AI Terminal
CAPRICORN ENERGY PLC
Transaction in Own Shares • Feb 2, 2024
4699_dirs_2024-02-02_5a201260-4468-44c6-a655-6fcb246a7356.html
Transaction in Own Shares
Open in ViewerOpens in native device viewer
National Storage Mechanism | Additional information 
RNS Number : 9232B
Capricorn Energy PLC
02 February 2024
FOR IMMEDIATE RELEASE 2 February 2024
CAPRICORN ENERGY PLC ("Capricorn" or "the Company")
Interests of Directors / Persons Discharging Managerial Responsibility ("PDMRs")
in the Company's Shares
1. Purchase of Partnership Shares / Award of Matching Shares under the Company's 2010 Share Incentive Plan (the "SIP" or the "Plan")
Capricorn announces that, on the dates noted in the table below, the trustee of the Company's HMRC approved all-employee SIP purchased ordinary shares of 735/143 pence each in the Company ("Ordinary Shares") in the market on behalf of Nathan Piper in the "Partnership Share" element of the SIP using deductions made from his gross salary.
Capricorn also announces that, on the dates noted in the table below, awards of further Ordinary Shares were made to Nathan Piper under the "Matching Share" element of the SIP on the basis of two free Matching Shares for every one Partnership Share purchased. The Ordinary Shares used to satisfy these awards were previously purchased on the market.
Details of the PDMR who participated in the purchase / award are as follows:
| PDMR | Date of transaction | Price per Ordinary Share* | Number of Partnership Shares Purchased | Number of Matching Shares Awarded | Total Number of Shares Acquired |
| Nathan Piper, Commercial Director | 06/11/23 | £1.7146 | 87 | 174 | 261 |
| 06/12/23 | £1.3823 | 109 | 218 | 327 | |
| 08/01/24 | £1.6532 | 90 | 180 | 270 |
* The figures in this column represent the price paid for the corresponding Partnership Shares. No consideration was payable by the PDMR for his Matching Shares.
In accordance with the rules of the SIP, Partnership and Matching Shares are initially held by the Trustee on the participants' behalf and, in the case of Matching Shares, must normally remain so held throughout a period of five years from the date of award.
2. Summary of current holdings of Executive Directors / PDMRs
Following the above transactions, and on the date of this announcement, Nathan Pipers' beneficial interests in the Ordinary Shares of the Company are as follows:
| PDMR | Previous Shares* |
Current Shares | % Issued Share Capital | Outstanding entitlements under 2017 LTIP | |
| Unvested Awards still subject to performance conditions | Vested but unexercised Awards** | ||||
| Nathan Piper | 2,107 | 2,965 | 0.003 | 107,700 | 0 |
* This number represents the PDMR's shareholding as disclosed on 30 October 2023.
** This column includes all outstanding awards that have vested following the expiry of the applicable performance period, regardless of whether or not they are currently capable of being exercised under the rules of the 2017 LTIP.
The following notifications are intended to satisfy the Company's obligations under Article 19(3) of EU Regulation No 596/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018.
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nathan Piper
2
Reason for the notification
a)
Position/status
Commercial Director
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Capricorn Energy PLC
b)
LEI
213800ZJEUQ8ZOC9AL24
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Partnership shares purchased under the Company's all-employee Share Incentive Plan (2010).
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.7146 | 87 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
6 November 2023
f)
Place of the transaction
London Stock Exchange
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Matching shares awarded under the Company's all-employee Share Incentive Plan (2010) on the basis of two free matching shares for every one partnership share purchased.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £0.00 | 174 |
d)
Aggregated information
- Aggregated volume
- Price
- Not applicable
e)
Date of the transaction
6 November 2023
f)
Place of the transaction
London Stock Exchange
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nathan Piper
2
Reason for the notification
a)
Position/status
Commercial Director
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Capricorn Energy PLC
b)
LEI
213800ZJEUQ8ZOC9AL24
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Partnership shares purchased under the Company's all-employee Share Incentive Plan (2010).
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.3823 | 109 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
6 December 2023
f)
Place of the transaction
London Stock Exchange
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Matching shares awarded under the Company's all-employee Share Incentive Plan (2010) on the basis of two free matching shares for every one partnership share purchased.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £0.00 | 218 |
d)
Aggregated information
- Aggregated volume
- Price
- Not applicable
e)
Date of the transaction
6 December 2023
f)
Place of the transaction
London Stock Exchange
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nathan Piper
2
Reason for the notification
a)
Position/status
Commercial Director
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Capricorn Energy PLC
b)
LEI
213800ZJEUQ8ZOC9AL24
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Partnership shares purchased under the Company's all-employee Share Incentive Plan (2010).
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.6532 | 90 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
8 January 2024
f)
Place of the transaction
London Stock Exchange
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 735/143 pence each
Identification code
GB00BRJ7R218
b)
Nature of the transaction
Matching shares awarded under the Company's all-employee Share Incentive Plan (2010) on the basis of two free matching shares for every one partnership share purchased.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £0.00 | 180 |
d)
Aggregated information
- Aggregated volume
- Price
- Not applicable
e)
Date of the transaction
8 January 2024
f)
Place of the transaction
London Stock Exchange
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
END
DSHBLGDDCSGDGSD