AIXTRON SE

News Details

Voting Rights Announcements | 15 October 2015 17:07

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

15.10.2015 17:07

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
12, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS Group AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
10%
Date at which the threshold is crossed or reached:
07.10.2015
Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
3.54% (equals 3985936 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
2.59% (equals 2922459 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015

Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
10%
Date at which the threshold is crossed or reached:
07.10.2015
Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)

thereof held indirectly:
0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)

thereof held indirectly:
1.07% (equals 1208660 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)

Detailed information on financial/other instruments pursuant to Art. 25a
WpHG: