AIXTRON SE

Declaration of Voting Results & Voting Rights Announcements • Nov 4, 2013

News Details

Voting Rights Announcements | 4 November 2013 13:47

AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the objective of Europe-wide distribution

AIXTRON SE

04.11.2013 13:47

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a company of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG and Art.
25, Sec. 1 WpHG

We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
October 30, 2013:
1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

1. Notifier:
   DEUTSCHE BANK AKTIENGESELLSCHAFT , Frankfurt, Germany

2. Triggering event:
   Exceeding Threshold

3. Threshold(s) crossed or reached:
   5%

4. Date at which the threshold is crossed or reached:
   24.10.2013

5. Total amount of voting rights:
   6.19% (equals 6964619 voting rights)
   calculated from the following total number of voting rights issued:
   112454470

6. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.77% (equals 862461 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.02% (equals 25000 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
5.40% (equals 6077158 voting rights)

1. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 26.11.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 04.11.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 06.05.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.04.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 31.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 19.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 18.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 16.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 10.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.12.2013

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 29.05.2015

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 19.11.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 14.10.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 12.09.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 13.08.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 31.07.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 03.07.2014

ISIN or name/description of the financial/other instrument: Cash Settled
Swap
Maturity:
Expiration date: 14.05.2014

ISIN or name/description of the financial/other instrument: Physically
Settled Short Put Option
Maturity:
Expiration date: 20.12.2013

Furthermore, we received the following notification pursuant to Art. 25,
sec. 1 WpHG on October 30, 2013:
1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

1. Notifier:
   DEUTSCHE BANK AKTIENGESELLSCHAFT, Frankfurt, Germany

2. Triggering event:
   Exceeding threshold

3. Threshold(s) crossed or reached:
   5%

4. Date at which the threshold is crossed or reached:#
   24.10.2013

5. Total amount of voting rights:
   5.43% (equals 6102158 voting rights)
   calculated from the following total number of voting rights issued:
   112454470

6. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
0.02% (equals 25000 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
5.40% (equals 6077158 voting rights)

1. Detailed information on financial/other instruments pursuant to sec. 25
   WpHG:

ISIN or name/description of the financial/other instrument: Physically
Settled Long Call
Exercise period:
Maturity:
Expiration date: 20.12.2013

04.11.2013 DGAP's Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language: English
Company: AIXTRON SE
Kaiserstr. 98
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of Announcement DGAP News-Service

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