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1ST SOURCE CORP — Director's Dealing 2016
Mar 11, 2016
31876_dirs_2016-03-11_6caadb7b-30e7-4063-95cb-f53096da5551.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: 1ST SOURCE CORP (SRCE)
CIK: 0000034782
Period of Report: 2015-12-31
Reporting Person: MURPHY CHRISTOPHER J III (Director, Chairman, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-18 | Common Stock | G | 154 | — | Disposed | 530645 | Direct |
| 2015-09-24 | Common Stock | G | 302 | — | Disposed | 530343 | Direct |
| 2015-09-18 | Common Stock | G | 375 | — | Disposed | 1299382 | Indirect |
| 2015-09-24 | Common Stock | G | 81 | — | Disposed | 1299301 | Indirect |
| 2015-10-08 | Common Stock | G | 1321679 | — | Acquired | 2620980 | Indirect |
| 2015-12-29 | Common Stock | G | 15375 | — | Disposed | 2605605 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51279 | Indirect |
| Common Stock | 125893 | Indirect |
| Common Stock | 438131 | Indirect |
| Common Stock | 282119 | Indirect |
| Common Stock | 214770 | Indirect |
| Common Stock | 584600 | Indirect |
Footnotes
F1: On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held directly by Mr. Murphy increased by 48,254 shares.
F2: On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held indirectly by spouse increased by 118,159 shares. Mr. Murphy disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: Mrs. Murphy acquired the power to direct the trustee with respect to the disposition of these shares of common stock held by certain trusts for the benefit of her family line upon her appointment as the family designated representative to such trusts effective October 8, 2015. Mr. Murphy's subsequent Form 4 filed on February 29, 2016 did not reflect these additional shares.
F4: Mrs. Murphy gifted 15,375 shares on December 29, 2015 instead of the 16,200 reported on Mr. Murphy's original Form 5 filing.
F5: Between January 1, 2015 and December 31, 2015, Mr. Murphy acquired a total of 5,761 shares of 1st Source Corporation common stock under the 401(k) Plan through normal contributions and a 10% stock dividend declared by 1st Source Corporation on July 22, 2015, payable to all holders of record of common stock on August 15, 2015. The information in this report is based on a plan statement dated as of December 31, 2015.
F6: The shares of 1st Source Corporation common stock held by Mr. Murphy under the 401(k) Plan were understated by one share in his original Form 5 filing and his subsequent Form 4 filed on February 29, 2016.
F7: On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held by Mr. Murphy indirectly by corporation increased by 11,444 shares.
F8: On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result. the amount of shares of common stock held by Mr. Murphy indirectly by ERCO II Partnership increased by 39,830 shares, the amount of shares held indirectly by ERCO III Partnership increased by 25,647 shares, and the amount of shares held indirectly by Ltd. Partnership increased by 19,524 shares. Mr. Murphy disclaims beneficial ownership of those shares held by the partnership exceeding his pecuniary interest, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of such excess shares for purposes of Section 16 or for any other purpose.
F9: On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held by Mr. Murphy indirectly by LLC increased by 53,145 shares. Mr. Murphy's spouse is a voting member, and Mr. Murphy is a non-voting member, of the LLC. Mr. Murphy disclaims beneficial ownership of those shares held by the LLC exceeding his pecuniary interest, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of such excess shares for purposes of Section 16 or for any other purpose.