AI Terminal
CAPRICORN ENERGY PLC
Major Shareholding Notification • May 30, 2024
4699_mrq_2024-05-30_6707656e-a1f4-48d3-89cc-bd93ecde87c7.html
Major Shareholding Notification
Open in ViewerOpens in native device viewer
National Storage Mechanism | Additional information 
RNS Number : 4345Q
Capricorn Energy PLC
30 May 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BNKT5L33
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
Other
Comments
Refer to additional comments in section 11
3. Details of person subject to the notification obligation
Name
Morgan Stanley
City of registered office (if applicable)
Country of registered office (if applicable)
US
| Name | City of registered office | Country of registered office |
| Morgan Stanley | Wilmington, Delaware | USA |
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| Morgan Stanley & Co. International plc | London | UNITED KINGDOM |
5. Date on which the threshold was crossed or reached
24-May-2024
6. Date on which Issuer notified
29-May-2024
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 12.689430 | 0.000000 | 12.689430 | 9155906 |
| Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB00BNKT5L33 | 9155906 | 12.689430 | ||
| Sub Total 8.A | 9155906 | 12.689430% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| Sub Total 8.B1 |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Sub Total 8.B2 |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Morgan Stanley (Chain 1) | ||||
| Morgan Stanley (Chain 1) | Morgan Stanley International Holdings Inc. | |||
| Morgan Stanley (Chain 1) | Morgan Stanley International Limited | |||
| Morgan Stanley (Chain 1) | Morgan Stanley Investments (UK) | |||
| Morgan Stanley (Chain 1) | Morgan Stanley & Co. International plc | 12.689430 | 12.689430% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Whilst Morgan Stanley's interest in Capricorn Energy Plc shares remains within the 12% threshold as disclosed on the notification of 29th April 2024, this notification is being made following the completion of the recent Share Consolidation and listing of new ordinary shares on 24th May 2024.
Of the total voting rights attached to shares in Section 8A, 26,553 (0.036801%) of these are the result of stock borrowing agreements.
12. Date of Completion
29-May-2024
13. Place Of Completion
Glasgow
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
END
HOLURRBRSVUVORR