AIXTRON SE

Declaration of Voting Results & Voting Rights Announcements • Jul 27, 2015

News Details

Voting Rights Announcements | 27 July 2015 20:04

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

27.07.2015 20:04

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 22, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
   Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.07.2015
6. Total amount of voting rights: 9.80% (equals 11051088 voting rights)
   calculated from the following total number of voting rights issued:
   112715180
7. Detailed information on the voting rights proportion:
   Voting rights proportion based on financial/other instruments pursuant to
   Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held
   indirectly: 0% (equals 0 voting rights)
   Voting rights proportion based on financial/other instruments pursuant to
   Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly:
   0.15% (equals 172000 voting rights)
   Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting
   rights)
8. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 06.06.2016
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 30.09.2016
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 08.12.2016
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 20.12.2016
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 13.07.2017
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 01.08.2017
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 03.11.2017
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 05.02.2018
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 19.03.2018
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 19.07.2017
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 02.12.2016
   ISIN or name/description of the financial/other instrument: Equity Swap
   Expiration date: 13.12.2016

Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 22, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 17.07.2015
6. Total amount of voting rights: 9.80% (equals 11051088 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.81% (equals 4292006 voting rights) thereof held
indirectly: 3.81% (equals 4292006 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.73% (equals 821670 voting rights) thereof held indirectly:
0.73% (equals 821670 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.27% (equals 5937412 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016

27.07.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of Announcement DGAP News-Service

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