AIXTRON SE

News Details

Voting Rights Announcements | 15 January 2015 13:30

AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the objective of Europe-wide distribution

AIXTRON SE

15.01.2015 13:30

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
January 12, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS Group AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
5%
Date at which the threshold is crossed or reached:
06.01.2015
Total amount of voting rights: 5.34% (equals 6018579 voting rights)
calculated from the following total number of voting rights issued:
112694555
Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights)
thereof held indirectly: 1.33% (equals 1493285 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 0.79% (equals 891796 voting rights)
thereof held indirectly: 0.79% (equals 891796 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting
rights)

Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 20.03.2015

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 04.02.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 24.04.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.02.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on January 12, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
5%
Date at which the threshold is crossed or reached:
06.01.2015
Total amount of voting rights:
5.34% (equals 6018579 voting rights)
calculated from the following total number of voting rights issued:
112694555
Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 1.33% (equals 1493285 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG: 0.79% (equals 891796 voting rights)
thereof held indirectly: 0.00% (equals 0 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG: 3.22% (equals 3633498 voting
rights)

Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 20.03.2015