
property
rights
Conces
sions,
licenses
and
trade
marks
Know
how and
Technolo
gies
Custo
mer
relation
ships
Deve
lopment
costs
Other Assets
under
con
struction
and
advance
paymen
ts
Total
intangible
assets
Historical cost at
December 31, 2022
66,981 14,878 37,697 47,441 52,430 22,754 9,136 8,969 260,286
Change in
consolidation scope
1,181 - - - - - - - 1,181
Increases - 230 1,069 - - - - 2,656 3,955
Decreases - - - - - - - (157) (157)
Impairment - - - - - (1,276) - - (1,276)
Reclassifications/
other movements
- 185 1,390 - - 447 328 (2,483) (132)
Exchange rate difference (1,186) (194) (1,206) (2,820) (1,454) (515) (174) (200) (7,750)
Historical cost
at June 30, 2023
66,976 15,100 38,950 44,621 50,976 21,410 9,290 8,785 256,107
Accumulated
amortization as of
December 31, 2022
- 13,400 28,720 32,984 38,931 9,476 5,221 - 128,733
Increases - 495 1,594 759 569 1,726 261 - 5,404
Decreases - - - - - - - - -
Reclassifications/Other
movements
- - 74 - - (81) (180) - (187)
Exchange rate difference - (130) (1,024) (1,740) (967) (302) (106) - (4,269)
Accumulated amortiza
tion as of June 30, 2023
- 13,766 29,364 32,003 38,533 10,818 5,196 - 129,681
Net book value as of
December 31, 2022
66,981 1,478 8,977 14,457 13,499 13,278 3,915 8,969 131,552
Net book value as of
June 30, 2023
66,976 1,334 9,586 12,617 12,444 10,591 4,094 8,785 126,427

The increase related to goodwill (Euro 1,181 thousand) refers to the acquisition of 100% of the share capital of Shotec GmbH and represents the entire excess of the purchase price over the fair value of the assets and liabilities of the acquired company. This goodwill is provisionally recognized in the current Condensed Consolidated Half Year Financial Statements as of June 30, 2023 as certain valuation processes have not yet been finalized.

Investments in intangible assets for the half year 2023 amounted to Euro 3,955 thousand and mainly refer to:

(i) industrial patent rights and intellectual property rights for Euro 230 thousand mainly attributable to the registration and acquisition of industrial patents by the Parent Company Industrie De Nora S.p.A.;

(ii) concessions, licenses and trademarks for Euro 1,069 thousand mainly relating to the implementation of SAP management system and other ICT systems;

(iii) intangible assets in progress for Euro 2,656 thousand relating to: for Euro 774 thousand to industrial patent rights and intellectual property rights mainly attributable to the registration and acquisition of industrial patents by the Parent Company Industrie De Nora S.p.A. and by the Japanese subsidiary De Nora Permelec Ltd., for Euro 177 thousand to concessions, licenses and trademarks mainly relating to the implementation of the SAP management system and other ICT systems and for Euro 1,705 thousand related to product development costs mainly pertaining to the Water Technologies business segment.

As of June 30, 2023, an impairment test was conducted on the recoverability of the remaining carrying value of development costs recognised in De Nora Water Technologies Italy S.r.l., related to an onboard cruise ship water treatment system (Advanced Wastewater Treatment Plant, hereinafter referred to as "AWTP").

The net book value of this intangible asset as of June 30, 2023, amounted to Euro 2,136 thousand, after the total impairment of Euro 4,323 thousand that was recognized in the consolidated financial statements for the year ended December 31, 2022.

Based on the updated forecast data of turnover and expected operating profitability resulting from the utilization of this asset, its value in use was assessed using the "DCF Method" (Discounted Cash Flow Method). Below are the main parameters used to estimate the present value of cash flows related to this asset:

Asset tested WACC
AWTP 11,4%

Based on the impairment test, the value in use attributable to this asset amounts to Euro 860 thousand. Therefore, total impairment of Euro 1,276 thousand was recognized in the consolidated financial statements for the six-month period ended June 30, 2023.

With regard to other intangible activities, no impairment indicators have been identified. Therefore, no further impairment tests have been conducted, also considering the significant headroom emerged from the evaluations performed on the financial statements closed on December 31, 2022.

17. Property, Plant and Equipment

The following table shows the breakdown and changes in property, plant and equipment for the six months ended June 30, 2023:

(in ¤ thousands) Land Buildin
gs
Plant
and Ma
chinery
Other
assets
Leased
assets
Right of
use of
PPE:
- of
which
Buildin
gs
- of
which
Other
assets
Assets
under
con
struction
and
advance
paymen
ts
Total
property,
plant and
equip
ment
Historical cost as of
December 31, 2022
28,805 93,750 107,071 20,577 122,591 10,855 8,691 2,163 20,100 403,750
Change in
consolidation scope
- 414 504 25 - - - - - 943
Increases 14,240 102 691 31 2,713 3,740 3,607 133 15,675 37,192
Decreases - (290) (682) (393) (181) - - - (232) (1,779)
Impairment - - - - - - - - - -
Reclassifications/
other movements
- 1,305 2,943 323 289 - - - (4,681) 178
Exchange rate
difference
(2,315) (3,148) (3,168) (765) (8,662) (432) (424) (8) (473) (18,963)
Historical cost at
June 30, 2023
40,731 92,133 107,358 19,797 116,750 14,163 11,874 2,288 30,390 421,321
Accumulated
depreciation as of
December 31, 2022
10 38,224 63,442 15,969 97,240 4,688 3,028 1,660 - 219,572
Increases - 1,570 2,945 643 2,942 1,130 938 192 - 9,230
Decreases - (141) (638) (378) (178) - - - - (1,334)
Impairment - - - - - - - - - -
Reclassifications/
other movements
- 11 13 (22) - - - - - 2
Exchange rate
difference
- (1,447) (2,098) (611) (6,997) (131) (124) (7) - (11,284)
Accumulated
depreciation as of
June 30, 2023
10 38,217 63,664 15,602 93,007 5,687 3,842 1,845 - 216,186
Net book value as of
December 31, 2022
28,795 55,526 43,629 4,608 25,351 6,167 5,663 503 20,100 184,177
Net book value as of
June 30, 2023
40,721 53,916 43,694 4,195 23,743 8,476 8,032 443 30,390 205,135

Increases in property, plant and equipment amounted to Euro 37,192 for the first half 2023. In particular, investments in property, plant and equipment excluding increases in rights of use of property, plant and equipment amounted to Euro 33,453 thousand and mainly refer to:

(i) acquisition of land for Euro 9,459 thousand related to an industrial area in Cernusco sul Naviglio for the project "Italian Gigafactory";

(ii) acquisition of land for Euro 4,780 thousand related to a disused industrial area adjacent to the existing area of Via Bistolfi 35. The objective of this acquisition is to host new offices, laboratories and collaborative spaces, improving the Milan workplace through the creation of a "campus" and allowing the planned workforce increase;

(iii) leased assets for Euro 2,713 thousand related to anodes to be leased within the Electrode Technologies business segment;

(iv) plant and machinery for Euro 691 thousand mainly attributable to the German subsidiary;

(v) assets under construction and advance payments amounting to Euro 15,675 thousand, which refer for Euro 7,433 thousand to plant and machinery aimed at the technological renewal and the planned production capacity expansion mainly in Italy (Gigafactory), Germany China, United States and Japan, and to the installation of solar panels in the office building of Via Bistolfi and in the plant of Cologno Monzese, for Euro 3,442 thousand to buildings mainly in Italy (Gigafactory), China, Germany and United States, for Euro 945 thousand to other tangible assets under construction and for Euro 3.855 thousand to advance payments. These latter refer to advances paid for the manufacturing sites expansion projects in China and Germany.

No impairment indicators have been identified and therefore, no further impairment tests have been conducted.

18. Equity-accounted investees

This item refers to the investment in the associated company Thyssenkrupp Nucera AG & Co. KGaA (hereinafter "tk nucera").

(in ¤ thousands)
Opening balance 122,664
Share of profits (losses) 1,527
Other increases (decreases) (709)
Closing balance 123,482
Investment % 34%

As of June 30, 2023

For the purpose of measuring the investment using the equity method, the results for the quarter ending as of March 31, 2023 were used in the absence of tk nucera financial figures referring to a more recent date, taking into account any transactions or events that had a significant impact on the associated company in the April-June 2023 period, in accordance with IFRS (IAS 28, paragraph 34).

The following table shows the consolidated statement of financial position and income statement figures for tk nucera for the 3-month period ended March 31, 2023 (a period that represents the second quarter of operations of the associate company since the business year of tk nucera group companies runs from October 1 to September 30).

As of March 31
2023
(in ¤ thousands)
Intangible assets 56,732
Property, plant and equipment 9,030
Deferred tax assets 11,997
Other non-current assets 2,520
Inventory 69,592
Trade receivables 39,789
Financial assets and other current receivables 357,152
Cash and cash equivalents 26,687
Total assets 573,499
Share Capital 100,000
Reserves 119,623
Deferred tax liabilities 9,629
Employees benefits 7,373
Financial liabilities 2,235
Other non-current payables 1,665
Trade payables 92,358
Construction contracts and other current payables 240,616
Total liabilities and equity 573,499
For the period ended
March 31,
2023
(in ¤ thousands)
Revenues 151,165
Operating costs (*) (148,854)
Finance income/(expense) 2,705
Income tax expense (1,406)
Profit for the period 3,610
Other components of the comprehensive income statement (2,034)
Profit of the comprehensive income statement for the year 1,576

(*) For the 3-month period ended March 31, 2023 it includes depreciation and amortization and write-down of Euro 1,033 thousand.

19. Financial assets, including derivatives

The table below shows the breakdown of non-current financial assets as of June 30, 2023 and December 31, 2022:

As of June 30,
2023
As of December 31,
2022
(in ¤ thousands)
Non-current
Financial receivables 1,790 1,823
Investments in financial assets 2,654 2,787
Total 4,444 4,610

Financial receivables refer to financial lease contracts related to hydraulic fracturing activities (so-called Fracking) related to the Water Technologies segment. The receivable recognized represents the present value of the future lease payments contractually due beyond the next financial year. Financial receivables are shown net of the related bad debt provision equal to Euro 3,335 thousand

as of June 30, 2023 (Euro 3,398 thousand as of December 31, 2022).

Investments in financial assets mainly refer to some pension funds and company supplementary funds for employees.

The table below shows the breakdown of current financial assets as of June 30, 2023 and December 31, 2022.

As of June 30,
2023
As of December 31,
2022
(in ¤ thousands)
Current
Financial receivables 39 150,234
Investments in financial assets 11,250 8,158
Fair value of derivatives 673 644
Total 11,962 159,036

The financial receivables as of December 31, 2022, mainly related to the Parent Company. Industrie De Nora S.p.A. had entered into time deposit agreements with some major financial

institutions in 2022, which had fully matured and were not renewed.

Investments in financial assets relate primarily to investments subject to shortterm time restrictions.

20. Other receivables

The following table shows the detail

of the other receivables as of June 30, 2023 and December 31, 2022, broken down between current and non-current amounts:

As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Non-current
Tax receivables 8,681 6,416
Other receivables from third parties 2,727 2,561
Prepaid expenses and accrued income 3 1
Receivables from related parties 52 52
Total 11,463 9,030
(in ¤ thousands)
Current
Advances to suppliers 8,593 9,017
Tax receivables 10,911 14,708
Other receivables from third parties 3,787 2,377
Prepaid expenses and accrued income 7,743 6,972
Receivables from related parties 52 -
Total 31,086 33,074

As of June 30, 2023, other current and non-current receivables totalled Euro 42,549 thousand, (Euro 42,104 thousand as of December 31, 2022).

Non-current tax receivables relate to withholding taxes incurred mainly by the Parent Company against collections of receivables from foreign subsidiaries.

The other non-current receivables from

third parties are mainly attributable to the contributions paid by the Italian companies of the Group against existing supplementary pension funds as a counter-entry to the contribution due by the employer.

Current tax receivables mainly refer to VAT receivables of Euro 8,863 thousand as of June 30, 2023 and Euro 13,138 thousand as of December 31, 2022.

  1. Inventory The table below shows the breakdown of inventories as of June 30, 2023 and December 31, 2022:
As of June 30,
2023
As of December
31, 2022
(in ¤ thousands)
Raw materials and consumables 118,998 135,731
Works in progress and semi-finished products 109,420 107,407
Finished products and goods 82,169 70,731
Goods in transit 6,736 4,848
Total gross inventories 317,323 318,717
Allowance for inventory write-down (18,899) (23,241)
Total Net inventories 298,424 295,476

Inventories, amounting to Euro 298,424 thousand, increased Euro 2,948 thousand compared to the value as at December 31, 2022.

down reserve equal to Euro 18,899 thousand at June 30, 2023 (Euro 23,241 thousand at December 31, 2022). The movements of the inventory write-down provision were as follows:

Inventory is shown net of the write

Raw
materials and
consumables
Works in
progress and
semi-finished
products
Finished
products and
goods
Total
(in ¤ thousands)
Balance as of December 31,
2022
1,597 13,564 8,080 23,241
Accruals 566 64 168 798
Utilization and releases (256) (2,472) (1,637) (4,365)
Exchange rate difference (29) (605) (141) (775)
Balance as of June 30, 2023 1,878 10,551 6,470 18,899

22. Current tax assets

Current tax assets amounted to Euro

6,380 thousand at June 30, 2023 (Euro 4,893 thousand at December 31, 2022) and mainly refer to advances on income taxes paid by some Group companies.

23. Construction contracts The following table provides a break-

down of Construction contracts as of June 30, 2023 and December 31, 2022.

As of June 30,
2023
As of December 31,
2022
(in ¤ thousands)
Current assets
Construction contracts 118,490 107,946
(Progress payments) (85,132) (77,544)
Provision for losses on construction contracts (1,243) (1,267)
Total 32,115 29,135
Current liabilities
Works in progress to order 70,786 68,031
(Progress payments and Advances) (79,492) (80,695)
Provision for losses on construction contracts (146) (38)
Total (8,852) (12,702)
Total works in progress to order (net of advances) 23,263 16,433

Construction contracts (net of contractual advances) amounted to Euro 23,263 thousand at June 30, 2023, an increase from Euro 16,433 thousand as of December 31, 2022, and refer to contracts relating to the Water Technologies business segment.

24. Trade receivables

The table below shows the detail of trade receivables as of June 30, 2023 and December 31, 2022.

As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Current
Third parties 121,144 124,008
Related parties 21,587 7,267
Bad debt reserve (7,265) (7,854)
Total 135,466 123,421

Trade receivables originate from sales transactions and the provision of services and amounted, at June 30, 2023, to Euro 135,466 thousand (Euro 123,421 thousand at December 31, 2022).

The carrying amount of trade receivables, net of the bad debt reserve provisions, is deemed to approximate its fair value.

Following are the movements in the bad debt provision:

As of June 30, 2023

(in ¤ thousands)
Current
Balance as of December 31, 2022 7,854
Accruals for the period 351
Utilisation and releases of the period (853)
Exchange rate difference (87)
Balance as of June 30, 2023 7,265

25. Cash and cash equivalents

The table below provides a breakdown of cash and cash equivalents as of June 30, 2023 and December 31, 2022:

As of June 30, 2023

As of June 30, 2023 As of December 31, 2022

(in ¤ thousands)
Bank and postal accounts 128,185 170,639
Cash on hand 37 28
Deposit accounts 4,285 3,462
Cash and cash equivalents 132,507 174,129

Cash and cash equivalents are made up of effectively available values and deposits. As regards the amounts on deposits and current accounts, the related interest has been recognised on accrual basis.

Cash and cash equivalents, amounting to Euro 132,507 thousand as of June 30, 2023, decreased by Euro 41,622 thousand compared to December 31, 2022.

For further details on the variations of the period please refer to Interim consolidated statement of cash flows.

D. Notes to the main financial statements items - Statement of financial position - Equity and liabilities

26. Equity

Equity as of June 30, 2023 is Euro 748,486 thousand, up from Euro 744,804 thousand as of December 31, 2022.

The shares issued are fully paid up and have no nominal value.

Changes in equity for the six-month periods ended June 30, 2023 and June 30, 2022 are shown in the "Consolidated statement of changes in equity", while the "Consolidated statement of comprehensive income" sets out the other components of the statement of comprehensive income for the period, net of the tax effects.

Equity attributable to the shareholders of the Parent Company

As a result of the sale of shares by the shareholders Asset Company 10 S.r.l., a wholly owned subsidiary of Snam S.p.A., Federico De Nora S.p.A. and Norfin S.p.A. on April 5, 2023, no. 7,304,480 shares with multiple voting rights of Industrie De Nora S.p.A. were automatically converted into ordinary shares, at a conversion ratio of no. 1 (one) ordinary share for each share with multiple voting rights, without the need for any manifestation of will on the part of the respective holders and without any change in the amount of the Company's share capital. The conversion took effect on April 11, 2023.

As a result of this share conversion, the share capital of Industrie De Nora S.p.A. remained equal to Euro 18,268,203.90 and the number of ordinary shares increased from no. 43,899,499 to no.

51,203,979, with no indication of par value, corresponding to the same number of voting rights, while the number of multiple voting shares decreased from no. 157,785,675 to 150,481,195, with no indication of par value, corresponding in aggregate to 451,443,585 voting rights. The total number of shares remained unchanged at 201,685,174, and the aggregate number of voting rights decreased from 517,256,524 to 502,647,564.

Retained earnings, Translation reserve and other reserves

Retained earnings, translation reserve and other reserves pertaining to the Group as of June 30, 2023, amounted to Euro 452,161 thousand (Euro 406,596 thousand as of December 31, 2022), a net increase of Euro 45,565 thousand over December 31, 2022, of which:

  • Euro 89,564 thousand increase due to the allocation of the previous year's results pertaining to the Parent Company shareholders;
  • Euro 24,202 thousand decrease as a result of the dividend distributed by the Parent Company during the six-month period;
  • Euro 290 thousand increase in Other Reserves, related to the PSP Incentive Plan, for which the corresponding charge has been recognized in the income statement under personnel costs;
  • Euro 20,087 thousand increase due to the effect of the other components of the comprehensive income statement for the period, of which Euro 20,111 thousand attributable to the differences deriving from the translation of the financial statements of foreign subsidiaries.

Equity attributable to non-controlling interests

The table below shows the breakdown of minority interests as of June 30, 2023 and December 31, 2022:

As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Share capital and reserves 4,486 3,599
Profit/(loss) for the period 493 101
Other comprehensive income 55 (114)
Total 5,034 3,586

The increase in share capital and reserves in the half-year period ended as of June 30, 2023 is essentially due to De Nora Italy Hydrogen Technologies S.r.l. following the payment made by the minority shareholder Snam S.p.A..

27. Employee Benefits

Employee benefits at June 30, 2023

amount to Euro 20.693 thousand (Euro 26.628 thousand at December 31, 2022).

28. Provisions for risks and charges

The following table shows the composition and movements of the provisions for risks and charges as of June 30, 2023 and December 31, 2022.

As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Non-current
Provision for contractual warranties 249 179
Provision for other risks 1,995 1,963
Total 2,244 2,142
Current
Provision for contractual warranties 11,580 11,605
Provision for other risks 8,443 6,941
Total 20,023 18,546
Total provisions for risks and charges 22,267 20,688

Provisions for risks and charges mainly include: (i) the provision for miscellaneous risks, amounting to Euro 10.438 thousand as of June 30, 2023, and Euro 8,904 thousand as of December 31, 2022; and (ii) the provision for contractual warranties risks, which represents an estimate of the costs for

contractually stipulated warranties in connection with the supply of products and plants and amounts to Euro 11,829 thousand as of June 30, 2032, and Euro 11,784 thousand as of December 31, 2022.

Changes for the period ended June 30, 2023 were as follows:

Provision for contractual
warranties
Provision for
other risks
(in ¤ thousands)
Balance as of December 31, 2022 11,784 8,904
Accruals for the period 2,309 2,217
Utilization and releases of the period (1,706) (623)
Exchange rate differences (558) (60)
Balance as of June 30, 2023 11,829 10,438
  1. Financial liabilities The following table shows the detail of financial liabilities as of June 30, 2023 and December 31, 2022.
As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Non-current
Bank loans and borrowings 115,575 262,741
Lease payables 6,354 4,803
Total 121,929 267,544
Current
Bank overdrafts 38 282
Bank loans and borrowings 10,817 11,740
Payables to other lenders 137 -
Lease payables 2,464 1,633
Fair value of derivatives 8 -
Total 13,464 13,655
Total financial liabilities 135,393 281,199

Bank loans and borrowings

The table below shows the details of

bank loans and borrowings and bank overdrafts:

As of June 30, 2023 As of December 31, 2022
(in ¤ thousands) Non
Current
Current Total Non
Current
Current Total
New Pool Loan (IDN) 79,123 - 79,123 178,772 - 178,772
New Pool Loan (De Nora Holdings US Inc) 36,452 - 36,452 83,969 10 83,979
Sumitomo Mitsui Banking Co.
(De Nora Permelec Ltd)
- 6,363 6,363 - 9,953 9,953
Sumitomo Mitsui Trust Bank
(De Nora Permelec Ltd)
- 4,454 4,454 - 355 355
Bank of Yokohama
(De Nora Permelec Ltd)
- - - - 1,422 1,422
Overdrafts and financial accrued expenses - 38 38 - 282 282
Total 115,575 10,855 126,430 262,741 12,022 274,763

As of June 30, 2023 and December 31, 2022, the fair value of payables to banks approximates their book value.

Pool Financing (IDN) - Pool Financing (De Nora Holdings US Inc)

Considering the Group's financial resources, at the end of the first quarter 2023, it was decided to repay part of these financings in advance. In particular, the early repayment involved Euro 100,000 thousand of the Euro-denominated credit line granted to Industrie De Nora S.p.A. and USD 50,000 thousand of the USD-denominated credit line granted to De Nora Holdings US Inc. As a result, as of June 30, 2023, these credit lines remain open for Euro 80,000 thousand and USD 40,000 thousand, respectively, and are presented among the financial liabilities net of upfront fees and other charges directly related to the financings. These upfront fees and charges, paid at the loan agreement date, are presented in the financial statements as a reduction of the overall debt according to the amortized cost method.

The short-term credit lines with Sumitomo Mitsui Banking Co. and Sumitomo Mitsui Trust Bank are instead underwritten by De Nora Permelec Ltd. for a total of JPY 4 billion and utilized as of June 30, 2023, for JPY 1 billion (Euro 6,363 thousand) and JPY 700 million (Euro 4,454 thousand), respectively. The annual interest rates for these financings are 0.13% and 0.14%, respectively.

Net financial indebtedness

The following table details the composition of the Group's net financial indebtedness determined in accordance with the provisions of the CONSOB Communication DEM/6064293 of July 28, 2006, as amended by CONSOB Communication No. 5/21 of April 29, 2021 and in accordance with ESMA Recommendations contained in Guidelines 32-382-1138 of March 4, 2021 on disclosure requirements under the Prospectus Regulation (the "Net Financial Indebtedness - ESMA"). The table below includes figures as of June 30, 2023 and figures as of December 31, 2022:

As of June 30,
2023
As of December 31,
2022
(in ¤ thousands)
A Cash 128,222 170,667
B Cash equivalents 4,285 3,462
C Other current financial assets 11,289 159,036
D Liquidity (A + B + C) 143,796 333,165
E Current financial debt 10,992 12,666
F Current portion of non-current financial debt 2,464 1,633
G Current financial indebtedness (E + F) 13,456 14,299
- Of which secured - -
- Of which unsecured 13,456 14,299
H Net current Liquidity (G - D) (130,340) (318,866)
I Non-current financial debt 121,929 267,544
J Debt instruments - -
K Non-current trade and other payables - -
L Non-current financial indebtedness (I + J + K) 121,929 267,544
- Of which secured - -
- Of which unsecured 121,929 267,544
M Net Financial Indebtedness (Net Liquidity) -
ESMA (H + L)
(8,411) (51,322)

The reconciliation between the Net Financial Indebtedness/(Net liquidity) - ESMA and the net financial indebtedness/(net liquidity) of the Group as

monitored by the Group (hereinafter the "Net Financial Indebtedness (Net liquidity) - De Nora") as of June 30, 2023 and December 31, 2022, is shown below:

As of June 30,
2023
As of December 31,
2022
(in ¤ thousands)
Net Financial Indebtedness (Net financial assets) -
ESMA
(8,411) (51,322)
Fair value of derivatives hedging currency risks (665) (644)
Net Financial Indebtedness (Net financial assets) -
De Nora
(9,076) (51,966)

The reduction in Net Liquidity - ESMA as of June 30, 2023 compared to December 31, 2022, totalling Euro 42,911 thousand, is mainly attributable to the combined effect of the following factors:

(i) cash absorbed by investment activities in Property, plants and Equipment and Intangible assets equal to Euro 37,408 thousand in the six months ended June 30, 2023;

(ii) dividend distribution amounting to Euro 24,202 thousand;

(iii) the acquisition of the new company Shotec GmbH (price paid Euro 2,046 thousand net of cash acquired);

(iv) partially offset by the cash generated from operating activities amounting to Euro 23,539 thousand in the six months ended June 30, 2022.

For further details on the cash flows for the period, please refer to the consolidated cash flow statement.

The following table shows an analysis of the maturity of the Group's financial payables as of June 30, 2023:

As of June 30, 2023
--------------------- --
Due date
Carrying
amount
Con
tractual
cash
flows*
0-12
months
1-2
years
2-3
years
3-5
years
Oltre 5
years
(in ¤ thousands)
Financial liabilities
Bank loans and
borrowings
126,430 127,667 10,855 - - 116,812 -
Lease payables 8,818 8,818 2,464 2,185 1,258 1,384 1,527
Other financial liabilities 145 145 145 - - - -
Trade payables 86,883 86,883 86,805 78 - - -
Other payables 86,269 86,269 83,991 2,278 - - -
Total Financial liabilities 308,545 309,782 184,260 4,541 1,258 118,196 1,527

* The difference between the total bank loans and borrowings and the contractual cash flows is due to the upfront Fees and other charges directly related to new financing agreements, which, paid on the date of stipulation of the loan agreement, are recognized in the statement of financial position as a decrease of the total amount payable.

  1. Trade payables The table below shows the detail of trade payables as of June 30, 2023 and December 31, 2022.
As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Non-current
Third parties 78 83
Total 78 83
Current
Third parties 85,802 79,665
Related parties 1,003 889
Total 86,805 80,554
Total current payables 86,883 80,637

As of June 30, 2023, trade payables, between current and non-current portions, amounted to Euro 86,883 thousand (Euro 80,637 thousand as of December 31, 2022).

This item mainly includes payables related to the purchase of goods and services, which are due within twelve months. It is deemed that the carrying amount of trade payables approximates their fair value.

31. Income tax payables

Income tax payables as of June 30, 2023 amounted to Euro 16,439 thousand (Euro 10,970 thousand as of December 31, 2022).

  1. Other payables The table below shows the detail of other payables as of June 30, 2023 and December 31, 2022.
As of June 30, 2023 As of December 31, 2022
(in ¤ thousands)
Non-current
Payables to employees 1,485 1,357
Tax payables 258 263
Customer prepayments 4 4
Other - third parties 133 316
Other - related parties 398 444
Total 2,278 2,384
Current
Customer prepayments 30,688 34,482
Advances from related parties 20,592 33,024
Accrued expenses and deferred income 5,917 6,322
Payables to employees 16,145 16,493
Social security payables 2,939 2,524
Withholding tax payables 1,763 1,810
VAT payables 1,530 2,745
Other tax payables 2,435 1,963
Other - third parties 1,855 2,254
Other - related parties 127 -
Total 83,991 101,617
Total Other payables 86,269 104,001

Payables to employees relate to amounts accrued but not yet liquidated, such as vacations and bonuses.

E. Risk

In the context of business risks, the main risks identified, monitored and, as specified below, actively managed by the Group, are the following:

  • credit risk, deriving from the possibility of default of a counterparty;
  • liquidity risk, deriving from the lack of financial resources to meet financial commitments;
  • market risk.

The Group's objective is to maintain, over time, a balanced management of its financial exposure, in order to guarantee a liability structure that is balanced with the composition of the assets on the statement of financial position and able to ensure the necessary operating flexibility through the use of the liquidity generated by current operations and the use of bank loans.

The Group considers risk monitoring and control systems a top priority to guarantee an efficient risk management. In line with this objective, the Group has adopted a risk management system with formalized strategies, policies and procedures to ensure the identification, measurement and control of individual risks at centralized level for the entire Group.

The purpose of the Group's risk management policies is to:

  • identify and analyse the risks to which the Group is exposed;
  • define the organizational structure with the identification of the organizational units involved, responsibilities assigned and the system of proxies;
  • identify the risk management criteria on which the operational management of risks is based;
  • identify the types of transactions for which risks can be hedged.

The Condensed Consolidated Half-Year Financial Statements do not include all of the risk management disclosures mentioned above, required by IFRS. For a detailed description of this information, please refer to Note "E - RISKS" in the 2022 Consolidated Financial Statements.

Classification and fair value

The tables below indicate the carrying amount of each financial asset and liability recognised in the statement of financial position.

Investments
Deri
Loans and
Other
Total
in financial
vatives
Level
Level
(in ¤ thousands)
Notes
recei
financial
carrying
assets -
at Fair
1
2
vables
liabilities
amount
Fair value
value
Cash and cash equivalents
25
132,507
-
-
-
132,507
-
-
Level
3
-
20/22
Trade and other
184,395
-
-
-
184,395
-
-
receivables
/24
-
Financial assets including
19
1,829
13,904
673
-
163,646
13,904
673
derivatives
-
Financial assets
318,731
13,904
673
-
480,548
13,904
673
-
Bank loans and borrowings
29
-
-
-
126,430
126,430
-
-
-
Lease payables
29
-
-
-
8,818
8,818
-
-
-
Other financial liabilities
29
-
-
-
145
145
8
-
-
30/31
Trade and other payables
-
-
-
189,591
189,591
-
-
/32
-
Financial liabilities
-
-
-
324,984
324,984
-
8
-
Classification and fair value
as of December 31, 2022
Carrying amount Fair value*
(in ¤ thousands) Notes Loans
and recei
vables
Invest
ments in
financial
assets -
Fair value
Deri
vatives
at Fair
value
Other
financial
liabilities
Total
carrying
amount
Level
1
Level
2
Level
3
Cash and cash equivalents 25 174,129 - - - 174,129 - - -
Trade and other
receivables
20/22
/24
170,418 - - - 170,418 - - -
Financial assets including
derivatives
19 152,057 10,945 644 - 163,646 10,945 644 -
Financial assets 496,604 10,945 644 - 508,193 10,945 644 -
Bank loans and borrowings 29 - - - 274,763 274,763 - - -
Lease payables 29 - - - 6,436 6,436 - - -
Trade and other payables 30/31
/32
- - - 195,608 195,608 - - -
Financial liabilities - - - 476,807 476,807 - - -

(*) Hierarchical scale of fair value.

The tables show the financial instruments recognized at fair value based on the valuation technique used. The different levels have been defined as described below:

  • Level 1: listed prices (unadjusted) on active markets for identical assets or liabilities;
  • Level 2: input data other than the listed prices in level 1, which can be observed for the asset or liability either directly or indirectly;
  • Level 3: input data relating to the asset or liability that are not based on observable market data (unobservable data).

During the periods under review, the Group did not make any changes regarding valuation techniques for financial instruments accounted for at fair value and did not reclassify financial assets between the different categories.

The financial instruments in these financial statements can be divided as follows:

As of June 30, 2023

Level 1 Level 2 Level 3
(in ¤ thousands)
Fair value investments in financial assets 13,904 - -
Net fair value of derivative instruments - 665 -
Total 13,904 665 -

As of December 31, 2022

Level 1 Level 2 Level 3
(in ¤ thousands)
Fair value investments in financial assets 10,945 - -
Net fair value of derivative instruments - 644 -
Total 10,945 644 -

During the periods under review, the Group did not make any changes regarding valuation techniques for financial

instruments recognised at fair value.

F. Segment reporting

The information relating to business segments was prepared in accordance with the provisions of IFRS 8 "Operating segments" (hereinafter "IFRS 8"), which require that the provided information is consistent with the reports submitted to the highest operational decision-making level for the purpose of making decisions regarding the resources to be allocated to the sector and assessing the related results.

In particular, the Group identifies the following three operational business segments:

Electrode Technologies: this includes the offering of metal electrodes (anodes and cathodes) coated with special catalysts, electrolyser components and systems, with multiple applications, in particular (i) for the production processes of chlorine and caustic soda; (ii) for the electronics industry and in the production of components for lithium battery production; (iii) for the refining of non-ferrous metals (nickel and cobalt); (iv) for the galvanic finishing industry; (v) for the cellulose and paper industry; and (vi) for the

infrastructure sector for corrosion prevention of reinforced concrete and metal structures;

  • Water Technologies: this includes offerings related to water treatment systems, which includes electrodes, equipment, systems and facilities for disinfection and filtration of drinking, wastewater and processing water; the main applications are residential swimming pool disinfection, municipal water disinfection and filtration, and industrial and marine water treatment.
  • Energy Transition: this includes the offering of electrodes (anodes and cathodes), electrolyser components, and systems (i) for the generation of hydrogen and oxygen through water electrolysis processes, (ii) for use in fuel cells for electricity generation from hydrogen or another energy carrier (e.g., methanol, ammonia) without CO2 emissions, and (iii) for use in redox flow batteries;

In support of these business segments there are the so-called Corporate activities which costs are fully allocated to the segments.

The following tables show the economic information by business segment for the six-month periods ended June 30, 2023 and 2022:

Half-year ended June 30, 2023
Group
Total
Electrode
Technologies
Segment
Water
Technologies
Segment
Energy
Transition
Segment
(in ¤ thousands)
Revenues 420,385 231,701 141,406 47,278
Royalties and commissions (4,932) (3,437) (1,442) (53)
Cost of goods sold (269,342) (144,234) (93,693) (31,415)
Selling expenses (14,980) (4,275) (9,578) (1,127)
G&A expenses (24,349) (9,895) (12,372) (2,082)
R&D expenses (6,765) (1,520) (386) (4,859)
Other operating income (expenses) 1,019 (46) 1,022 43
Corporate costs allocation to business
segments
(16,236) (8,651) (5,732) (1,853)
EBITDA 84,800 59,643 19,225 5,932
Depreciation and amortization (14,444)
Impairment (1,276)
Provisions for risks and charges net
of releases and utilizations
(1,694)
Operating profit - EBIT 67,386
Share of profit of equity-accounted investees 1,527
Finance income 5,925
Finance expenses (10,429)
Profit before tax 64,409
Income tax expense (17,683)
Profit/(loss) for the period 46,726
Half-year ended June 30, 2022
Group
Total
Electrode
Technologies
Segment
Water
Technologies
Segment
Energy
Transition
Segment
(in ¤ thousands)
Revenues 410,467 227,952 175,650 6,865
Royalties and commissions (4,990) (4,039) (899) (52)
Cost of goods sold (249,226) (138,505) (105,834) (4,887)
Selling expenses (14,340) (4,482) (9,432) (426)
G&A expenses (22,821) (8,557) (13,490) (774)
R&D expenses (5,819) (1,134) (683) (4,002)
Other operating income (expenses) 148 34 28 86
Corporate expenses allocation to business
segments
(14,460) (7,758) (6,460) (242)
Allocation MIP (19,360) (10,751) (8,285) (324)
EBITDA 79,599 52,760 30,595 (3,756)
Depreciation and amortization (13,560) - - -
Impairment (3,083) - - -
Provisions for risks
(net of releases and utilizations)
(107) - - -
Operating profit - EBIT 62,849 - - -
Share of profit of equity-accounted investees (5,551) - - -
Finance income 21,483 - - -
Finance expenses (17,799) - - -
Profit before tax 60,982 - - -
Income tax expense (21,249) - - -
Profit/(loss) for the period 39,733 - - -

The following table shows investments by business segment as of June 30,

2023:

Group
Total
Electrode
Technologies
Segment
Water
Technologies
Segment
Energy
Transition
Segment
Activities
Corporate
(in ¤ thousands)
Half-year ended June 30,
2023
Property, plant
and equipment (**)
33,453 13,003 682 14,714 5,053
Intangible assets 3,955 527 1,887 486 1,055
Total Investment
as of 2023
37,408 13,530 2,569 15,200 6,108

(**) It does not include increases related to rights of use of Property, Plant and Equipment.

In accordance with the provisions of IFRS 8, paragraph 34, it should also be noted that for the six-month periods ended June 30, 2023 and 2022, there was only one customer (tk nucera, associated company) belonging to the Electrode Technologies business and Energy Transition business segments that generated revenues exceeding 10% of the total, amounting to Euro 108,066

thousand and Euro 64,668 thousand, in the six-month periods ended June 30, 2023 and 2022 respectively.

The table below shows the non-current assets, other than financial assets and deferred tax assets, by geographical area at June 30, 2023 and at December 31, 2022, allocated on the basis of the country in which the assets are located.

Italy EMEIA,
excluding
Italy
APAC AMS Total
(in ¤ thousands)
Intangible assets 8,104 5,531 14,751 98,041 126,427
Property, plant and equipment 42,861 32,750 69,069 60,455 205,135
Other receivables 10,571 37 770 85 11,463
Total 61,536 38,318 84,590 158,581 343,025
As of December, 2022
Italy EMEIA,
excluding
Italy
APAC AMS Total
(in ¤ thousands)
Intangible assets 8,482 4,570 17,263 101,237 131,552
Property, plant and equipment 26,903 27,471 69,725 60,078 184,177
Other receivables 8,169 15 783 63 9,030
Total 43,554 32,056 87,771 161,378 324,759

As of June 30, 2023

G. Related party transactions

Transactions with related parties, as defined by IAS 24 - Related Party Disclosures, mainly relate to commercial, administrative and financial transactions. They are carried out as part of ordinary operations, within the scope of the core business of each party and take place on an arm's length basis. In particular, the Group has relations with the following related parties:

  • the direct Parent Company, Federico De Nora S.p.A. (the "Parent Company");
  • the associated company tk nucera

and its subsidiaries (the "Associates");

  • minority shareholders and related companies, also through key executives (the "Other Related Parties");
  • executives with strategic responsibilities ("Top Management").

The table below details the statement of financial position values referring to the related party transactions at June 30, 2023 and December 31, 2021 (excluding the transactions with Top Management, that are shown in the next section):

(in ¤ thousands) Parent
Company
Associates Other -
related
parties
Total Total item
in financial
statements
Percentage
on financial
statements
item
Other non-current
receivables
As of June 30, 2023 - - 52 52 11,463 0.5%
As of December 31, 2022 - - 52 52 9,030 0.6%
Current tax assets
As of June 30, 2023 376 - - 376 6,380 5.9%
As of December 31, 2022 376 - - 376 4,893 7.7%
Current trade receivables
As of June 30, 2023 10 20,989 588 21,287 135,466 15.9%
As of December 31, 2022 17 7,250 - 7,267 123,421 5.9%
Other receivables
As of June 30, 2023 - - 52 52 31,086 0.2%
As of December 31, 2022 - - - - 33,074 0%
Other non-current payables
As of June 30, 2023 - 398 - 398 2,278 17.5%
As of December 31, 2022 - 444 - 444 2,384 18.7%
Current trade payables
As of June 30, 2023 30 797 175 1,003 86,805 1.2%
As of December 31, 2022 25 775 89 889 80,554 1,1%
Other current payables
As of June 30, 2023 - 20,592 127 20,719 83,991 24.7%
As of December 31, 2022 - 33,024 - 33,024 101,617 32.5%

Balance sheet amounts with the Parent Company mainly relate to current tax assets of Euro 376 thousand, unchanged compared to the previous year and related to the national tax consolidation agreement that was in place between the Parent Company Federico De Nora S.p.A, Industrie De Nora S.p.A., De Nora Italy S.r.l., De Nora Water Technology Italy S.r.l. and Capannoni S.r.l. discontinued in 2022 following the listing of Industrie De Nora S.p.A..

Balance sheet amounts with Associated Companies mainly correspond to current trade receivables equal to Euro 20,989 thousand and Euro 7,250 thousand, respectively at June 30, 2023 and at December 31, 2022, mainly concerning the sale of electrodes under the

supply "Tool Manufacturing and Services Agreement" initially stipulated on April 1, 2015 with tk nucera and subsequently amended.

Other current payables to Associated Companies amounting to Euro 20,592 thousand and Euro 33,024 thousand as of June 30, 2023 and December 31, 2022, respectively, mainly related to advances obtained with reference to the aforementioned supply contract.

The table below shows the detail of the economic values relating to transactions with related parties for the six-month periods ended June 30, 2023 and 2022 (excluding the transactions with Top Management, that are shown in the next section):

(in ¤ thousands) Parent
Company
Associates Other -
related
parties
Total Total item
in financial
statements
Percentage
on financial
statements
item
Revenues
First half-year ended June 30, 2023 - 108,066 595 108,661 420,384 25.8%
First half-year ended June 30, 2022 - 64,668 - 64,668 410,467 15.8%
Other income
First half-year ended June 30, 2023 27 314 1 342 3,372 10.1%
First half-year ended June 30, 2022 25 364 - 389 2,540 15.3%
Consumption of raw materials,
consumables, supplies and goods
First half-year ended June 30, 2023 - 10 181 191 198,029 0.1%
First half-year ended June 30, 2022 - 488 - 488 189,659 0.3%
Costs for services
First half-year ended June 30, 2023 30 64 912 1,006 86,586 1.2%
First half-year ended June 30, 2022 41 54 387 482 69,839 0.7%
Personnel expenses
First half-year ended June 30, 2023 - - 1 1 72,450 0%
First half-year ended June 30, 2022 - - - - 83,109 0%

The economic relations with the Associated Companies mainly relate to revenues, amounting to Euro 108,666 thousand and Euro 64,668 thousand, for the six-month periods ended June 30, 2023 and 2022, respectively, mainly concerning the sale of electrodes under the "Tool Manufacturing and Services Agreement" mentioned above.

The costs for services to Other Related Parties include remunerations to members of the Board of Directors amounting to Euro 641 thousand in the first six months of 2023 (Euro 340 thousand in the first six months of 2022), of which Euro 127 thousand still unpaid as of June 30, 2023.

Transactions with Top Management

In addition to the balance sheet and income statement amounts with related parties presented in the tables above, the Group has recognised compensation to Top Management for the amount of Euro 2,635 thousand and

Euro 20,204 thousand for the six-month periods ended June 30, 2023 and 2022, respectively. The payable in relation to Top Management amounts to Euro 845 thousand.

The table below shows the breakdown of the aforementioned compensation under the cost categories identified by IAS 24.

First half-year ended June 30

2023 2022
(in ¤ thousands)
Short-term employee benefits 2,449 2,341
Post-employment benefits 186 184
Other long-term benefits - -
Termination benefits - -
Share-based payment - 17,679
Total 2,635 20,204

Top Management compensation represents 3.6% of the total personnel expense for the six-month period ended June 30, 2023 (24.3% for the six-month period ended June 30, 2022).

H. Non-recurring events

In the period under analysis, there are no non-recurring events and operations for which information are required according to Consob Communication n. DEM/6064293 of July 28, 2006.

I. Commitments, guarantees and contingent liabilities

Commitments

The Company has not undertaken any commitments that have not been recorded in the statement of financial position, except for some orders for the purchase of capital assets amounting to around Euro 39 million at June 30, 2023.

Contingent liabilities

The Group has not assumed any contingent liabilities that have not been recognised in the financial statements.

J. Events after the reporting date

  • On July 7, 2023 the company thyssenkrupp nucera AG & Co. KGaA in which Industrie De Nora S.p.A. has a 34% stake, was listed on the regulated market (Prime Standard) of the Frankfurt Stock Exchange. The offer was related to 30,262,250 newly issued ordinary shares (including over-allotments). The proceeds are intended to drive the strong growth of the alkaline water electrolysis (AWE) technology business of tk nucera, to exploit the significant development opportunities offered by the green hydrogen market. Expected free float is 24% of share capital, if the greenshoe option is fully exercised.
  • On July 17, 2023 Citigroup Global Markets Europe AG ("Citigroup"), which acts as stabilization manager on the IPO of tk nucera, informed De Nora that the greenshoe option was exercised in full. In total, 3,947,250 greenshoe shares, which were placed with investors in the IPO, were provided to Citigroup under a share loan from thyssenkrupp Project 1 GmbH and from De Nora. Based on the final IPO price of the shares of Euro 20 per share, De Nora received gross proceeds of 26.8 million Euro from Citigroup for the sale of 1,342,065 shares. Following the payment and delivery of the greenshoe shares, De Nora holds 25.85% of tk nucera's share capital. Free float amounts to 23.96% of the share capital. The remaining 50.19% of the share capital is owned by thyssenkrupp Project 1 GmbH.

The reduction in the percentage of Industrie De Nora S.p.A. investment in tk nucera (dilutive effect) and the capital gain resulting from the exercise of the greenshoe option will determine the recognition in the consolidated financial statements of a total income of about Euro 130 million.

— The Italian Ministry for Enterprises and Made in Italy and De Nora Italy Hydrogen Technologies S.r.l. ("DNIHT") have signed the decree granting DNHIT an amount of Euro 32,250,000.00 in the form of reimbursement of expenses incurred within the fund established by the Ministry for the financial support of the enterprises participating in the implementation of Important Projects of Common European Interest (IPCEI Fund). The funding granted by the Ministry is aimed at the execution of the Italian Gigafactory project by DNHIT in joint venture with Snam S.p.A. The amount granted by the Ministry is financed through PNRR resources – the National Recovery and Resilience Plan (PNRR M2C2- I5.2) - Mission 2 'Green Revolution and Ecological Transition', Component 2 'Renewable Energy, Hydrogen, Grid and Sustainable Mobility', Investment 5.2 'Hydrogen' under the ownership of the Ministry of Ecological Transition. DNHIT is eligible to receive up to Euro 63,206,000 of public funding, following the additional resources which might become available in the framework of the support to the IPCEI Hydrogen 1.

Milan, July 31, 2023

On behalf of the Board of Directors The Managing Director Paolo Enrico Dellachà

Attestation of the half-year Report as of June 2023 of Industrie De Nora S.p.A.

in accordance with Article 81-ter of CONSOB Regulation No. 11971 of May 14, 1999 and subsequent amendments and additions.

The undersigned Paolo Enrico Dellachà and Massimiliano Moi respectively Chief Executive Officer and Principal Financial Officer of Industrie De Nora S.p.A. (the Company) declare, also considering the provisions of Article 154-bis, paragraphs 3 and 4, of Legislative Decree No. 58 of February 24, 1998:

  • the adequacy in relation to the Company's characteristics, and
  • the operating effectiveness of the financial and accounting procedures for the preparation of the Condensed Consolidated Half-Year Financial Statements as of June 30, 2023 of Industrie De Nora S.p.A., during the first half of 2023.

No significant issues have arisen in this regard.

The undersigned also certify that the Condensed Consolidated Half-Year Financial Statements as of June 30, 2023:

  • have been prepared in accordance with International Financial Reporting Standards as endorsedby the European Community pursuant to Regulation (EC) no. 1606/2002 of the European Parliament and of the Council of 19 July 2002;
  • corresponds to the results in the books and records;
  • are suitable for giving a true and fair view of the financial and economic position of the listed Company and the companies included in the scope of consolidation.

The interim management provides a reliable analysis of the significant events occurred in the first six months of the year and their incidence on the condensed consolidated half-year financial statements, as well as a description of the principal risks and uncertainties for the remaining six months of the year. The interim management report also includes a reliable analysis of the information regarding relevant transactions with related parties.

Milan, July 31 2023

Paolo Enrico Dellachà Chief Executive Officer

Massimiliano Moi Principal Financial Officer

REVIEW REPORT ON CONDENSED CONSOLIDATED HALF-YEAR FINANCIAL STATEMENTS

To the shareholders of Industrie De Nora SpA

Foreword

We have reviewed the accompanying condensed consolidated half-year financial statements of Industrie De Nora SpA and its subsidiaries (the De Nora Group) as of 30 June 2023, comprising the interim consolidated statement of financial position, interim consolidated income statement, interim consolidated statement of comprehensive income, interim statement of changes in the net consolidated equity, interim consolidated statement of cashflows and related notes. The directors of Industrie De Nora SpA are responsible for the preparation of the condensed consolidated half-year financial statements in accordance with International Accounting Standard 34 applicable to interim financial reporting (IAS 34) as adopted by the European Union. Our responsibility is to express a conclusion on these condensed consolidated half-year financial statements based on our review.

Scope of Review

We conducted our work in accordance with the criteria for a review recommended by Consob in Resolution 10867 of 31 July 1997. A review of condensed consolidated half-year financial statements consists of making enquiries, primarily of persons responsible for financial and accounting matters, and applying analytical and other review procedures. A review is substantially less in scope than a fullscope audit conducted in accordance with International Standards on Auditing (ISA Italia) and, consequently, does not enable us to obtain assurance that we would become aware of all significant matters that might be identified in an audit. Accordingly, we do not express an audit opinion on the condensed consolidated half-year financial statements.

Conclusion

Based on our review, nothing has come to our attention that causes us to believe that the condensed consolidated half-year financial statements of De Nora Group as of 30 June 2023 are not prepared, in all material respects, in accordance with International Accounting Standard 34 applicable to interim financial reporting (IAS 34) as adopted by the European Union.

Milan, 1 August 2023

PricewaterhouseCoopers SpA

Signed by Francesco Ronco (Partner)

This report has been translated into English from the Italian original solely for the convenience of international readers

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