CAPRICORN ENERGY PLC

Major Shareholding Notification • Aug 25, 2023

National Storage Mechanism | Additional information

RNS Number : 5181K

Capricorn Energy PLC

25 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

23-Aug-2023

6. Date on which Issuer notified

25-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.578430	7.878833	10.457263	14936823
Position of previous notification (if applicable)	2.459874	8.122551	10.582425

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		3682949		2.578430
Sub Total 8.A	3682949		2.578430%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		8246852	5.773616
Sub Total 8.B1			8246852	5.773616%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	09-Aug-2033		Cash	813331	0.569413
Swap	06-Jul-2033		Cash	520232	0.364214
Swap	25-Jul-2033		Cash	464438	0.325153
Swap	21-Jul-2033		Cash	323185	0.226262
Swap	21-Jun-2033		Cash	304665	0.213296
Swap	11-May-2033		Cash	96387	0.067481
Swap	20-Jun-2033		Cash	79211	0.055455
Swap	21-Apr-2033		Cash	45477	0.031839
Swap	13-Apr-2033		Cash	44809	0.031371
Swap	21-Jun-2033		Cash	31444	0.022014
Swap	03-Aug-2033		Cash	30776	0.021547
Swap	11-Nov-2026		Cash	30348	0.021247
Swap	30-Jun-2031		Cash	28692	0.020087
Swap	13-Jan-2033		Cash	27036	0.018928
Swap	03-May-2033		Cash	23285	0.016302
Swap	11-Aug-2033		Cash	22289	0.015604
Swap	20-Jun-2033		Cash	20797	0.014560
Swap	19-Dec-2025		Cash	20519	0.014365
Swap	04-Aug-2033		Cash	15370	0.010760
Swap	02-Aug-2033		Cash	13455	0.009420
Swap	08-Aug-2033		Cash	10531	0.007373
Swap	21-Jun-2033		Cash	10334	0.007235
Swap	26-Jul-2033		Cash	10097	0.007069
Swap	11-Nov-2026		Cash	7723	0.005407
Swap	27-Sep-2024		Cash	4473	0.003132
Swap	20-Jun-2033		Cash	3460	0.002422
Swap	15-Jun-2033		Cash	3459	0.002422
Swap	04-Jan-2033		Cash	1199	0.000839
Sub Total 8.B2				3007022	2.105217%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	2.559703	7.878830	10.438533%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	2.559703	7.878830	10.438533%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	2.559703	7.878830	10.438533%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:

gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

25-Aug-2023

13. Place Of Completion

Warsaw

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