CAPRICORN ENERGY PLC

Major Shareholding Notification • Aug 18, 2023

National Storage Mechanism | Additional information

RNS Number : 7750J

Capricorn Energy PLC

18 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

15-Aug-2023

6. Date on which Issuer notified

17-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	1.023405	9.337749	10.361154	14799545
Position of previous notification (if applicable)	2.188281	8.085779	10.274060

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		1461800		1.023405
Sub Total 8.A	1461800		1.023405%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		10538011	7.377655
Sub Total 8.B1			10538011	7.377655%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	06-Jul-2033		Cash	520232	0.364214
Swap	25-Jul-2033		Cash	464438	0.325153
Swap	09-Aug-2033		Cash	365358	0.255787
Swap	21-Jul-2033		Cash	323185	0.226262
Swap	21-Jun-2033		Cash	266017	0.186238
Swap	11-May-2033		Cash	149211	0.104463
Swap	13-Apr-2033		Cash	87250	0.061083
Swap	03-May-2033		Cash	83136	0.058203
Swap	21-Apr-2033		Cash	78490	0.054951
Swap	20-Jun-2033		Cash	69614	0.048737
Swap	21-Jul-2026		Cash	67072	0.046957
Swap	03-Aug-2033		Cash	30776	0.021547
Swap	11-Nov-2026		Cash	30348	0.021247
Swap	30-Jun-2031		Cash	28692	0.020087
Swap	21-Jun-2033		Cash	27472	0.019233
Swap	02-Aug-2033		Cash	27032	0.018925
Swap	13-Jan-2033		Cash	26690	0.018686
Swap	11-Aug-2033		Cash	22289	0.015604
Swap	20-Jun-2033		Cash	20811	0.014570
Swap	19-Dec-2025		Cash	20519	0.014365
Swap	01-Aug-2033		Cash	16894	0.011828
Swap	04-Aug-2033		Cash	15370	0.010760
Swap	08-Aug-2033		Cash	10531	0.007373
Swap	27-Sep-2024		Cash	10425	0.007298
Swap	26-Jul-2033		Cash	10097	0.007069
Swap	21-Jun-2033		Cash	9182	0.006429
Swap	11-Nov-2026		Cash	7723	0.005407
Swap	15-Jun-2033		Cash	3459	0.002422
Swap	01-Aug-2033		Cash	3298	0.002309
Swap	20-Jun-2033		Cash	2923	0.002047
Swap	04-Jan-2033		Cash	1200	0.000840
Sub Total 8.B2				2799734	1.960094%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	1.004678	9.204326	10.209004%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	1.004678	9.204326	10.209004%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	1.004678	9.204326	10.209004%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:

gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

17-Aug-2023

13. Place Of Completion

Warsaw

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