AIXTRON SE

News Details

Voting Rights Announcements | 3 November 2015 17:32

AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

03.11.2015 17:32

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
29, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS Group AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
10%
Date at which the threshold is crossed or reached:
23.10.2015
Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
3.73% (equals 4205933 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
2.35% (equals 2644960 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:

Chain of controlled undertakings:
UBS AG

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.04.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016

ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017

ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 18.12.2015

Further more we received the following notification pursuant to Art. 25a
WpHG on October 29, 2015:

Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
Notifier:
UBS AG, Zurich, Switzerland
Triggering event:
Exceeding Threshold
Threshold(s) crossed or reached:
10%
Date at which the threshold is crossed or reached:
23.10.2015
Total amount of voting rights:
10.26% (equals 11559885 voting rights)
calculated from the following total number of voting rights issued:
112715180
Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.73% (equals 4205933 voting rights)

thereof held indirectly:
0.00% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.35% (equals 2644960 voting rights)

thereof held indirectly:
0.76% (equals 854865 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG:
4.18% (equals 4708992 voting rights)

Detailed information on financial/other instruments pursuant to Art. 25a
WpHG: