CAPRICORN ENERGY PLC

Major Shareholding Notification • Aug 17, 2023

National Storage Mechanism | Additional information

RNS Number : 6341J

Capricorn Energy PLC

17 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

14-Aug-2023

6. Date on which Issuer notified

16-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.188281	8.085779	10.274060	14675147
Position of previous notification (if applicable)	0.018727	0.555992	0.574719

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		3125672		2.188281
Sub Total 8.A	3125672		2.188281%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		8848137	6.194575
Sub Total 8.B1			8848137	6.194575%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	06-Jul-2033		Cash	520232	0.364214
Swap	25-Jul-2033		Cash	464438	0.325153
Swap	21-Jul-2033		Cash	323185	0.226262
Swap	09-Aug-2033		Cash	257007	0.179930
Swap	21-Jun-2033		Cash	254383	0.178093
Swap	11-May-2033		Cash	161143	0.112816
Swap	13-Apr-2033		Cash	99175	0.069432
Swap	03-May-2033		Cash	83136	0.058203
Swap	21-Apr-2033		Cash	78490	0.054951
Swap	21-Jul-2026		Cash	67072	0.046957
Swap	20-Jun-2033		Cash	66675	0.046679
Swap	03-Aug-2033		Cash	30776	0.021547
Swap	11-Nov-2026		Cash	30348	0.021247
Swap	30-Jun-2031		Cash	28692	0.020087
Swap	13-Jan-2033		Cash	27746	0.019425
Swap	02-Aug-2033		Cash	27032	0.018925
Swap	21-Jun-2033		Cash	26274	0.018394
Swap	20-Jun-2033		Cash	20811	0.014570
Swap	19-Dec-2025		Cash	20519	0.014365
Swap	01-Aug-2033		Cash	16894	0.011828
Swap	04-Aug-2033		Cash	15370	0.010760
Swap	27-Sep-2024		Cash	13575	0.009504
Swap	15-Aug-2033		Cash	11179	0.007826
Swap	08-Aug-2033		Cash	10531	0.007373
Swap	26-Jul-2033		Cash	10097	0.007069
Swap	11-Aug-2033		Cash	9187	0.006432
Swap	21-Jun-2033		Cash	8607	0.006026
Swap	11-Nov-2026		Cash	7723	0.005407
Swap	15-Jun-2033		Cash	3459	0.002422
Swap	01-Aug-2033		Cash	3299	0.002309
Swap	20-Jun-2033		Cash	2914	0.002040
Swap	04-Jan-2033		Cash	1200	0.000840
Swap	28-Jul-2026		Cash	169	0.000118
Sub Total 8.B2				2701338	1.891204%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	2.169554	7.950970	10.120524%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	2.169554	7.950970	10.120524%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	2.169554	7.950970	10.120524%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights has been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:

gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

16-Aug-2023

13. Place Of Completion

Warsaw

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

HOLUBABRORUWARR