Declaration of Voting Results & Voting Rights Announcements • Feb 12, 2016
Declaration of Voting Results & Voting Rights Announcements
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Voting Rights Announcements | 12 February 2016 13:33
Correction of a release from 11.02.2016, 18:38 CET/CEST – SAF-HOLLAND S.A.: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg
SAF-HOLLAND S.A.
12.02.2016 13:33
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
ESMA/2015/1597 Date:22 October 2015
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the competent authority) (i)
1. Identity of the issuer or the underlying issuer of existing shares to
which voting rights are attached (ii):
SAF-HOLLAND GmbH, Hauptstraße 26, D-63856 Bessenbach, Germany
[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv):
Name: Delta Lloyd Asset Management N.V.
City and country of registered office (if applicable): Amsterdam, the
Netherlands
4. Full name of shareholder(s) (if different from 3.) (v):
Delta Lloyd Deelnemingen Fonds N.V.
Delta Lloyd Europees Deelnemingen Fonds N.V.
Delta Lloyd L European Participation Fund SICAV
6. Total positions of person(s) subject to the notification obligation:
% of voting
% of voting rights Total of Total number
rights attached through both in % of voting
to shares (total financial in- (7.A + rights of
of 7.A) struments 7.B) issuer (vii)
(total of
7.B.1 +
7.B.2)
Resulting situation
on the date on
which threshold 5.07% 0% 5.07% 45,361,112
was crossed or
reached
Position of
previous n/a n/a n/a
notification (if
appli-
cable)
7. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii):
A: Voting rights attached to shares
Class/type of
shares Number of voting rights (ix) % of voting rights
Direct Indirect Direct Indirect
ISIN code (if
possible) (Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
LU0307018795 2,297,665 5.07%
SUBTOTAL A 2,297,665 5.07%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/
109/EC
Number of voting rights
that may be acquired if the
Type of Expirat- Exercise/ instrument is exercised/
financial ion date (x) Conversion converted. % of
instrument Period(xi) voting
rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC
Exercise/
Type of Expirat- Convers- Physical or Number of % of
financial ion date(x) ion cash voting voting
instrument Period(xi) settlement(xii) rights rights
SUBTOTAL B.2
8. Information in relation to the person subject to the notification
obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s)holding directly or indirectly an interest in the
(underlying) issuer.xiii
[X] Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv:
% of voting rights
% of voting rights through financial in- Total of both if
if it equals or is struments if it equals it equals or is
Namexv higher than the or is higher than the higher than the
notifiable threshold notifiable threshold notifiable
threshold
Delta
Lloyd
N.V.
DLAM
Holding
N.V.
Delta 5.07% 5.07%
Lloyd
Asset
Managem-
ent N.V.
Delta
Lloyd
Deelne-
mingen
Fonds
N.V.
Delta
Lloyd
Europees
Deelnem-
ingen
Fonds
N.V.
Delta
Lloyd L
Europe-
an
Partici-
pation
Fund
SICAV
In case of proxy voting: [name of the proxy holder] will cease to hold
[% and number] voting rights as of [date]
Additional information (xvi):
Delta Lloyd Asset Management N.V. is manager of the portfolios of the funds
and entitled to exercise the voting rights.
Done at Amsterdam on 10 February 2016
Annex: Notification of major holdings (only to be filed with competent
authority and not with the relevant issuer)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)
Delta Lloyd Asset Mangement N.V.
Contact address (registered office for legal entities)
Amstelplein 6, 1096 BC, Amsterdam
E-Mail
[email protected]
Phone number / Fax number
+31 20 594 3497
Other useful information (at least legal a contact person for legal
persons)
B: Identity of the notifier, if applicable
Full name
Delta Lloyd Asset Management N.V.
Contact address
Amstelplein 6, 1096 BC, Amsterdam
E-Mail
[email protected]
Phone number / Fax number
+31 20 594 3497
Other useful information (e.g. functional relationship with the person or
legal entity subject to the notification obligation)
K.C. Cimmermans, Legal Officer
C: Additional information:
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC)
as for instance the applicable thresholds or information regarding capital
holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding
(e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 10 (b) to (h) of Directive
2004/109/EC; or (c) the holder of financial instruments referred to in
Article 13(1) of Directive 2004/109/EC.
As the disclosure of cases of acting in concert may vary due to the
specific circumstances (e.g. same or different total positions of the
parties, entering or exiting of acting in concert by a single party) the
standard form does not provide for a specific method how to notify cases of
acting in concert.
In relation to the transactions referred to in points (b) to (h) of Article
10 of Directive 2004/109/EC, the following list is provided as indication
of the persons who should be mentioned:
in the circumstances foreseen in letter (b) of Article 10 of that
Directive, the natural person or legal entity that acquires the voting
rights and is entitled to exercise them under the agreement and the natural
person or legal entity who is transferring temporarily for consideration
the voting rights;
in the circumstances foreseen in letter (c) of Article 10 of that
Directive, the natural person or legal entity hold- ing the collateral,
provided the person or entity controls the voting rights and declares its
intention of exercising them, and natural person or legal entity lodging
the collateral under these conditions;
in the circumstances foreseen in letter (d) of Article 10 of that
Directive, the natural person or legal entity who has a life interest in
shares if that person or entity is entitled to exercise the voting rights
attached to the shares and the natural person or legal entity who is
disposing of the voting rights when the life interest is created;
in the circumstances foreseen in letter (e) of Article 10 of that
Directive, the controlling natural person or legal entity and, provided it
has a notification duty at an individual level under Article 9, under
letters (a) to (d) of Article
10 of that Directive or under a combination of any of those situations, the
controlled undertaking;
in the circumstances foreseen in letter (f) of Article 10 of that
Directive, the deposit taker of the shares, if he can exercise the voting
rights attached to the shares deposited with him at his discretion, and the
depositor of the shares allowing the deposit taker to exercise the voting
rights at his discretion;
in the circumstances foreseen in letter (g) of Article 10 of that
Directive, the natural person or legal entity that controls the voting
rights;
in the circumstances foreseen in letter (h) of Article 10 of that
Directive, the proxy holder, if he can exercise the voting rights at his
discretion, and the shareholder who has given his proxy to the proxy holder
allowing the latter to exercise the voting rights at his discretion (e.g.
management companies).
v Applicable in the cases provided for in Article 10 (b) to (h) of
Directive 2004/109/EC. This should be the full name of the shareholder who
is the counterparty to the natural person or legal entity referred to in
Article 10 of that Directive unless the percentage of voting rights held by
the shareholder is lower than the lowest notifiable threshold for the
disclosure of voting rights holdings in accordance with national practices
(e.g. identification of funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable threshold in
accordance with national law, please note that it might not be necessary in
accordance with national law to disclose the extent of the holding, only
that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect hold- ing', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no com- bined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date
when right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of
voting rights is to be presented on a delta- adjusted basis (Article 13(1a)
of Directive 2004/109/EC).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be presented also in the
cases, in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only thus the
markets get always the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial
instruments are effectively held the chains have to be presented chain by
chain leaving a row free between different chains (e.g.: A, B, C, free row,
A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the
lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
12.02.2016 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
Language: English
Company: SAF-HOLLAND S.A.
68-70, boulevard de la Pétrusse
L-2320 Luxembourg
Grand Duchy of Luxembourg
Internet: www.safholland.com
End of Announcement DGAP News-Service
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