AIXTRON SE

Declaration of Voting Results & Voting Rights Announcements • Aug 19, 2015

News Details

Voting Rights Announcements | 19 August 2015 17:38

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

19.08.2015 17:38

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on August
14, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 12.08.2015
6. Total amount of voting rights: 10.03% (equals 11302645 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.77% (equals 4251030 voting rights) thereof held
indirectly: 3.77% (equals 4251030 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.39% (equals 1567065 voting rights) thereof held indirectly:
1.39% (equals 1567065 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.87% (equals 5484550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 31.10.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 14, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 12.08.2015
6. Total amount of voting rights: 10.03% (equals 11302645 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.77% (equals 4251030 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.39% (equals 1567065 voting rights) thereof held indirectly:
0.23% (equals 261523 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.87% (equals 5484550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 31.10.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 19, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling Below Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 14.08.2015
6. Total amount of voting rights: 9.66% (equals 10892233 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.54% (equals 3986146 voting rights) thereof held
indirectly: 3.54% (equals 3986146 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.27% (equals 1427924 voting rights) thereof held indirectly:
1.27% (equals 1427924 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.86% (equals 5478163 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 19, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling Below Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 14.08.2015
6. Total amount of voting rights: 9.66% (equals 10892233 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.54% (equals 3986146 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.27% (equals 1427924 voting rights) thereof held indirectly:
0.11% (equals 121408 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.86% (equals 5478163 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Expiration date: 18.12.2015

19.08.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of Announcement DGAP News-Service

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