AIXTRON SE

Declaration of Voting Results & Voting Rights Announcements • Aug 27, 2015

News Details

Voting Rights Announcements | 27 August 2015 19:51

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

27.08.2015 19:51

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on August
24, 2015:
1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.08.2015
6. Total amount of voting rights: 10.01% (equals 11287969 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.71% (equals 4180234 voting rights) thereof held
indirectly: 3.71% (equals 4180234 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly:
1.52% (equals 1710145 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Exceeding Threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.08.2015
6. Total amount of voting rights: 10.01% (equals 11287969 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion: Voting rights
proportion based on financial/other instruments pursuant to Art. 25a, Sec.
1 WpHG: 3.71% (equals 4180234 voting rights) thereof held indirectly: 0.00%
(equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.52% (equals 1710145 voting rights) thereof held indirectly:
0.20% (equals 229901 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.79% (equals 5397590 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 19.08.2015
6. Total amount of voting rights: 9.91% (equals 11172502 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion: Voting rights
proportion based on financial/other instruments pursuant to Art. 25a, Sec.
1 WpHG: 3.69% (equals 4160173 voting rights) thereof held indirectly: 3.69%
(equals 4160173 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly:
1.41% (equals 1587851 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

Furthermore we received the following notification pursuant to Art. 25a
WpHG on August 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 19.08.2015
6. Total amount of voting rights: 9.91% (equals 11172502 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.69% (equals 4160173 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 1.41% (equals 1587851 voting rights) thereof held indirectly:
0.11% (equals 127607 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 4.81% (equals 5424478 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Short PUT Option
Maturity:
Expiration date: 18.12.2015

27.08.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of Announcement DGAP News-Service

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