CAPRICORN ENERGY PLC

Major Shareholding Notification • Aug 15, 2023

National Storage Mechanism | Additional information

RNS Number : 3633J

Capricorn Energy PLC

15 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

10-Aug-2023

6. Date on which Issuer notified

14-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.173510	7.994922	10.168432	14524270
Position of previous notification (if applicable)	2.200300	8.003192	10.203492

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		3104573		2.173510
Sub Total 8.A	3104573		2.173510%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		8937253	6.256965
Sub Total 8.B1			8937253	6.256965%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	06-Jul-2033		Cash	520085	0.364111
Swap	25-Jul-2033		Cash	464306	0.325061
Swap	21-Jul-2033		Cash	323090	0.226195
Swap	21-Jun-2033		Cash	237367	0.166180
Swap	11-May-2033		Cash	186919	0.130862
Swap	13-Apr-2033		Cash	99964	0.069984
Swap	03-May-2033		Cash	98803	0.069172
Swap	21-Apr-2033		Cash	82777	0.057952
Swap	20-Jun-2033		Cash	62232	0.043569
Swap	21-Jul-2026		Cash	53642	0.037555
Swap	28-Jul-2033		Cash	38966	0.027280
Swap	01-Aug-2033		Cash	35117	0.024585
Swap	03-Aug-2033		Cash	30768	0.021541
Swap	30-Jun-2031		Cash	28684	0.020081
Swap	13-Jan-2033		Cash	28081	0.019659
Swap	02-Aug-2033		Cash	27024	0.018920
Swap	21-Jun-2033		Cash	24452	0.017119
Swap	20-Jun-2033		Cash	24031	0.016824
Swap	19-Dec-2025		Cash	20513	0.014361
Swap	01-Aug-2033		Cash	16890	0.011824
Swap	04-Aug-2033		Cash	15365	0.010757
Swap	27-Sep-2024		Cash	13595	0.009518
Swap	08-Aug-2033		Cash	10528	0.007371
Swap	26-Jul-2033		Cash	10094	0.007067
Swap	10-Aug-2033		Cash	8225	0.005758
Swap	21-Jun-2033		Cash	7965	0.005576
Swap	09-Aug-2033		Cash	5703	0.003993
Swap	15-Jun-2033		Cash	3458	0.002421
Swap	20-Jun-2033		Cash	2432	0.001703
Swap	04-Jan-2033		Cash	1199	0.000840
Swap	28-Jul-2026		Cash	169	0.000118
Sub Total 8.B2				2482444	1.737957%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	2.154783	7.858410	10.013193%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	2.154783	7.858410	10.013193%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	2.154783	7.858410	10.013193%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:

gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

14-Aug-2023

13. Place Of Completion

London

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