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Kloeckner & Co SE
Declaration of Voting Results & Voting Rights Announcements • Dec 4, 2015
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Declaration of Voting Results & Voting Rights Announcements
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Voting Rights Announcements | 4 December 2015 12:16
Klöckner & Co SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
DGAP Voting Rights Announcement: Klöckner & Co. SE
2015-12-04 / 12:16
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings on 03.12.2015
1. Details of issuerKlöckner & Co. SE
Am Silberpalais 1
47057 Duisburg
Germany
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Implementation of Directive 2013/50/EU; application of Trading Book exemption to EEA-domiciled entities |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
| UBS Group AG | Zurich Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached26.11.2015
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer | |
| Resulting situation | 0,43 % | 0,84 % | 1,27 % | 99750000 |
| Previous notification | % | % | 4,88 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
| direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
|
| DE000KC01000 | 0 | 431495 | 0 % | 0,43 % |
| Total | 431495 | 0,43 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares / Recht zum Rückruf verliehener Aktien | at any time / jederzeit | 153876 | 0,15 % | |
| Right to substitute shares delivered as collateral / Recht zum Austausch als Sicherheit gelieferter Aktien | at any time / jederzeit | 68768 | 0,07 % | |
| Total | 222644 | 0,22 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| DE000A1GKFA1 | 22.12.2017 | Both | 616036 | 0,62 % | |
| Total | 616036 | 0,62 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management (Australia) Ltd | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management (Singapore) Ltd | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management Holding (No.2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Ltd | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Fund Management (Luxembourg) S.A. | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Switzerland AG | % | % | % |
| % | % | % | |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Global Asset Management (Japan) Ltd | % | % | % |
9. In case of proxy voting according to § 22 Abs. 3 WpHG
| Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
2015-12-04 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
| Language: | English |
| Company: | Klöckner & Co. SE |
| Am Silberpalais 1 | |
| 47057 Duisburg | |
| Germany | |
| Internet: | www.kloeckner.com |
| End of News | DGAP News Service |