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1stdibs.com, Inc. — Director's Dealing 2021
Jun 10, 2021
34214_dirs_2021-06-09_d989e5ff-3519-4f80-bcd9-4e4ea40c9bc9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 1stdibs.com, Inc. (DIBS)
CIK: 0001600641
Period of Report: 2021-06-09
Reporting Person: Nguyen Tu (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21748 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.02 | 2027-07-27 | Common Stock (1666) | Direct | |
| Employee Stock Option (right to buy) | $4.11 | 2028-05-15 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $4.47 | 2028-11-29 | Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $4.56 | 2029-05-14 | Common Stock (16666) | Direct | |
| Employee Stock Option (right to buy) | $4.59 | 2030-06-19 | Common Stock (136000) | Direct | |
| Employee Stock Option (right to buy) | $9.45 | 2031-03-19 | Common Stock (29500) | Direct | |
| Employee Stock Option (right to buy) | $9.45 | 2031-03-19 | Common Stock (68833) | Direct |
Footnotes
F1: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2017, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F2: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2018, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F3: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of November 1, 2018, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F4: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2019, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F5: Represents an initial option to purchase 450,000 shares of common stock (prior to giving effect to a 1-for-3 reverse stock split), with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F6: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2021, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F7: Option vests over four years, with 20.8333% of the shares vesting on January 1, 2022, and with 79.1667% of the shares vesting in 38 equal monthly installments thereafter, subject to the consummation of the Issuer's initial public offering and the reporting person's continued service with the Issuer through the applicable vesting date.