AIXTRON SE

Declaration of Voting Results & Voting Rights Announcements • Aug 5, 2015

News Details

Voting Rights Announcements | 5 August 2015 17:18

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

05.08.2015 17:18

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
July 31, 2015:

1. Listed company:
   AIXTRON SE
   Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
   UBS Group AG, Zurich, Switzerland

3. Triggering event:
   Exceeding Threshold

4. Threshold(s) crossed or reached:
   10%

5. Date at which the threshold is crossed or reached:
   28.07.2015

6. Total amount of voting rights:
   10.08% (equals 11362031 voting rights)
   calculated from the following total number of voting rights issued:
   112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.64% (equals 4099643 voting rights)

thereof held indirectly:
3.64% (equals 4099643 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.10% (equals 1237211 voting rights)

thereof held indirectly:
1.10% (equals 1237211 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
5.35% (equals 6025177 voting rights)

1. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:

1. Listed company:
   AIXTRON SE
   Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
   UBS AG, Zurich, Switzerland

3. Triggering event:
   Exceeding Threshold

4. Threshold(s) crossed or reached:
   10%

5. Date at which the threshold is crossed or reached:
   28.07.2015

6. Total amount of voting rights:
   10.08% (equals 11362031 voting rights)
   calculated from the following total number of voting rights issued:
   112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.64% (equals 4099643 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.10% (equals 1237211 voting rights)
thereof held indirectly:
0.44% (equals 500416 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
5.35% (equals 6025177 voting rights)

1. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore, on July 31, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via shares
its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on July 29, 2015 and on that day
amounted to 4.72% (this corresponds to 5315065 Voting Rights).
4.72% of Voting Rights (this corresponds to 5315065 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed
Voting Rights are held by the following companies under its control, whose
share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS
AG.

Furthermore, on July 31, 2015, UBS AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its Voting
Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5%
threshold of the Voting Rights on July 29, 2015 and on that day amounted to
4.72% (this corresponds to 5315065 Voting Rights).
1.08% of Voting Rights (this corresponds to 1219803 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany

1. Notifier:
   UBS Group AG, Zurich, Switzerland

2. Triggering event:
   Falling below threshold

3. Threshold(s) crossed or reached:
   10%

4. Date at which the threshold is crossed or reached:
   29.07.2015

5. Total amount of voting rights:
   9.77% (equals 11013942 voting rights)
   calculated from the following total number of voting rights issued:
   112715180

6. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.65% (equals 4112572 voting rights)
thereof held indirectly:
3.65% (equals 4112572 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.41% (equals 1586305 voting rights)
thereof held indirectly:
1.41% (equals 1586305 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.72% (equals 5315065 voting rights)

1. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on July 31, 2015:

1. Listed company:
   AIXTRON SE
   Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier:
   UBS AG, Zurich, Switzerland

3. Triggering event:
   Falling below threshold

4. Threshold(s) crossed or reached:
   10%

5. Date at which the threshold is crossed or reached:
   29.07.2015

6. Total amount of voting rights:
   9.77% (equals 11013942 voting rights)
   calculated from the following total number of voting rights issued:
   112715180

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.65% (equals 4112572 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
1.41% (equals 1586305 voting rights)
thereof held indirectly:
0.16% (equals 178311 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.72% (equals 5315065 voting rights)

1. Detailed information on financial/other instruments pursuant to Art.
   25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

05.08.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of Announcement DGAP News-Service

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