Major Shareholding Notification • Sep 29, 2016
Major Shareholding Notification
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Voting Rights Announcements | 29 September 2016 15:53
Stabilus S.A.: Release according to Article 11 (6) of the Luxembourg Transparency Law and Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
DGAP Voting Rights Announcement: Stabilus S.A.
2016-09-29 / 15:53
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to |
| the competent authority)i |
| 1. Identity of the issuer or the underlying issuer of existing shares to |
| which voting rights are attachedii: |
| Stabilus S.A. |
| 2. Reason for the notification (please tick the appropriate box or boxes): |
| [X] An acquisition or disposal of voting rights |
| [ ] An acquisition or disposal of financial instruments |
| [ ] An event changing the breakdown of voting rights |
| [ ] Other (please specify)iii: |
| 3. Details of person subject to the notification obligationiv : |
| Name: | City and country of registered office |
| Marathon Asset Management LLP | (if applicable): |
| London, UK | |
| 4. Full name of shareholder(s) (if different from 3.)v: |
| See attached breakdown. |
| 5. Date on which the threshold was crossed or reachedvi: |
| 27 September 2016 |
| 6. Total positions of person(s) subject to the notification obligation: |
| % of voting | % of voting | Total of | Total number | |
| rights | rights through | both in % | of voting | |
| attached to | financial | (7.A + | rights of | |
| shares | instruments | 7.B) | issuervii | |
| (total of | (total of 7.B.1 | |||
| 7.A) | + 7.B.2) | |||
| Resulting | 5.91 | 0.00 | 5.91 | 1,459,614 |
| situation on the | ||||
| date on which | ||||
| threshold was | ||||
| crossed or | ||||
| reached | ||||
| Position of | N/A | N/A | N/A | |
| previous | ||||
| notification (if | ||||
| applicable) | ||||
| 7. Notified details of the resulting situation on the date on which the |
| threshold was crossed or reachedviii: |
| A: Voting rights attached to shares |
| Class/type of | Number of | voting rightsix | % of voting | rights |
| shares | Direct | Indirect | Direct | Indirect |
| ISIN code (if | (Art 9 of | (Art 10 of | (Art 9 of | (Art 10 of |
| possible) | Directive | Directive | Directive | Directive |
| 2004/109/EC) | 2004/109/EC) | 2004/109/EC) | 2004/109/EC) | |
| Ordinary | 1,745,599 | 1,459,614 | 7.07 | 5.91 |
| shares | ||||
| (ISIN: | ||||
| LU1066226637) | ||||
| SUBTOTAL A | 1,459,614 | 5.91 | ||
| B 1: Financial | Instruments | according to Art. | 13(1)(a) of | Directive |
| 2004/109/EC | ||||
| Type of | Expiration | Exercise/ | Number of | % of voting |
| financial | datex | Conversion | voting rights | rights |
| instrument | Periodxi | that may be | ||
| acquired if the | ||||
| instrument is | ||||
| exercised/ | ||||
| converted. | ||||
| None | ||||
| SUBTOTAL B.1 | ||||
| B 2: Financial Instruments with similar economic effect according to Art. |
| 13(1)(b) of Directive 2004/109/EC |
| Type of | Expiration | Exercise/ | Physical or | Number | % of |
| financial | datex | Conversion | cash | of | voting |
| instrument | Period xi | settlementxii | voting | rights | |
| rights | |||||
| None | |||||
| SUBTOTAL B.2 | |||||
| 8. Information in relation to the person subject to the notification |
| obligation (please tick the applicable box): |
| [ ] Person subject to the notification obligation is not controlled by any |
| natural person or legal entity and does not control any other |
| undertaking(s) holding directly or indirectly an interest in the |
| (underlying) issuer.xiii |
| [ ] Full chain of controlled undertakings through which the voting rights |
| and/or the |
| financial instruments are effectively held starting with the ultimate |
| controlling natural person or legal entityxiv: |
| Namexv | % of voting | % of voting rights | Total of both if |
| rights if it | through financial | it equals or is | |
| equals or is | instruments if it | higher than the | |
| higher than the | equals or is | notifiable | |
| notifiable | higher than the | threshold | |
| threshold | notifiable | ||
| threshold | |||
| William Arah | |||
| Jeremy Hosking | |||
| Neil Ostrer | |||
| Marathon Asset | 5.91 | 0 | 5.91 |
| Management LLP | |||
| 9. In case of proxy voting: [name of the proxy holder] will cease to hold |
| [% and number] voting rights as of [date] |
10. Additional informationxvi:
Breakdown of Holdings:
| Custodian | Nominal |
| Bank of New York Mellon | 312,830 |
| BNP Paribas Securities Services | 11,875 |
| Brown Brothers Harriman | 17,568 |
| HSBC | 28,668 |
| JP Morgan Chase | 92,580 |
| Northern Trust | 762,260 |
| Royal Bank of Canada | 2,558 |
| State Street Bank & Trust Company, Boston | 517,260 |
| Total | 1,745,599 |
The provided breakdown of holdings refer to the total number of shares in Stabilus S.A. managed by the portfolio managers of Marathon Asset Management LLP. No portfolio manager controls directly a disclosable position. The total includes 285,985 shares for which clients have retained the right to vote.
Done at London on 29th September 2016.
2016-09-29 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | Stabilus S.A. |
| 2, rue Albert Borschette | |
| L-1246 Luxemburg | |
| Grand Duchy of Luxembourg | |
| Internet: | www.stabilus.com |
| End of News | DGAP News Service |
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