AIXTRON SE

News Details

Voting Rights Announcements | 28 April 2015 18:27

AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the objective of Europe-wide distribution

AIXTRON SE

28.04.2015 18:27

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 23, 2015:

Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
Notifier: UBS Group AG, Zurich, Switzerland
Triggering event: Falling below threshold
Threshold(s) crossed or reached: 10%
Date at which the threshold is crossed or reached: 17.04.2015
Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 3.85% (equals 4342176 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0.76% (equals 860981 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Physically
settled Put Option
Maturity:
Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on April 23, 2015:

Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
Notifier: UBS AG, Zurich, Switzerland
Triggering event: Falling below threshold
Threshold(s) crossed or reached: 10%
Date at which the threshold is crossed or reached: 17.04.2015
Total amount of voting rights: 9.998% (equals 11267523 voting rights)
calculated from the following total number of voting rights issued:
112701905
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.85% (equals 4342176 voting rights) thereof held
indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.76% (equals 860981 voting rights) thereof held indirectly:
0% (equals 0 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.38% (equals 6064366 voting
rights)

Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG: